2026-03-20T11:48:27-05:00 2025-06-30 390859910 BAKER TILLY ADVISORY GROUP LP 6320 CANOGA AVENUE 17TH FLOOR WOODLAND HILLS CA 91367 990 2024-07-01 866051042 ARIZONA STATE UNIVERSITY FOUNDATION FOR A NEW AMERICAN UNIVERSITY ARIZ 4809653759 PO BOX 2260 TEMPE AZ 852802260 VIRGINIA E DESANTO TREASURER 4809651791 2026-03-18 1 1 WENDY CAMPOS P00448102 8185771900 2026-03-18 2024 2025-03-06 01:10:19Z ASU FOUNDATION GRETCHEN BUHLIG PO BOX 2260 TEMPE AZ 852802260 464347102 0 X WWW.ASUFOUNDATION.ORG X 1955 AZ THE ASU FOUNDATION FOR A NEW AMERICAN UNIVERSITY ("ASUF") IS A PRIVATE, NONPROFIT ORGANIZATION THAT RAISES AND MANAGES PRIVATE CONTRIBUTIONS TO SUPPORT THE WORK OF ARIZONA STATE UNIVERSITY. 25 24 255 24 3929993 1480878 211476822 362370199 1047011 841083 59963126 84620684 3656950 4763952 276143909 452595918 171068054 193382473 0 0 20244324 20823973 1757515 1188000 25491146 20606338 19939531 213676231 235333977 62467678 217261941 2038433605 2304463852 541890163 584223120 1496543442 1720240732 X THE ASU FOUNDATION FOR A NEW AMERICAN UNIVERSITY IS A PRIVATE, NONPROFIT ORGANIZATION THAT RAISES AND MANAGES PRIVATE CONTRIBUTIONS TO SUPPORT THE WORK OF ARIZONA STATE UNIVERSITY. 0 0 81703073 76025781 2201289 RESEARCH SUPPORT - THE ASU FOUNDATION PROVIDED MORE THAN $81 MILLION IN RESEARCH FUNDING FOR ASU. THE ASU FOUNDATION RECEIVED MORE THAN $53 MILLION OF CONTRIBUTIONS TO SUPPORT ASU RESEARCH IN INFORMATION PRIVACY AND SECURITY; SUPPLY CHAIN MANAGEMENT; ENVIRONMENT AND SUSTAINABILITY; EARLY CHILDHOOD EDUCATION, AND OTHER AREAS. 45406349 42251203 1223362 SPECIFIC UNIVERSITY PROGRAMS - THE ASU FOUNDATION PROVIDED MORE THAN $45 MILLION IN SUPPORT OF SUSTAINABILITY AND EDUCATION ACTIVITIES, ENTREPRENEURIAL ACTIVITIES, AND PROGRAMMING ACTIVITIES. ASU FOUNDATION RECEIVED OVER $85 MILLION IN CONTRIBUTIONS TO SUPPORT THESE ACTIVITIES. 48524509 45152692 1307374 STUDENT AND FACULTY SUPPORT - THE ASU FOUNDATION PROVIDED OVER $48 MILLION FOR ASU PROGRAMS THAT ASSIST UNDERGRADUATE AND GRADUATE STUDENTS. ASU FOUNDATION RECEIVED OVER $194 MILLION OF CONTRIBUTIONS TO SUPPORT FACULTY RECOGNITION AND PROFESSORSHIPS AND FOR STUDENT SUPPORT. 32189548 29952796 867268 THE ASU FOUNDATION PROVDED OVER $32 MILLION TO SUPPORT THE EDUCATION, RESEARCH, PUBLIC SERVICE, AND OTHER ACTIVITIES OF ARIZONA STATE UNIVERSITY. IN ADDITION TO THE MORE THAN $850 THOUSAND OF PROGRAM REVENUE, ASU FOUNDATION RECEIVED OVER $44 MILLION OF CONTRIBUTIONS IN SUPPORT OF THESE ACTIVITIES. 