2026-05-13T13:58:24-05:00 2025-06-30 135565207 KPMG LLP 550 SOUTH HOPE STREET SUITE 1500 LOS ANGELES CA 90071 990 2024-07-01 956154473 PROVIDENCE SPEECH AND HEARING CENTER PROV 7146394990 1201 W LA VETA AVENUE ORANGE CA 92868 JAMES ULI EVP & CFO 7146394990 2026-05-07 1 0 HOLLY MOEN P01800653 2139724000 2026-05-12 2024 2025-03-06 01:10:19Z PAUL VAN DOLAH 1201 W LA VETA AVENUE ORANGE CA 92868 7003036 0 X WWW.PSHC.ORG X 1996 CA ENRICHING LIFE THROUGH THE GIFTS OF SPEECH AND HEARING. 2 0 110 21 0 0 223667 55019 10264843 6724314 18011 162193 83841 3913 10590362 6945439 0 0 0 0 13198331 9499699 0 0 0 2820859 2152673 16019190 11652372 -5428828 -4706933 12880272 10267805 23284832 26540249 -10404560 -16272444 X TO CONTINUALLY PROVIDE THE HIGHEST STANDARDS OF SERVICES IN THE IDENTIFICATION, DIAGNOSIS, TREATMENT AND PREVENTION OF SPEECH, LANGUAGE AND HEARING DISORDERS FOR PERSONS OF ALL AGES, RACES AND SOCIO-ECONOMIC BACKGROUNDS. 0 1 10487134 6728227 PROVIDENCE PROVIDES AUDIOLOGY AND HEARING CARE AND SPEECH-LANGUAGE PATHOLOGY TO ALL THOSE IN NEED, REGARDLESS OF THEIR ABILITY TO PAY. PROVIDENCE STRIVES TO ACHIEVE ITS MISSION BY CONTINUALLY PROVIDING THE HIGHEST QUALITY SERVICES IN THE IDENTIFICATION, DIAGNOSIS, TREATMENT AND PREVENTION OF SPEECH, LANGUAGE AND HEARING DISORDERS FOR PERSONS OF ALL AGES, RACES AND SOCIO-ECONOMIC BACKGROUNDS. PROVIDENCE IS A LEADING SERVICE PROVIDER TO THE SPEECH AND HEARING IMPAIRED OF ORANGE COUNTY, PROVIDING MORE THAN 75,718 PATIENT VISITS EACH YEAR. MORE THAN HALF OF THE WORK IS DEDICATED TO LOW-INCOME PATIENTS, ALL OF WHOM ARE UNINSURED OR UNDERINSURED. 10487134 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 11 0 1 110 0 0 0 0 0 0 0 0 0 0 0 0 0 X 2 0 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MARY NGUYEN 7145094124 1201 WEST LA VETA AVENUE ORANGE CA 92868 JAY GABRIEL DIRECTOR/SECRETARY 0.50 39.50 X X 0 898091 49577 KERRI RUPPERT SCHILLER DIRECTOR/TREASURER 0.50 39.50 X X 0 1142441 40202 PAUL VAN DOLAH CTO, FORMER COO, CHAIR THRU 12/24 2.00 38.00 X X 0 996363 1912 MARY ZIMMER DIRECTOR THRU 12/24 0.00 40.00 X 0 566771 35681 JAMES ULI JR EVP & CFO 0.50 39.50 X 0 1131345 22310 KIMBERLY CRIPE PRESIDENT & CEO 0.50 39.50 X 0 2413249 31405 PATRICK FRIAS MD PRESIDENT & CEO 0.50 39.50 X 0 2518676 44864 KIMBERLEY MILSTIEN EVP & COO, REGIONAL PRESIDENT 2.00 38.00 X 0 1045450 135453 JILL STRICKLAND CHIEF ADMINISTRATIVE OFFICER (CAO) 0.50 39.50 X 0 898556 33381 RAMIN BASCHSHI VICE PRESIDENT AS OF 01/25 20.00 20.00 X 562812 0 1625 LUCIA MORIZIO EXECUTIVE DIRECTOR (FORMER) 0.00 0.00 X 298503 0 8207 