2026-05-15T09:10:29-05:00 2025-06-30 990 2024-07-01 560532129 DUKE UNIVERSITY DUKE 9196842006 2200 W MAIN STREET STE 300 DURHAM NC 27705 RACHEL SATTERFIELD TREASURER/VP FINANCE 9196842006 2026-05-11 1 2024 2025-03-06 01:10:19Z VINCENT E PRICE 2200 W MAIN STREET DURHAM NC 27705 4783146190 0 X WWW.DUKE.EDU X 1841 NC TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH 37 34 32100 15837 6944965 1356656 1974843265 1975474083 1388719243 1479979763 986358110 1146576952 129302460 152314868 4479223078 4754345666 470027162 518261261 0 0 2305819318 2439701930 1522552 2537566 105154267 1366034532 1389543185 4143403564 4350043942 335819514 404301724 21158472538 22131922809 4582462353 4608079402 16576010185 17523843407 X SEE SCHEDULE O 0 0 2237395261 456829617 1134176642 DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 6,818 STUDENTS ANNUALLY 1216495537 61431644 1497060511 DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS 447993747 233506534 DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY 3901884545 1 1 0 1 0 0 1 1 0 1 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 1 0 1 1 0 0 1 1 1 0 0 0 1 X 11287 0 1 32100 1 1 1 1 SP UK TZ CH SN MA IN KE SW NO PL GM IS HU CA 0 0 0 1 1 1 1 0 0 1 0 1 1 X 37 34 1 0 1 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MD MA MI NH NJ NY OR SC X X X DUKE UNIVERSITY 9196842006 2200 W MAIN STREET STE 300 DURHAM NC 27705 X ADAM SILVER TRUSTEE 6.00 2.10 X 0 0 0 AMY ABERNETHY TRUSTEE 2.00 0.00 X 0 0 0 ANN PELHAM TRUSTEE 2.00 0.00 X 0 0 0 CARMICHAEL S ROBERTS JR TRUSTEE 1.00 1.00 X 0 0 0 DAVID S TAYLOR TRUSTEE 2.00 0.00 X 0 0 0 EDDY H CUE TRUSTEE 2.00 0.00 X 0 0 0 EDGAR VIRGUEZ TRUSTEE 2.00 0.00 X 0 0 0 EDWARD A GILHULY TRUSTEE 4.00 0.00 X 0 0 0 GRANT H HILL TRUSTEE 2.00 0.00 X 0 0 0 GREGORY V PALMER TRUSTEE 2.00 0.00 X 3000 0 0 JB PRITZKER TRUSTEE 1.00 0.00 X 0 0 0 JAMES C ZELTER TRUSTEE 2.00 0.10 X 0 0 0 JEFFREY W UBBEN TRUSTEE 4.00 0.00 X 0 0 0 KAREN M KING TRUSTEE 2.00 0.00 X 0 0 0 KATHRYN A HOLLISTER TRUSTEE 4.00 0.00 X 0 0 0 L FREDERICK SUTHERLAND TRUSTEE 4.00 0.00 X 0 0 0 LAURENE M SPERLING TRUSTEE 6.00 8.00 X 0 0 0 LISA M BORDERS TRUSTEE 4.00 0.00 X 0 0 0 MARY T BARRA TRUSTEE 6.00 0.00 X 0 0 0 MELISSA BERNSTEIN TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL G RHODES TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL J BINGLE TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL R STONE TRUSTEE 2.00 0.00 X 0 0 0 NANCY M SCHLICHTING TRUSTEE 2.00 2.00 X 0 0 0 NANCY-ANN DEPARLE TRUSTEE 2.00 0.00 X 0 0 0 PATRICIA RODERICK MORTON TRUSTEE 4.00 0.00 X 0 0 0 ROBERT R PENN TRUSTEE 2.00 0.00 X 0 0 0 SHARON MARCIL TRUSTEE 2.00 0.00 X 0 0 0 STEPHEN G PAGLIUCA TRUSTEE 1.00 0.00 X 0 0 0 SYDNEY HUNT TRUSTEE 2.00 0.00 X 0 0 0 THOMAS H LISTER TRUSTEE 2.00 6.00 X 0 0 0 TIMOTHY D COOK TRUSTEE 2.00 0.00 X 0 0 0 VIKAS J PATEL TRUSTEE 2.00 0.00 X 0 0 0 WARREN LATTIMORE TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM G KAELIN JR TRUSTEE 2.00 0.00 X 0 0 0 XIQING GAO TRUSTEE 2.00 0.00 X 0 0 0 VINCENT E PRICE PRESIDENT/TRUSTEE 48.00 3.30 X X 2137417 0 62628 DANIEL G ENNIS EXECUTIVE VICE PRESIDENT 40.00 0.30 X 1464086 0 73368 MARY E KLOTMAN MD EVP FOR HEALTH AFFAIRS & DEAN OF SOM 49.00 12.20 X 1522644 0 58317 ALEC GALLIMORE PROVOST 50.00 0.30 X 1081866 53500 76763 PAMELA J BERNARD PART YEAR VP & UNIVERSITY COUNSEL 55.00 0.00 X 702209 0 60737 RACHEL SATTERFIELD TREASURER & VP OF FINANCE 40.00 0.30 X 670285 0 57702 MARGARET W EPPS UNIVERSITY SECRETARY 50.00 0.00 X 521815 0 56621 KIM TAYLOR PART YEAR VP & UNIVERSITY COUNSEL 40.00 0.00 X 610592 0 71263 NEAL F TRIPLETT CHIEF INVESTMENT OFFICER 50.00 0.40 X 4885718 0 127007 GARY BENNETT DEAN, COLLEGE OF A & S 60.00 0.00 X 729880 0 65729 JAMES SCOTT GIBSON EXEC VICE DEAN OF ADMIN, SOM 55.00 0.40 X 987123 0 73226 JOHN J NOONAN VP FOR FACILITIES 40.00 0.00 X 499153 0 71105 KAVITA NAYAR INVESTMENT MANAGER 40.00 0.00 X 1614964 0 284915 JUSTIN B NIXON INVESTMENT MANAGER 40.00 0.00 X 1921010 0 360745 EVAN L JONES INVESTMENT MANAGER 40.00 0.00 X 1925902 0 345870 MANUEL DIAZ COACH 40.00 0.00 X 4171974 0 119221 JONATHAN SCHEYER COACH 40.00 0.00 X 2764179 0 63029 JONATHAN COOK MD PHYSICIAN 1.90 38.90 X 215316 3098678 62670 JOSEPH TUREK MD PHYSICIAN 6.20 33.80 X 432127 2092811 69346 JENNIFER FRANCIS PROFESSOR 40.00 0.00 X 2935454 0 50274 MOHAMED NOOR FORMER KEY EMPLOYEE 40.00 0.00 X 548577 0 62496 32345291 5244989 2273032 7290 1 1 0 GALLAGHER AFFINITY INSURANCE SERVICEE PO BOX 74715 CHICAGO IL 60694 INSURANCE SERVICES 34173297 ALLEGIS GROUP HOLDINGS INC 3689 COLLECTION CTR DR CHICAGO IL 60694 TEMPORARY SERVICES 19085667 UNIVERSITY OF NORTH CAROLINA FRANKLIN ST CHAPEL HILL NC 27599 SPONSORED RESEARCH 17151668 MID-ATLANTIC INFRASTRUCTURE SYSTEMS 3600 COUNTRY CLUB ROAD SUITE 201 WINSTON SALEM NC 27401 CONSTRUCTION SERVICES 15310074 LECHASE CONSTRUCTION SVCS LLC 320 RONEY ST STE 100 DURHAM NC 27701 CONSTRUCTION SERVICES 11860818 949 3331099 94738662 1096468780 780935542 58142135 1975474083 TUITION & FEES 611600 1079949645 1079949645 ANCILLARY STUDENT SVCS 611600 233506534 233506534 CONTINUING EDUCATION 611600 44002721 44002721 CONFERENCE FEES 611600 10224276 10224276 ACADEMIC MED. RESEARCH 611600 4060051 4060051 108236536 101291571 6944965 1479979763 373172657 373172657 97152279 97152279 17611293 3425558 14185735 14185735 14185735 797945906 110775 23035660 1616726 774910246 -1505951 773404295 773404295 166119 3331099 722580 -556461 -556461 MISC SALES 611710 31267982 31267982 STUDENT DUES 611710 3676620 3676620 VARIOUS FEES AND FINES 611710 1918593 1918593 4670120 4670120 41533315 4754345666 1514568113 6944965 1257358505 36704929 36704929 469123131 469123131 12433201 12433201 21054072 661370 19365070 1027632 3995728 196921 3798807 1944558770 1659530160 232187045 52841565 129866460 110126794 16193675 3545991 220627961 189338919 23461829 7827213 119598939 100871775 15456481 3270683 15811049 3766476 12026900 17673 798022 45587 752435 2537566 2537566 38991773 38991773 222643977 150238882 63855263 8549832 7972348 5564527 1323324 1084497 116759346 114124132 900653 1734561 47810881 21520474 24787717 1502690 78397188 35879874 42517314 121234603 98033930 22687983 512690 54986950 49452612 2728100 2806238 57658606 39542395 4387506 13728705 85568097 85531809 13064 23224 267809488 254044080 13765408 9867186 4934783 4925394 7009 SUBRECIPIENT PAYMENTS 225818526 225818526 EQUIP RENTAL & MAINTENA 72958082 72393169 564913 COST OF GOODS SOLD 40833327 37375118 3097153 361056 PRINTING & PUBLICATIONS 6025840 4407564 313171 1305105 -82402104 120223407 -204530935 1905424 4350043942 3901884545 343005130 105154267 225617165 237825003 591242544 591281708 201061330 168965830 12729788 12163776 22709615 20392234 270638346 333788600 7289839785 4802047737 2534816205 2487792048 3952381281 3604627700 11626453966 12971390160 1720822298 1703695750 21158472538 22131922809 440355452 515162314 235488465 196258630 349845000 342845000 2324647 1978680 2235136104 2234586232 1319312685 1317248546 4582462353 4608079402 X 7404738850 7932976430 9171271335 9590866977 16576010185 17523843407 21158472538 22131922809 X 404301724 168836071 374695427 X X 0 1 X 1 1 1 X 1644602647 1744843238 1964557359 1974843265 1975474083 9304320592 1644602647 1744843238 1964557359 1974843265 1975474083 9304320592 168832691 9135487901 159171847 147086200 398398704 442074965 484510671 1631242387 1861829048 1449609975 64490019 674345083 814937610 4865211735 15800774714 6487908346 0.57820 0.37130 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GAIN/LOSS ON SECURITIES - 2020 AMOUNT: $ 1,825,869,704 2021 AMOUNT: $ 1,407,117,622 2022 AMOUNT: $ 25,438,675. 