32189548 29952796 867268 207823479 1 1 0 1 0 0 0 0 1 1 1 1 0 0 1 1 0 1 0 1 1 1 0 1 0 0 0 1 0 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 1 0 0 1 145 0 1 255 1 1 1 1 UK 0 0 0 1 1 1 2 0 0 0 0 0 X 25 24 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MD MI MN NC NH NJ NY OR PA RI SC TN UT VA WI WV X X VIRGINIA E DESANTO 4809657825 PO BOX 2260 TEMPE AZ 852802260 GRETCHEN BUHLIG CHIEF EXECUTIVE OFFICER ASUF 50.00 0.00 X X 621255 0 87020 JOHN W GRAHAM CHAIR 1.00 1.00 X X 0 0 0 JUANITA F FRANCIS VICE CHAIR 1.00 1.00 X X 0 0 0 NICOLE COLYER SECRETARY (THRU 8/24) 1.00 1.00 X X 0 0 0 ANNE MARIUCCI DIRECTOR 1.00 1.00 X 0 0 0 CHRIS HOWARD DIRECTOR 1.00 1.00 X 0 0 0 DENISE RESNIK DIRECTOR 2.00 0.00 X 0 0 0 DOUG FULTON DIRECTOR 2.00 0.00 X 0 0 0 MICHAEL M CROW ASU PRESIDENT 1.00 1.00 X 0 0 0 MORGAN OLSEN DIRECTOR 1.00 2.00 X 0 0 0 HARRY A PAPP DIRECTOR 2.00 0.00 X 0 0 0 HIROSHI HAMADA DIRECTOR 1.00 0.00 X 0 0 0 IRA A FULTON DIRECTOR 2.00 0.00 X 0 0 0 JAY HEILER DIRECTOR 2.00 0.00 X 0 0 0 JAZMIN MEDINA DIRECTOR 1.00 0.00 X 0 0 0 LAUREN BAILEY DIRECTOR 2.00 0.00 X 0 0 0 LISA LOO DIRECTOR 1.00 2.00 X 0 0 0 LISA URIAS DIRECTOR 1.00 0.00 X 0 0 0 MALISSIA CLINTON DIRECTOR 2.00 0.00 X 0 0 0 MARY HENTGES DIRECTOR 2.00 0.00 X 0 0 0 MICHAEL AGUIRRE DIRECTOR 1.00 0.00 X 0 0 0 ROGER WITTLIN SENIOR INVESTMENT ADVISOR 1.00 0.00 X 0 0 0 SATJIV CHAHIL DIRECTOR 1.00 0.00 X 0 0 0 STEVE EVANS DIRECTOR 1.00 0.00 X 0 0 0 TONY SARSAM DIRECTOR 2.00 0.00 X 0 0 0 MEGAN BEUS DIRECTOR 1.00 0.00 X 0 0 0 VIRGINIA DESANTO VICE PRESIDENT, CFO & TREASURER 8.00 42.00 X 0 295939 44812 MACKENZIE WOODS GENERAL COUNSEL, SECRETARY (AS OF 9/24) 1.00 49.00 X 0 65376 12087 ERIC SPICER VICE PRESIDENT UNIT DEVELOPMENT 40.00 0.00 X 302516 0 45920 CARLY NIERI EXECUTIVE DIRECTOR OF DEVELOPMENT 40.00 0.00 X 302213 0 49229 PATRICK MCDERMOTT CHIEF GLOBAL ADVANCEMENT OFFICER 40.00 0.00 X 297240 0 48286 JACQUELINE SMITH SENIOR VICE PRESIDENT 40.00 0.00 X 296319 0 56991 BILL KAVAN VICE PRESIDENT ENGAGEMENT & OUTREACH 40.00 0.00 X 296173 0 44253 2115716 361315 388598 60 0 1 0 BLACKROCK 55 EAST 52ND STREET NEW YORK NY 10055 OUTSOURCED CI 2263771 LAUREL STRATEGIES INC 4A OXFORD STREET CHEVY CHASE MD 20815 CONSULTING 632263 TRUE SENSE MARKETING INC PO BOX 645421 PITTSBURGH PA 15264 CONSULTING 371238 THE EUDY COMPANY LTD 4200 MASSACHUSETTS AVE NW 312 WASHINGTON DC 20016 PROFESSIONAL FUNDRAISER 349356 MONTAGE NORTH AMERICA LLC 1510 W LOOP SOUTH HOUSTON TX 77027 EVENT SERVICES 299510 18 4386132 357984067 3416954 362370199 PROGRAM SUPPORT 611710 783164 783164 PROGRAM REV & MEMBERS 541900 57919 57919 841083 32717407 3929993 28787414 5742 5742 63654461 11751184 51903277 51903277 51903277 ASSET MANAGEMENT FEES 900099 4058675 4058675 COST-SHARE REIMBURSEME 900099 693870 693870 