SAMANTHA MCCOMB DIRECTOR 40.00 0.00 X 198931 0 18436 JANIS UFFENHEIMER AUDIOLOGIST 40.00 0.00 X 127795 0 8519 KYM ASAHARA SPEECH LANGUAGE PATHOLOGIST 40.00 0.00 X 136872 0 0 LE ETTA VANDERPOOL SPEECH LANGUAGE PATHOLOGIST 40.00 0.00 X 127622 0 15996 1452535 11610942 447568 14 0 1 0 0 55019 55019 PATIENT REVENUE 621400 6724314 6724314 6724314 37967 37967 181823 57597 124226 124226 124226 OTHER REVENUE 621990 3913 3913 3913 6945439 6728227 0 162193 7608194 6847375 760819 146575 131918 14657 1164490 1048041 116449 580440 522396 58044 115674 104105 11569 7981 7183 798 677187 609468 67719 727561 654805 72756 MEDICAL SUPPLIES 604977 544479 60498 LICENSES & TAXES 19293 17364 1929 11652372 10487134 1165238 0 468821 141244 972641 1378977 721727 44640 868 80794 53360 12229282 2964864 9603328 9264418 63477 267594 86188 12880272 10267805 752147 600203 5626 7495 22527059 25932551 23284832 26540249 X -12001666 -16871028 1597106 598584 -10404560 -16272444 12880272 10267805 X -4706933 -138165 -1022786 X 0 1 X 1 0 X 596177 4432319 253804 223667 55019 5560986 596177 4432319 253804 223667 55019 5560986 3939355 1621631 0 87719 15028 22139 37967 162853 106616 56141 4783 83841 3913 255294 5979133 0.27120 0.35920 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2020 AMOUNT: $ 106,616. 2021 AMOUNT: $ 56,141. 2022 AMOUNT: $ 4,783. 2023 AMOUNT: $ 83,841. 2024 AMOUNT: $ 3,913. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 706212 518 11631 11631 706730 700957 5255 117899 117899 706212 901366 497 11100 212006 700957 815612 3662 82092 901366 723981 91631 815612 0.04270 0.95730 1 0 10241619 2113257 8128362 1870948 851607 1019341 116715 116715 9264418 PAYABLE TO RELATED ORGANIZATIONS 25870293 LEASE PAYABLE 62258 25932551 X PART V, LINE 4: THE ENDOWMENT FUND IS USED TO SUPPORT PSHC PROGRAMS ADDRESSING THE NEEDS OF THE UNDERSERVED, AND SOCIAL SERVICES TO PATIENTS AND FAMILIES IN NEED. PART X, LINE 2: U.S. GAAP REQUIRES THE ORGANIZATION'S MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE ORGANIZATION AND RECOGNIZE A TAX LIABILITY IF THE ORGANIZATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED TAX POSITIONS TAKEN BY THE ORGANIZATION AND HAS CONCLUDED THAT AS OF JUNE 30, 2025, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE CONSOLIDATED FINANCIAL STATEMENTS. X X X X 1 1 0 0 0 0 0 0 0 PATRICK FRIAS MD PRESIDENT & CEO 0 1409191 0 657743 0 451742 0 10350 0 34514 0 2563540 0 0 KIMBERLY CRIPE PRESIDENT & CEO 0 1330701 0 790183 0 292365 0 16534 0 14871 0 2444654 0 70483 KERRI RUPPERT SCHILLER DIRECTOR/TREASURER 0 751917 0 225449 0 