2026-04-07T10:40:41-05:00 2025-05-31 141555429 UHY ADVISORS NORTHEAST INC ONE WEST AVENUE SUITE 205 SARATOGA SPRINGS NY 12866 990 2024-06-01 141338498 SIENA UNIVERSITY SIEN 5187832300 ROUTE 9 LOUDONVILLE NY 12211 JULEE GARD VP/CFO 5187832300 2026-04-15 1 1 ERIC SCARINGE P01432748 5185831234 2026-04-02 2024 2025-03-06 01:10:19Z X JULEE GARD ROUTE 9 LOUDONVILLE NY 12211 230110236 0 X WWW.SIENA.EDU X 1937 NY SEE SCHEDULE O 32 31 2097 38 19738 16864 13329623 15075567 194046478 198096900 8663223 12754105 305825 318426 216345149 226244998 88725651 90048159 0 0 76940451 81369476 0 0 3000637 44386819 48484063 210052921 219901698 6292228 6343300 379621201 401722190 61209106 70331483 318412095 331390707 X SEE SCHEDULE O 0 0 198860596 90048159 198096900 SEE SCHEDULE O 198860596 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 1 402 0 1 2097 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 32 31 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X JULEE GARD 5787832300 SIENA UNIVERSITY LOUDONVILLE NY 12211 CHARLES SEIFERT PRESIDENT 50.00 0.00 X X 463763 0 60540 THOMAS J BALDWIN JR TRUSTEE - CHAIR 10.00 0.00 X 0 0 0 THOMAS AMELL TRUSTEE - VICE CHAIR 1.00 0.00 X 0 0 0 RONALD E BJORKLUND TRUSTEE - VICE CHAIR 2.00 0.00 X 0 0 0 BR BASIL J VALENTE OFM TRUSTEE - SECRETARY 2.00 0.00 X 0 0 0 VIRGINIA DARROW TRUSTEE - TREASURER 1.00 0.00 X 0 0 0 DAVID BROWN TRUSTEE 2.00 0.00 X 0 0 0 THOMAS BURKE TRUSTEE 2.00 0.00 X 0 0 0 TODD CURLEY TRUSTEE 1.00 0.00 X 0 0 0 KATHLEEN DIGAN TRUSTEE 1.00 0.00 X 0 0 0 JAMES GANNON OFM TRUSTEE 2.00 0.00 X 0 0 0 JOHN HELD TRUSTEE 10.00 0.00 X 0 0 0 STEVEN LAMY TRUSTEE 5.00 0.00 X 0 0 0 WALTER LISS OFM TRUSTEE 1.00 0.00 X 0 0 0 ERICK LOPEZ OFM TRUSTEE 1.00 0.00 X 0 0 0 JAN MACDONNELL TRUSTEE 1.00 0.00 X 0 0 0 JOANNE E MALOY TRUSTEE 4.00 0.00 X 0 0 0 TEHRESA MASSENA TRUSTEE 1.00 0.00 X 0 0 0 MALLORY MASSRY TRUSTEE 3.00 0.00 X 0 0 0 BURGANDY-LEIGH MCCURTY TRUSTEE 2.00 0.00 X 0 0 0 JOHN MCMAHON TRUSTEE 2.00 0.00 X 0 0 0 JUDY CAPANO MICHAELSON TRUSTEE 5.00 0.00 X 0 0 0 JOHN MORLEY TRUSTEE 2.00 0.00 X 0 0 0 LISA MOSER TRUSTEE 4.00 0.00 X 0 0 0 KEVIN MULLEN OFM TRUSTEE 1.00 0.00 X 0 0 0 PATRICIA NASHELSKY TRUSTEE 10.00 0.00 X 0 0 0 JOHN NIGRO TRUSTEE 1.00 0.00 X 0 0 0 NIPA NOBEL TRUSTEE 1.00 0.00 X 0 0 0 DIANA OSTROFF TRUSTEE 1.00 0.00 X 0 0 0 DANIEL RUTNIK TRUSTEE 5.00 0.00 X 0 0 0 TIMOTHY TATTAM TRUSTEE 1.00 0.00 X 0 0 0 MARGARET MADDEN PROVOST SENIOR VICE PRESIDENT 50.00 0.00 X 294923 0 33725 ADAM CASLER INTERIM VP OF STUDENT LIFE 50.00 0.00 X 0 0 0 DAVID SMITH VP DEVELOPMENT & EXTERNAL 50.00 0.00 X 165266 0 31365 WILLIAM MCGOLDRICK INTERIM VP DEVELOPMENT & ALUMNI ENGAGEMENT 50.00 0.00 X 0 0 0 YVONNE M BERRY INTERIM VP FOR FINANCE & ADMIN 50.00 0.00 X 0 0 0 EDWARD JONES VP ENROLLMENT MGMT 50.00 0.00 X 196261 0 55233 JOHN D'ARGENIO VP & DIRECTOR OF ATHLETICS 50.00 0.00 X 188673 0 34431 JASON RICH VP STRATEGY, COMMUNICATION 50.00 0.00 X 169677 0 16946 MARYELLEN GILROY VP STUDENT LIFE 