MISCELLANEOUS 900099 5665 5665 4758210 452595918 5599293 3929993 80696433 193107473 193107473 275000 275000 710264 177566 355132 177566 286631 286631 14656679 40690 14615989 1000919 1000919 2774744 37429 2737315 1394736 1394736 50033 50033 205538 205538 1188000 1188000 4843796 4843796 3624015 2570126 396890 656999 268000 30909 4600 232491 1565960 705188 178604 682168 225633 29206 152913 43514 407149 1269 389856 16024 1753538 844338 88427 820773 158973 12157 28804 118012 21953 20925 187 841 MEALS AND CULTIVATION 6155219 4608509 213579 1333131 FEES AND SUBSCRIPTION 442571 268172 4822 169577 217153 200693 16460 235333977 207823479 2019352 25491146 6079009 3967088 241997411 312721215 2771553 4849428 76391 92086 19778736 215554 18963182 19563182 698813189 827703495 1033614085 1120020183 36118785 15547175 2038433605 2304463852 6250940 8322937 24507166 22840151 506097211 547794820 5034846 5265212 541890163 584223120 X -3806716 47496 1500350158 1720193236 1496543442 1720240732 2038433605 2304463852 X 217261941 45583463 -39148114 X 0 1 X 1 0 X 153097956 219622717 261097755 211476822 362370199 1207665449 153097956 219622717 261097755 211476822 362370199 1207665449 118018666 1089646783 14217519 24540818 25978228 27565555 28793156 121095276 630063 983115 1979799 3929993 7522970 1336283695 23099960 0.81540 0.87250 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 160000 360000 520000 235333977 264992476 235333977 265512476 1000000 1000000 250000 250000 0 0 0 0 1000000 1000000 1000000 1000000 4000000 6000000 309780 335408 360196 520000 1525384 250000 250000 250000 250000 1000000 1500000 160000 160000 SCHEDULE C, PART II-A: INFORMATION REGARDING LOBBYING ACTIVITIES AS A PART OF ITS MISSION, ASUF'S PARENT ORGANIZATION, ASU ENTERPRISE PARTNERS, CONTRIBUTES TO PUBLIC COMMUNICATION AND ADVOCACY ACTIVITIES THAT SUPPORT HIGHER EDUCATION IN ARIZONA AND THE NEED FOR ADEQUATE FUNDING TO PROVIDE EXCELLENT EDUCATIONAL OPPORTUNITIES FOR ARIZONA RESIDENTS. 1 1808245 138716 73507 1873454 1 X 1034013116 123904652 89140786 48371298 18286731 1180400525 950184564 26367243 107891797 35087283 15343205 1034013116 884997188 70183235 40893938 32564998 13324799 950184564 846077421 77196604 21347016 45110349 14513504 884997188 670900763 42560940 172311073 27373304 12332051 846067421 0.01601 0.85724 0.12675 0 0 19563182 19563182 215554 215554 0 19563182 GLOBAL EQUITIES 212266196 F GLOBAL FIXED INCOME 72991459 F DIVERSIFY STRATEGIES 265379409 F REAL ASSETS 102236862 F PRIVATE CAPITAL 467146257 F 1120020183 OBLIGATIONS UNDER SPLIT-INTEREST AGREEMENTS 5265212 5265212 X 470291531 45583463 11950530 -38504796 19029197 