165075 0 20570 0 19632 0 1182643 0 30164 KIMBERLEY MILSTIEN EVP & COO, REGIONAL PRESIDENT 0 767424 0 276442 0 1584 0 125688 0 9765 0 1180903 0 0 JAMES ULI JR EVP & CFO 0 794247 0 215496 0 121602 0 10350 0 11960 0 1153655 0 0 PAUL VAN DOLAH CTO, FORMER COO, CHAIR THRU 12/24 0 701498 0 189409 0 105456 0 1912 0 0 0 998275 0 28018 JAY GABRIEL DIRECTOR/SECRETARY 0 598826 0 180316 0 118949 0 19364 0 30213 0 947668 0 19490 JILL STRICKLAND CHIEF ADMINISTRATIVE OFFICER (CAO) 0 631640 0 171090 0 95826 0 10350 0 23031 0 931937 0 0 MARY ZIMMER DIRECTOR THRU 12/24 0 405920 0 103202 0 57649 0 5468 0 30213 0 602452 0 11180 RAMIN BASCHSHI VICE PRESIDENT AS OF 01/25 280000 0 227021 0 55791 0 1625 0 0 0 564437 0 0 0 LUCIA MORIZIO EXECUTIVE DIRECTOR (FORMER) 154913 0 0 0 143590 0 1200 0 7007 0 306710 0 0 0 SAMANTHA MCCOMB DIRECTOR 177362 0 21569 0 0 0 10331 0 8105 0 217367 0 0 0 PART I, LINES 4A-B SEVERANCE ARRANGEMENTS: PART I, LINE 4A SOME OF THE ORGANIZATION'S PERSONNEL LISTED ON FORM 990 PART VII AND SCHEDULE J PARTICIPATE IN A SEPARATION ARRANGEMENT THAT PROVIDES FOR A PORTION OF THE EMPLOYEE'S ANNUAL SALARY BASED ON THEIR POSITION IN THE ORGANIZATION. FOR THE SENIOR EXECUTIVE LEVEL, THE AMOUNT IS BASED ON YEARS OF SERVICE UP TO A MAXIMUM NUMBER OF MONTHS. UNPAID SEVERANCE UNDER THE SEPARATION AGREEMENTS FOR CURRENT KEY EMPLOYEES WERE REPORTED AT THEIR FULL VALUE IN A PREVIOUS TAX YEAR. THE FOLLOWING INDIVIDUAL RECEIVED A SEVERANCE PAYMENT DURING THE YEAR: 1) LUCIA MORIZIO - $143,590 SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: PART I, LINE 4B CHILDREN'S HOSPITAL OF ORANGE COUNTY (CHOC OR THE COMPANY) ESTABLISHED A NONQUALIFIED DEFERRED COMPENSATION PLAN EFFECTIVE JANUARY 1, 2010 IN WHICH CERTAIN INDIVIDUALS LISTED ON THE FORM 990, PART VII AND SCHEDULE J ARE PARTICIPANTS. UNDER THE ESTABLISHED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (THE PLAN), OR SERP, FOR EACH PLAN YEAR THAT BEGINS PRIOR TO THE PARTICIPANT'S CASH DATE, CHOC SHALL CREATE A NEW SERP ACCOUNT ON ITS BOOKS FOR THE PARTICIPANT AND SHALL CREDIT TO SUCH ACCOUNT AT TIMES SPECIFIED. THE PARTICIPANTS OF THE PLAN ARE GENERAL CREDITORS OF THE COMPANY. THE PARTICIPANT'S SERP ACCOUNT SHALL BE UTILIZED SOLELY AS A DEVICE FOR THE MEASUREMENT AND DETERMINATION OF THE AMOUNTS TO BE PAID TO THE PARTICIPANT UNDER THIS PLAN. THE FOLLOWING INDIVIDUALS RECEIVED PAYMENTS FROM THE PLAN DURING CALENDAR YEAR 2024: DR. FRIAS ($398,132), MS. CRIPE ($264,989), MS. SCHILLER ($113,407), MR. ULI JR. ($106,603), MS. ZIMMER ($41,651), MS. STRICKLAND ($80,826), MR. GABRIEL ($72,752), MR. BASCHSHI ($55,791) AND MR. VAN DOLAH ($104,384). THE COMPANY PROVIDES AN INCENTIVE PLAN TO ALL ELIGIBLE MEMBERS OF MANAGEMENT, INCLUDING CERTAIN INDIVIDUALS LISTED IN PART II OF SCHEDULE J. INCENTIVES ARE EARNED BASED ON ACHIEVEMENT OF ORGANIZATION AND INDIVIDUAL GOALS TYPICALLY RELATED TO QUALITY, PATIENT SAFETY, OPERATING, AND FINANCIAL PERFORMANCE AS WELL AS OTHER SIGNIFICANT CLINICAL, QUALITY, AND STRATEGIC ACHIEVEMENTS. THE COMPANY MAINTAINS A CORPORATE MEMBERSHIP IN A SOCIAL CLUB THAT IS UTILIZED FOR BUSINESS PURPOSES BY ITS EXECUTIVES, INCLUDING CERTAIN INDIVIDUALS LISTED IN PART II OF SCHEDULE J. USE OF THE CLUB AND PAYMENTS TO THE CLUB FOR BUSINESS-RELATED EXPENSES ARE SUBJECT TO THE COMPANY'S WRITTEN POLICIES AND PROCEDURES THAT INCLUDE A REQUIREMENT TO DOCUMENT THE PURPOSE AND ATTENDEES OF THE BUSINESS MEETING PRIOR TO PAYMENT. COMPENSATION FROM AN AFFILIATED ORGANIZATION KERRI RUPPERT SCHILLER IS COMPENSATED THROUGH THE PARENT COMPANY, RADY CHILDREN'S HEALTH (RCH), HOWEVER, IN ADDITION TO HER RESPONSIBILITIES FOR THE PARENT COMPANY, SHE ALSO SERVES AS AN OFFICER OF CHILDREN'S HOSPITAL OF ORANGE COUNTY, CHOC FOUNDATION, CRC REAL ESTATE CORPORATION AND CHILDREN'S HOSPITAL AT MISSION (ALL IRC SECTION 501(C)(3) AFFILIATES). MS. SCHILLER DEVOTES APPROXIMATELY 42% OF HER TIME EACH WEEK TO CHILDREN'S HOSPITAL OF ORANGE COUNTY RESPONSIBILITIES WITH THE BALANCE OF HER TIME BEING SPENT ON THE OTHER RELATED ORGANIZATIONS' BUSINESS AFFAIRS. JAY GABRIEL IS COMPENSATED THROUGH THE PARENT COMPANY, RADY CHILDREN'S HEALTH (RCH), HOWEVER, IN ADDITION TO HIS RESPONSIBILITIES FOR THE PARENT COMPANY, HE ALSO SERVES AS AN OFFICER OF CHILDREN'S HOSPITAL OF ORANGE COUNTY, CRC REAL ESTATE CORPORATION, CHILDREN'S HOSPITAL AT MISSION (CHAM) AND PROVIDENCE SPEECH AND HEARING CENTER (PSHC) (ALL IRC SECTION 501(C)(3) AFFILIATES). MR. GABRIEL DEVOTES APPROXIMATELY 31% OF HIS TIME EACH WEEK TO CHOC RESPONSIBILITIES WITH THE BALANCE OF HIS TIME BEING SPENT ON THE OTHER RELATED ORGANIZATIONS' BUSINESS AFFAIRS. PAUL VAN DOLAH IS COMPENSATED THROUGH RADY CHILDREN'S HEALTH (RCH), HOWEVER, IN ADDITION TO HIS RESPONSIBILITIES FOR THE PARENT COMPANY, HE ALSO SERVES AS AN OFFICER OF CHILDREN'S HOSPITAL OF ORANGE COUNTY, CRC REAL ESTATE CORPORATION, CHILDREN'S HOSPITAL AT MISSION AND PROVIDENCE SPEECH AND HEARING CENTER (PSHC) (ALL IRC SECTION 501(C)(3) AFFILIATES). MR. VAN DOLAH DEVOTES APPROXIMATELY 84% OF HIS TIME EACH WEEK TO CHOC RESPONSIBILITIES WITH THE BALANCE OF HIS TIME BEING SPENT ON THE OTHER RELATED ORGANIZATIONS' BUSINESS