2026-04-15T10:09:48-07:00 2025-05-31 990 2024-06-01 161476258 UTICA UNIVERSITY UTIC 3157923011 1600 Burrstone Road Utica NY 13502 Kristin Haag Sr.VP for Financial Affairs & Treas 3157923011 2026-04-15 1 2024 2025-03-06 01:10:19Z Kristin Haag 1600 Burrstone Road Utica NY 13502 108031179 0 X www.utica.edu X 1946 NY We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 29 28 1625 75 29780 29780 6642892 9893756 84902964 84874737 110724 1104600 2800246 1192220 94456826 97065313 19989079 19158204 0 0 51922556 47325969 0 0 2241600 37819503 34801897 109731138 101286070 -15274312 -4220757 133465875 130088029 86802539 84227180 46663336 45860849 We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 0 0 54762482 19158204 72292531 Instruction and research to educate undergraduate & graduate students preparing them to achieve distinction in their chosen professions and inspiring them to become citizens committed to their community. Institutional Support for central and executive-level activities concerned with management and long-range planning for the entire institution. 17408059 0 1192220 Student Services provides support to instructional programs with an emphasis on student life outside the classroom. it includes areas such as athletics, student activities, career counseling and placement, etc. 5376653 0 0 Academic support encompasses the areas of faculty and program development as well as resource centers including the library and various institutes designed to support the learning experience. 10726569 0 12582206 Auxiliary Enterprises Expenses $10,726,569 Revenue $12,582,206. 10726569 0 12582206 88273763 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 325 0 1 1625 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 29 28 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X Kristin Haag 3157923011 1600 Burrstone Road Utica NY 13502 Todd Pfannestiel President 37.5 X X X 420114 0 29658 Stephanie Nesbitt Provost 37.50 X X 211509 0 20190 Robert Halliday Professor of Philosophy 37.50 X 168050 0 46618 Glen Hansen Associate Professor of Accounting 37.5 X 167385 0 46687 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 37.5 X 196357 0 16463 Patrice Hallock Associate Dean School of Health Professions and Education 37.5 X 166083 0 31098 Kristin Haag Vice President of Financial Affairs/Treasurer 37.50 X 164788 0 6141 William Sykes Senior VP of Enrollment Management & Marketing 37.50 X 145433 0 24454 Robert Brevenik Trustee 1.5 X 0 0 0 Jeremy Thurston Chairperson 1.5 X X 0 0 0 Heidi Hoeller Vice Chairperson 1.5 X X 0 0 0 Christian Meyer III Trustee 1.5 X 0 0 0 Kenneth Bell Secretary 1.5 X X 0 0 0 Larry Bull Trustee 1.5 X 0 0 0 Gerard Capraro Vice Chairperson 1.5 X X 0 0 0 John Casellini Trustee 1.5 X 0 0 0 Ronald Cuccaro Trustee 1.5 X 0 0 0 Harry Cynkus Trustee 1.5 X 0 0 0 Frederick Degen Trustee 1.5 X 0 0 0 Krista DiBeradino Vice Chairperson 1.5 X X 0 0 0 James DuRoss Trustee 1.5 X 0 0 0 John Forte Trustee 1.5 X 0 0 0 Christopher Crolius Trustee 1.5 X 0 0 0 Samuel Hester Trustee 1.5 X 0 0 0 Daniel Jones Trustee 1.5 X 0 0 0 Wester Miga Trustee 1.5 X 0 0 0 Mark Pilipczuk Trustee 1.5 X 0 0 0 Eugene Quadraro Jr Trustee 1.5 X 0 0 0 Solade Rowe Trustee 1.5 X 0 0 0 John Snyder Trustee 1.5 X 0 0 0 Treesa Salter Trustee 1.5 X 0 0 0 Mikhail Bushiniski Trustee 1.5 X 0 0 0 Tanner Stewart Trustee 1.5 X 0 0 0 Jeffery Whalley Trustee 1.5 X 0 0 0 Tricia Rutkowski Trustee 1.5 X 0 0 0 Thomas Cole Trustee 1.5 X 0 0 0 1639719 0 221309 80 0 1 0 ABM Industry Groups LLC One Liberty Plaza 7th Floor New York NY 10016 Facilities Services 5839621 Follett Higher Education Group Inc 3 Westbrook Corporate Center Westchester IL 60154 College Supplies Partner 1881318 Orbis Education Services 11595 North Meridian St Carmel IN 46032 Educational Partner 3411288 Risepoint 2803 Philadelphia Pike St Suite B Claymont DE 19703 Online Educational Services 4127433 Sodexo Inc & Affiliates 10 Earhart Drive Williamsville NY 10016 Food Service 4335486 39 0 0 0 0 3891984 6001772 0 9893756 Student Tuition and Fees 611710 72292531 72292531 0 0 Auxiliary Enterprises 611710 12582206 12582206 0 0 0 0 0 0 84874737 0 0 11368320 702146 10736393 229473 631927 472673 1104600 0 0 1104600 0 1192220 1162440 29780 0 1192220 97065313 86037177 29780 1104600 0 0 19029704 19029704 128500 128500 0 0 1346312 355068 583422 407822 0 0 0 0 36897767 31270054 4679018 948695 680531 260227 334165 86139 5651184 5651184 0 0 2750175 2277582 