50.00 0.00 X 194281 0 19224 MARY STRUNK VP FINANCE AND ADMINISTRAT 50.00 0.00 X 187881 0 43027 MICHAEL HICKEY VP CHIEF OF STAFF 50.00 0.00 X 167088 0 97001 FR MARK REAMER VP FOR MISSION 50.00 0.00 X 0 0 0 SARAH BERKE FACULTY CHAIR 50.00 0.00 X 0 0 0 RASHMI H ASSUDANI DEAN, SCHOOL OF BUSINESS 50.00 0.00 X 268571 0 55868 CARMEN MACIARIELLO FORMER MEN'S HEAD COACH BASKETBALL 50.00 0.00 X 229540 0 25301 GERARD MCNAMARA CURRENT MEN'S HEAD COACH BASKETBALL 50.00 0.00 X 340798 0 57882 MARY PARLETT-SWEENEY CIO 50.00 0.00 X 172705 0 49134 CHESTER BREARY PROFESSOR OF ACCOUNTING/BUSINESS LAW 50.00 0.00 X 154128 0 45010 3193555 0 624687 161 0 1 0 AVI FOODSYSTEMS INC 2590 ELM ROAD NE WARREN OH 44483 FOOD SERVICES 10665761 CREATIVE COMMUNICATIONS ASSOCIATES 2 THIRD STREET SUITE 250 TROY NY 12180 HIGHER EDUCATION MARKETING 1297150 RECONMR-RECONNAISSANCE MARKET RESEARCH 135 S GUADALUPE ST SAN MARCOS TX 78666 MARKET RESEARCH 1128152 ST PETER'S HOSPITAL 315 S MANNING BLVD ALBANY NY 12208 HEALTH SERVICES MANAGEMENT 552736 TWO OCEANS EDUCATION PARTNERS 1806 SUMMIT AVE SUITE 200 RICHMOND VA 23230 HIGHER EDUCATION MARKETING 473111 13 309654 3158083 11607830 15075567 TUITION & FEES 611310 143453536 143453536 ROOM & BOARD 611310 38935976 38935976 OTHER PROGRAM REVENUE 611310 7661986 7661986 LABORATORY FEES 611310 5673134 5673134 OTHER STUDENT FEES 611310 1199042 1199042 1173226 1173226 198096900 6501694 6249 6495445 525889 525889 19105 137815 -118710 -118710 13489 -132199 9830568 3578157 6252411 6252411 6252411 60513 309654 149266 -88753 -88753 226244998 198096900 19738 13052793 84991655 84991655 5056504 5056504 2019313 576124 1302058 141131 61296 61296 57725079 49909715 6153756 1661608 4547498 3931815 484784 130899 12839245 11100947 1368722 369576 4177045 3611517 445292 120236 50766 50766 60867 60867 265928 265928 511807 511807 7858631 5543688 2271571 43372 217221 46923 170298 92329 72621 17043 2665 4036819 3696332 338351 2136 3509893 3355112 81891 72890 1319402 1233641 85761 9425814 8813136 612678 1504269 211522 1292747 FOOD 10162295 10162295 SUPPLIES 3679965 2325357 1268186 86422 REPAIR AND MAINTENANCE 2381513 1391237 990276 MISCELLANEOUS 2028758 1719350 181510 127898 1377786 1049809 136939 191038 219901698 198860596 18040465 3000637 13664284 6719070 5633 5109 16539439 17352075 3513867 4331834 294748 206295 3891733 3481597 311228739 154291007 139966196 156937732 46912918 43511010 152000889 166261370 2831494 2916098 379621201 401722190 16539495 13951348 5107924 4259305 26443149 38999398 13118538 13121432 61209106 70331483 X 157351213 153913607 161060882 177477100 318412095 331390707 379621201 401722190 X 6343300 6712690 -77378 X 0 1 X 1 1 1 X 17417374 17763462 15320722 13329623 15075567 78906748 17417374 17763462 15320722 13329623 15075567 78906748 509001 78397747 3321704 3946732 5253807 5992953 7046688 25561884 53389 53389 31500 81032 68168 100870 60513 342083 104864104 0.74760 0.75250 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 