AFFAIRS. MARY ZIMMER IS COMPENSATED THROUGH CHILDREN'S HOSPITAL OF ORANGE COUNTY (CHOC), HOWEVER, IN ADDITION TO HER RESPONSIBILITIES FOR CHOC, SHE ALSO SERVES AS DIRECTOR OF PROVIDENCE SPEECH AND HEARING CENTER (PSHC). MS. ZIMMER DEVOTES APPROXIMATELY 95% OF HER TIME EACH WEEK TO CHOC RESPONSIBILITIES WITH THE BALANCE OF HER TIME BEING SPENT ON PSHC BUSINESS AFFAIRS. FORM 990, PART III, LINE 3 PSHC CLOSED TWO LOCATIONS DURING AUGUST AND SEPTEMBER 2024, WHICH CONTINUED THE TREND OF REDUCED OCCUPATIONAL THERAPY AND PHYSICAL THERAPY VISITS. THE REMAINING PSHC LOCATIONS DISCONTINUED OCCUPATIONAL THERAPY SERVICES AS THE SERVICES WERE TRANSITIONED OVER TO CHOC. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF PROVIDENCE SPEECH AND HEARING CENTER (PSHC) IS CHILDREN'S HOSPITAL OF ORANGE COUNTY (CHOC.) THE OFFICERS AND DIRECTORS OF PSHC ARE EMPLOYEES OF THE PARENT COMPANY WITH THE EXCEPTION OF 1 DIRECTOR WHO IS EMPLOYED AT CHILDREN'S HOSPITAL OF ORANGE COUNTY (CHOC). FORM 990, PART VI, SECTION A, LINE 7A THE SOLE MEMBER, CHOC, HAS THE POWERS DETAILED IN LINE 7B. FORM 990, PART VI, SECTION A, LINE 7B THE APPROVAL OF THE MEMBER SHALL BE REQUIRED WITH RESPECT TO ANY OF THE FOLLOWING ACTIONS: (1) CHANGING THE PURPOSES AND POWERS OF PSHC; (2) OBLIGATING PSHC TO UNDERTAKE ANY CAPITAL EXPENDITURE IN EXCESS OF $5,000,000; (3) ADOPTING PSHC'S ANNUAL OPERATING AND CAPITAL BUDGETS; (4) ADOPTING A LONG-TERM CAPITAL BUDGET; (5) BUYING, SELLING, LEASING, MORTGAGING, PLEDGING, OR OTHERWISE HYPOTHECATING ANY REAL PROPERTY; (6) INCURRING ANY INDEBTEDNESS IN EXCESS OF $5,000,000; (7) OBLIGATING PSHC TO ACT AS GUARANTOR WITH RESPECT TO ANY DEBT OF ANY PERSON OR OTHER ENTITY; (8) ACCEPTING ANY DONATION WHICH IS CONDITIONED UPON PSHC'S UNDERTAKING ANY UNBUDGETED CAPITAL EXPENDITURE IN EXCESS OF $5,000,000 OR ANY UNBUDGETED EXPENDITURE IN EXCESS OF $5,000,000; (9) ENTERING INTO ANY CONTRACT WHICH INVOLVES THE FOLLOWING: (A) ANY FINANCIAL OBLIGATION ON THE PART OF PSHC IN AN AMOUNT IN EXCESS OF $5,000,000 OR (B) ANY PURPOSE OR ACTIVITY WHICH IS OUTSIDE THE SCOPE OF PSHC'S ORDINARY COURSE OF BUSINESS. (10) INVOLVING PSHC IN ANY MERGER, ACQUISITION, CORPORATE RESTRUCTURING, OR FORMAL AFFILIATION; (11) INVOLVING PSHC AS A MEMBER, SHAREHOLDER, OR PARTNER IN ANY NEW CORPORATION, PARTNERSHIP, OR OTHER LEGAL ENTITY; (12) DISSOLVING PSHC; (13) ENTERING INTO ANY TRANSACTION INVOLVING THE SALE, CONVEYANCE, EXCHANGE, TRANSFER OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF PSHC'S ASSETS; (14) AMENDING PSHC'S ARTICLES OF INCORPORATION; (15) ADOPTING NEW