451262334 4843796 -3510212 1333584 452595918 246773478 11950530 4334018 16284548 230488930 4843796 1251 4845047 235333977 PART IV, LINE 1B: ESCROW AND CUSTODIAL ARRANGEMENTS THE FOUNDATION IS THE SOLE TRUSTEE OF TAYLOR TRUST FBO ASU FOUNDATION (TAYLOR TRUST). TAYLOR TRUST'S MISSION IS TO ESTABLISH AND MAINTAIN THE FRED E. TAYLOR CHAIRED PROFESSORSHIP IN REAL ESTATE AT THE ARIZONA STATE UNIVERSITY W.P. CAREY SCHOOL OF BUSINESS. PART IV, LINE 2B: ESCROW OR CUSTODIAL ACCOUNT LIABILITIES ASUF HOLDS ASSETS AS THE TRUSTEE OF A GRANTOR TRUST FOR ASU AND HOLDS ASSETS UNDER AN INVESTMENT SERVICES AGREEMENT WITH THE ASU ALUMNI ASSOCIATION AND THE BERMUDA INSTITUTE OF OCEAN SCIENCES (BIOS). PART V, LINE 4: INTENDED USE OF ENDOWMENT ALL ENDOWMENT EXPENDITURES SUPPORT THE EDUCATION, RESEARCH, PUBLIC SERVICES, AND OTHER ACTIVITIES OF ARIZONA STATE UNIVERSITY. PART X, LINE 2: LIABILITY FOR UNCERTAIN TAX POSITION (ASC 740) THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) AND IS FURTHER CLASSIFIED AS A PUBLIC CHARITY AS DESCRIBED IN SECTIONS 509(A)(1) AND 170(B)(1)(A)(IV) OF THE INTERNAL REVENUE CODE (CODE). TAYLOR TRUST FBO ASU FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE CODE AND IS FURTHER CLASSIFIED AS A PUBLIC CHARITY AS A SUPPORTING ORGANIZATION CONTROLLED BY THE FOUNDATION. ASU GLOBAL FOUNDATION UK LIMITED IS A FOREIGN NONPROFIT ORGANIZATION, THEREFORE IT REPORTS INCOME AND EXPENSES SEPARATELY FROM ASUF FOR TAX PURPOSES. THE ORGANIZATION IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. EACH ORGANIZATION HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE ORGANIZATION FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. THE TAX YEARS ENDING JUNE 30, 2025, 2024, 2023, 2022, AND 2021 ARE STILL OPEN TO AUDIT FOR BOTH FEDERAL AND STATE PURPOSES. THE ORGANIZATION HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS AS OF JUNE 30, 2025, AND 2024. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN ASSETS DUE TO OTHERS -39,147,646. CHANGE IN VALUE IN SPLIT INTEREST AGREEMENTS 642,850. PART XI, LINE 4B - OTHER ADJUSTMENTS: SERVICE AGREEMENT REVENUE -4,302,990. FOREIGN TAXES 1,251. TAYLOR TRUST REVENUE -130,174. ASU GLOBAL UK REVENUE 213,418. ASUEP INVESTMENT EXPENSE 708,283. PART XII, LINE 2D - OTHER ADJUSTMENTS: SERVICE AGREEMENT REVENUE 4,302,990. ASU GLOBAL UK EXPENSES 306,028. ELIMINATIONS BETWEEN OUTSTIDE ENTITIES -275,000. PART XII, LINE 4B - OTHER ADJUSTMENTS: FOREIGN TAXES 1,251. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 251976000 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES UNIVERSITY ACTIVITIES 600 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 INVESTMENTS 12407000 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES UNIVERSITY ACTIVITIES 41028 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 33771000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 1 GRANTMAKING 275000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES UNIVERSITY ACTIVITIES 91660 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES UNIVERSITY ACTIVITIES 8850 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 INVESTMENTS 373000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES UNIVERSITY ACTIVITIES 29486 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES UNIVERSITY ACTIVITIES 10270 1 1 0 0 1 1 298571138 412756 298983894 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROGRAM SUPPORT 275000 WIRE 0 1 0 1 0 1 1 1 0 PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF FOREIGN GRANT FUNDS GRANTS PAID CONSIST OF FUNDS PROVIDED TO FOREIGN NON-PROFITS FOR ASU RELATED INITIATIVES, WHICH ARE ACCOUNTED FOR AND MONITORED THROUGH THE USE OF ACCOUNTS AND ACCOUNT PURPOSE AT THE TIME OF EACH DISBURSEMENT. X X X X X 1 THE EUDY COMPANY LTD 4200 MASSACHUSETTS AVE NW WASHINGTON DC 20016 FUNDRAISER 0 5504582 345000 5159582 LAUREL STRATEGIES INC 4A OXFORD ST CHEVY CHASE MD 20815 CONSULTANT 0 0 600000 0 ELIASSON GROUP 55 WALKERS BROOK DR READING MA 01867 CONSULTANT 0 0 123000 0 AMBER JOHNSON 2710 CORIANDER PL EDGEWATER MD 21037 CONSULTANT 0 0 120000 0 5504582 1188000 5159582 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN NC ND NH NJ NV NY OH OK OR PA RI SC TN UT VA WA WI WV SCHEDULE G, PART I, COLUMN (IV): GROSS RECEIPTS FROM ACTIVITY AMOUNTS PAID TO FUNDRAISERS WITH NO GROSS RECEIPTS WERE FOR FUNDRAISING MATERIALS AND CONSULTING ONLY. 1 ARIZONA STATE UNIVERSITY PO BOX 877505 TEMPE AZ 85287 860196696 115 174380512 0 PROGRAM SUPPORT ASU ENTERPRISE PARTNERS PO BOX 2260 TEMPE AZ 852802260 475599177 501(C)(3) 12855273 0 PROGRAM SUPPORT NEWSWELL PO BOX 2260 TEMPE AZ 852802260 993024194 501(C)(3) 4063546 0 PROGRAM SUPPORT THUNDERBIRD SCHOOL OF GLOBAL MANAGEMENT 400 E VAN BUREN STE 900 PHOENIX AZ 85004 860105586 501(C)(3) 497496 0 PROGRAM SUPPORT EARTH SCHOOL EDUCATIONAL FOUNDATION 555 N CENTRAL AVE STE 402P PHOENIX AZ 85004 261204422 501(C)(3) 334040 0 PROGRAM SUPPORT RESEARCH COLLABORATORY AT ASU PO BOX 2260 TEMPE AZ 852802260 463815674 501(C)(3) 112108 0 PROGRAM SUPPORT ASU ALUMNI ASSOCIATION PO BOX 873702 TEMPE AZ 85287 866053009 501(C)(3) 140850 0 PROGRAM SUPPORT CONCORDIA SUMMIT INC 404 5TH AVE STE 7 NEW YORK NY 10018 275121564 501(C)(3) 75000 0 PROGRAM SUPPORT UNIVERSITY OF ARIZONA 888 N EUCLID