2023 AMOUNT: $ 636,686,175. 2024 AMOUNT: $ 773,404,295. OTHER REVENUE - 2020 AMOUNT: $ 35,959,344. 2021 AMOUNT: $ 42,492,353. 2022 AMOUNT: $ 39,051,344. 2023 AMOUNT: $ 37,658,908. 2024 AMOUNT: $ 41,533,315. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 536033 0 1 40273 576306 0 FORM 990, SCHEDULE C, PART II-B DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES HAVE AND SOME SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED. X 1 0.21 0 0 1 1 1286900 57014698 X X X X 1 11848931622 132835375 885724900 139222350 427262842 26600276 12274406429 11563067500 140177288 697427505 136834060 391403769 23502841 11848931622 12075706572 184965874 -254889234 116237714 302106147 24371851 11563067500 12650280988 152726663 -309426343 111275744 287787237 18811755 12075706572 8446092302 179916138 4490240275 103342939 342917950 19706838 12650280988 0.27640 0.62590 0.09770 1 1 1 37904025 37904025 5089902860 3166509503 1923393357 363551887 282857404 80694483 962777162 766607302 196169860 835703851 586073528 249630323 2487792048 SHORT TERM INVESTMENTS 194569497 F REAL ASSETS 1541586954 F PRIVATE CAPITAL 5255125870 F HEDGED STRATEGIES 3038268643 F OTHER INVESTMENTS -119251122 F FIXED INCOME 2632475897 F EQUITIES 428614421 F 12971390160 INTEREST IN PERPETUAL TRUST HELD BY OTHERS 1197404780 OPERATING LEASE RIGHT-OF-USE ASSET 506288375 DEPOSITS WITH BOND TRUSTEES 2595 1703695750 ANNUITY AND SPLIT INTEREST OBLIGATIONS 69049807 POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS 421684519 FUNDS HELD FOR OTHERS 106596781 REFUNDABLE FEDERAL STUDENT LOANS 9339997 CONDITIONAL ASSET RETIREMENT 40076995 INTERNATIONAL LOAN RESERVE 6419926 GENERAL INSURANCE IBNR 51845100 OTHER 700 OPERATING LEASE LIABILITY 563261010 NET INVESTMENT INCOME TAX 48973711 1317248546 PART II, LINE 5: DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAILS ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF STEWARDSHIP EFFORTS ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT. PART II, LINE 9: THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS. SCHEDULE D, PART III, LINE 4 ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING. SCHEDULE D, PART V, LINE 4 USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID. SCHEDULE D, PART X LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FASB ASC 740 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FASB ASC 740 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FASB ASC 740 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FASB ASC 740 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2025. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 FORM 990, SCHEDULE E, LINE 3 EQUAL OPPORTUNITY AND NON DISCRIMINATION STATEMENT DUKE UNIVERSITY AND DUKE UNIVERSITY HEALTH SYSTEM ("DUKE") ARE COMMITTED TO ENCOURAGING AND SUSTAINING A LEARNING AND WORK COMMUNITY FREE FROM DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT. DUKE IS COMMITTED TO MAINTAINING AN INCLUSIVE COMMUNITY THAT RESPECTS AND VALUES ALL OF ITS MEMBERS, INCLUDING, BUT IS NOT LIMITED TO, FULL AND PART-TIME STUDENTS AND EMPLOYEES, INCLUDING FACULTY MEMBERS, PHYSICIANS, STAFF EMPLOYEES, UNDERGRADUATE STUDENTS, GRADUATE AND PROFESSIONAL STUDENTS, DOCTORAL STUDENTS, POSTDOCTORAL SCHOLARS AND FELLOWS, MEDICAL RESIDENTS, STUDENT EMPLOYEES, AND TEMPORARY AND CONTRACT EMPLOYEES, INCLUDING HOUSE STAFF, AND THIRD PARTIES WHO ARE WITHIN DUKE'S PROGRAMS AND ACTIVITIES, INCLUDING APPLICANTS FOR ADMISSION AND EMPLOYMENT, VISITORS, VISITING SCHOLARS, PATIENTS, EMPLOYEES OF DUKE CONTRACTORS, AND PROGRAM PARTICIPANTS. THE OFFICE FOR INSTITUTIONAL EQUITY (OIE) IS RESPONSIBLE FOR ADMINISTERING THE POLICY ON PROHIBITED DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT ("POLICY") AND ITS IMPLEMENTING PROCEDURES. THE VICE PRESIDENT FOR INSTITUTIONAL EQUITY IS DUKE'S DESIGNATED COORDINATOR FOR SECTION 504 OF THE REHABILITATION ACT OF 1973 AND THE AGE DISCRIMINATION ACT OF 1975. THE ASSOCIATE VICE PRESIDENT FOR INSTITUTIONAL EQUITY, EQUAL OPPORTUNITY AND COMPLIANCE IS DUKE'S DESIGNATED COORDINATOR FOR TITLE IX OF THE EDUCATION AMENDMENTS OF 1972. THESE OFFICERS MAY BE CONTACTED AT THE OFFICE FOR INSTITUTIONAL EQUITY, SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708, (919) 684-8222, OIE-HELP@DUKE.EDU. THIS POLICY PROHIBITS DISCRIMINATION AND HARASSMENT ON THE BASIS OF AGE, COLOR, DISABILITY, GENDER, GENDER EXPRESSION, GENDER IDENTITY, GENETIC INFORMATION, NATIONAL ORIGIN, RACE, RELIGION, SEX (INCLUDING PREGNANCY), SEXUAL ORIENTATION, OR MILITARY STATUS (COLLECTIVELY, "PROTECTED STATUS OR "PROTECTED CHARACTERISTICS"). THIS PROHIBITION INCLUDES DISCRIMINATION AND HARASSMENT BASED ON THE PERCEPTION OF AN INDIVIDUAL'S PROTECTED STATUS, EVEN IF THAT PERCEPTION IS INCORRECT. THE POLICY ALSO PROHIBITS RELATED MISCONDUCT, SUCH AS SEXUAL ASSAULT, RELATIONSHIP VIOLENCE, STALKING, AND RETALIATION. THIS POLICY APPLIES TO ALL OPERATIONS OF DUKE UNIVERSITY AND DUKE UNIVERSITY HEALTH SYSTEM. THE POLICY SHOULD BE READ CONSISTENTLY WITH ALL APPLICABLE FEDERAL, STATE AND LOCAL LAWS ADDRESSING DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT. ADDITIONAL INFORMATION, INCLUDING THE COMPLETE TEXT OF THE POLICY ON PROHIBITED DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT AND APPROPRIATE COMPLAINT PROCEDURES, MAY BE FOUND BY VISITING THE OFFICE FOR INSTITUTIONAL EQUITY'S WEBSITE AT: HTTPS://OIE.DUKE.EDU/. FOR FURTHER INFORMATION ON NOTICE OF NONDISCRIMINATION, YOU CAN CONTACT THE UNIVERSITY OFFICE NOTED ABOVE,OR VISIT HTTPS://WWW2.ED.GOV/ABOUT/OFFICES/LIST/OCR/INDEX.HTML, FOR THE ADDRESS AND PHONE NUMBER OF THE OFFICE FOR CIVIL RIGHTS, U.S. DEPARTMENT OF EDUCATION, OFFICE THAT SERVES YOUR AREA, OR CALL 1-800-421-3481. DISSEMINATION THE EQUAL EMPLOYMENT OPPORTUNITY POLICY IS DISTRIBUTED TO ALL MEMBERS OF THE DUKE COMMUNITY. POLICY INFORMATION IS PROVIDED TO NEW EMPLOYEES AT ORIENTATION SESSIONS AND TO UNION OFFICIALS REPRESENTING DUKE EMPLOYEES. THE EQUAL EMPLOYMENT OPPORTUNITY STATEMENT IS PUBLISHED IN HUMAN RESOURCE POLICY MANUALS, THE FACULTY HANDBOOK, THE STAFF HANDBOOK, AND IS POSTED ON BULLETIN BOARDS THROUGHOUT DUKE. THE POLICY IS DISCUSSED IN MANAGEMENT TRAINING PROGRAMS AND IS DESCRIBED IN VARIOUS LITERATURE DISTRIBUTED BY DUKE. NONDISCRIMINATION CLAUSES ARE INCLUDED IN ALL UNION AGREEMENTS AND ALL SUCH CONTRACTUAL PROVISIONS ARE REVIEWED TO ENSURE THAT THEY ARE NONDISCRIMINATORY [41 CFR 60-300.44(F) AND (G) & 41 CFR 60-741.44(F) AND (G)]. PURSUANT TO REGULATIONS, ALL DUKE PURCHASE ORDERS, LEASES, AND CONTRACTS INCORPORATE THE FOLLOWING EQUAL OPPORTUNITY CLAUSE SETTING FORTH DUKE'S EXPECTATIONS: THE CONTRACTOR AND SUBCONTRACTOR SHALL ABIDE BY THE REQUIREMENTS OF 1 CFR 60-1.4(A), 60-300.5(A) AND 60-741.5(A). THESE REGULATIONS