BYLAWS OR AMENDING EXISTING BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B PROCESS OF REVIEW BEFORE FILING, KNOWLEDGEABLE EXPERIENCED MEMBERS OF MANAGEMENT REVIEW THE TAX RETURN AND RELATED SCHEDULES. MANAGEMENT REVIEWERS ALSO INTERACT THROUGHOUT THE YEAR WITH EXECUTIVES OF THE ORGANIZATION AND MEMBERS OF THE GOVERNING BOARD OF DIRECTORS TO ENHANCE ACCURACY AND COMPLETENESS OF THE RETURNS. FINAL DRAFTS OF THE TAX RETURNS ARE PROVIDED TO MEMBERS OF THE GOVERNING BOARD AT LEAST ONE WEEK PRIOR TO FILING FOR FINAL REVIEW AND THEIR COMMENTS, IF ANY, ARE INCORPORATED INTO THE FINAL RETURN PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCING COMPLIANCE OF CONFLICT OF INTEREST POLICY THE CHOC COMPLIANCE OFFICER IS CHARGED WITH MONITORING PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND ADDRESSING ANY POTENTIAL OR ACTUAL CONFLICTS. PURSUANT TO THE CONFLICTS OF INTEREST POLICY, AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE, AIMED AT DETERMINING ANY FAMILY AND BUSINESS RELATIONSHIPS AND TRANSACTIONS OR OTHER TRANSACTIONS THAT MAY POSE A POTENTIAL CONFLICT, IS DISTRIBUTED TO ALL COVERED PERSONS (I.E., BOARD MEMBERS, OFFICERS AND EXECUTIVE LEADERSHIP). COVERED PERSONS ARE REQUIRED TO DISCLOSE REAL OR POTENTIAL CONFLICTS AT THE TIME WHEN SUCH CONFLICTS ARISE. WHEN AN INDIVIDUAL BECOMES A COVERED PERSON AND ANNUALLY THEREAFTER, EACH COVERED PERSON IS REQUIRED TO SIGN A STATEMENT AFFIRMING THAT HE/SHE: (1) HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY AND UNDERSTANDS SAID POLICY; (2) HAS READ THE POLICY AND UNDERSTANDS SAID POLICY; AND (3) AGREES TO COMPLY WITH ALL REQUIREMENTS OF THE POLICY, INCLUDING COMPLETING THE CONFLICTS OF INTEREST QUESTIONNAIRE. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE COMPLIANCE OFFICER AND ANY PERSONS WITH ACTUAL OR POTENTIAL CONFLICTS ARE CONTACTED VIA WRITTEN COMMUNICATION. THE PROCEDURES FOR ADDRESSING ANY CONFLICT OF INTEREST MAY INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING: (1) THE CONFLICTING INTEREST IS FULLY DISCLOSED TO THE BOARD OF DIRECTORS; (2)THE INTERESTED PERSON RESPONDS TO FACTUAL QUESTIONS RELATED TO THE CONFLICT, THE SUBSTANCE OF THE TRANSACTION OR THE ARRANGEMENT BEING CONSIDERED; (3) THE PERSON WITH THE CONFLICT OF INTEREST IS EXCLUDED FROM ANY DISCUSSION OR APPROVAL OF SUCH TRANSACTION; (4) IF APPLICABLE ALTERNATIVES TO THE PROPOSED TRANSACTION ARE INVESTIGATED, COMPETITIVE BIDS OR COMPARABLE VALUATIONS ARE OBTAINED; AND (5) THE TRANSACTION OR ACTION MUST BE APPROVED BY A MAJORITY OF DISINTERESTED PERSONS. FORM 990, PART