2025-12-22T10:26:55-06:00 2025-06-30 331498605 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2024-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION COLO 3032733143 POBOX 4005 GOLDEN CO 80402 REBECCA LEEWAYE CHIEF FINANCIAL OFFICER 3032733143 2025-11-17 1 1 DORI J EGGETT P00645252 3037409400 2025-12-18 2024 2025-03-06 01:10:19Z X REBECCA LEEWAYE PO BOX 4005 GOLDEN CO 80402 326572796 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 9 9 73 249 780116 0 36259935 39050146 2616630 3482751 27361502 10238613 528404 835179 66766471 53606689 30119835 37010190 0 0 8005268 8782686 0 0 8235495 4400480 5385945 42525583 51178821 24240888 2427868 492934636 537778583 48788835 51458117 444145801 486320466 TO SUPPORT THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND TO FOSTER ALUMNI RELATIONS. SEE SCHEDULE O. 0 0 37010190 37010190 3482751 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. 37010190 1 1 0 1 0 0 0 0 0 1 0 1 0 1 1 0 0 1 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 50 0 1 73 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA CO GA MD MA MI MN NH NJ NY PA SC WV WI X REBECCA LEEWAYE 3032733134 PO BOX 4005 GOLDEN CO 80402 HOWARD E JANZEN CHAIR 1.00 0.00 X X 0 0 0 NANCY A KEEGAN AT LARGE 1.00 0.00 X 0 0 0 SANDRA STASH AT LARGE 1.00 0.00 X 0 0 0 ANDREW P SWIGER AT LARGE 1.00 0.00 X 0 0 0 GEORGE PULS III AT LARGE 1.00 0.00 X 0 0 0 FRANCES M VALLEJO VICE CHAIR 1.00 0.00 X X 0 0 0 JACKIE HANEY AT LARGE 1.00 0.00 X 0 0 0 MELANIE WESTERGAARD AT LARGE 1.00 0.00 X 0 0 0 RODNEY J EICHLER AT LARGE 1.00 0.00 X 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 40.00 0.00 X 497167 0 63103 STEVE KREIDLER CHIEF BUSINESS OFFICER 40.00 1.00 X 292991 0 23752 DOUG MAYO CHIEF ADVANCEMENT OFFICER 40.00 0.00 X 298182 0 39302 DEAN LAATT AVP DEVELOPMENT 40.00 0.00 X 208190 0 27477 MARC MCLEAN MANAGING DIRECTOR, BUSINESS ENTERPRISES 40.00 0.00 X 181807 0 2859 REBECCA LEEWAYE AVP FINANCE, TREASURER 40.00 0.00 X 176467 0 26533 MICHAEL OBER SENIOR INFORMATION OFFICER 40.00 0.00 X 168600 0 26415 EMILY KELTON AVP, CORP & FND RELATIONS 40.00 0.00 X 150990 0 30294 RICHARD GRAW SENIOR DIRECTOR, DEVELOPMENT 40.00 0.00 X 145768 0 31535 GRETCHEN GILLILAND SENIOR DIRECTOR, MAJOR GIFTS 40.00 0.00 X 149045 0 17166 CHRISTIAN SAVA AVP, ADVANCEMENT OPERATIONS 40.00 0.00 X 140826 0 31171 2410033 0 319607 22 0 1 0 CERITY 6312 S FIDDLERS GREEN CIR GREENWOOD VILLAGE CO 80111 INVESTMENT MANAGEMENT 1809494 0 89712 38960434 5570232 39050146 DEVELOPMENT FEE 900099 2950000 2950000 ADMINISTRATION FEES 523000 497924 497924 ALUMNI RELATIONS 900099 34827 34827 3482751 1412148 1412148 10152 10152 281732179 272905714 8826465 8826465 8826465 57174 89712 60393 -3219 -3219 UNRELATED BUS. INCOME 523000 780116 780116 OTHER INCOME/LOSS 900099 48130 48130 828246 53606689 3530881 780116 10245546 37010190 37010190 2022969 899720 1123249 5144640 910510 4234130 360558 75507 285051 751318 149326 601992 503201 123822 379379 52651 52651 20765 20765 98792 98792 121628 121628 3277467 3277467 11744 10544 1200 260961 260961 248337 26569 221768 262245 70147 192098 197158 2103 195055 54803 54803 EVENTS 578668 578668 PROFESSIONAL DEV. 119182 33203 85979 