PROHIBIT DISCRIMINATION AGAINST QUALIFIED INDIVIDUALS BASED ON THEIR STATUS AS PROTECTED VETERANS OR INDIVIDUALS WITH DISABILITIES, AND PROHIBIT DISCRIMINATION AGAINST ALL INDIVIDUALS BASED ON THEIR RACE, COLOR, RELIGION, SEX, SEXUAL ORIENTATION, GENDER IDENTITY OR NATIONAL ORIGIN. MOREOVER, THESE REGULATIONS REQUIRE THAT COVERED PRIME CONTRACTORS AND SUBCONTRACTORS TAKE AFFIRMATIVE ACTION TO EMPLOY AND ADVANCE IN EMPLOYMENT INDIVIDUALS WITHOUT REGARD TO RACE, COLOR, RELIGION, SEX, SEXUAL ORIENTATION, GENDER IDENTITY, GENDER EXPRESSION, NATIONAL ORIGIN, DISABILITY OR VETERAN STATUS. PUBLICATIONS AND OTHER DUKE MATERIALS REPRESENT ALL INDIVIDUALS, REGARDLESS OF DEMOGRAPHIC PROFILE AND INCLUDE SPECIAL CONSIDERATION OF PERSONS THAT CLAIM DISABILITY OR VETERAN STATUS. RECRUITING ADVERTISEMENTS STATE THAT DUKE IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. AN EXPANDED STATEMENT TO CONVEY DUKE'S COMMITMENT TO DIVERSITY AND INCLUSION IS INCLUDED IN DOCUMENTS AND POSITION DESCRIPTIONS: DUKE IS AN AFFIRMATIVE ACTION/EQUAL OPPORTUNITY EMPLOYER COMMITTED TO PROVIDING EMPLOYMENT OPPORTUNITY WITHOUT REGARD TO AN INDIVIDUAL'S AGE, COLOR, DISABILITY, GENDER, GENDER EXPRESSION, GENDER IDENTITY, GENETIC INFORMATION, NATIONAL ORIGIN, RACE, RELIGION, SEX, SEXUAL ORIENTATION, OR VETERAN STATUS. FORM 990, SCHEDULE E, LINE 6 EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS. 1 ANTARCTICA 0 0 PROGRAM SERVICES EDUCATION 10000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES ATHLETICS 42000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION 107000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES RESEARCH 128000 CENTRAL AMERICA AND THE CARIBBEAN 0 7 PROGRAM SERVICES STUDY ABROAD 70000 CENTRAL AMERICA AND THE CARIBBEAN 0 0 SEMINAR 174000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES ATHLETICS 4000 EAST ASIA AND THE PACIFIC 0 0 FUNDRAISING 150000 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 11940000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION 1415000 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES RESEARCH 2869000 EAST ASIA AND THE PACIFIC 0 3 PROGRAM SERVICES STUDY ABROAD 201000 EAST ASIA AND THE PACIFIC 0 0 SEMINAR 2525000 EUROPE 0 0 PROGRAM SERVICES ATHLETICS 11000 EUROPE 0 0 FUNDRAISING 40000 EUROPE 0 0 GRANTMAKING 461000 EUROPE 0 0 PROGRAM SERVICES EDUCATION 1083000 EUROPE 0 0 PROGRAM SERVICES RESEARCH 7150000 EUROPE 1 29 PROGRAM SERVICES STUDY ABROAD 1197000 EUROPE 0 0 SEMINAR 5133000 MIDDLE EAST AND NORTH AFRICA 0 0 FUNDRAISING 3000 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 7000 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION 134000 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES RESEARCH 205000 MIDDLE EAST AND NORTH AFRICA 0 2 PROGRAM SERVICES STUDY ABROAD 92000 MIDDLE EAST AND NORTH AFRICA 0 0 SEMINAR 204000 NORTH AMERICA 0 0 PROGRAM SERVICES ATHLETICS 1000 NORTH AMERICA 0 0 FUNDRAISING 4000 NORTH AMERICA 0 0 GRANTMAKING 22000 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 76000 NORTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 5165000 NORTH AMERICA 0 0 SEMINAR 485000 RUSSIA 0 0 PROGRAM SERVICES EDUCATION 44000 RUSSIA 0 0 PROGRAM SERVICES RESEARCH 55000 RUSSIA 0 0 SEMINAR 88000 SOUTH AMERICA 0 0 PROGRAM SERVICES EDUCATION 235000 SOUTH AMERICA 0 0 PROGRAM SERVICES RESEARCH 1923000 SOUTH AMERICA 0 7 PROGRAM SERVICES STUDY ABROAD 370000 SOUTH AMERICA 0 0 SEMINAR 518000 SOUTH ASIA 0 0 FUNDRAISING 17000 SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION 352000 SOUTH ASIA 0 0 PROGRAM SERVICES RESEARCH 541000 SOUTH ASIA 0 0 PROGRAM SERVICES STUDY ABROAD 80000 SOUTH ASIA 0 0 SEMINAR 305000 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 3000 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION 342000 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES RESEARCH 4196000 SUB-SAHARAN AFRICA 0 11 PROGRAM SERVICES STUDY ABROAD 242000 SUB-SAHARAN AFRICA 0 0 SEMINAR 682000 0 7 1 52 1 59 685000 50416000 51101000 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, GENERAL SUPPORT 11939710 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM GENERAL SUPPORT 405182 WIRE 0 NORTH AMERICA GENERAL SUPPORT 8300 WIRE 0 0 4 ARTISTIC RESEARCH INITIATIVE FELLOW EUROPE (INCLUDING ICELAND & GREENLAND) 1 3185 WIRE FRITZ LONDON PRIZE EUROPE (INCLUDING ICELAND & GREENLAND) 1 15232 WIRE GAP YEAR STIPEND EUROPE (INCLUDING ICELAND & GREENLAND) 1 15000 WIRE FLAS FELLOWSHIP TUITION MIDDLE EAST AND NORTH AFRICA 1 4800 WIRE ARTISTIC RESEARCH INITIATIVE FELLOW NORTH AMERICA 1 3000 WIRE RESEARCH AWARD SUB-SAHARAN AFRICA 1 3000 WIRE CLIMATECAP FELLOWSHIP EUROPE (INCLUDING ICELAND & GREENLAND) 1 3000 WIRE COLLECTION AWARD EUROPE (INCLUDING ICELAND & GREENLAND) 1 2666 WIRE ENV ARTICLE PRIZE EUROPE (INCLUDING ICELAND & GREENLAND) 1 1529 WIRE FILM PRIZE EUROPE (INCLUDING ICELAND & GREENLAND) 3 15000 WIRE COLLECTION AWARD MIDDLE EAST AND NORTH AFRICA 1 2666 WIRE COLLECTION AWARD NORTH AMERICA 1 5331 WIRE ENGERGY CASE COMPETITION PRIZE NORTH AMERICA 3 600 WIRE JURIED AWARD NORTH AMERICA 1 5000 WIRE 1 0 1 0 0 1 SCHEDULE F, PART I, LINE 2: PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. X X X X X X X 1 ONE SIXTY OVER NINETY LLC SEE PART IV FOR ADDRESS LOS ANGELES CA 90006 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 500001 HURON CONSULTING SEE PART IV FOR ADDRESS CHICAGO IL 60689 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 126665 STAGWELL GLOBAL LLC SEE PART IV FOR ADDRESS CHICAGO IL 60695 FUNDRAISING RELATED MARKETING & ADVERTISING 0 0 0 537845 SULLIVAN & CO MARKETING COLLATERAL SEE PART IV FOR ADDRESS NEW YORK NY 10017 FUNDRAISING RELATED MARKETING & ADVERTISING 0 0 0 515397 COPPER REEF ENTERPRISES SEE PART IV FOR ADDRESS CARLSBAD CA 92009 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 137519 STANFORD UNIVERSITY SEE PART IV FOR ADDRESS STANFORD CA 94305 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 72000 BNY MELLON NA SEE PART IV FOR ADDRESS NEW YORK NY 10286 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 80000 ATE MEDIA LLC SEE PART IV FOR ADDRESS CHICAGO IL 60611 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 42414 PHILANTHROPY INNOVATORS LLC SEE PART IV FOR ADDRESS LONGMONT CO 80501 FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU. 0 0 0 87000 WASHBURN & MCGOLDRICK INC SEE PART IV FOR ADDRESS DURHAM NC 27707 FUNDRAISING RELATED GRAPHIC DESIGN & PHOTOGRAPHY 0 0 0 193553 2292394 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI CMN 2343018 2295035 47983 750 482936 RADIOTHON 655318 639112 16206 3370 114682 4 498882 396952 101930 27912 8250 31746 52934 3497218 3331099 166119 27912 12370 31746 650552 722580 -556461 SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS: (I) NAME OF FUNDRAISER: ONE SIXTY OVER NINETY LLC (I) ADDRESS OF FUNDRAISER: 1801 W OLYMPIC BLVD, LOS ANGELES CA 90006 (I) NAME OF FUNDRAISER: HURON CONSULTING GROUP INC (I) ADDRESS OF FUNDRAISER: 3005 MOMENTUM PLACE, CHICAGO IL 60689 (I) NAME OF FUNDRAISER: STAGWELL GLOBAL LLC (I) ADDRESS OF FUNDRAISER: 88178 EXPEDITE WAY, CHICAGO IL 60695 (I) NAME OF FUNDRAISER: SULLIVAN & CO MARKETING COLLATERAL (I) ADDRESS OF FUNDRAISER: 292 MADISON