128 128 0 PART II-B, LINE 1: SIENA UNIVERSITY HAS AN INSTITUTIONAL MEMBERSHIP TO THE CAPITAL REGION CHAMBER. THE INVOICE FOR THIS MEMBERSHIP STATES THAT 2% OF THE MEMBERSHIP IS ALLOCABLE FOR LOBBYING EXPENDITURES. PART II-B, LINE 1 THE UNIVERSITY, THE UNIVERSITY PRESIDENT, THE UNIVERSITY VP & DIRECTOR OF ATHLETICS, AND THE UNIVERSITY DIRECTOR OF PUBLIC & GOVERNMENT AFFAIRS ARE REGISTERED LOBBYISTS IN NEW YORK STATE. SIENA UNIVERSITY IS REGISTERED AS A LOBBYIST IN NEW YORK STATE IN THE UNLIKELY EVENT OF INCIDENTAL CONTACT WITH ELECTED OR OTHER GOVERNMENT OFFICIALS. SIENA UNIVERSITY USES EMPLOYEES OF THE UNIVERSITY FOR FEDERAL, STATE AND LOCAL LOBBYING TO ADVOCATE FOR EDUCATIONAL FUNDING AND RELATED LEGISLATION. NO RELATED EXPENSES WERE INCURRED DURING THE TAX YEAR. 119104 X X X TEACHING 0 0 0 189904049 4166243 15327900 3828462 4839488 200730242 171314952 4861917 21086785 3597744 3761860 189904049 175379020 2917689 -1295417 3348684 2337656 171314952 177934440 2213728 -564305 3041404 1163439 175379020 139605938 2274202 39424069 2902955 466814 177934440 0.27000 0.73000 0 0 1659703 1659703 235597126 103146206 132450920 49956396 37348979 12607417 24015514 13795822 10219692 156937732 10257119 F US EQUITIES 66577554 F GLOBAL EQUITIES 18087663 F VENTURE CAPITAL 60243543 F MULTI-STRATEGY 6274927 F OTHER 4820564 F 166261370 ANNUITIES PAYABLE 944195 POSTRETIREMENT BENEFITS 8081193 FEDERAL STUDENT LOAN FUNDS 355129 ASSET RETIREMENT OBLIGATION 3740915 13121432 X 233167391 6712690 -77378 6635312 226532079 -287082 -287082 226244997 220188779 287082 287082 219901697 0 219901697 PART III, LINE 4: DESCRIPTION OF ART COLLECTION SIENA'S FINE ART COLLECTIONS ENCOMPASS A BROAD RANGE OF PERIODS AND STYLES, WITH FINE PAINTINGS, WORKS ON PAPER, SCULPTURE, AND ARTIFACTS. ORIGINAL WORKS FROM HISTORIC AND CONTEMPORARY ARTISTS ARE DISPLAYED THROUGHOUT THE CAMPUS. AMONG THESE ARE SEVERAL PIECES FROM THE HUDSON RIVER SCHOOL, QUALITY 19TH CENTURY COPIES OF RENAISSANCE RELIGIOUS PAINTINGS, AND A DIVERSE BODY OF WORK RECENTLY ACQUIRED FROM LOCAL CONTEMPORARY ARTISTS. PART V, LINE 4: DESCRIPTION OF ENDOWMENT FUNDS ENDOWED FUNDS ARE INTENDED PRIMARILY TO PROVIDE FOR SCHOLARSHIPS FOR STUDENT STUDY. OTHER ENDOWED FUNDS ARE MAINTAINED FOR SUPPORT IN ACADEMIC PROGRAMS, BUILDINGS, AND ATHLETICS. PART X, LINE 2: THE UNIVERSITY HAS BEEN GRANTED TAX-EXEMPT STATUS AS A NONPROFIT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(A) OF THE CODE AND APPLICABLE STATE LAWS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENTS 44,050. PROVISION FOR UNCOLLECTABLE PLEDGES -121,428. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -137,815. FUNDRAISING EXPENSE -149,267. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 137,815. FUNDRAISING EXPENSE 149,267. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SIENA UNIVERSITY ADMITS STUDENTS OF ANY RACE, COLOR, NATIONAL AND ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, PROGRAMS, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE SCHOOL. IT DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL AND ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, AND ATHLETIC AND OTHER SCHOOL-ADMINISTERED PROGRAMS. THE UNIVERSITY PUBLICIZES ITS RACIALLY NON-DISCRIMINATORY POLICY ON ITS WEBSITE AND IN THE STUDENT HANDBOOK, WHICH IS DISTRIBUTED TO ALL STUDENTS. THE UNIVERSITY'S POLICY IS MADE AVAILABLE YEAR-ROUND ON ITS WEBSITE HOMEPAGE. SEE: WWW.SIENA.EDU SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES GRANTS FROM VARIOUS FEDERAL AND STATE AGENCIES. 1 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES SCHOLARSHIPS 51010 EAST ASIA AND THE PACIFIC PROGRAM SERVICES SCHOLARSHIPS 246874 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES SCHOLARSHIPS 2592534 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES SCHOLARSHIPS 143550 NORTH AMERICA PROGRAM SERVICES SCHOLARSHIPS 371655 RUSSIA & NEIGHBORING STATES PROGRAM SERVICES SCHOLARSHIPS 63900 SOUTH AMERICA PROGRAM SERVICES SCHOLARSHIPS 678034 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROGRAM SERVICES SCHOLARSHIPS 367150 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROGRAM SERVICES SCHOLARSHIPS 541797 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES STUDY ABROAD PROGRAM 744280 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, PROGRAM SERVICES CONFERENCES/ED SEMINARS 947 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROGRAM SERVICES CONFERENCES/ED SEMINARS 5157 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROGRAM SERVICES CONFERENCES/ED SEMINARS 412188 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PROGRAM SERVICES CONFERENCES/ED SEMINARS 3053 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, PROGRAM SERVICES CONFERENCES/ED SEMINARS 3190 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROGRAM SERVICES STUDY ABROAD PROGRAM 32053 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 12108849 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 13951617 0 0 0 0 0 0 4514707 27803131 32317838 GRANTS FOR EDUCATION RUSSIA AND NEIGHBORING STATES 2 31950 TUITION CREDIT GRANTS FOR EDUCATION CENTRAL AMERICA AND THE CARIBBEAN 3 26160 TUITION CREDIT GRANTS FOR EDUCATION MIDDLE EAST AND NORTH AFRICA 5 71300 TUITION CREDIT GRANTS FOR EDUCATION EAST ASIA AND THE PACIFIC 13 171949 TUITION CREDIT GRANTS FOR EDUCATION SOUTH ASIA 14 197400 TUITION CREDIT GRANTS FOR EDUCATION NORTH AMERICA 7 182146 TUITION CREDIT GRANTS FOR EDUCATION SUB-SAHARAN AFRICA 19 300600 TUITION CREDIT GRANTS FOR EDUCATION SOUTH AMERICA 20 345618 TUITION CREDIT GRANTS FOR EDUCATION EUROPE 50 1259462 TUITION CREDIT 1 0 1 1 1 0 PART I, LINE 2: THE UNIVERSITY PROVIDES PAYMENT OF THE GRANTS TO THE STUDENT AS A CREDIT TO THE STUDENTS' RECEIVABLE ACCOUNT; THE GRANTS ARE NOT DIRECTLY PAID TO THE STUDENTS. FOR THE GRANT TO BE AVAILABLE TO THE STUDENT, THE UNIVERSITY MONITORS THE STUDENT'S