PREMIUMS 56327 56327 DUES AND SUBSCRIPTIONS 19667 29 19638 5550 5550 51178821 37010190 5933136 8235495 2340831 6421286 631139 829380 17134000 15668000 665027 369348 336151668 357318737 106433105 123347748 1647119 2929417 27931747 30894667 492934636 537778583 4758924 5022995 44029911 46435122 48788835 51458117 X 36531940 38875881 407613861 447444585 444145801 486320466 492934636 537778583 X 2427868 40390998 -644201 X 0 1 X 1 0 X 31995271 30759573 28007730 36259935 39050146 166072655 31995271 30759573 28007730 36259935 39050146 166072655 17386335 148686320 953228 1471047 3369743 3086655 1422300 10302973 645074 552319 510924 559718 48130 2316165 178691793 14653134 0.83210 0.72610 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2020 AMOUNT: $ 72,612. 2021 AMOUNT: $ 71,601. 2022 AMOUNT: $ 22,938. 2023 AMOUNT: $ 52,144. 2024 AMOUNT: $ 48,130. ADMINISTRATION FEES - 2020 AMOUNT: $ 572,462. 2021 AMOUNT: $ 480,718. 2022 AMOUNT: $ 487,986. 2023 AMOUNT: $ 507,574. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 121628 121628 39538681 39660309 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 117954 119134 120325 121628 479041 250000 250000 250000 250000 1000000 1500000 372029817 17170211 40504834 18402983 411301879 336884151 15381523 36296647 16532504 372029817 307657694 18979626 25335351 15088520 336884151 343360416 35409140 -51376431 19735431 307657694 242903234 28104365 86782652 14429835 343360416 0.10720 0.71640 0.17640 1 0 0 PARTNERSHIPS INVESTMENTS 123347748 F 123347748 TRUST CONTRIBUTIONS RECEIVABLE 4446139 SPLIT INTEREST AGREEMENTS 11178714 INTEREST IN ENDOWMENT 15003345 INTEREST IN LONG-TERM TRUSTS 212390 INVESTMENT IN COLORADO SCHOOL OF MINES TECHNOLOGY 35069 PMC NET ASSETS 19010 30894667 SPLIT INTEREST OBLIGATIONS 1004696 GIFT ANNUITY OBLIGATIONS 5321282 ASSETS HELD IN TRUST 40109144 46435122 90170469 40390998 235915 40626913 49543556 3283017 780116 4063133 53606689 47995804 100000 100000 47895804 3283017 3283017 51178821 PART V, LINE 4: SUPPORT FOR THE BENEFIT OF COLORADO SCHOOL OF MINES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 214,012. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. 21,903. PART XI, LINE 4B - OTHER ADJUSTMENTS: UNRELATED BUSINESS INCOME 780,116. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 100,000. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 18460499 0 0 0 0 0 0 18460499 0 18460499 1 0 0 1 1 0 HOUSTON GOLF 74491 53834 20657 16616 4040 1723 GOLDEN GOLF 72395 35878 36517 24607 8724 3153 1530 146886 89712 57174 41223 8724 7193 3253 60393 -3219 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 STATE OF CO 37010190 0 GENERAL 1 0 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 1 0 BRIAN WINKELBAUER PRESIDENT/CEO 451167 0 46000 0 0 0 40593 0 22510 0 560270 0 0 0 DOUG MAYO CHIEF ADVANCEMENT OFFICER 272182 0 26000 0 0 0 16792 0 22510 0 337484 0 0 0 STEVE KREIDLER CHIEF BUSINESS OFFICER 251991 0 41000 0 0 0 15244 0 8508 0 316743 0 0 0 DEAN LAATT AVP DEVELOPMENT 197190 0 11000 0 0 0 12071 0 15406 0 235667 0 0 0 REBECCA LEEWAYE AVP FINANCE, TREASURER 169467 0 7000 0 0 0 10574 0 15959 0 203000 0 0 0 MICHAEL OBER SENIOR INFORMATION OFFICER 164600 0 