AVE, NEW YORK NY 10017 (I) NAME OF FUNDRAISER: COPPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL STE 105-488, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: STANFORD UNIVERSITY (I) ADDRESS OF FUNDRAISER: 691 PAMPAS LANE, STANFORD, CA 94305 (I) NAME OF FUNDRAISER: BNY MELLON NA (I) ADDRESS OF FUNDRAISER: 1 WALL ST, NEW YORK, NY 10286 (I) NAME OF FUNDRAISER: ATE MEDIA LLC (I) ADDRESS OF FUNDRAISER: 4030 WAKE FOREST RD, RALEIGH, NC 27609 (I) NAME OF FUNDRAISER: PHILANTHROPY INNOVATORS INC (I) ADDRESS OF FUNDRAISER: 5 HANOVER SQUARE, NEW YORK, NY 10004 (I) NAME OF FUNDRAISER: WASHBURN & MCGOLDRICK INC (I) ADDRESS OF FUNDRAISER: 24 NORTH BRYN MAWR AVE, BRYN MAWR PA 19010 SCHEDULE G, LINE 2(B), COLUMN (V) DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES. 1 ALLEVIATE HEALTH INC 794 ALMONDWOOD WAY SAN JOSE CA 951202227 923618468 20000 0 INTERPLAY FELLOWS AWARDS AMERICAN HEART ASSOCIATION INC 7272 GREENVILLE AVENUE DALLAS TX 25231 135613797 501(C)(3) 75000 0 GENERAL SUPPORT AMERICAN HISTORICAL ASSN PO BOX 347214 PITTSBURGH PA 152514214 530217487 501(C)(3) 13000 0 GENERAL SUPPORT AMERICAN MATHEMATICAL SOCIETY PO BOX 6248 PROVIDENCE RI 029042213 050264797 501(C)(3) 10405 0 GENERAL SUPPORT AMY E KELLY EDUCATION FOUNDATION 1815 CHANDELLAY DRIVE DURHAM NC 27705 464263928 501(C)(3) 15423 0 GENERAL SUPPORT BARBERSHIP THERAPY FOUNDATION 5720 CAPITAL BLVD STE RALEIGH NC 27676 921669087 501(C)(3) 14000 0 COMMUNITY SUPPORT BIKE DURHAM 112 BROADWAY ST B DURHAM NC 27701 465356944 501(C)(3) 7500 0 COMMUNITY SUPPORT BLUESTONE MISSIONARY BAPTIST CHURCH 9892 NC HIGHWAY 700 PELHAM NC 27311 300422311 501(C)(3) 7000 0 COMMUNITY SUPPORT BRIGHAM AND WOMENS HOSPITAL INC 263 HUNTINGTON AVE 318 ATTN KIRAN BOSTON MA 02115 042312909 501(C)(3) 280000 0 RESEARCH GIFT BUILT2LAST INNOVATIONS LAB INC 201 WEST MAIN STREET DURHAM NC 27701 871504608 501(C)(3) 50000 0 SPONSORSHIP BULL CITY WOODSHOP 1912 E PETTIGREW ST DURHAM NC 27703 871290326 501(C)(3) 14000 0 COMMUNITY SUPPORT CAMPUS CRUSADE FOR CHRIST INC 100 LAKE HART DR ORLANDO FL 32832 956006173 501(C)(3) 6800 0 SCHOLARSHIP CARING HOUSE INC 2625 PICKETT RD DURHAM NC 277055603 561647154 501(C)(3) 103000 0 GENERAL SUPPORT CENTER FOR CHRISTIANITY & SCHOLARSH 608 N BUCHANAN BLVD DURHAM NC 27701 460936944 501(C)(3) 54676 0 GENERAL SUPPORT CENTRA HEALTH INC 2025 TATE SPRINGS ROAD LYNCHBURG VA 24501 540715569 501(C)(3) 20000 0 FELLOWSHIP AWARD CENTRAL REGIONAL HOSPITAL 300 VEAZEY ROAD AIKEN ANNEX BUILDING BUTNER NC 27509 561355838 0 51968 FMV TRAINING WORKBOOKS GENERAL SUPPORT CHANGING A GENERATION WITH A FACE PO BOX 11587 DURHAM NC 27703 562158704 501(C)(3) 0 13015 FMV OFFICE FURNITURE/ SUPPLIES GENERAL SUPPORT CHARLES HAMILTON HOUSTON FOUNDATION PO BOX 25138 DURHAM NC 27702 474992302 501(C)(3) 7500 0 COMMUNITY SUPPORT CHRISTIAN LIFE CENTER 6363 183RD ST TINLEY PARK IL 60477 363340037 501(C)(3) 10000 0 2024 TADITIONED INNOVATION AWARD CHURCH WORLD SERVICES INC 504 W CHAPEL HILL ST STE 106 DURHAM NC 27701 134080201 501(C)(3) 5000 435 FMV OFFICE FURNITURE/ SUPPLIES COMMUNITY SUPPORT COKESBURY UNITED METHODIST CHURCH 4990 DORCHESTER RD NORTH CHARLESTON SC 29418 570519374 501(C)(3) 10975 0 COMMUNITY SUPPORT COUNCIL FOR THE ADVANCEMENT OF SCIE PO BOX 17337 SEATTLE WA 98127 131953314 501(C)(3) 10000 0 SPONSORSHIP DANA-FARBER CANCER INSTITURE INC 450 BROOKLINE AVE DA1642 BOSTON MA 02115 042263040 501(C)(3) 344591 0 RESEARCH GIFT DIAPER BANK OF NC 437 DIMMOCKS MILL RD STE 1 HILLSBOROUGH NC 27278 320401621 501(C)(3) 9496 0 COMMUNITY SUPPORT DIETZ FARRELL INC 27821 SILVER SPUR STREET STEAMBOAT SPRINGS CO 80487 450528222 8333 0 SPONSORSHIP DURHAM ART GUILD INC 120 MORRIS ST DURHAM NC 27701 560798002 501(C)(3) 5000 860 FMV OFFICE FURNITURE/ SUPPLIES COMMUNITY SUPPORT DURHAM ARTS COUNCIL INC 120 MORRIS ST DURHAM NC 277013242 560599829 501(C)(3) 10000 0 SPONSORSHIP DURHAM CHILDRENS INITIATIVE 2101 ANGIER AVE 200 DURHAM NC 27703 320263133 501(C)(3) 14000 0 COMMUNITY SUPPORT DURHAM COUNTY DEPT OF PUBLIC HEALTH 414 E MAIN ST DURHAM NC 27701 566000297 7000 0 COMMUNITY SUPPORT DURHAM LITERACY CENTER 1905 CHAPEL HILL RD DURHAM NC 27707 561479534 8500 0 SPONSORSHIP DURHAM PUBLIC SCHOOLS PO BOX 30002 DURHAM NC 27702 566001021 2500 16335 FMV OFFICE FURNITURE/ SUPPLIES SPONSORSHIP DURHAM SYMPHONY INC PO BOX 1993 DURHAM NC 27702 561162641 501(C)(3) 12000 0 GENERAL SUPPORT DURHAM TECHNICAL COMMUNITY COLLEGE 1637 E LAWSON ST DURHAM NC 27703 560792513 283004 1500 FMV OFFICE FURNITURE GENERAL SUPPORT DURHAMCARES INC PO BOX 331 DURHAM NC 27702 262689130 501(C)(3) 12500 0 GENERAL SUPPORT EARLY YEARS INC 1829 E FRANKLIN ST BLDG 1000 CHAPEL HILL NC 27514 561514058 501(C)(3) 10000 0 COMMUNITY SUPPORT ECHO 112 BROADWAY ST STE B DURHAM NC 27701 474482327 501(C)(3) 10500 0 COMMUNITY SUPPORT EL REFUGIO INC 407 W MAIN ST SANFORD NC 27332 881917897 7000 0 COMMUNITY SUPPORT EMILY KRZYZEWSKI FAMILY LIFE CENTER 904 W CHAPEL HILL ST DURHAM NC 27701 562230469 501(C)(3) 212000 0 GENERAL SUPPORT ENGINEERS IN ACTION INC 6910 E 14TH ST TULSA OK 74112 261746131 501(C)(3) 9250 0 GENERAL SUPPORT FAMILIES MOVING FORWARD PO BOX 25426 DURHAM NC 27702 561633998 501(C)(3) 16750 0 COMMUNITY SUPPORT FRIENDS OF LAKEWOOD ELEMENTARY PTA 1505 BLOUNT ST DURHAM NC 27707 474144611 501(C)(3) 9500 0 COMMUNITY SUPPORT FUQUAY VARINA UNITED METHODIST CHUR 100 S JUDD PKWY SE FUQUAY VARINA NC 27526 561391254 501(C)(3) 10000 0 COMMUNITY SUPPORT GRADUATE CHEMISTRY COUNCIL 124 SCIENCE DR BOX 90354 DURHAM NC 27708 465754212 501(C)(3) 12500 0 GENERAL SUPPORT GREATER DURHAM CHAMBER OF COMMERCE PO BOX 3829 DURHAM NC 27702 560207530 501(C)(6) 10748 0 GENERAL SUPPORT GREATER RALEIGH CHAMBER OF COMMERCE 800 S SALISBURY ST RALEIGH NC 27601 560370850 501(C)(6) 5750 0 GENERAL SUPPORT HABITAT FOR HUMANITY OF DURHAM 1823 CHAPEL HILL RD DURHAM NC 27707 581674794 501(C)(3) 165000 0 SPONSORSHIP HAVEN SOCIAL INC 5714 WOODLAWN DR DURHAM NC 27703 333910546 10000 0 CASE LAUNCH PAD AWARD HAW RIVER UNITED METHODIST CHURCH PO BOX 4 HAW RIVER NC 27258 561290631 501(C)(3) 10980 0 COMMUNITY SUPPORT HOPE RENOVATIONS 3 BOLIN HTS CHAPEL HILL NC 27514 823675207 501(C)(3) 4491 560 FMV OFFICE FURNITURE COMMUNITY SUPPORT HOUSING FOR NEW HOPE INC 18 W COLONY PLACE SUITE 250 DURHAM NC 27705 582089068 501(C)(3) 7902 0 SPONSORSHIP IMPACT CHURCH OF THE LOWCOUNTRY INC 211 LYNX LANE SUMMERVILLE SC 29483 881742779 10000 0 COMMUNITY SUPPORT INSTITUTE FOR FIELD RESEARCH 1855 INDUSTRIAL ST 06 LOS ANGELES CA 90021 275556305 501(C)(3) 11190 0 GENERAL SUPPORT INTERNATIONAL CANCER CARE & RESEARC 2408 VINTAGE HILL DR DURHAM NC 27712 473821684 501(C)(3) 20200 0 GENERAL SUPPORT ISKALI 9430 W GOLF RD DES PLAINES IL 60016 821662711 501(C)(3) 10000 0 2024 TRADITIONED INNOVATION AWARD KEEP DURHAM BEAUTIFUL 2011 FAY ST DURHAM NC 27704 020735076 501(C)(3) 24313 0 GENERAL SUPPORT LEUKEMIA & LYMPHOMA SOCIETY PO BOX 22443 NEW YORK NY 100872443 135644916 30000 0 SPONSORSHIP LOVES UNITED METHODIST CHURCH 3020 MAIN ST PO BOX 8 WALKERTOWN NC 27051 201492750 501(C)(3) 10439 0 COMMUNITY SUPPORT MAAME INC 1208 FAYETTEVILLE ST DURHAM NC 27707 833433970 501(C)(3) 25000 0 COMMUNITY SUPPORT MAPLE SPRINGS UNITED METHODIST CHUR 2569 REYNOLDA RD WINSTON