2026-05-14T12:31:58-05:00 2025-06-30 135565207 KPMG LLP 500 W 5TH ST SUITE 800 WINSTON SALEM NC 27101 990 2024-07-01 271325761 GOTHIC HSP CORPORATION GOTH 9196686829 280 S MANGUM STREET 210 DURHAM NC 27701 JANNINE M LALL TREASURER 9196886829 2026-05-11 1 1 KAVITA GADA P01773072 3362753394 2024 2025-03-06 01:10:19Z NEAL F TRIPLETT 280 S MANGUM ST STE 210 DURHAM NC 27701 974815584 0 X N/A X 2009 NC SEE SCHEDULE O FOR ORGANIZATION'S MISSION STATEMENT 3 0 0 0 -6316620 0 205405601 577613067 0 0 266164827 377787049 18635354 19415468 490205782 974815584 508279777 567844502 0 0 0 0 0 0 0 141797511 141543178 650077288 709387680 -159871506 265427904 2488099093 2750520019 2583649 5827017 2485515444 2744693002 X SEE SCHEDULE O FOR ORGANIZATION'S MISSION STATEMENT. 0 0 709387680 567844502 GOTHIC HSP CORPORATION WAS FORMED TO SUPPORT THE EXEMPT PURPOSES OF DUKE UNIVERSITY HEALTH SYSTEM, INC. A PORTION OF THE EXPENSES INCURRED ARE RELATED TO THE MANAGEMENT OF ASSETS MAINTAINED FOR THE SUPPORT OF DUKE UNIVERSITY HEALTH SYSTEM, INC. ALLOCATIONS TOTALING $567,844,502 WERE MADE TO DUKE UNIVERSITY HEALTH SYSTEM, INC. IN SUPPORT OF ITS TAX EXEMPT PURPOSES. 709387680 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 X 0 0 1 0 1 1 1 BG BC BR CI CH CO CA EZ DA EG GH GR HK HU IN ID EI IS JA KE KU LH MY MP MO NI NO PK PL PO SI KS CE SW TW TZ UG AE UK VM ZA ZI PE RP 0 0 0 0 0 0 0 0 0 0 X 3 0 1 0 0 0 0 1 1 1 1 0 0 1 0 0 0 0 0 1 0 X X JANNINE M LALL 9196686829 280 S MANGUM STREET SUITE 210 DURHAM NC 27701 NEAL F TRIPLETT DIRECTOR/PRESIDENT 0.10 50.30 X X 0 4885718 127007 ROBERT MCGRAIL DIRECTOR/SECRETARY 0.10 40.30 X X 0 675499 99754 JANNINE M LALL DIRECTOR/TREASURER 0.10 40.20 X X 0 449978 86856 0 6011195 313617 0 0 1 0 0 X 577613067 577613067 136215829 -9055675 145271504 19415468 19415468 237032524 4538696 0 0 237032524 4538696 241571220 2739055 238832165 974815584 0 -6316620 403519137 567844502 567844502 5683334 5683334 PARTNERSHIP DEDUCTIONS 134852995 134852995 1006849 1006849 709387680 709387680 0 0 220124418 210257156 2264612433 2536041242 3362242 4221621 2488099093 2750520019 2583649 5827017 2583649 5827017 X 0 0 0 0 2485515444 2744693002 2485515444 2744693002 2488099093 2750520019 X 265427904 -6250346 X X 0 1 X 0 0 X X X 1 DUKE UNIVERSITY HEALTH SYSTEM INC 562070036 3 1 567844502 0 1 567844502 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 FIXED INCOME SECURITIES 216987843 F EQUITIES 431267644 F PARTNERSHIP INVESTMENTS 1887785755 C 2536041242 X PART X, LINE 2: ASC 740 DISCLOSURE: THE FOLLOWING ASC 740 DISCLOSURE COMES FROM THE AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WITHIN WHOSE FINANCIAL STATEMENTS THE ACTIVITIES OF GOTHIC HSP CORPORATION ARE CONSOLIDATED. DUKE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE CODE). AS SUCH, DUKE IS EXEMPT FROM FEDERAL INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501 OF THE CODE. AS OF JUNE 30, 2025 AND 2024, THERE WERE NO MATERIAL UNCERTAIN TAX POSITIONS. SCHEDULE D, PARTS XI - XII FINANCIAL STATEMENTS AUDIT GOTHIC HSP CORPORATION IS INCLUDED IN THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WHICH ARE PREPARED IN ACCORDANCE WITH GAAP AND REVIEWED BY AN INDEPENDENT AUDITOR. PURSUANT TO THE 2024 FORM 990 INSTRUCTIONS, GOTHIC HSP CORPORATION HAS ELECTED NOT TO COMPLETE PARTS XI-XII OF SCHEDULE D. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 645134415 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 INVESTMENTS 70167500 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 191553692 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 INVESTMENTS 25795528 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 INVESTMENTS 28164761 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 INVESTMENTS 1314832 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 INVESTMENTS 41196889 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 INVESTMENTS 75647972 RUSSIA AND NEIGHBORING STATES 0 0 INVESTMENTS 681360 0 0 0 0 0 0 1078975589 681360 1079656949 0 0 1 0 1 1 1 1 1 DUKE UNIVERSITY HEALTH SYSTEM INC 615 DOUGLAS STREET DURHAM NC 27705 562070036 501(C)(3) 567844502 0 FMV SUPPORT 1 0 PART I, LINE 2: GOTHIC HSP CORPORATION WAS FORMED SPECIFICALLY AS A SUPPORTING ORGANIZATION OF DUKE UNIVERSITY HEALTH SYSTEM, INC. IN FURTHERANCE OF ITS SUPPORT TO DUKE UNIVERSITY HEALTH SYSTEM, INC., GOTHIC HSP CORPORATION PROVIDES SUPPORT AND GRANTS FUNDING TO DUKE UNIVERSITY HEALTH SYSTEM, INC., AN IRC SECTION 501(C)(3) ENTITY ORGANIZED AS A HOSPITAL DESCRIBED UNDER IRC SECTION 170(B)(1)(A)(III) AND ITS AFFILIATES. DUKE UNIVERSITY HEALTH SYSTEM, INC. AND ITS AFFILIATES MAINTAIN DOCUMENTATION OF ALL EXPENDITURES IN THE ORDINARY COURSE OF BUSINESS. 0 1 0 0 0 0 0 0 0 NEAL F TRIPLETT DIRECTOR/PRESIDENT 0 887718 0 3975000 0 23000 0 42072 0 87795 0 5015585 0 0 ROBERT MCGRAIL DIRECTOR/SECRETARY 0 308695 0 322364 0 44440 0 90177 0 10540 0 776216 0 21440 JANNINE M LALL DIRECTOR/TREASURER 0 199495 0 219443 0 31040 0 68597 0 19661 0 538236 0 8040 PART I, LINE 3 METHODS USED TO ESTABLISH THE COMPENSATION OF THE TOP MANAGEMENT OFFICIAL: GOTHIC HSP CORPORATION RELIED ON DUMAC, INC., A RELATED TAX-EXEMPT ORGANIZATION, TO ESTABLISH THE COMPENSATION OF THE TOP MANAGEMENT OFFICIAL. DUMAC, INC. USED VARIOUS METHODS TO ESTABLISH THE TOP MANAGEMENT OFFICIAL'S COMPENSATION SUCH AS INFORMATION ABOUT COMPENSATION PAID BY SIMILARLY SITUATED TAXABLE OR TAX-EXEMPT ORGANIZATIONS FOR SIMILAR SERVICES, OR CURRENT COMPENSATION SURVEYS. PART I, LINE 4B SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: ROBERT MCGRAIL $21,440 AND JANNINE LALL $8,040. SUCH AMOUNT WAS SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F). FORM 990, PART I & PART III LINE 1: DESCRIPTION OF ORGANIZATION'S MISSION GOTHIC HSP CORPORATION WAS FORMED TO OWN AND INVEST ASSETS EXCLUSIVELY FOR THE BENEFIT OF DUKE UNIVERSITY HEALTH SYSTEM, INC. AND TO SUPPORT ITS EXEMPT PURPOSE. FORM 990, PART VI, SECTION A, LINE 2 NEAL F. TRIPLETT IS A KEY EMPLOYEE OF DUKE UNIVERSITY. THE FOLLOWING DIRECTORS AND OFFICERS OF GOTHIC HSP CORPORATION ARE ALSO EMPLOYEES OF DUKE UNIVERSITY: JANNINE M. LALL AND ROBERT MCGRAIL. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF THE BOARD OF GOTHIC HSP CORPORATION SHALL BE APPOINTED BY THE EXECUTIVE COMMITTEE OF THE DUKE UNIVERSITY HEALTH SYSTEM, INC. BOARD OF DIRECTORS. THE MEMBERS OF THE BOARD OF DIRECTORS OF DUMAC, INC. SHALL BE APPOINTED BY THE EXECUTIVE COMMITTEE OF THE DUKE UNIVERSITY BOARD OF TRUSTEES AND CONFIRMED BY DUKE UNIVERSITY'S BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B DUMAC, INC. MANAGES THE INVESTMENTS OF GOTHIC HSP CORPORATION. PURSUANT