AVE ROOM 402 TUCSON AZ 85721 742652689 115 56500 0 PROGRAM SUPPORT NORTHERN ARIZONA UNIVERSITY PO BOX 4080 FLAGSTAFF AZ 86011 742579628 115 41500 0 PROGRAM SUPPORT MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 416011702 501(C)(3) 35200 0 PROGRAM SUPPORT JUNIOR ACHIEVEMENT OF ARIZONA INC 636 W SOUTHERN AVE TEMPE AZ 85282 860184349 501(C)(3) 30000 0 PROGRAM SUPPORT HILLEL THE FOUNDATION FOR JEWISH CAMPUS LIFE 1012 S MILL ST TEMPE AZ 85281 866053859 501(C)(3) 25000 0 PROGRAM SUPPORT VALLEY LEADERSHIP CORPORATION 7000 N 16TH ST STE 120-439 PHOENIX AZ 85020 860373283 501(C)(3) 25000 0 PROGRAM SUPPORT ARIZONA FRIENDS OF FOSTER CHILDREN FOUNDATION 360 E CORONADO RD STE 190 PHOENIX AZ 85004 860468850 501(C)(3) 20000 0 PROGRAM SUPPORT BILL HILLARY & CHELSEA CLINTON FOUNDATION 1200 PRESIDENT CLINTON AVE LITTLE ROCK AR 72201 311580204 501(C)(3) 15200 0 PROGRAM SUPPORT THE LEADERSHIP CONSORTIUM PO BOX 90847 PHOENIX AZ 85066 731628275 501(C)(3) 20000 0 PROGRAM SUPPORT TEXAS BUSINESS HALL OF FAME FOUNDATION 675 BERING DR STE 200 HOUSTON TX 77057 751842638 501(C)(3) 15000 0 PROGRAM SUPPORT HIGHLAND BAND BOOSTERS PO BOX 2414 GILBERT AZ 85299 510548043 501(C)(3) 12000 0 PROGRAM SUPPORT AMERICAN SOCIETY OF INTERNATIONAL LAW 2223 MASSACHUSETTS AVE NW WASHINGTON DC 20008 530242653 501(C)(3) 8000 0 PROGRAM SUPPORT ARIZONA FORWARD ASSOCIATION 3800 N CENTRAL AVE STE 1030 PHOENIX AZ 85012 237154678 501(C)(3) 7000 0 PROGRAM SUPPORT THE BROADWAY LEAGUE FOUNDATION 729 7TH AVE 5TH FL NEW YORK NY 10019 133740065 501(C)(3) 5560 0 PROGRAM SUPPORT 22 0 PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS GRANTS PAID CONSIST OF FUNDS PROVIDED TO ARIZONA STATE UNIVERSITY, ITS AFFILIATES, AND OTHER FOR-PROFITS AND NONPROFITS FOR ASU RELATED INITIATIVES, WHICH ARE ACCOUNTED FOR AND MONITORED THROUGH THE USE OF ACCOUNTS AND ACCOUNT PURPOSE AT THE TIME OF EACH DISBURSEMENT. X X X 0 0 0 0 0 0 0 1 0 GRETCHEN BUHLIG CHIEF EXECUTIVE OFFICER ASUF 520055 0 101200 0 0 0 47150 0 39870 0 708275 0 0 0 JACQUELINE SMITH SENIOR VICE PRESIDENT 282069 0 14250 0 0 0 20695 0 36296 0 353310 0 0 0 CARLY NIERI EXECUTIVE DIRECTOR OF DEVELOPMENT 280376 0 7050 0 14787 0 17211 0 32018 0 351442 0 0 0 ERIC SPICER VICE PRESIDENT UNIT DEVELOPMENT 280105 0 22339 0 72 0 20758 0 25162 0 348436 0 0 0 PATRICK MCDERMOTT CHIEF GLOBAL ADVANCEMENT OFFICER 288504 0 8736 0 0 0 20912 0 27374 0 345526 0 0 0 VIRGINIA DESANTO VICE PRESIDENT, CFO & TREASURER 0 287262 0 8677 0 0 0 20770 0 24042 0 340751 0 0 BILL KAVAN VICE PRESIDENT ENGAGEMENT & OUTREACH 274263 0 21910 0 0 0 20359 0 23894 0 340426 0 0 0 PART I, LINE 7 NON-FIXED PAYMENTS BONUSES ARE GIVEN ON A DISCRETIONARY BASIS BASED ON PERFORMANCE REVIEWS AT THE END OF THE YEAR. A THE INDUSTRIAL DEV AUTH OF THE CITY OF TEMPE AZ 860439481 2014-12-16 31390000 TO ACQUIRE, IMPROVE, AND EQUIP FACILITY. 