2026-01-27T12:57:07-06:00 2025-03-31 141555429 UHY ADVISORS NORTHEAST INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2024-04-01 141410842 RESEARCH FOUNDATION FOR MENTAL HYGIENE INC RESE 5184745661 150 BROADWAY 301 MENANDS NY 122042726 COLLEEN CORCORAN MANAGING DIRECTOR 5184745661 2026-01-27 1 1 JAMES DANIELS P00603621 5184493166 2026-01-27 2024 2025-03-06 01:10:19Z COLLEEN CORCORAN 150 BROADWAY 301 MENANDS NY 122042726 245436317 0 X HTTP://CORPORATE.RFMH.ORG X 1952 NY CONDUCT OF STUDIES, TEACHING, TRAINING AND RESEARCH INTO THE CAUSES, NATURE AND TREATMENT OF DISEASES, DISORDERS AND DEFECTS AFFECTING THE MIND, BRAIN AND NERVOUS SYSTEMS AND TO DISCOVER AND APPLY MORE EFFICIENT MEASURES OF PREVENTION, TREATMENT AND CURE OF NERVOUS AND MENTAL HYGIENE DISORDERS. 23 20 1624 23 0 0 243885170 228292965 0 0 2782609 3649395 0 0 246667779 231942360 0 0 0 0 112427165 116213319 0 0 0 137534031 125186730 249961196 241400049 -3293417 -9457689 155721238 162283653 75723960 90899799 79997278 71383854 X PLEASE SEE DESCRIPTION FOR FORM 990, PART I, LINE 1 ON SCHEDULE O. 0 0 57299241 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION ("SAMHSA") - STATE OPIOD RESPONSE: DRUG ABUSE AND ADDICTION RESPONSE GRANT OBJECTIVES ARE TO SUPPORT EPIDEMIOLOGIC, BASIC, CLINICAL AND APPLIED RESEARCH TO DEVELOP NEW KNOWLEDGE AND APPROACHES RELATED TO THE PREVENTION, TREATMENT, ETIOLOGY AND CONSEQUENCES OF OPIOID DRUG ADDICTION. 25041878 NATIONAL INSTITUTES OF HEALTH ("NIH") MENTAL HEALTH RESEARCH GRANT OBJECTIVES ARE TO INCREASE KNOWLEDGE OF BASIC BIOLOGICAL AND BEHAVORIAL PROCESSES THAT UNDERLIE MENTAL AND BEHAVORIAL DISORDERS, AND OF PROCESSES THAT CONTRIBUTE TO MAINTAINING MENTAL HEALTH; TO IMPROVE METHODS OF RESEARCH RELEVANT TO THESE DISORDERS AND TO CONDUCT RESEARCH ON MENTAL HEALTH SERVICES. AREAS OF RESEARCH SUPPORT ARE: NEUROSCIENCES INCLUDING MOLECULAR GENETICS, BEHAVIORIAL SCIENCES, EPIDEMIOLOGY, CLINICAL ASSESSMENT, ETIOLOGICAL STUDIES, TREATMENT, PREVENTION AND RESERACH ON HIV/AIDS BEHAVIOR. 12428224 SAMHSA: SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES PROJECTS OF REGIONAL AND NATIONAL SIGNIFICANCE: THESE PROJECTS SEEK TO EXPAND THE AVAILABILITY OF EFFECTIVE MENTAL HEALTH, SUBSTANCE ABUSE PREVENTION, TREATMENT AND RECOVERY SERVICES TO IMPROVE THE LIVES OF THOSE AFFECTED BY ALCOHOL AND DRUG ADDICTIONS, AND TO REDUCE THE IMPACT OF ALCOHOL AND DRUG ABUSE ON INDIVIDUALS, FAMILIES, COMMUNITIES AND SOCIETIES AND TO ADDRESS PRIORITY MENTAL HEALTH NEEDS OF REGIONAL AND NATIONAL SIGNIFICANCE AND ASSIST CHILDREN IN DEALING WITH VIOLENCE AND TRAUMATIC EVENTS BY FUNDING GRANT AND COOPERATIVE AGREEMENT PROJECTS. 109927918 NUMEROUS ADDITIONAL RESEARCH PROJECTS, CONDUCT OF STUDIES, TEACHING, TRAINING AND RESEARCH INTO THE CAUSES, NATURE AND TREATMENT OF DISEASES, DISORDERS AND DEFECTS AFFECTING THE MIND, BRAIN AND NERVOUS SYSTEMS AND TO DISCOVER AND APPLY MORE EFFICIENT MEASURES OF PREVENTION, TREATMENT AND CURE OF NERVOUS AND MENTAL HYGIENE DISORDERS. 