ENROLLMENT, BASED ON THE FOREIGN SCHOOLS RECORDS, AND THE STUDENT MUST BE ENROLLED AND ACTIVE FOR THE TIME PERIOD THE GRANT IS OFFERED. IF THE STUDENT LEAVES THE PROGRAM EARLY, THE GRANT IS NOT REFUNDED TO THE STUDENT AND THE STUDENT'S ACCOUNT IS RATABLY ADJUSTED TO REFLECT THE INCOMPLETE PERIOD. FESTA VINO 96890 67806 29084 2858 8320 15297 BASKETBALL ENHANCEMENT 105300 102990 2310 2450 7 167977 138858 29119 2856 85753 5518 26214 370167 309654 60513 2856 88611 16288 41511 149266 -88753 1 SCHOLARSHIPS FOR STUDENTS 3153 84991655 PART I, LINE 2: THE UNIVERSITY PROVIDES PAYMENT OF THE GRANTS TO THE STUDENT AS A CREDIT TO THE STUDENTS' RECEIVABLE ACCOUNTS; THE GRANTS ARE NOT DIRECTLY PAID TO THE STUDENTS. FOR THE GRANT TO BE AVAILABLE TO THE STUDENT, THE UNIVERSITY MONITORS THE STUDENT'S ENROLLMENT AND THE STUDENT MUST BE ENROLLED AND ACTIVE FOR THE TIME PERIOD THE GRANT IS OFFERED. IF THE STUDENT LEAVES THE PROGRAM EARLY, THE GRANT IS NOT REFUNDED TO THE STUDENT AND THE STUDENT'S ACCOUNT IS RATABLY ADJUSTED TO REFLECT THE INCOMPLETE PERIOD. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 CHARLES SEIFERT PRESIDENT 452783 0 0 0 10980 0 34500 0 26040 0 524303 0 0 0 GERARD MCNAMARA CURRENT MEN'S HEAD COACH BASKETBALL 312098 0 21000 0 7700 0 29785 0 28097 0 398680 0 0 0 MARGARET MADDEN PROVOST SENIOR VICE PRESIDENT 291413 0 0 0 3510 0 29495 0 4230 0 328648 0 0 0 RASHMI H ASSUDANI DEAN, SCHOOL OF BUSINESS 267513 0 0 0 1058 0 25521 0 30347 0 324439 0 0 0 MICHAEL HICKEY VP CHIEF OF STAFF 166090 0 0 0 998 0 17610 0 79391 0 264089 0 0 0 CARMEN MACIARIELLO FORMER MEN'S HEAD COACH BASKETBALL 208726 0 10000 0 10814 0 13426 0 11875 0 254841 0 0 0 EDWARD JONES VP ENROLLMENT MGMT 195025 0 0 0 1236 0 20608 0 34625 0 251494 0 0 0 MARY STRUNK VP FINANCE AND ADMINISTRAT 186741 0 0 0 1140 0 19317 0 23710 0 230908 0 0 0 JOHN D'ARGENIO VP & DIRECTOR OF ATHLETICS 187548 0 0 0 1125 0 19141 0 15290 0 223104 0 0 0 MARY PARLETT-SWEENEY CIO 170724 0 0 0 1981 0 17932 0 31202 0 221839 0 0 0 MARYELLEN GILROY VP STUDENT LIFE 192239 0 0 0 2042 0 19224 0 0 0 213505 0 0 0 CHESTER BREARY PROFESSOR OF ACCOUNTING/BUSINESS LAW 153992 0 0 0 136 0 14335 0 30675 0 199138 0 0 0 DAVID SMITH VP DEVELOPMENT & EXTERNAL 163478 0 0 0 1788 0 16719 0 14646 0 196631 0 0 0 JASON RICH VP STRATEGY, COMMUNICATION 169461 0 0 0 216 0 16946 0 0 0 186623 0 0 0 PART I, LINE 1A CERTAIN OFFICERS MAY UTILIZE FIRST CLASS TRAVEL WHEN COACH ACCOMMODATIONS ARE UNAVAILABLE OR IN THE CASE OF EXTENUATING CIRCUMSTANCES SUCH AS DEMANDING FLIGHT SCHEDULES, EXTENDED FLIGHT TIMES OR BY GIVING PRIOR WRITTEN AUTHORIZATION FOR FIRST CLASS OR BUSINESS TRAVEL. THE TRAVELER PROVIDED THE UNIVERSITY WITH APPROPRIATE SUBSTANTIATION FOR THE EXPENSE INCURRED. COUNTRY CLUB DUES WERE PROVIDED TO THE PRESIDENT, THE DIRECTOR OF THE SIENA UNIVERSITY INSTITUTE, AND THE VP OF DEVELOPMENT AND EXTERNAL AFFAIRS TO INCREASE THE UNIVERSITY'S PRESENCE IN THE COMMUNITY AND AMONG BUSINESS