2025-11-13T11:32:09-06:00 2024-12-31 410746749 CLIFTONLARSONALLEN LLP 950 NORTH GLEBE ROAD SUITE 1200 ARLINGTON VA 22203 990 2024-01-01 396570280 INVESTOR PROTECTION TRUST INVE 2027370900 750 FIRST STREET NE 990 WASHINGTON DC 20002 BARRY GLENNON LEAD TRUSTEE, OFFICER 2027370900 2025-11-11 1 1 CHICHI MSANGI P01972113 5712279500 2025-11-11 2024 2025-03-06 01:10:19Z X TANYA SOLOV 750 FIRST STREET NE 990 WASHINGTON DC 20002 157975 0 X N/A X 1993 DC INVESTOR PROTECTION TRUST PROVIDES INDEPENDENT, OBJECTIVE INFORMATION NEEDED BY CONSUMERS TO MAKE INFORMED INVESTMENT DECISIONS. X 4 4 0 4 0 0 563041 34482 0 0 121347 120995 33066 2498 717454 157975 3287541 5275707 0 0 109090 136540 0 0 0 2359539 297485 5756170 5709732 -5038716 -5551757 6833520 0 1281763 0 5551757 0 X INVESTOR PROTECTION TRUST IS A NONPROFIT ORGANIZATION DEVOTED TO INVESTOR EDUCATION. SINCE 1993 INVESTOR PROTECTION TRUST HAS WORKED WITH THE STATES AND AT THE NATIONAL LEVEL TO PROVIDE INDEPENDENT, OBJECTIVE INVESTOR EDUCATION NEEDED BY ALL AMERICANS TO MAKE INFORMED INVESTMENT DECISIONS. 0 1 5453406 5275707 0 THE IPT'S PURPOSE IS THE EDUCATION OF INVESTORS, RESEARCH AND EDUCATION WITH RESPECT TO THE PROTECTION OF INVESTORS, AND PROMOTION OF COMPLIANCE WITH FEDERAL AND STATE SECURITIES AND COMMODITIES LAWS. 5453406 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 X TANYA SOLOV 2027370900 750 FIRST STREET NE SUITE 990 WASHINGTON DC 20002 TUNG CHAN TRUSTEE 2.00 X 0 0 0 KELLY JANES TRUSTEE 2.00 X 0 0 0 BARRY GLENNON TRUSTEE 4.00 X 0 0 0 NOULA ZAHARIS TRUSTEE 2.00 X 0 0 0 TANYA SOLOV AUTHORIZED OFFICER 30.00 X 136540 0 0 136540 0 0 1 0 0 0 0 34482 34482 120995 120995 OTHER INCOME 900099 2498 2498 2498 157975 0 0 123493 5275707 5275707 136540 70468 66072 32765 32765 85326 85326 10907 10907 91623 47287 44336 4894 2525 2369 23777 12271 11506 1800 929 871 736 380 356 1052 543 509 2706 1397 1309 OTHER DIRECT PROGRAM EX 39619 39619 PUBLICATION 2280 2280 5709732 5453406 256326 0 592 0 6827928 0 0 5000 0 0 0 0 0 0 0 0 0 0 0 0 6833520 0 52019 1229744 1281763 0 X 3315034 0 2236723 0 5551757 0 6833520 0 -5551757 0 X 0 0 0 X 368646 2911190 371183 563041 34482 4248542 368646 2911190 371183 563041 34482 4248542 3389943 858599 78381 60186 128971 358510 120995 747043 496354 52210 6162 33066 2496 590288 5585873 0.15370 0.16980 X THE IPT THROUGH THE TRUSTEES SERVES THE INTEREST OF THE GENERAL PUBLIC, BOTH PROSPECTIVE INVESTORS AND CURRENT INVESTORS. THE MISSION OF THE TRUST REQUIRES IT TO USE ITS ASSETS EXCLUSIVELY FOR INVESTOR EDUCATION, INVESTOR PROTECTION, OR RESEARCH FOR INVESTOR EDUCATION OR PROTECTION. THE IPT RECEIVES CONTRIBUTIONS FROM CY PRES AWARDS FROM COURT LITIGATION, RECEIVERSHIPS BASED ON ENFORCEMENT ACTIONS, AND UNRESTRICTED CONTRIBUTIONS FROM INDIVIDUALS, ENTITIES OR FOUNDATIONS. FOR EXAMPLE, IPT RECEIVES CONTRIBUTIONS FROM FINANCIAL SERVICE FIRMS WHO CHOOSE TO MAKE CONTRIBUTIONS TO IPT OUT OF ACCOUNTS REPRESENTING BROKEN TRADES AND OTHER TRADING ERRORS. THE IPT MAKES ITSELF KNOWN TO THE PUBLIC THROUGH STATE SECURITIES REGULATORS AND THE IPT WEBSITE. THE IPT COLLABORATES WITH A PUBLISHER TO PUBLISH NUMEROUS INVESTOR EDUCATION AND PROTECTION PAMPHLETS FOR THE USE OF THE GENERAL PUBLIC. STATE REGULATORS USE THESE MATERIALS TO EDUCATE INVESTORS. NON-PROFIT ORGANIZATIONS AND SCHOOLS USE THESE PUBLICATIONS TO EDUCATE STUDENTS AND GRADUATES ABOUT INVESTMENT FRAUD AND GENERAL FINANCIAL LITERACY TOPICS. NON-PROFIT ORGANIZATIONS ARE ELIGIBLE FOR IPT GRANTS FOR