109927918 204697261 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 421 0 1 1624 1 0 0 0 0 0 0 0 0 0 0 0 0 X 23 20 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X JEFFREY BLACKBURN DEPUTY MANAGING DIRECTOR 5184745661 150 BROADWAY STE 301 MENANDS NY 12204 X KELLY POSNER RESEARCH SCIENTIST 40.00 X 748185 0 38159 PAUL MARGOLIES PROJECT MANAGER 40.00 X 195209 0 39041 JANELLE DIERKENS MPH VP / DIRECTOR OF RESEARCH 40.00 X X 193369 0 38673 NANCY COVELL RESEARCH SCIENTIST 40.00 X 187716 0 37543 MENGXUE QUE RESEARCH SCIENTIST 40.00 X 183764 0 36753 ROBERT E BURKE MANAGING DIRECTOR (TO JAN) 40.00 X 177579 0 35516 KENNETH MORT PROJECT MANAGER 40.00 X 175795 0 35159 COLLEEN CORCORAN MANAGING DIRECTOR (FROM FEB) 40.00 X 160746 0 32149 JEFFREY BLACKBURN DEPUTY MANAGING DIRECTOR (FROM FEB) 40.00 X 124635 0 24927 TIFFANY WILLIAMS-HART DEPUTY TREASURER (FROM FEB) 40.00 X 87953 0 17591 ANN BUREK ASSISTANT SECRETARY 40.00 X 75242 0 15048 KATHERINE ELKINGTON PHD DIRECTOR 10.00 X 39227 0 7845 PAUL MATHEWS PHD DIRECTOR 0.20 X 3263 0 0 KAREN AMBLE LMSW DIRECTOR 0.20 X 0 0 0 CONSTANCE BURKE EX OFFICIO DIRECTOR 0.20 X 0 0 0 CHINAZO CUNNINGHAM MD MS EX OFFICIO DIRECTOR 0.20 X 0 0 0 THOMAS CUNNINGHAM DIRECTOR 0.20 X 0 0 0 SUSAN DELANO DIRECTOR 0.20 X 0 0 0 LISA DIXON MD MPH DIRECTOR 0.20 X 0 0 0 CRISTIANE DUARTE PHD MPH DIRECTOR 0.20 X 0 0 0 DONALD GOFF MD DIRECTOR 0.20 X 0 0 0 JEFFREY GOODMAN PHD DIRECTOR 0.20 X 0 0 0 JOSHUA GORDON MD PHD DIRECTOR 0.20 X 0 0 0 SHERRY GRENZ DIRECTOR 0.20 X 0 0 0 STEWART HUGHES DIRECTOR 0.20 X 0 0 0 JOE KATAGIRI EX OFFICIO DIRECTOR 0.20 X 0 0 0 GHOLSON LYON MD PHD DIRECTOR 0.20 X 0 0 0 EDWARD NUNES MD PHD DIRECTOR (TO JAN) 0.20 X 0 0 0 KARYA OTTEY PHD DESIGNATED DIRECTOR (TO JAN) 0.20 X 0 0 0 JILL PETTINGER PYSD EX OFFICIO DIRECTOR 0.20 X 0 0 0 BARBARA RICCI DIRECTOR 0.20 X 0 0 0 CAROLYN SALAFIA MD MSCI DIRECTOR 0.20 X 0 0 0 THOMAS SMITH MD EX OFFICIO DIRECTOR 0.20 X 0 0 0 THOMAS O'HARA DIRECTOR/PRESIDENT 0.50 X X 0 0 0 RAEMEL PASCUAL DIRECTOR/TREASURER 1.00 X X 0 0 0 HENRY SERSHEN PHD DIRECTOR/SECRETARY 0.20 X X 0 0 0 2352683 0 358404 175 0 1 0 COLUMBIA UNIVERSITY 615 WEST 131ST ST NEW YORK NY 10019 RESEARCH CONTRACTS 9155785 UNIVERSITY EMERGENCY MEDICAL SERVICES 462 GRIDER ST BUFFALO NY 14215 COMMUNITY SUPPORT SERVICES 5047506 HEALTH RESEARCH INC 150 BROADWAY STE 280 MENANDS NY 12204 COMPLIANCE CONSULTANT 3403931 SAMARTITAN DAYTOP VILLAGE 362 EAST 148TH STREET BRONX NY 10455 RESEARCH CONTRACTS 2967783 EMERGENT DEVICES INC 401 PLYMOUTH RD STE 400 PLYMOUTH MEETING PA 19462 COMMUNITY SUPPORT SERVICES 2470944 188 195631509 32661456 228292965 2960259 2960259 14183093 13493957 689136 689136 689136 231942360 0 0 3649395 933848 933848 87262252 66896216 20366036 4912724 3726272 1186452 16836622 12926386 3910236 6267873 4754144 1513729 258370 141839 116531 71894 71894 133481 133481 22878344 20511088 2367256 1959675 1958175 1500 264040 54446 209594 2630011 737403 1892608 2385313 2385313 659119 227744 431375 1153645 1099236 54409 780453 708888 71565 791661 791661 321726 321726 CONTRACTUAL & SUB AWARD 79121534 79121534 LAB & MEDICAL SUPPLIES 6376507 6376507 RESEARCH EQUIPMENT 1262071 1262071 SUBJECT FEES & OTHER SE 297928 297753 175 3840958 