LEADERS. ANY PERSONAL USE OF THE COUNTRY CLUB DUES ARE INCLUDED IN THE LISTED PERSON'S FORM W-2. A DORMITORY OF THE STATE OF NEW YORK SERIES 2017 146000293 000000000 2017-03-31 38395000 RENOVATION & CONSTRUCTION 0 0 0 A 8090000 38395000 365080 2075000 35954920 2018 1 1 1 1 A 0 0 1 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 PART III, LINE 3A ALL MANAGEMENT AND SERVICE CONTRACTS IN BOND FINANCED SPACE QUALIFY UNDER A PRIVATE BUSINESS USE SAFE HARBOR OR EXCEPTION OR ARE INCIDENTAL IN NATURE. THEREFORE, NO CONTRACTS RESULT IN PRIVATE BUSINESS USE. PART IV, LINE 2C THE REBATE CALCULATION FOR THE DASNY SERIES 2017 WAS PERFORMED ON MAY 31, 2018. BRIANNA BROWN RELATIVE OF TRUSTEE 61296 COMPENSATION 0 X 27 1150979 AVERAGE PRICE X PRETTY RUGGED PUFFY VESTS FOR WOMEN'S LACROSSE TEAM 2 7200 FMV X 2024 SARAZEN TOURNAMENT - PRETTY RUGGED PUFFY VESTS 1 3695 FMV X BASKETBALL ENHANCEMENT EVENT - 677 PRIME COCKTAIL PARTY 1 3555 FMV X DONATED BOOKS FROM DOUG LONNSTROM 1 2931 FMV X PRETTY RUGGED PUFFY VESTS FOR WOMEN'S TENNIS TEAM 1 990 FMV X PRETTY RUGGED PUFFY VESTS FOR WOMEN'S SOFTBALL TEAM 1 990 FMV X WINE FOR 2025 ALUMNI WEEKEND 1 958 FMV X WINE FOR 2024 SARAZEN EVENT 1 818 FMV X MEET & GREET EVENT FOR ACCEPTED STUDENTS-CONSUMPTION BAR 1 422 FMV X BEER FOR 2025 ALUMNI WEEKEND 1 336 FMV 0 1 1 PART I, LINE 32B: SECURITIES RECEIVED AS CONTRIBUTIONS ARE LIQUIDATED THROUGH A BROKER UPON RECEIPT. FORM 990, PART I, LINE 1 AND PART III, LINE 1 SIENA UNIVERSITY IS A LEARNING COMMUNITY ADVANCING THE IDEALS OF A LIBERAL ARTS EDUCATION, ROOTED IN ITS IDENTITY AS A FRANCISCAN AND CATHOLIC INSTITUTION. AS A LEARNING COMMUNITY, SIENA IS COMMITTED TO A STUDENT-CENTERED EDUCATION EMPHASIZING DYNAMIC FACULTY-STUDENT INTERACTION. THROUGH A BLENDING OF LIBERAL ARTS AND PROFESSIONAL EDUCATION, SIENA UNIVERSITY PROVIDES EXPERIENCES AND COURSES OF STUDY INSTILLING THE VALUES AND KNOWLEDGE TO LEAD A COMPASSIONATE, REFLECTIVE, AND PRODUCTIVE LIFE OF SERVICE AND LEADERSHIP. AS A LIBERAL ARTS UNIVERSITY, SIENA FOSTERS THE RIGOROUS INTELLECTUAL DEVELOPMENT OF ITS STUDENTS THROUGH A HEALTHY EXCHANGE OF IDEAS BOTH INSIDE AND OUTSIDE THE CLASSROOM. IT PROVIDES OPPORTUNITIES TO DEVELOP CRITICAL AND CREATIVE THINKING, TO MAKE REASONED AND INFORMED JUDGMENTS, TO APPRECIATE CULTURAL DIVERSITY, TO DEEPEN AESTHETIC SENSIBILITY AND TO ENHANCE WRITTEN AND ORAL COMMUNICATION SKILLS. IT DEVELOPS IN EACH INDIVIDUAL AN APPRECIATION FOR THE RICHNESS OF EXPLORING KNOWLEDGE FROM A VARIETY OF PERSPECTIVES AND DISCIPLINES. AS A FRANCISCAN COMMUNITY, SIENA STRIVES TO EMBODY THE VISION AND VALUES OF ST. FRANCIS OF ASSISI: FAITH IN A PERSONAL AND PROVIDENT GOD, REVERENCE FOR ALL CREATION, AFFIRMATION OF THE UNIQUE WORTH OF EACH PERSON, DELIGHT IN DIVERSITY, APPRECIATION FOR BEAUTY, SERVICE WITH THE POOR AND MARGINALIZED, A COMMUNITY WHERE MEMBERS WORK TOGETHER IN FRIENDSHIP AND RESPECT, AND COMMITMENT TO BUILDING A WORLD THAT IS MORE JUST, PEACEABLE, AND