SALEM NC 27106 205665302 501(C)(3) 13000 0 COMMUNITY SUPPORT MOLDOVA WORLD CHILDRENS FUND INC PO BOX 548 HENDERSONVILLE NC 28793 141942074 501(C)(3) 0 10000 FMV MEDICAL SUPPLIES GENERAL SUPPORT MUSEUM OF DURHAM HISTORY PO BOX 362 DURHAM NC 27702 943455685 501(C)(3) 20000 0 GENERAL SUPPORT NATIONAL HUMANITIES CENTER 7 T W ALEXANDER DR RTP NC 27709 591735367 501(C)(3) 100000 0 GENERAL SUPPORT NAVIGATORS PO BOX 6000 COLORADO SPRINGS CO 80934 846007896 501(C)(3) 5423 0 COMMUNITY SUPPORT NC ALBERT SCHWEITZER FELLOWSHIP INC PO BOX 1636 DAVIDSON NC 28036 822682491 501(C)(3) 22000 0 GENERAL SUPPORT NC IDEA 411 W CHAPEL HILL ST SUITE C2 DURHAM NC 27701 010702442 501(C)(3) 10000 0 SPONSORSHIP NC STATE UNIVERSITY CAMPUS BOX 7203 RALEIGH NC 276957203 566000756 501(C)(3) 96086 0 GENERAL SUPPORT NCCU FOUNDATION INC PO BOX 52466 DURHAM NC 27717 237410301 501(C)(3) 51000 0 RESEARCH GIFT NET INTERNATIONAL CHURCH INC 2308 N MAIN STREET SUMMERVILLE SC 29486 571131404 501(C)(3) 12000 0 COMMUNITY SUPPORT NORTH PALM COMMUNITY CHURCH PO BOX 40655 NORTH CHARLESTON SC 29423 272288179 501(C)(3) 13200 0 COMMUNITY SUPPORT PACIFIC PEDIATRIC NEURO ONCOLOGY 1005 NORTHGATE DRIVE 224 SAN RAFAEL CA 94903 463152273 501(C)(3) 328453 0 RESEARCH GIFT PARTNERSHIP FOR A GREATER CHAPEL PO BOX 723 CARRBORO NC 27510 453251258 501(C)(3) 7500 0 COMMUNITY SUPPORT PERSON COUNTY HEALTH DEPARTMENT 355 - A S MADISON BLVD ROXBORO NC 27573 566000331 0 6000 FMV EXAM BEDS GENERAL SUPPORT PINNACLE COMMUNITY DEVELOPMENT CORP 2628 MELROSE AVE DURHAM NC 27704 204459428 501(C)(3) 7000 0 COMMUNITY SUPPORT PLAINSON FARM & MINISTRY 6677 12 MILE RD NE ROCKFORD MI 49341 833277047 501(C)(3) 10000 0 2024 TRADITIONED INNOVATION AWARD PRINCETON THEOLOGICAL SEMINARY 25 LIBRARY PLACE PRINCETON NJ 08540 210635010 15000 0 SPONSORSHIP PROJECT ACCESS OF DURHAM COUNTY 4206 N ROXBORO ST STE 100 DURHAM NC 27704 261925378 501(C)(3) 7000 0 COMMUNITY SUPPORT REALITY MINISTRIES INC 916 LAMOND AVE DURHAM NC 27701 261514118 501(C)(3) 11000 0 COMMUNITY SUPPORT REFORMED UNIVERSITY MINISTRIES 1700 NORTH BROWN RD STE 104 LAWRENCEVILLE GA 30043 581713181 501(C)(3) 5500 0 GENERAL SUPPORT RELIGIOUS COALITION FOR A NONVIOLENT DURHAM PO BOX 1074 DURHAM NC 27707 201356454 501(C)(3) 9850 0 COMMUNITY SUPPORT RESEARCH FOR A STRONGER AMERICA 1200 NEW YORK AVE NW STE 500 WASHINGTON DC 200054157 392301313 501 (C)(4) 105000 0 RESEARCH GIFT RESEARCH TRIANGLE FOUNDATION OF NC PO BOX 12255 DURHAM NC 27709 560853674 501(C)(4) 100000 0 DIRECT SERVICE INCENTIVE PROGRAM RISE AGAINST HUNGER INC 4801 GLENWOOD AVE STE 200 RALEIGH NC 27612 161541024 501(C)(3) 15137 0 GENERAL SUPPORT SE RALEIGH PROMISE INC 1425 PROMISE BEACON CIR SUITE RALEIGH NC 27610 820614057 501(C)(3) 7000 0 COMMUNITY SUPPORT SOLAR FREEZE 6901 ST AMBROSE WAY LANDOVER MD 20785 833401618 501(C)(3) 150000 0 2025 FM KIRBY IMPACT PRIZE SOUTH CAROLINA SPINAL CORD INJURY A 301 GREYSTONE BLVD SUITE 170 COLUMBIA SC 29210 570951166 501(C)(3) 10000 0 COMMUNITY SUPPORT ST AUGUSTA MISSIONARY BAPTIST 605 BRIDGE STREET FUQUAYVARINA NC 27526 561414036 501(C)(3) 11000 0 COMMUNITY SUPPORT STANFORD UNIVERSITY 485 BROADWAY MC 8838 REDWOOD CITY CA 94063 941156365 501(C)(3) 202591 0 RESEARCH GIFT STRONGHER TOGETHER INC PO BOX 52142 DURHAM NC 27707 821595797 501(C)(3) 15000 0 COMMUNITY SUPPORT TESTIMONIES OF HOPE INC 2216 N BLANCHARD ST DAVENPORT IA 52804 472446305 501(C)(3) 10000 0 2024 TRADITIONED INNOVATION AWARD THE CHURCH AT SPRING FOREST 1907 NEW SHARON CHURCH RD HILLSBOROUGH NC 27278 850636738 501(C)(3) 7000 0 COMMUNITY SUPPORT TROSA 1820 JAMES STREET DURHAM NC 27707 561861158 501(C)(3) 0 197215 FMV OFFICE FURNITURE GENERAL SUPPORT UNITED METHODIST COMMITTEE 458 PONCE DE LEON AVE NE ATLANTA GA 30308 135562279 501(C)(3) 30000 0 GENERAL SUPPORT UNITED WAY OF THE GREATER TRIANGLE PO BOX 110583 DURHAM NC 277095583 561949103 501(C)(3) 63887 0 GENERAL SUPPORT UNIVERSITY OF NORTH CAROLINA 410 E FRANKLIN ST BOX 9127 CHAPEL HILL NC 27599 566001393 501(C)(3) 126116 0 GENERAL SUPPORT UPLIFT PROJECT INC PO BOX 2091 DURHAM NC 27702 562296032 501(C)(3) 10000 0 SPONSORSHIP UPSTREAM WORKS 106 DRAYTON COURT CHAPEL HILL NC 27516 825298960 501(C)(3) 10000 0 COMMUNITY SUPPORT URBAN MINISTRIES OF DURHAM 410 LIBERTY ST DURHAM NC 27701 581505891 501(C)(3) 25200 0 COMMUNITY SUPPORT WALLTOWN CHILDRENS THEATRE 1225 BERKLEY ST DURHAM NC 27705 562214825 501(C)(3) 5423 0 COMMUNITY SUPPORT WALLTOWN NEIGHBORHOOD MINISTRIES 917 ONSLOW ST DURHAM NC 27705 562157465 501(C)(3) 5423 0 COMMUNITY SUPPORT WASHINGTON STATE UNIVERSITY FOUNDAT PO BOX 641927 PULLMAN WA 991641927 911075542 501(C)(3) 15000 0 RESEARCH GIFT WE ARE ONE DURHAM 2000 CHAPEL HILL RD 38A DURHAM NC 27707 884387059 501(C)(3) 6360 0 COMMUNITY SUPPORT WEST END COMMUNITY FOUNDATION PO BOX 51398 DURHAM NC 277171398 561858174 501(C)(3) 15100 0 COMMUNITY SUPPORT WHITE PLAINS UNITED METHODIST CHURCH 313 SE MAYNARD RD CARY NC 27511 561031475 501(C)(3) 11000 0 COMMUNITY SUPPORT WHOSOEVER WILL PO BOX 1211 EDENTON NC 27932 562253888 501(C)(3) 7050 0 COMMUNITY SUPPORT WILKESBORO UNITED METHODIST CHURCH PO BOX 197 WILKESBORO NC 28697 561220690 501(C)(3) 15000 0 COMMUNITY SUPPORT YOUTH SUPPORTING ROOTS 1715 ROSETTA DRIVE DURHAM NC 27701 920639310 501(C)(3) 8554 0 COMMUNITY SUPPORT GOD 1ST PEOPLE 2ND 953 E MAIN STREET DURHAM NC 27701 201412180 501(C)(3) 0 122180 FMV OFFICE FURNITURE/ SUPPLIES COMMUNITY SUPPORT ROXBORO COMMUNITY SCHOOL 115 LAKE DRIVE ROXBORO NC 27573 141920044 501(C)(3) 0 12620 FMV OFFICE FURNITURE COMMUNITY SUPPORT 95 13 ATHLETIC SCHOLARSHIP/STIPEND 626 37812717 2025 JUAN E MENDEZ BOOK AWARD 1 1000 AML FOERSTER PRIZE 2 2000 CASE COMPETITION AWARD 2 500 CASSILHAUS FELLOW 2025 1 10000 CHAVD POSTER AWARD 3 300 CLIMATECAP FELLOWSHIP 14 42000 CONCERTO COMPETITION 3 300 DIRECTOR FOR SPONSORSHIP 2 10300 DUKE PRELAW 2025 24 24000 ELLIE'S FUND MEDICAL ASSISTANCE SUPPORT 2 3382 ENERGY PRIZE PAYMENT 3 10000 FRITZ LONDON MEMORIAL PRIZE 4 20000 FRITZ PRIZE AWARD SUPPORT 1 2000 FULL FRAME AWARD 1 5000 HONORARIA 3 1000 HPREP SCHOLARSHIP 2 2000 JERRY B. AND CALLIE IRENE STONE AWARD 1 1000 JOHN HOPE FRANKLIN 1 1000 LEMKIN AWARD 1 10000 MISC. AWARD 7 6475 NC-MENDEZ BOOK AWARD 1 1000 OLE R. HOLSTI AWARD 1 1000 ORMOND 1K STIPEND AWARD 4 4000 ORMOND CCC GRANT AWARD 1 10000 SPONSORSHIP 1 5000 SUMMER 1 1 2763 TEACHHOUSE FELLOWSHIP 6 22283 GRADUATE STUDENT SCHOLARSHIP/STIPEND 44234 141665354 POSTDOC SCHOLARSHIP/STIPEND 3 11965 PRE-DOC SCHOLARSHIP/STIPEND 16982 103571865 UNDERGRAD SCHOLARSHIP/STIPEND 25581 185814815 BEST PAPER AWARD 1 1500 BOLCH PRIZE AWARD 1 30000 DUKE LAW SCHOOL FELLOWSHIP 1 10000 ENERGY CASE COMPETITION PRIZE 1 200 GRINBERG LIBRARY FELLOWSHIP 1 612 LIBRARY FELLOWSHIP AWARD 2 3447 POSTER AWARD 1 153 SUMMER RESEARCH FELLOWSHIP 1 2200 SCHEDULE I, PART I, LINE 2: ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT. X X X X X X 1 1 X X X X X X 1 1 0 0 0 0 0 0 0 NEAL F TRIPLETT CHIEF INVESTMENT OFFICER 887718 0 3975000 0 23000 0 42072 0 87795 0 5015585 0 0 0 MANUEL DIAZ COACH 4119975 0 28999 0 23000 0 42072 0 77163 0 4291209 0 0 0 JONATHAN COOK MD PHYSICIAN 192316 2506241 0 592437 23000 0 42072 0 21149 8321 278537 3106999 0 0 JENNIFER FRANCIS PROFESSOR 435454 0 0 0 