375738 96855 0 0 0 0 117550 0 117550 0 121996 0 121996 0 0 0 0 0 0 0 0 0 0 0 4426368 4088280 301073 37015 573322 31709 59663 481950 1575345 1483372 64889 27084 1066138 65053 1001083 2 1523 1523 0 0 4028001 3778577 235008 14416 1433877 1156927 261185 15765 0 0 0 0 273524 206645 29426 37453 1721326 1548790 172128 408 0 0 0 0 5364696 4911860 452557 279 896772 205037 691735 0 Food Service-Auxiliary 3996223 3996223 0 0 Grounds Service 3386408 3288780 83118 14510 Custodial Services 2518888 2446270 61825 10793 3299940 2092398 1145128 62414 101286070 88273763 10770707 2241600 2152 1814 5117134 4867899 992397 1432030 9139924 8465480 118503 78972 1973 1656 525484 588927 161182652 88191311 76611274 72991341 31111172 31017799 3958236 5616627 0 0 0 0 5887626 5025484 133465875 130088029 16366390 17416588 12485954 12181756 40623278 39787857 17326917 14840979 86802539 84227180 X 7339630 4139959 39323706 41720890 46663336 45860849 133465875 130088029 X -4220757 2613848 0 0 0 804422 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 9847124 0 0 X X X 0 35361616 1145800 3245774 1990431 560688 62728 37139343 34819284 899234 4895661 755721 4436197 60645 35361616 35470959 1038155 -176004 881283 553384 79159 34819284 36600490 3347871 -3116405 956285 324217 80495 35470959 27110269 2567821 8227652 822234 389894 93124 36600490 0.002 0.329 0.669 0 0 6060530 0 6060530 126223220 0 63364605 62858615 2508117 0 1660992 847125 14056764 0 12869941 1186823 12334021 0 10295773 2038248 72991341 Post-Retirement Liability 5398172 Charitable Trust Obligations 63389 Bond Premium, Net of Amortization 4353934 Lease Liability 5025484 14840979 80520957 2613848 0 0 0 2613848 77907109 0 19158204 19158204 97065313 82127866 0 0 0 0 0 82127866 0 19158204 19158204 101286070 Schedule D, Part III, Line 4 The University has a fine arts collection in which the contents are being utilized across campus and the University offers a number of fine arts courses. Schedule D, Part V, Line 4 The University has endowment funds that are managed to provide a permanent source of income to support the teaching, research, and service missions of the institution. Schedule D, Part XI, Line 4b Scholarship Aid - $19,158,204 Schedule D, Part XII, Line 4b Scholarship Aid - $19,158,204 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Utica University prints its non-discriminatory policy in the annual catalog and it is also on the University's website. Schedule E, Part I, Line 6 A majority of the University financial assistance is provided by the government to enable promising students to attend the University if family and personal resources are inadequate to support a University education. Two of the main sources of financial aid are from the Federal and State government. Schedule E, Part I, Line 6a A majority of the University financial assistance is provided by the government to enable promising students to attend the University if family and personal resources are inadequate to support a University Education. Two of the main sources of financial aid are from federal and state government. 1 Central America and the Caribbean 0 1 Program Services Adjunct Lecturer 16300 East Asia and the Pacific 0 1 Program Services Conference Attendance 730 Europe (including Iceland and Greenland) 0 3 Program Services Faculty Led Study Abroad 27900 Europe (including Iceland and Greenland) 0 3 Program Services Fieldwork 6000 Europe (including Iceland and Greenland) 0 1 Program Services Human Rights Festival 4100 Europe (including Iceland and Greenland) 0 1 Program Services Visit & assess study abroad sites 3600 Europe (including Iceland and Greenland) 0 2 Program Services Study Abroad 18800 Europe (including Iceland and Greenland) 0 2 Speaking at Seminars or Conferences Conference Presentations 4900 Europe (including Iceland and Greenland) 0 1 Program Services Conference Attendance 3700 North America (including Canada and Mexico, but not the United States) 0 2 Program Services International Student Recruitment 20100 North America (including Canada and Mexico, but not the United States) 0 6 Program Services Conference Attendance 6800 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Faculty 91300 South America 0 1 Speaking at Seminars or Conferences Conference Presentations 1800 South Asia 0 3 Program Services Conference Attendance 2800 South Asia 0 1 Program Services International Student Recruitment 55000 0 29 263830 Scholarship East Asia