VI, SECTION B, LINE 15 PROCESS OF DETERMINING COMPENSATION OF THE CEO AND OTHER OFFICERS AN INDEPENDENT BOARD COMMITTEE OF THE PARENT COMPANY CHARGED WITH THE DUTIES OF THE COMPENSATION COMMITTEE, WHOSE MEMBERS ARE DISINTERESTED AND INDEPENDENT, IS IN PLACE WITH A WRITTEN COMPENSATION COMMITTEE CHARTER. THIS COMMITTEE ANNUALLY RETAINS AN INDEPENDENT HEALTHCARE COMPENSATION CONSULTING FIRM TO PROVIDE RELEVANT COMPARABILITY DATA AND OTHER COMPENSATION STUDIES. THE CEO, OFFICERS AND EXECUTIVE MANAGEMENT SALARIES, INCENTIVES AND BENEFITS, AS WELL AS OVERALL COMPENSATION PHILOSOPHY AND POLICIES, ARE DISCUSSED WITH THE INDEPENDENT CONSULTANT REPRESENTATIVES AND THE COMPENSATION COMMITTEE MEMBERS, IN PERSON, IN CLOSED SESSIONS WITH NO STAFF MEMBERS PRESENT. THIS ANNUAL REVIEW WAS LAST PERFORMED IN OCTOBER 2024. ALL COMPARATIVE MARKET DATA, SUCH AS ANNUAL COMPENSATION SURVEY COMPRISED OF A PEER GROUP OF COMPARABLY SIZED PEDIATRIC HOSPITALS, IS WELL DOCUMENTED AND THERE ARE MINUTES FROM THESE MEETINGS THAT DOCUMENT THE MEMBERS PRESENT AND VOTING, THE COMPARATIVE DATA USED AND HOW IT WAS OBTAINED AND THE DELIBERATIONS AND DECISIONS OF THE COMMITTEE. THE RESULTS AND RECOMMENDATIONS FROM THE COMMITTEE ARE SHARED IN AN EXECUTIVE SESSION WITH THE PARENT COMPANY'S BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 DISCLOSURE COPY WHILE FEDERAL TAX LAWS DO NOT MANDATE THAT THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE FOR PUBLIC INSPECTION, THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. PART XII, LINE 2 OVERSIGHT OR SELECTION PROCESS THE PARENT COMPANY HAS AN AUDIT COMMITTEE THAT ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE OVERSIGHT PROCESS OR SELECTION PROCESS HAS NOT CHANGED DURING THE YEAR. BELOW ARE THE DUTIES AND MEMBERSHIP CRITERIA OF THE AUDIT COMMITTEE: - RECOMMENDS ACCOUNTING FIRM RETENTION AND TERMINATION - NEGOTIATES THE ACCOUNTING FIRM'S COMPENSATION - CONFERS WITH THE ACCOUNTING FIRM TO ASSURE FINANCIAL AFFAIRS ARE IN ORDER - DETERMINES WHETHER TO ACCEPT THE AUDIT - APPROVES PERFORMANCE NON-AUDIT SERVICES TO BE PROVIDED BY ACCOUNTING FIRM - REPORTS AUDIT FINDINGS TO BOARD OF DIRECTORS - ENSURES THAT AUDIT RECOMMENDATIONS ARE ADEQUATELY AND TIMELY IMPLEMENTED BY STAFF MEMBERSHIP: - CHAIRPERSON MAY NOT BE A FINANCE COMMITTEE MEMBER - FINANCE COMMITTEE MEMBERS MUST COMPRISE LESS THAN 50% OF MEMBERSHIP - MAY INCLUDE NON BOARD OF DIRECTOR MEMBERS - NO MEMBER OF STAFF, INCLUDING MANAGEMENT - NO PERSON WITH A MATERIAL FINANCIAL INTEREST IN AN ENTITY DOING BUSINESS WITH PROVIDENCE SPEECH AND