1512246 2328712 241400049 204697261 36702788 0 52324352 45302769 25145479 32690949 36601098 35607830 1023892 993268 75149224 79887895 2078291 3408772 155721238 162283653 21413781 26421299 49229770 57978628 5080409 6499872 75723960 90899799 X 70351015 60963658 9646263 10420196 79997278 71383854 155721238 162283653 -9457689 844265 0 X 0 1 X 1 1 1 X 205926489 272577506 247658597 243885170 228292965 1198340727 205926489 272577506 247658597 243885170 228292965 1198340727 1198340727 1045865 1679109 1807919 2855033 2960259 10348185 1208688912 0.99140 0.99250 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 27187529 26940768 246761 9413569 8667062 746507 993268 PROVISION FOR FRINGE BENEFIT RATE ADJUSTMENT 6499872 6499872 X 232786625 844265 844265 231942360 0 231942360 241400049 0 241400049 0 241400049 PART X, LINE 2: FIN 48 (ASC 740) FINANCIAL STATEMENTS FOOTNOTE RELATED TO UNCERTAIN TAX POSITIONS: THE FOUNDATION FOLLOWS GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ('FASB") REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS GUIDANCE CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD AN INCOME TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS AND APPLIES TO ALL INCOME TAX POSITIONS. EACH INCOME TAX POSITION IS ASSESSED USING A TWO STEP PROCESS. A DETERMINATION IS FIRST MADE AS TO WHETHER IT IS MORE LIKELY THAN NOT THAT THE INCOME TAX POSITION WILL BE SUSTAINED, BASED UPON TECHNICAL MERITS, UPON EXAMINATION BY THE TAXING AUTHORITIES. IF THE INCOME TAX POSITION IS EXPECTED TO MEET THE MORE LIKELY THAN NOT CRITERIA, THE BENEFIT RECORDED IN THE FINANCIAL STATEMENTS EQUALS THE LARGEST AMOUNT THAT IS GREATER THAN 50% LIKELY TO BE REALIZED UPON ITS ULTIMATE SETTLEMENT. THE PRIMARY INCOME TAX POSITION TAKEN BY THE FOUNDATION FOR ANY YEARS OPEN UNDER THE VARIOUS STATUTES OF LIMITATIONS ARE THAT THE FOUNDATION CONTINUES TO BE EXEMPT FROM INCOME TAXES AND DOES NOT HAVE UNRELATED BUSINESS INCOME THAT WOULD BE SUBJECT TO INCOME TAXES. THE FOUNDATION BELIEVES THAT THERE ARE NO OTHER TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD SIGNIFICANTLY INCREASE OR DECREASE UNRECOGNIZED TAX BENEFITS WITHIN 12 MONTHS OF THE REPORTING DATE. NONE OF THE FOUNDATION'S FEDERAL OR STATE INCOME TAX RETURNS ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE ("IRS") OR STATE AUTHORITIES. X X 0 0 0 0 0 0 0 0 0 KELLY POSNER RESEARCH SCIENTIST 190796 0 0 0 557389 0 28619 0 9540 0 786344 0 0 0 PAUL MARGOLIES PROJECT MANAGER 195209 0 0 0 0 0 29281 0 9760 0 234250 0 0 0 JANELLE DIERKENS MPH VP / DIRECTOR OF RESEARCH 193369 0 0 0 0 0 29005 0 9668 0 232042 0 0 0 NANCY COVELL RESEARCH SCIENTIST 187716 0 0 0 0 0 28157 0 9386 0 225259 0 0 0 MENGXUE QUE RESEARCH SCIENTIST 183764 0 0 0 0 0 27565 0 9188 0 220517 0 0 0 ROBERT E BURKE MANAGING DIRECTOR (TO JAN) 177579 0 0 0 0 0 26637 0 8879 0 213095 0 0 0 KENNETH MORT PROJECT MANAGER 175795 0 0 0 0 0 26369 0 8790 0 210954 0 0 0 COLLEEN CORCORAN MANAGING DIRECTOR (FROM FEB) 160746 0 0 0 0 0 24112 0 8037 0 192895 0 0 0 SCHEDULE J, PART II, LINE B III OTHER REPORTABLE COMPENATION: OTHER REPORTABLE COMPENSATION REPRESENTS ROYALTIES PAID TO INVENTORS/AUTHORS PURSUANT TO THE FOUNDATION'S PATENT AND INVENTION POLICY. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF MEMBERSHIP: THE FOUNDATION HAS APPROXIMATELY 800 MEMBERS WHO ARE CLASSIFIED AS FOLLOWS: A. ACTIVE MEMBERS, B. CONTRIBUTING OR SUPPORTING MEMBERS, C. HONORARY MEMBERS. QUALIFICATIONS OF MEMBERS: A. ACTIVE MEMBERS ARE NEW YORK STATE OR FOUNDATION EMPLOYEES AT RESEARCH INSTITUTES OF THE DEPARTMENT OF MENTAL HYGIENE, WORKING AT LEAST HALF-TIME IN STATE GRADES 22 OR HIGHER, OR THE FOUNDATION EQUIVALENT, WHO ARE ACTIVELY ENGAGED IN CONDUCTING DIRECTLY OR ADMINISTERING MENTAL HYGIENE RESEARCH PROJECTS OR PROGRAMS. B. CONTRIBUTING OR SUPPORTING MEMBERS INCLUDE PERSONS WHO BY CONTRIBUTION, BEQUEST, GIFT, OR OTHER ASSISTANCE HAVE SIGNIFICANTLY CONTRIBUTED TO THE PURPOSES OF THE FOUNDATION. C. HONORARY MEMBERS MAY INCLUDE FORMER MEMBERS OF EITHER OF THE PRECEDING CLASSES, OR ADDITIONAL PERSONS WHOM THE FOUNDATION MAY WISH TO RECOGNIZE OR HONOR BECAUSE OF PERSONAL ACHIEVEMENT OR PROFESSIONAL DISTINCTION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWERS TO ELECT OR APPOINT TO THE GOVERNING BODY: THE ACTIVE MEMBERS ELECT CONTRIBUTING OR SUPPORTING MEMBERS, HONORARY MEMBERS AND CERTAIN MEMBERS OF THE BOARD OF DIRECTORS. MEMBERS OF THE FOUNDATION ARE RESPONSIBLE FOR ELECTION OF 14 OF THE 19 MEMBERS OF THE BOARD OF DIRECTORS WHO SERVE FOUR-YEAR TERMS. FORM 990, PART VI, SECTION A, LINE 7B GOVERNANCE DECISIONS RESERVED OR SUBJECT TO MEMBERS' APPROVAL: THE ONLY DECISION THAT IS SUBJECT TO THE APPROVAL OF THE MEMBERS IS THE DISSOLUTION OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCEDURES: THE FORM 990 IS PREPARED BY THE MANAGEMENT OF THE FOUNDATION AND REVIEWED BY THE INDEPENDENT AUDITORS. THE FORM IS ALSO PRESENTED TO THE AUDIT COMMITTEE, THE FINANCE COMMITTEE, AND THE BOARD FOR THEIR REVIEW AND MEMBER CERTIFICATION. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE FOUNDATION HAS A CONFLICT OF INTEREST POLICY WHEREBY OFFICERS, DIRECTORS AND ALL EMPLOYEES ARE REQUIRED TO DISCLOSE CONFLICTS OF INTEREST. THE ORGANIZATION CONSISTENTLY MONITORS THE POLICY, PROVIDES REMINDERS OF ITS EXISTENCE AND THE OBLIGATION OF THOSE WITH A PERCEIVED OR ACTUAL CONFLICT TO PRESENT IT TO THE PROPER REPORTING AUTHORITY, AS PROVIDED FOR IN THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: THE FINANCE COMMITTEE ANNUALLY REVIEWS THE COMPENSATION OF OFFICERS, DIRECTORS AND ALL EMPLOYEES. THE COMMITTEE USES COMPARABLE SALARY DATA FROM AFFILIATED NEW YORK STATE AGENICES, THE RESEARCH INDUSTRY AND OTHER NON-PROFITS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF CERTAIN ORGANIZATION DOCUMENTS TO THE PUBLIC: THE FOUNDATION FILES ANNUAL REPORTS WITH THE CHARITIES BUREAU OF THE NEW YORK STATE ATTORNEY GENERAL'S OFFICE, ACCOMPANIED BY AUDITED FINANCIAL STATEMENTS WHICH ARE ACCESSIBLE BY THE PUBLIC AT THE BUREAU'S WEBSITE. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE FOR INSPECTION ON REQUEST. FORM 990, PART VII, SEC. A, NONE OF THE MEMBERS OF THE BOARD OF DIRECTORS ARE COMPENSATED FOR SERVING ON THE BOARD.