0 0 0 A 8370000 31503841 31503841 2018 0 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 SCHEDULE K, PART IV, LINE 2C, BOND A, REBATE COMPUTATION: THE REBATE COMPUTATION FOR THE 2014 BOND A WAS LAST PERFORMED ON 12/16/2024. SYBIL FRANCIS FAMILY MEMBER OF DIRECTOR 286631 COMPENSATION FOR EMPLOYMENT 0 PART IV, COLUMN (C) THE AMOUNT OF COMPENSATION REPORTED FOR SYBIL FRANCIS INCLUDES SALARY, BENEFITS, AND OTHER DEFERRED COMPENSATION. X 9837 EXPERT OPINION X 171213 EXPERT OPINION X 186 270045 FAIR MARKET VALUE X 76 2858430 FAIR MARKET VALUE X 1 48230 RETAIL X FLIGHT EXPENSES 2 24699 RETAIL X DONATED AUCTION ITEMS 1 18810 FAIR MARKET VALUE X CRYPTOCURRENCY 4 15691 FAIR MARKET VALUE 33 0 1 1 PART I, COLUMN (B): THE NUMBER IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: THE FOUNDATION USES A VARIETY OF BROKERAGE AND SERVICE COMPANIES TO CONVERT NON-CASH GIFTS TO CASH BASED ON THE TYPE OF NON-CASH GIFT RECEIVED. FORM 990, PART VI, SECTION A, LINE 2 DOUG FULTON AND IRA FULTON HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS OR STOCKHOLDERS ASU ENTERPRISE PARTNERS SERVES AS THE SOLE MEMBER OF THE ORGANIZATION, AND PROVIDES THEM WITH VARIOUS SUPPORTING SERVICES, SUCH AS LEGAL, HUMAN RESOURCES, FINANCIAL SERVICES, AND MARKETING AND TECHNICAL SERVICES. IN ADDITION, ASU ENTERPRISE PARTNERS MANAGES THE RESERVES OF THE ORGANIZATION AND PROVIDES GUIDANCE AND OVERSIGHT TO THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS WITH POWERS TO ELECT OR APPOINT ASU ENTERPRISE PARTNERS AS THE SOLE MEMBER HAS THE POWER TO ELECT OR APPOINT MEMBERS OF THE GOVERNING BODY OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B DECISIONS SUBJECT TO APPROVAL PER THE BYLAWS OF ASUF, THE FOLLOWING ACTIONS SHALL NOT BE TAKEN BY THE CORPORATION WITHOUT THE APPROVAL OF THE MEMBER: ELECTION AND REMOVAL OF DIRECTORS, AMENDMENT OF THE ARTICLES OF INCORPORATION OF THE CORPORATION, AMENDMENT OF THE BYLAWS OF THE CORPORATION, MERGER, CONSOLIDATION, OR DISSOLUTION OF THE CORPORATION, THE CREATION OF ANY SUBSIDIARIES OR AFFILIATES OF THE CORPORATION, ADOPTION OF THE STRATEGIC AND ANNUAL BUSINESS PLANS AND ADOPTION OF THE ANNUAL BUDGET PREPARED BY THE CORPORATION AND ANY ACTIONS TAKEN BY THE CORPORATION, THE SELECTION AND RETENTION OF THE CEO OF THE CORPORATION, THE MAKING OF ANY CAPITAL EXPENDITURES, THE SELECTION OF THE MANNER AND LOCATION OF INVESTMENT OF ANY FINANCIAL ASSETS, THE