2500000 0 42072 0 9604 0 2987130 0 0 0 JONATHAN SCHEYER COACH 1588533 0 1150000 0 25646 0 42072 0 26206 0 2832457 0 0 0 JOSEPH TUREK MD PHYSICIAN 409127 1841611 0 251200 23000 0 42072 0 28600 6114 502799 2098925 0 0 JUSTIN B NIXON INVESTMENT MANAGER 437050 0 1269560 0 214400 0 325272 0 36862 0 2283144 0 214400 0 EVAN L JONES INVESTMENT MANAGER 418942 0 1269560 0 237400 0 325272 0 21902 0 2273076 0 214400 0 VINCENT E PRICE PRESIDENT/TRUSTEE 2114417 0 0 0 23000 0 42072 0 27489 0 2206978 0 0 0 KAVITA NAYAR INVESTMENT MANAGER 440265 0 1027299 0 147400 0 258272 0 28017 0 1901253 0 147400 0 MARY E KLOTMAN MD EVP FOR HEALTH AFFAIRS & DEAN OF SOM 1147203 0 356274 0 19167 0 42072 0 19983 0 1584699 0 0 0 DANIEL G ENNIS EXECUTIVE VICE PRESIDENT 1334937 0 106149 0 23000 0 42072 0 35641 0 1541799 0 0 0 ALEC GALLIMORE PROVOST 988218 53500 70390 0 23258 0 42072 0 37905 0 1161843 53500 0 0 JAMES SCOTT GIBSON EXEC VICE DEAN OF ADMIN, SOM 675492 0 288631 0 23000 0 42072 0 33309 0 1062504 0 0 0 GARY BENNETT DEAN, COLLEGE OF A & S 706880 0 0 0 23000 0 42072 0 27546 0 799498 0 0 0 PAMELA J BERNARD PART YEAR VP & UNIVERSITY COUNSEL 679209 0 0 0 23000 0 42072 0 20828 0 765109 0 0 0 RACHEL SATTERFIELD TREASURER & VP OF FINANCE 670285 0 0 0 0 0 42072 0 17767 0 730124 0 0 0 KIM TAYLOR PART YEAR VP & UNIVERSITY COUNSEL 318241 0 257052 0 35299 0 34686 0 37640 0 682918 0 0 0 MOHAMED NOOR FORMER KEY EMPLOYEE 213980 0 311597 0 23000 0 42072 0 21047 0 611696 0 0 0 MARGARET W EPPS UNIVERSITY SECRETARY 498815 0 0 0 23000 0 42072 0 16118 0 580005 0 0 0 JOHN J NOONAN VP FOR FACILITIES 474538 0 1615 0 23000 0 42072 0 30521 0 571746 0 0 0 PART I, LINE 1A CHARTER TRAVEL JONATHAN SCHEYER USED CHARTER TRAVEL SERVICES AND TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. VINCENT E. PRICE, DANIEL G. ENNIS AND MARGARET W. EPPS USED FIRST CLASS OR CHARTER TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH VINCENT E. PRICE AND JONATHAN SCHEYER. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. RESIDENCE FOR PERSONAL USE VINCENT E. PRICE WAS PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITIES USED BY THE UNIVERSITY'S PRESIDENT. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THE FACILITIES ARE USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES JAMES SCOTT GIBSON WAS PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS. TAX INDEMNIFICATION ALEC GALLIMORE, JONATHAN SCHEYER, AND KIM TAYLOR RECEIVED A BENEFIT THAT WAS GROSSED UP TO COMPENSATE FOR WITHHOLDING OF TAXES. SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. PART I, LINES 4A-B SEVERANCE PAYMENT JENNIFER FRANCIS RECEIVED A PAYMENT IN CONNECTION WITH A SEPARATION AGREEMENT. SUCH AMOUNTS WERE INCLUDED IN SCHEDULE J, PART II, COLUMN B (III). SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: EVAN L. JONES $214,400; JUSTIN B. NIXON $214,400 AND KAVITA NAYAR $147,400. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). A NC CAPITAL FACILITIES FINANCE AGENCY 561592154 65819GLE6 2016-11-03 380642978 SEE PART VI 0 0 0 B NC CAPITAL FACILITIES FINANCE AGENCY 561592154 99VARIOUS 2018-06-27 472535000 SEE PART VI 0 0 0 A 380642978 378939046 1703932 2008 1 0 1 1 B 33860000 33860000 33860000 2015 1 0 0 1 A 0 0 1 1 1 1 0.00000 0.00180 0.00180 0 0 1 B 0 0 1 1 1 1 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 0 0 0 0 0 1 A 1 B 1 FORM 990, SCHEDULE K, PART 1(C) TAX-EXEMPT BOND BOND ISSUE (B): FORM 8038 LISTS THE CUSIP NUMBERS AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/27/2018 AND THERE WERE NO CUSIPS OUTSTANDING AS OF 6/30/2025 UNDER THE NEW ISSUE. FORM 990, SCHEDULE K, PART 1(E) TAX-EXEMPT BONDS BOND ISSUE (B): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($472,535,000) AND FIRST GENERATION CURRENT REFUNDING COMMERCIAL PAPER NOTES ($33,860,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM. FORM 990, SCHEDULE K, PART 1(F) DESCRIPTION OF PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2006, (2) A PORTION OF THE 2006B BONDS ISSUED 01/09/2007. BOND ISSUE (B): COMMERCIAL PAPER PROGRAM, THE PURPOSE OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 07/16/2014 AND (2) FINANCE PROJECTS ON THE WEST, EAST AND CENTRAL CAMPUS OF DUKE UNIVERSITY. FORM 990, SCHEDULE K, PART IV TAX-EXEMPT BOND LINE 2 BOND ISSUE (A) - 11/01/2024 BOND ISSUE (B): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED STUDENT FAMILY MEMBER OF KEY EMPLOYEE 3000 TUITION REMISSION SCHOLARSHIP ENDEAVOR OLE PARENT LLC SEE PART V 360495 SEE PART V 0 ENDEAVOR PARENT LLC SEE PART V 56250 SEE PART V 0 QUALTRICS LLC SEE PART V 243108 SEE PART V 0 JOHN CLEMENTS SEE PART V 456007 SEE PART V 0 ELIZABETH MONAHAN SEE PART V 45100 SEE PART V 0 SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: ENDEAVOR OLE PARENT, LLC(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: ENDEAVOR OLE PARENT, LLC DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $360,495(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS AND SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: ENDEAVOR PARENT, LLC(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: ENDEAVOR PARENT, LLC DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $56,250(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS AND SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: QUALTRICS, LLC(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: QUALTRICS LLC DIRECTOR IS A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $243,108(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR GOODS AND SERVICES(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: JOHN CLEMENTS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JOHN CLEMENTS IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $456,007(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: ELIZABETH MONAHAN(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: ELIZABETH MONAHAN IS A FAMILY MEMBER OF A DUKE UNIVERSITYTRUSTEE(C) AMOUNT OF TRANSACTION: $45,100(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO X 28 3088003 VARIOUS X 589534 VARIOUS X 1142 52904405 MARKET QUOTE X 1 390000 FMV X EVENT TICKETS 3014 970803 FMV/FACE VALUE X EQUIPMENT 10 106028 FMV X MISCELLANEOUS 308 93362 VARIOUS 14 0 1 1 PART I, LINE 32B: USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES. FORM 990, PART III, LINE 1 ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO." FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES KAREN M. KING AND MICHAEL J. BINGLE BOTH HOLD SENIOR LEADERSHIP POSITIONS (MANAGING DIRECTOR AND VICE CHAIRMAN RESPECTIVELY) AT SILVER LAKE GROUP. FORM 990, PART VI, SECTION A, LINE 4 THE DUKE UNIVERSITY BYLAWS WERE REVISED TO UPDATE THE PROVISIONS TO AMEND THE BYLAWS. THE BOARD OF TRUSTEES SECRETARY SHOULD TRANSMIT THE WRITTEN NOTICE OF THE MEETING AND THE PROPOSED AMENDMENT TO BE CONSIDERED BY EACH MEMBER, AT LEAST FIVE DAYS BEFORE THE MEETING IN ELECTRONIC FORM OR BY PRIVATE OR U.S. POSTAL SERVICE. FORM 990, PART VI, SECTION A, LINE 7A GRADUATES OF DUKE UNIVERSITY HAVE THE RIGHT TO ELECT TWELVE TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT & COMPLIANCE COMMITTEE OF THE UNIVERSITY TRUSTEES. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, IS AVAILABLE FOR QUESTIONS FROM THE COMMITTEE. NOT ONLY IS THE COMMITTEE OFFERED AN OPPORTUNITY TO ASK QUESTIONS AT THE MEETING, BUT ALSO ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S OFFICE OF COUNSEL, WHO IS ALSO INVOLVED WITH THE REVIEW OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AT THE MEETING OR ANYTIME THEREAFTER. FORM 990, PART VI, SECTION B, LINE 12C THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY. FORM 990, PART VI, SECTION B, LINE 15 THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR CERTAIN DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY, ADVISE REGARDING COMPARATIVE COMPENSATION NORMS, AND ENSURE COMPLIANCE WITH IRS EXECUTIVE COMPENSATION RULES, INCLUDING INTERMEDIATE SANCTIONS, DEFERRED COMPENSATION, AND PRIVATE INUREMENT. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING. FORM 990, PART VI, SECTION C, LINE 18 IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM. FORM 990, PART VI, SECTION C, LINE 19 DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS. FORM 990, PART VII, SECTION A (COMPENSATION REPORTING/HIGHEST COMPENSATED EMPLOYEES): THE ORGANIZATION DETERMINED THE INDIVIDUALS REPORTED AS THE "FIVE HIGHEST COMPENSATED EMPLOYEES" ON FORM 990, PART VII, SECTION A IN ACCORDANCE WITH THE APPLICABLE FORM 990 INSTRUCTIONS, WHICH CONSIDER REPORTABLE COMPENSATION PAID BY THE FILING ORGANIZATION AND BY RELATED ORGANIZATIONS. BECAUSE CERTAIN PERSONNEL HAVE SPLIT-FUNDED OR DUAL-ROLE ARRANGEMENTS ACROSS RELATED ORGANIZATIONS, AN INDIVIDUAL MAY BE AMONG THE FIVE HIGHEST COMPENSATED EMPLOYEES OF MORE THAN ONE RELATED ORGANIZATION BASED ON TOTAL REPORTABLE COMPENSATION, EVEN IF A SUBSTANTIAL PORTION OF THAT COMPENSATION IS PAID BY A RELATED ORGANIZATION. RELATED-ORGANIZATION COMPENSATION IS REPORTED ON PART VII, SECTION A, COLUMNS (E) AND (F), AS APPLICABLE (AND ON SCHEDULE J, IF APPLICABLE). FOR ADDITIONAL TRANSPARENCY TO READERS, THE ORGANIZATION IS ALSO PROVIDING THE FOLLOWING INFORMATION, WHICH IS NOT REQUIRED BY FORM 990: THE INDIVIDUALS WHO WOULD HAVE BEEN INCLUDED AS THE ORGANIZATION'S FIVE HIGHEST COMPENSATED EMPLOYEES BASED SOLELY ON COMPENSATION PAID BY THE FILING ORGANIZATION, BUT WHO ARE NOT INCLUDED ON PART VII BECAUSE THE PART VII LIST IS LIMITED TO FIVE INDIVIDUALS DETERMINED UNDER THE FORM 990 INSTRUCTIONS. ADDITIONAL HIGHLY COMPENSATED EMPLOYEES (VOLUNTARY DISCLOSURE; NOT REQUIRED FOR PART VII REPORTING): A EUGENE WASHINGTON MD, CHANCELLOR EMERITUS FOR HEALTH AFFAIRS - REPORTABLE COMPENSATION (W-2/1099): $2,285,670 GERALD GRANT, CHAIR OF NEUROSURGERY AND ALLAN H. FRIEDMAN DISTINGUISHED PROFESSOR/SURGEON - REPORTABLE COMPENSATION (W-2/1099): $1,809,446 FORM 990, PART XI, LINE 9: CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS 36,170,587. TRANSFERS FROM DUHS 264,047,155. NONPERIODIC CHANGES 64,078,000. OTHER CHANGES 10,399,685. FORM 990, PART XII, LINE 3B FEDERAL AWARDS RECEIVED BY THE ORGANIZATION ARE INCLUDED IN THE DUKE UNIVERSITY FY2025 UNIFORM GUIDANCE AUDIT. ITS AUDIT UNDER THE UNIFORM ADMINISTRATIVE REQUIREMENTS, COST PRINCIPLES, AND AUDIT REQUIREMENTS FOR FEDERAL AWARDS WAS ISSUED ON MARCH 5, 2026. DUKE UK TRUST LIMITED 19 NORCOTT ROAD LONDON UK N167EJ 980555714 DEVELOPMENT UK 407882 22087 DUKE UNIVERSITY WASHINGTON DUKE INN LLC 2200 W MAIN STREET STE 300 DURHAM NC 27705 HOTEL OWNERSHIP NC 4231735 36546082 DUKE UNIVERSITY DUKE FACULTY CLUB LLC 310 BLACKWELL STREET 4TH FLOOR DURHAM NC 27701 RECREATION FACILITY NC 0 1832675 DUKE UNIVERSITY ANGIER B DUKE MEMORIAL INC 100 NORTH TRYON STREET CHARLOTTE NC 28202 136113895 SCHOLARSHIPS NC 501(C)(3) 12 TYPE III-O DUKE ENDOWMENT 0 ASSOCIATED HEALTH SVCS INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 561845329 HEALTHCARE NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 ATLANTIC COAST CONFERENCE PO DRAWER ACC GREENSBORO NC 27417 560599082 ATHLETIC NC 501(C)(3) 12 TYPE 1 N/A 0 C A CANNON CHAR TRUST NO 3 1525 W WT HARRIS BLVD D1114 CHARLOTTE NC 28288 581360259 SUPPORT NC 501(C)(3) 12 TYPE III-O N/A 0 DAVID H MURDOCK RESEARCH INSTITUTE 150 RESEARCH CAMPUS DR KANNAPOLIS NC 28081 208730759 RESEARCH NC 501(C)(3) 12 TYPE 1 N/A 0 DU SPECIAL VENTURES FUND INC 280 S MANGUM STREET STE 210 DURHAM NC 27701 561465177 INVESTMENTS NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE CORPORATE EDUCATION 310 BLACKWELL ST DURHAM NC 27701 421672476 EDUCATION NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE GIFT PROPERTIES INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 571211078 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE GLOBAL INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 611588319 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721 2200 W MAIN STREET STE 300 DURHAM NC 27705 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE SCHOLARLY EXHIBITS INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 561701245 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE UNIV AFFILIATED PHYSICIANS 2200 W MAIN STREET STE 300 DURHAM NC 27705 561902501 HEALTHCARE NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DUKE UNIV PHILANTHROPIES INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 571211099 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE UNIVERSITY HEALTH SYSTEM INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 562070036 HEALTHCARE NC 501(C)(3) LINE 3 DUKE UNIVERSITY 1 DUMAC INC 280 S MANGUM STREET STE 210 DURHAM NC 27701 900754895 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DURHAM ASSET MGMT COMPANY INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 561757238 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 GOTHIC CORPORATION 280 S MANGUM STREET STE 210 DURHAM NC 27701 561776668 INVESTMENTS NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 GOTHIC HSP CORPORATION 280 S MANGUM STREET STE 210 DURHAM NC 27701 271325761 INVESTMENTS NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 INNOVATIONS IN HEALTHCARE INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 320358709 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 KATHRINE R EVERETT CHARITABLE PO BOX 3001 DURHAM NC 27715 566473809 SUPPORT NC 501(C)(3) 12 TYPE 1 N/A 0 NANALINE H DUKE TRUST 100 NORTH TRYON STREET CHARLOTTE NC 28202 237270511 MED. SUPPORT NY 501(C)(3) 12 TYPE III-O DUKE ENDOWMENT 0 RESEARCH TRIANGLE INSTITUTE PO BOX 12194 RTP NC 27709 560686338 RESEARCH NC 501(C)(3) 12 TYPE III-O N/A 0 RUTH K BROAD BIOMED RES FDN 2200 W MAIN STREET STE 300 DURHAM NC 27705 650045051 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND ONE WEST FOURTH ST STE 1200 WINSTONSALEM NC 27101 202749954 SCHOLARSHIPS NC 501(C)(3) 12 TYPE 1 N/A 0 DUKE INTEGRATED NETWORK INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 463129771 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DUKE QUALITY NETWORK INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 461340679 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DUKE JANJUN SERVICES INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 471150667 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE JULDEC SERVICES INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 471143245 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE ALLMO SERVICES INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 471133466 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY 1 DUKE AFFILIATIONS NETWORK INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 812623775 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DUKE UNIV FED CRED UNION 2200 WEST MAIN STREET DURHAM NC 27705 561632379 BANKING NC 501(C)(1) N/A 0 WATTS COLLEGE OF NURSING INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 833076664 SUPPORT NC 501(C)(3) 12 TYPE 1 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DUKE HEALTH INTEGRATED PRACTICE INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 862109896 HEALTHCARE NC 501(C)(3) LINE 3 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DONALD R WATSON FOUNDATION INC 601 SOUTH COLLEGE ROAD WILMINGTON NC 28403 561861816 SUPPORT NC 501(C)(3) 12 TYPE 1 N/A 0 FAMILY HEALTH MINISTRIES INC PO BOX 16783 CHAPEL HILL NC 27516 562206165 HEALTH CLINICS NC 501(C)(3) LINE 10 DUKE UNIVERSITY 1 LENOX BAKER CHILDREN'S HOSPITAL FOUNDATION INC 1513 TYONEK DRIVE DURHAM NC 27703 561550944 FINANCIAL SUPPORT NC 501(C)(3) LINE 4 DUKE UNIVERSITY HEALTH SYSTEM INC 1 DUKE HEALTH LAKE NORMAN REGIONAL MEDICAL CENTER INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 332476324 HEALTHCARE NC 501(C)(3) LINE 3 DUKE UNIVERSITY HEALTH SYSTEM INC 1 FACULTY CLUB OF DUKE UNIVERSITY INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 510168730 RECREATIONAL NC 501(C)(4) DUKE UNIVERSITY 1 BLACKWELL PARTNERS LLC - SERIES A - 20-8075455 280 S MANGUM ST STE 210 DURHAM NC 27701 INVESTMENTS DE N/A N/A 0 0 RALLYDAY LF CO-INVESTORS LP 250 FILLMORE ST STE 225 DENVER CO 80206 932940647 INVESTMENTS DE N/A N/A 0 0 MANGUM III LLC - SERIES A 280 S MANGUM STREET STE 210 DURHAM NC 27701 923592240 INVESTMENTS DE N/A N/A 0 0 MANGUM III LLC 280 S MANGUM STREET STE 210 DURHAM NC 27701 923565585 INVESTMENTS DE N/A N/A 0 0 CPF HEARTBEAT HEALTH INV A LLC 980 N MICHIGAN AVENUE SUITE 1998 CHICAGO IL 60611 881279232 INVESTMENTS DE N/A N/A 0 0 MANGUM LLC 280 S MANGUM STREET STE 210 DURHAM NC 27701 461275587 INVESTMENTS NC N/A N/A 0 0 STRATUS SCP III INVESTORS - GAMMA LP 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBURGH UK EH39WJ INVESTMENTS UK N/A N/A 0 0 ENIAC SPECIAL DELTA LLC 604 MISSION STREET 10TH FL SAN FRANCISCO CA 94105 842355221 INVESTMENTS DE N/A N/A 0 0 WELLINGTON TRUST CO NA - CTF OPP FIXED INC ALLOC II POR 280 CONGRESS STREET BOSTON MA 02210 831264831 INVESTMENTS DE N/A N/A 0 0 BEP LEGACY 1C LLC 1001 FANNIN ST STE 800 HOUSTON TX 77002 273871932 INVESTMENTS DE N/A N/A 0 0 DWELLWORKS CO-INVESTMENT LLC 7 TIMES SQUARE STE 4307 NEW YORK NY 10036 832165945 INVESTMENTS DE N/A N/A 0 0 DUKE TRIANGLE ENDOSCOPY CENTER LLC 1A BURTON HILLS BLVD NASHVILLE TN 37215 204257024 HEALTHCARE NC N/A N/A 0 0 WASHINGTON GOTHIC LP 593 WASHINGTON STREET WELLESLEY MA 02482 834516893 INVESTMENTS DE N/A N/A 0 0 CPF TRIAS INVESTMENT II LLC 980 N MICHIGAN AVENUE SUITE 1998 CHICAGO IL 60611 874204000 INVESTMENTS DE N/A N/A 0 0 LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP 32 N DEAN ST ENGLEWOOD NJ 07631 823708328 INVESTMENTS DE N/A N/A 0 0 BLACKWELL PARTNERS LLC - SERIES E - 81-1511048 280 S MANGUM ST STE 210 DURHAM NC 27701 INVESTMENTS DE N/A N/A 0 0 BLACKWELL PARTNERS LLC - SERIES D - 81-3385353 280 S MANGUM ST STE 210 DURHAM NC 27701 INVESTMENTS DE N/A N/A 0 0 BLACKWELL PARTNERS LLC - SERIES B - 47-2530719 280 S MANGUM ST STE 210 DURHAM NC 27701 INVESTMENTS DE N/A N/A 0 0 ALTOS HYBRID D LLC - 47-3996176 2882 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 INVESTMENTS DE N/A N/A 0 0 STRATUS SCP II INVESTORS - C LP 50 LOTHIAN ROAD FESTIVAL SQUARE EDINBURGH UK EH3 9WJ INVESTMENTS UK N/A N/A 0 0 BLACKWELL PARTNERS LLC - SERIES C - 81-1264533 280 S MANGUM ST STE 210 DURHAM NC 27701 INVESTMENTS DE N/A N/A 0 0 LYRICAL BLUE RL PT IV 47-1542108 32 N DEAN ST ENGLEWOOD NJ 07631 INVESTMENTS DE N/A N/A 0 0 DILWEG BLUE PF LP 47-1225569 5310 S ALSTON AVE STE 210 DURHAM NC 27713 INVESTMENTS DE N/A N/A 0 0 LS INVESTOR LLC 20-3891381 310 BLACKWELL ST DURHAM NC 27701 REAL ESTATE NC N/A N/A 0 0 MANGUM II LLC - 46-5135858 280 S MANGUM STREET STE 210 DURHAM NC 27701 INVESTMENTS NC N/A N/A 0 0 SBER LUCKY STRIKE 20-3891303 310 BLACKWELL ST DURHAM NC 27701 REAL ESTATE NC N/A N/A 0 0 LYRICAL BLUE RL PT 27-2994514 32 N DEAN ST ENGLEWOOD NJ 07631 INVESTMENTS DE N/A N/A 0 0 ALTOS HYBRID 2D LLC - 81-5176567 2882 SAND HILL ROAD SUITE 100 MENLO PARK CA 94025 INVESTMENTS DE N/A N/A 0 0 MANGUM III LLC - SERIES E 280 S MANGUM STREET STE 210 DURHAM NC 27701 332777494 INVESTMENTS DE N/A N/A 0 0 DUKE CE LS INC 310 BLACKWELL STREET DURHAM NC 27701 202004016 REAL ESTATE NC N/A C 0 DUKE CORPORATE EDUCATION LIM 165 FLEET STREET LONDON UK EC4A 2DY 421672476 EDU CONSULT UK N/A C 0 DUKE CORPORATE EDUCATION RSA GROUND FLOOR TWICKEHNHAM BLDG BRYANSTON JOHANNESBURG SF 02021 421672476 CONSULTING SF N/A C 0 DUKE GLOBAL CONSULTING (KUNSHAN) 1666 WEI CHEN NAN RD KUNSHAN PR KUNSHAN CH 215300 CONSULTING CH N/A C 0 DUKE MEDICAL STRATEGIES INC 2200 WEST MAIN STREET STE 920 DURHAM NC 27705 561993799 HEALTHCARE NC DUKE UNIVERSITY C 69344 1.00000 1 DUKE UNIVERSITY TOWER FUND PO BOX 185 PITTSBURGH PA 152300185 566147362 INVESTMENTS PA N/A T 0 DURHAM CASUALTY COMPANY LTD AON HOUSE 30 WOODBOURNE AVE PEMBROKE BD HM 08 980113277 INSURANCE BD N/A C 0 GOTHIC INTERNATIONAL LTD 113 S CHURCH STREET QUEENSGATE HOU GRAND CAYMAN CJ KY1-1108 INVESTMENTS CJ N/A C 0 MARATHON BLUE CAYMAN FUND 89 NEXUS WAY PO BOX 31106 GRAND CAYMAN CJ KY1-1205 INVESTMENTS CJ N/A C 0 GHI HOLDINGS MAURITIUS 9TH FL ORANGE TOWER CYBERCITY EBENE MP INVESTMENTS MP N/A C 0 GHI ERP LTD 9TH FL ORANGE TOWER CYBERCITY EBENE MP INVESTMENTS MP N/A C 0 GHI HSP LTD 9TH FL ORANGE TOWER CYBERCITY EBENE MP INVESTMENTS MP N/A C 0 GHI JBD LTD 9TH FL ORANGE TOWER CYBERCITY EBENE MP INVESTMENTS MP N/A C 0 GHI LTP LTD 9TH FL ORANGE TOWER CYBERCITY EBENE MP INVESTMENTS MP N/A C 0 DUKE CE (SEA) PRIVATE LIMITED 1 RAFFLES PLACE TOWER 2 SINGAPORE SN 048616 SUPPORT SN N/A C 0 MCP PRIVATE CAPITAL (FEEDER) FUND I LP 6 RUE GABRIEL LIPPMANN LUXEMBOURG LU L-5365 INVESTMENTS LU N/A C 0 DUKE INDIA SERVICES PRIVATE LIMITED 302 PRIDE ELITE 10 MUSEUM ROAD BANGALORE KARNATAKA IN 560001 MEDICAL RESEARCH IN N/A C 0 HEALTH SYSTEM MEDICAL STRATEGIES INC 2200 W MAIN STREET STE 300 DURHAM NC 27705 562222444 HEALTHCARE NC DUHS INC C 1 DUKE GLOBAL GERMANY GMBH ESCHERSHEIMER LANDSTR 14 FRANKFURT GM 60322 EDUCATION GM N/A C 0 DUKE CORP EDU INDIA PRIVATE ACADEMIC BLOCK NEW CAMPUS VASTRAPUR AHMEDABAD IN 380015 421672476 CONSULTING IN N/A C 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 DURHAM ASSET MANAGEMENT COMPANY C 78655 FMV DURHAM ASSET MANAGEMENT COMPANY B 1631896 FMV DUKE GLOBAL INC B 1474391 FMV DUKE GLOBAL INC C 2038881 FMV DUKE MEDICINE GLOBAL SUPPORT CORPORATION B 206881 FMV RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION C 763400 FMV GOTHIC CORPORATION R 1706716730 FMV GOTHIC CORPORATION S 1963772469 FMV DUKE UNIVERSITY HEALTH SYSTEM INC S 275725549 FMV DUMAC INC R 21885434 FMV DUKE SCHOLARLY EXHIBITS INC B 122000 FMV INNOVATIONS IN HEALTHCARE INC B 260713 FMV DUKE GIFT PROPERTIES INC C 41822765 FMV