HUMANE. AS A CATHOLIC UNIVERSITY, SIENA SEEKS TO ADVANCE NOT ONLY THE INTELLECTUAL GROWTH OF ITS STUDENTS, BUT THEIR SPIRITUAL, RELIGIOUS AND ETHICAL FORMATION AS WELL. TO THIS END, SIENA IS COMPOSED OF AND IN DIALOGUE WITH PEOPLE FROM DIFFERENT RELIGIONS AND CULTURAL TRADITIONS, FOSTERS A CRITICAL APPRECIATION OF THE CATHOLIC INTELLECTUAL HERITAGE IN CONVERSATION WITH CONTEMPORARY EXPERIENCE, PROVIDES AMPLE OPPORTUNITIES FOR WORSHIP AND SERVICE, EXPLORES THE MORAL DIMENSIONS OF DECISION-MAKING IN BUSINESS AND THE PROFESSIONS, AND AFFIRMS THE DIGNITY OF THE INDIVIDUAL WHILE PURSUING THE COMMON GOOD. FORM 990, PART III, LINE 4A SIENA UNIVERSITY IS A COEDUCATIONAL, INDEPENDENT, LIBERAL ARTS UNIVERSITY WITH A FRANCISCAN AND CATHOLIC TRADITION. FOUNDED IN 1937 BY SEVEN FRANCISCAN FRIARS, IT IS LOCATED IN LOUDONVILLE, NEW YORK, A SUBURBAN COMMUNITY JUST OUTSIDE THE STATE'S CAPITAL. SIENA IS REGISTERED BY THE BOARD OF REGENTS OF THE UNIVERSITY OF THE STATE OF NEW YORK. ALL PROGRAMS ARE ACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION, AND THE SCHOOL OF BUSINESS IS ACCREDITED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS. IN ADDITION, THE CHEMISTRY PROGRAM IS CERTIFIED BY THE AMERICAN CHEMICAL SOCIETY, THE SOCIAL WORK PROGRAM IS CERTIFIED BY THE COUNCIL ON SOCIAL WORK EDUCATION, AND THE EDUCATION PROGRAMS ARE ACCREDITED BY THE NATIONAL COUNCIL FOR THE ACCREDITATION OF TEACHER EDUCATION. SIENA'S 3335 UNDERGRADUATES ENROLL IN ONE OF THREE SCHOOLS - LIBERAL ARTS, SCIENCE, AND BUSINESS - AND MAY CHOOSE TO PURSUE STUDY FROM A TOTAL OF 26 DEPARTMENTS WITH 45 MAJORS, 68 MINORS AND CERTIFICATE PROGRAMS, AND PROFESSIONAL CURRICULA IN SECONDARY EDUCATION, PRE-LAW, AND SOCIAL WORK. 233 GRADUATES HAVE ENROLLED IN THE GRADUATE DEGREE PROGRAMS. ON AVERAGE, 94 STUDENTS STUDY ABROAD IN A GIVEN YEAR. NINETY- SIX POINT NINE PERCENT OF SIENA STUDENTS ENTER GRADUATE SCHOOL OR FIND EMPLOYMENT IMMEDIATELY FOLLOWING GRADUATION. ADMISSION TO THE UNIVERSITY IS COMPETITIVE. OF THE 759 INCOMING MEMBERS OF THE CLASS OF 2028, 15.6 PERCENT GRADUATED IN THE TOP TEN PERCENT OF THEIR HIGH SCHOOL CLASS AND THEIR AVERAGE SAT SCORE WAS 1224. FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS BETWEEN TRUSTEES JOHN NIGRO & THOMAS AMELL BR. WALTER LISS, OFM: RELATIONSHIP WITH OTHER FRIARS ON THE BOARD OF TRUSTEES WHO ARE MEMBERS OF THE SAME RELIGIOUS COMMUNITY ERICK LOPEZ, OFM: HAS A RELATIONSHIP WITH FRIARS ON THE BOARD THAT ARE PART OF THE SAME RELIGIOUS COMMUNITY. DAVID BROWN: RELATIONSHIP WITH DAUGHTER, BRIANNA BROWN WHO IS AN EMPLOYEE OF THE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT WORKS TOGETHER WITH ITS TAX PROFESSIONALS TO GATHER THE REQUIRED INFORMATION NECESSARY TO PREPARE A DRAFT OF THE FORM 990. ONCE A DRAFT IS COMPLETED, IT IS THEN REVIEWED WITH THE AUDIT COMMITTEE AND THE TAX PROFESSIONALS. ONCE THE REVIEW IS COMPLETED AND EDITS ARE MADE, A COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES), AS