CREATION OR EXTENSION OF ANY LOANS BY OR ANY BORROWING BY THE CORPORATION OR THE SALE OF ANY CAPITAL ASSETS BY THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS ASUF'S FORM 990, RETURN OF THE ORGANIZATION EXEMPT FROM INCOME TAX, IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM. THE DRAFT IS SUBMITTED TO ASUF'S MANAGEMENT FOR REVIEW AND ACCURACY OF REPORTING. THE BOARD OF DIRECTORS HAS DELEGATED REVIEW OF THE FORM 990 TO THE AUDIT COMMITTEE OF ASU ENTERPRISE PARTNERS ("ASUEP"). MANAGEMENT AND A REPRESENTATIVE OF THE OUTSIDE ACCOUNTING FIRM REVIEW THE FORM 990 WITH THE AUDIT COMMITTEE. ONCE APPROVED AND ACCEPTED BY THE AUDIT COMMITTEE, A FULL COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD OF DIRECTORS. IT IS THEN SIGNED BY THE TREASURER AND SUBMITTED ELECTRONICALLY TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C PROCESS FOR MONITORING AND ENFORCEMENT OF CONFLICT OF INTEREST UPON HIRE AND ON AN ANNUAL BASIS, ALL EMPLOYEES AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY CONFLICTS OR POTENTIAL CONFLICTS RELATING TO THEIR INVOLVEMENT WITH ASUF. IN ADDITION, ANY TIME THE EMPLOYEE BECOMES AWARE OF A NEW CONFLICT, THEY ARE REQUIRED TO SUBMIT AN UPDATED CONFLICT OF INTEREST/COMMITMENT FORM TO ASUEP'S GENERAL COUNSEL. ANY IDENTIFIED CONFLICTS WOULD BE REVIEWED BY THE BOARD CHAIR AND THE CEO TO DETERMINE ANY MITIGATION ACTIONS NEEDED. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION OF CEO/KEY EMPLOYEES FOR ASUF, THE BOARD OF DIRECTORS APPROVES THE COMPENSATION PACKAGE FOR THE CEO BASED ON CURRENT MARKET COMPARISONS PROVIDED BY THE FOUNDATION'S HUMAN RESOURCES DEPARTMENT (WHICH OBTAINS THIS INFORMATION FROM AN INDEPENDENT COMPENSATION CONSULTANT), RESPONSIBILITIES OF THE POSITION, GOALS OF THE FOUNDATION, AND NEGOTIATIONS WITH THE CEO. ALL OTHER COMPENSATION DECISIONS FOR KEY EMPLOYEES HAVE BEEN DELEGATED FROM THE BOARD OF DIRECTORS TO THE CEO, WHO FOLLOWS A SIMILAR PROCESS AS DESCRIBED. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS MADE AVAILABLE TO THE PUBLIC THE FINANCIAL STATEMENTS, FORM 990, AND FORM 990-T FOR ASUF ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST STATEMENT ARE NOT MADE AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: CHANGE IN ASSETS DUE TO OTHER ENTITIES -39,147,646. CHANGE IN VALUE OF SPLIT-INTEREST AGREEMENTS 642,850. TAYLOR TRUST ELIMINATION 64,965. ASUEP INVESTMENT EXPENSE -708,283. ASUF DC LLC PO BOX 2260 TEMPE AZ 85280 866051042 REAL ESTATE AZ 3159914 21326155 ASUF ASUF VENTURE HOLDINGS LLC PO BOX 2260 TEMPE AZ 85280 866051042 HOLDING CO. 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