TO AUTHORIZATION PROVIDED BY DUKE UNIVERSITY, OFFICERS OF DUMAC, INC. ACT AS THE AUTHORIZED AGENT FOR GOTHIC HSP CORPORATION IN APPROVING INVESTMENTS OF GOTHIC HSP CORPORATION ASSETS AND ENTERING INTO AGREEMENTS AND OTHER TRANSACTIONS RELATED TO SUCH INVESTMENTS. CERTAIN DECISIONS OF THE GOVERNING BODY ARE SUBJECT TO APPROVAL BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B GOTHIC HSP CORPORATION PROVIDES THE MEMBERS OF THE GOVERNING BODY WITH A DRAFT OF FORM 990 FOR INDIVIDUAL REVIEW PRIOR TO FILING. FORM 990, PART VI, LINE 12A CONFLICT OF INTEREST POLICY: GOTHIC HSP CORPORATION DOES NOT HAVE A WRITTEN CONFLICT OF INTEREST POLICY, BUT ALL BOARD MEMBERS ARE SUBJECT TO COMPLIANCE WITH DUMAC INC.'S WRITTEN CONFLICT OF INTEREST POLICY AND MUST DISCLOSE ANY CONFLICTS ANNUALLY. FORM 990, PART VI, LINE 13 WHISTLEBLOWER POLICY: GOTHIC HSP CORPORATION DOES NOT HAVE A WRITTEN WHISTLEBLOWER POLICY, BUT ALL BOARD MEMBERS ARE SUBJECT TO COMPLIANCE WITH DUMAC, INC.'S WRITTEN WHISTLEBLOWER POLICY. FORM 990, PART VI, LINE 14 DOCUMENT RETENTION AND DESTRUCTION: GOTHIC HSP CORPORATION DOES NOT HAVE A WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY, BUT FOLLOWS DUMAC, INC.'S WRITTEN DOCUMENT RETENTION AND DESTRUCTION POLICY. FORM 990, PART VI, LINE 16B JOINT VENTURES: GOTHIC HSP CORPORATION HAS ENACTED ADEQUATE SAFEGUARDS FOR ITS PARTNERSHIP INVESTMENTS TO ENSURE THAT THESE ACTIVITIES DO NOT JEOPARDIZE THE ORGANIZATION'S TAX EXEMPT STATUS. FORM 990, PART VI, SECTION C, LINE 18 IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM. FORM 990, PART VI, SECTION C, LINE 19 GOTHIC HSP CORPORATION'S GOVERNING DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. THE ORGANIZATION DOES NOT HAVE A SEPARATE CONFLICT OF INTEREST POLICY BUT FOLLOWS DUMAC INC.'S CONFLICT OF INTEREST POLICY. GOTHIC HSP CORPORATION IS INCLUDED IN THE CONSOLIDATED, INDEPENDENTLY AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WHICH ARE AVAILABLE AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS. FORM 990, PART VIII, LINE 7: GROSS SALES OF ASSETS OTHER THAN INVENTORY DUKE UNIVERSITY (AND THEREFORE DUMAC, INC.) MANAGES ITS INVESTMENT FUNDS IN ACCORDANCE WITH THE UNIFORM PRUDENT MANAGEMENT OF INSTITUTIONAL FUNDS ACT OF NORTH CAROLINA. AS PERMITTED BY THE ACT, THE UNIVERSITY (AND THEREFORE DUMAC, INC.) UTILIZES TWO INVESTMENT POOLS TO INVEST ITS FUNDS AND THESE FUNDS OPERATE ON A TOTAL RETURN CONCEPT. FORM 990, PART XI, LINE 9: THE RECONCILIATION AMOUNT ON LINE 9 IS THE CURRENT YEAR BOOK/TAX INCOME DIFFERENCES FROM THE ORGANIZATION'S PARTNERSHIP INVESTMENTS. -6,250,346. FORM 990, PART XII, LINE 1: METHOD OF ACCOUNTING GOTHIC HSP CORPORATION UTILIZES THE ACCRUAL ACCOUNTING METHOD IN ACCORDANCE WITH GAAP FOR ALL ITEMS OTHER THAN REPORTING OF ITS PARTNERSHIP INVESTMENTS. PARTNERSHIP INVESTMENTS ARE REPORTED ON A TAX BASIS. 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IN CERTAIN CASES, THE FILING ORGANIZATION'S OWNERSHIP PERCENTAGE IS LESS THAN FIFTY PERCENT. HOWEVER, THOSE ENTITIES ARE BEING REPORTED ON SCHEDULE R, PART III AND IV BECAUSE THE REPORTING ENTITY'S AND ITS RELATED ORGANIZATIONS' CUMULATIVE OWNERSHIP PERCENTAGE EXCEEDS FIFTY PERCENT. PLEASE REFER TO THE RELATED ORGANIZATIONS' FORMS 990 FOR MORE DETAILS ON THE RESPECTIVE DIRECT OWNERSHIP PERCENTAGES.