4000 0 0 0 10456 0 15959 0 195015 0 0 0 MARC MCLEAN MANAGING DIRECTOR, BUSINESS ENTERPRI 177807 0 4000 0 0 0 1811 0 1048 0 184666 0 0 0 EMILY KELTON AVP, CORP & FND RELATIONS 147990 0 3000 0 0 0 9327 0 20967 0 181284 0 0 0 RICHARD GRAW SENIOR DIRECTOR, DEVELOPMENT 144768 0 1000 0 0 0 9025 0 22510 0 177303 0 0 0 CHRISTIAN SAVA AVP, ADVANCEMENT OPERATIONS 135826 0 5000 0 0 0 8661 0 22510 0 171997 0 0 0 GRETCHEN GILLILAND SENIOR DIRECTOR, MAJOR GIFTS 141545 0 7500 0 0 0 8605 0 8561 0 166211 0 0 0 PART I, LINE 7 EMPLOYEE BONUSES DESCRIBED IN SCHEDULE J, PART II (OTHER THAN THE CEO BONUS) ARE DETERMINED BY THE SENIOR LEADERSHIP TEAM OF THE FOUNDATION USING EMPLOYEE ANNUAL EVALUATIONS, WHICH ARE COMPLETED IN JULY OF EACH YEAR. USING BASE SALARIES AND A SCORING SYSTEM BUILT INTO THE ANNUAL EVALUATION, THE SENIOR LEADERSHIP TEAM ASSIGNS BONUSES BASED ON THOSE SCORES. HIGHER SCORES WARRANT A LARGER BONUS RATE PER THE BASE SALARY AND SCORES BELOW A SET LEVEL DO NOT WARRANT ANY BONUS. THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS DETERMINE THE BONUS FOR THE CEO BASED ON SURVEY WORK CONDUCTED BY THE CHAIRMAN AND HR CHAIRMAN. X 138 5570232 AVERAGE HIGH/LOW 0 1 0 FORM 990, PART III, LINE 1: THE FOUNDATION IS OPERATED INDEPENDENTLY OF THE UNIVERSITY FOR THE EXCLUSIVE PURPOSE OF SUPPORTING THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND FOSTERING ALUMNI RELATIONS. THE FOUNDATION EXISTS TO PROVIDE OPPORTUNITIES FOR STUDENTS AND A MARGIN OF INSTITUTIONAL EXCELLENCE UNAVAILABLE WITH STATE FUNDS ALONE. THE FOUNDATION RAISES AND RECEIVES CHARITABLE CONTRIBUTIONS FROM FRIENDS AND ALUMNI OF THE UNIVERSITY AND FROM THE GENERAL PUBLIC, MANAGES AND INVESTS THE CONTRIBUTED PROPERTY AND FUNDS, AND MAKES DISTRIBUTIONS TO THE UNIVERSITY IN SUPPORT OF THE UNIVERSITY'S MISSION AND PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE CHIEF FINANCIAL OFFICER AND A TEAM OF ACCOUNTANTS. PRIOR TO THE 990 BEING FILED WITH THE IRS, A COPY IS PROVIDED TO THE EXECUTIVE COMMITTEE FOR REVIEW, WITH THE EXCEPTION OF SCHEDULE B INFORMATION, WHICH IS KEPT CONFIDENTIAL. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED BY THE HUMAN RESOURCES DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED ON THE FOUNDATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 214,012. CHANGE IN NET ASSETS OF PROPERTY MANAGEMENT CORP 21,903. UNRELATED BUSINESS INCOME FROM PASS-THROUGH ENTITIES -780,116. CANCELLATION OF PLEDGES -100,000. MINES VENTURE FUND MANAGEMENT LLC 1812 ILLINOIS STREET GOLDEN CO 80401 883435356 INVESTMENTS CO 80858 50851 COLORADO SCHOOL OF MINES FOUNDATION MINES VENTURE FUND GP I LLC 1812 ILLINOIS STREET GOLDEN CO 80401 883415179 INVESTMENTS CO 0 0 COLORADO SCHOOL OF MINES FOUNDATION CSMF PROPERTY MANAGEMENT CORP 1812 ILLINOIS STREET GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) LINE 12A, I N/A 0 CSM ALUMNI FOUNDATION INC PO BOX 1410 GOLDEN CO 80402 840363288 TO BENEFIT CO SCHOOL OF MINES CO 501(C)(3) LINE 5 N/A 0 MINES VENTURE FUND I LP 1812 ILLINOIS STREET GOLDEN CO 80401 883404771 INVESTMENTS CO MINES VENTURE FUND GP I LLC EXCLUDED 5027 1525525 0 1 0.99000 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0