ULTIMATELY FILED WITH THE IRS, IS DISTRIBUTED TO THE FULL BOARD BEFORE ITS FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, TRUSTEES, AND KEY EMPLOYEES ASSUME RESPONSIBILITY FOR CONSIDERING POSSIBLE CONFLICTS OF INTEREST THAT ARISE DURING SERVICE WITH THE UNIVERSITY TO HELP TRUSTEES IDENTIFY POSSIBLE CONFLICTS OF INTEREST, THE UNIVERSITY HAS DEVELOPED A DISCLOSURE FORM THAT ALL TRUSTEES MUST COMPLETE AND UPDATE AT LEAST ANNUALLY. DURING THE COURSE OF THEIR SERVICE, OFFICERS, TRUSTEES, AND KEY EMPLOYEES, IF APPLICABLE, MUST ALSO DISCLOSE ANY CONFLICT OF INTEREST AS SOON AS THEY BECOME AWARE OF THE CONFLICT. THE GENERAL COUNSEL REVIEWS THE DISCLOSURES AND WILL DISCLOSE ANY REPORTED CONFLICTS OF INTEREST TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE AUDIT COMMITTEE MAY CONSIDER WHETHER ADVICE FROM COUNSEL OR OTHER INDEPENDENT ADVISORS IS NECESSARY IN PARTICULAR INSTANCES WHERE A CONFLICT EXISTS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION FOR THE PRESIDENT, WHO RECEIVED SALARY FROM THE UNIVERSITY, WAS DETERMINED IN ACCORDANCE WITH THE EXECUTIVE COMPENSATION POLICY OF THE UNIVERSITY. THE BOARD OF TRUSTEES APPROVED THE COMPENSATION RECEIVED BY THE PRESIDENT AND UTILIZED INDEPENDENT EXTERNAL STANDARDS SUCH AS THE UNIVERSITY AND UNIVERSITY PERSONNEL ASSOCIATION, LOCAL MARKET DATA AND INTERNAL EQUITY, FOR THE REVIEW OF THE PRESIDENT'S COMPENSATION AGREEMENT AND THE GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION AND COMPLIANCE WITH THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION B, LINE 15B THE BOARD OF TRUSTEES AND THE PRESIDENT PERFORM A REVIEW AND APPROVAL AT REGULAR INTERVALS OF THE PERFORMANCE AND COMPENSATION OF THE OFFICERS, AND WHERE APPROPRIATE, OTHER SENIOR MANAGEMENT OF THE UNIVERSITY. THE BOARD AND PRESIDENT UTILIZE INDEPENDENT EXTERNAL STANDARDS SUCH AS THE UNIVERSITY AND UNIVERSITY PERSONNEL ASSOCIATION, LOCAL MARKET DATA AND INTERNAL EQUITY, FOR THE REVIEW OF COMPENSATION AGREEMENTS AND THE GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION AND COMPLIANCE WITH THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 18 THE UNIVERSITY FOLLOWS THE IRS' GUIDELINES FOR PUBLIC DISCLOSURE. A COPY OF THE FORM 990 AND FORM 990-T IS MADE AVAILABLE TO THE PUBLIC BY REQUEST THROUGH THE FINANCE AND ADMINISTRATION OFFICE. THE FORM 990 IS ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: ACTUARIAL ADJUSTMENT AND POST RETIREMENT BENEFIT CHANGES 44,050. PROVISION FOR UNCOLLECTIBLE PLEDGES -121,428. SPRING PROPERTIES INC 515 LOUDON ROAD LOUDONVILLE NY 12211 141706494 RENTAL NY SIENA UNIVERSITY C 21078 446331 1.00000 1 CHARITABLE REMAINDER UNITRUST (6) 515 LOUDON ROAD LOUDONVILLE NY 12211 INVESTING NY T 1 CHARITABLE REMAINDER TRUST (5) 515 LOUDON ROAD LOUDONVILLE NY 12211 INVESTING NY T 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 SPRING PROPERTIES INC (DUE TO SIENA) D 175799 SPRING PROPERTIES INC (DUE FROM SIENA) E 445331