and the Pacific 5 35020 Credit on Students Account 0 FMV Scholarship Europe (including Iceland and Greenland) 2 17605 Credit on Students Account 0 FMV Scholarship North America (including Canada and Mexico, but not the United States) 1 3000 Credit on Students Account 0 FMV Scholarship Sub-Saharan Africa 4 21500 Credit on Students Account 0 FMV Scholarship South Asia 14 51375 Credit on Students Account 0 FMV 0 0 0 0 1 0 Schedule F, Part I, Line 2 Grants are given as scholarships and show as a credit on the student account against tuition owed. 1 Fellowships 120 132081 0 FMV Grants are awarded to University employees or students for research projects. Grantees may elect to receive reimbursement for receipted expenses or they may elect to receive their awards as W-2 compensation. Scholarships 3626 19029704 0 FMV Schedule I, Part I, Line 2 Schedule I, Part I, Line 2 - Students receiving scholarships are evaluated by the University's assessment of academic achievement, financial need, and other similar standards. Schedule I, Part III - See Schedule I, Part IV, Statement 1 X X X X X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Todd Pfannestiel President 420011 0 0 0 103 0 9375 0 20283 0 449772 0 0 0 Robert Halliday Professor of Philosophy 167892 0 0 0 158 0 19280 0 27338 0 214668 0 0 0 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 196301 0 0 0 55 0 5979 0 10484 0 212819 0 0 0 Stephanie Nesbitt Provost 211406 0 0 0 103 0 9167 0 11023 0 231699 0 0 0 Glen Hansen Associate Professor of Accounting 167227 0 0 0 158 0 17483 0 29205 0 214073 0 0 0 Patrice Hallock Associate Dean School of Health Professions and Education 165924 0 0 0 158 0 7981 0 23117 0 197180 0 0 0 Kristin Haag Vice President of Financial Affairs/Treasurer 164733 0 0 0 55 0 4667 0 1475 0 170930 0 0 0 William Sykes Senior VP of Enrollment Management & Marketing 145396 0 0 0 37 0 8000 0 16454 0 169887 0 0 0 Schedule J, Part I, Line 1a The University president receives a housing stipend since the President's house serves as a meeting place for dignitaries and community leaders, as well as for other meeting and fundraising events. The University provides travel costs for the University President's spouse on certain business travel. The President had access to and the use of a Universities vehicle via a lease in which his personal mileage was taxable. A Oneida County Local Development Corporation 273190422 682440CM2 2019-12-18 49438503 See Part VI 0 0 0 A 0 0 49443342 0 0 0 569147 0 0 13753312 35120883 0 2021 1 1 1 1 A 0 0 1 1 0 0.0063 0.0008 0.0071 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 Form 990, Part VI, Section A, Line 2 The University conducts business with various vendors throughout the greater Utica area. Several of the University's vendors have principals or employees currently serving on its board of trustees. In accordance with the University's bylaws, each vendor serving on the University Board of Trustees is required to disclose the details of transactions and other business involvements with the University annually. Form 990, Part VI, Section B, Line 11b The 990 is reviewed and approved by the treasurer, key employees, and appropriate trustees prior to being filed and issued. Additionally, the 990 is provided to the entire board of trustees for review and comment prior to filing. Form 990, Part VI, Section B, Line 12c Officers and Board trustees are required to complete conflict of interest statements and submit them annually to the office of financial affairs. Form 990, Part VI, Section B, Line 15 The compensation of the president is determined by a compensation committee of the board of trustees in consultation with an independent consultant and approved by the executive committee. The compensation of officers and key employees is determined by the University president and approved by the compensation committee. Form 990, Part VI, Section C, Line 19 Governing documents are available to the public through personal request through appropriate University officials. Form 990, Part XI, Line 9 Change in funded status of the pension plan $849,571 and net periodic benefit cost ($45,149). Form 990, Part XII, Line 2c The University's audit committee and board of trustees assumes responsibility for and oversees the audit of the annual financial statements and the selection of independent auditors. No changes to the oversight or selection process of the University have been noted.