HEARING CENTER FORM 990, PART XI, LINE 9: INVESTMENT FUND TRANSFER TO PARENT COMPANY, RCH -1,048,267. FDN FUND TRANSFER AT END OF MONTH 25,481. NEWPORT LANGUAGE SPEECH & AUD 26137 LA PAZ RD SUITE 104 MISSION VIEJO CA 92691 956154473 HEARING ASSISTANCE CA 0 0 PSHC CHILDREN'S HEALTH PLAN OF CALIFORNIA 1201 WEST LA VETA AVENUE ORANGE CA 92868 474876858 SUPPORT AFFILIATES CA 501(C)(3) LINE 12B, II RCH 0 CHILDREN'S HEALTHCARE OF CALIFORNIA (CHC) 1201 WEST LA VETA AVENUE ORANGE CA 92868 330265266 HEALTHCARE CA 501(C)(3) LINE 12A, I N/A 0 CHILDREN'S HOSPITAL AT MISSION 1201 WEST LA VETA AVENUE ORANGE CA 92868 330528802 HEALTHCARE CA 501(C)(3) LINE 3 RCH 0 CHILDREN'S HOSPITAL OF ORANGE COUNTY 1201 WEST LA VETA AVENUE ORANGE CA 92868 952321786 HEALTHCARE CA 501(C)(3) LINE 7 RCH 0 CHOC FOUNDATION 1201 WEST LA VETA AVENUE ORANGE CA 92868 956097416 FUNDRAISING CA 501(C)(3) LINE 7 RCH 0 CRC REAL ESTATE CORPORATION 1201 WEST LA VETA AVENUE ORANGE CA 92868 330612565 REAL ESTATE CA 501(C)(3) LINE 12B, II RCH 0 RADY CHILDREN'S HEALTH SERVICES - SAN DIEGO 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 92123 330278018 SUPPORT RCHSD CA 501(C)(3) LINE 12A, I RCHSD 0 RADY CHILDREN'S HOSPITAL - SAN DIEGO 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 92123 951691313 HOSPITAL CA 501(C)(3) LINE 3 RCH 0 RADY CHILDREN'S HOSPITAL FOUNDATION - SAN DIEGO 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 92123 330170626 FUNDRAISING CA 501(C)(3) LINE 7 RCH 0 RADY CHILDREN'S HOSPITAL RESEARCH CENTER 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 92123 953814185 RESEARCH CA 501(C)(3) LINE 12A, I RCH 0 UNITED CEREBRAL PALSY ASSOC OF OC 1201 E DYER ROAD 150 SANTA ANA CA 92705 951856340 HEALTHCARE CA 501(C)(3) LINE 10 RCH 0 RADY CHILDREN'S HEALTH FKA RADY CHILDREN'S HOSPITAL AND HEALTH CENTER 3020 CHILDRENS WAY MC 5001 SAN DIEGO CA 92123 953545901 SUPPORT AFFILIATES CA 501(C)(3) LINE 12B, II RCH 0 ORANGE COUNTY MEDICAL RECIPROCAL INSURANCE COMPANY A RISK RETENTION GROUP 7400 E GAINEY CLUB DR 111 SCOTTSDALE AZ 85258 201620666 INSURANCE AZ C 0 CHILDREN'S HOSPITAL INSURANCE LIMITED CANONS COURT 23 VICTORIA STREET HAMILTON BD HM 12 CAPTIVE INSURANCE BD CHIRP C 0 CHILDREN'S HOSPITAL INTEGRATED RISK PROTECTIVE LIMITED DORCHESTER HOUSE PO BOX 2020 HAMILTON BD HM HY CAPTIVE INSURANCE BD RCH C 0 CRUT (1) 3020 CHILDRENS WAY MC 5133 SAN DIEGO CA 92123 CRUT CA RCH T 0 RADY CHILDREN'S PHYSICIAN MGMT SERVICES INC 3860 CALLE FORTUNADA SUITE 200 SAN DIEGO CA 92123 330670694 MANAGEMENT SVCS CA RCH C 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1