PROGRAMS THAT FURTHER THE TRUST'S PURPOSE OF INVESTOR EDUCATION, INVESTOR PROTECTION AND RESEARCH FOR THE EDUCATION AND PROTECTION OF INVESTORS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 ALABAMA SECURITIES COMMISSION 445 DEXTER AVE STE 12000 MONTGOMERY AL 36104 636000619 GOV 67775 0 N/A N/A PROGRAM SUPPORT ALASKA SECURITIES 550 W 7TH AVE STE 1850 ANCHORAGE AK 99501 926001185 GOV 7162 0 N/A N/A PROGRAM SUPPORT ARIZONA CORPORATION COMMISSION SECURITIES DEPT 1300 W WASHINGTON ST 3RD FL PHOENIX AZ 85007 926001185 GOV 22095 0 N/A N/A PROGRAM SUPPORT CALIFORNIA DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION 2101 ARENA BLVD SACRAMENTO CA 95834 946001347 GOV 40150 0 N/A N/A PROGRAM SUPPORT COLORADO SECURITIES DEPARTMENT 1560 BROADWAY DENVER CO 80202 840644739 GOV 48110 0 N/A N/A PROGRAM SUPPORT CONNECTICUT DEPT OF BANKING AND SECURITIES 260 CONSTITUTION PLAZA HARTFORD CT 06103 066000798 GOV 13762 0 N/A N/A PROGRAM SUPPORT DC DEPARTMENT OF INSURANCE SECURITIES AND BANKING 1050 FIRST ST NE 801 WASHINGTON DC 20002 566001131 GOV 26800 0 N/A N/A PROGRAM SUPPORT DELAWARE DEPARTMENT OF JUSTICE 114 E MARKET ST GEORGETOWN DE 19947 516000279 GOV 41225 0 N/A N/A PROGRAM SUPPORT FLORIDA OFFICE OF FINANCIAL REGULATION 200 E GAINES ST TALLAHASSEE FL 32399 596001874 GOV 49603 0 N/A N/A PROGRAM SUPPORT IDAHO DEPARTMENT OF FINANCE SECURITIES BUREAU 800 PARK BLVD SUITE 200 BOISE ID 83712 826000952 GOV 69775 0 N/A N/A PROGRAM SUPPORT ILLINOIS SECURITIES DEPARTMENT 69 W WASHINGTON SUITE 1220 CHICAGO IL 60602 371320188 GOV 11875 0 N/A N/A PROGRAM SUPPORT INDIANA SECURITIES DEPARTMENT 302 W WASHINGTON E-111 INDIANAPOLIS IN 46204 356000158 GOV 51655 0 N/A N/A PROGRAM SUPPORT IOWA INSURANCE DIVISION SECURITIES AND REGULATED INDUSTRIES 1963 BELL AVE STE 100 DES MOINES IA 50315 426004539 GOV 11450 0 N/A N/A PROGRAM SUPPORT KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS 500 MERO STREET MAYO-UNDERWOOD BUILDING 2 SW 19 FRANKFORT KY 40601 610600439 GOV 10700 0 N/A N/A PROGRAM SUPPORT LOUISIANA TULANE UNIVERSITY 6823 ST CHARLES AVE NEW ORLEANS LA 70118 720423889 501C3 51200 0 N/A N/A PROGRAM SUPPORT MAINE SECURITIES DEPARTMENT 121 STATE HOUSE STATION AUGUSTA ME 04333 016000001 GOV 37345 0 N/A N/A PROGRAM SUPPORT MARYLAND ATTORNEY GENERALS OFFICE SECURITIES DIVISION 200 ST PAUL PL BALTIMORE MD 21202 526002033 GOV 223931 0 N/A N/A PROGRAM SUPPORT MINNESOTA DEPARTMENT OF COMMERCE 85 7TH PL E 280 ST PAUL MN 55101 416007162 GOV 76250 0 N/A N/A PROGRAM SUPPORT MONTANA STATE AUDITOR'S OFFICE 840 HELENA AVE HELENA MT 59601 810302402 GOV 22225 0 N/A N/A PROGRAM SUPPORT NEBRASKA SECURITIES DEPT 1526 K ST 300 LINCOLN NE 68508 470491233 GOV 46550 0 N/A N/A PROGRAM SUPPORT NETWORK TELEVISION PRODUCTIONS 1550 TIBURON BLVD SUITE G BELVEDERE TIBURON CA 94920 271781733 501C3 25000 0 N/A N/A PROGRAM SUPPORT NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION 25 CAPITOL ST CONCORD NH 03301 026000618 GOV 68475 0 N/A N/A PROGRAM SUPPORT NEW MEXICO REGULATION & LICENSING DEPARTMENT - SECURITIES DIVISION 2550 CERRILLOS RD SANTA FE NM 87505 856000565 GOV 20025 0 N/A N/A PROGRAM SUPPORT NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOC (NASAA) 750 FIRST ST NE SUITE 990 WASHINGTON DC DC 20002 470730228 501C3 1502953 0 N/A N/A PROGRAM SUPPORT NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOC (NASAA) 750 FIRST ST NE SUITE 990 WASHINGTON DC DC 20002 470730228 501C3 2000000 0 N/A N/A PROGRAM SUPPORT NORTH CAROLINA DEPARTMENT OF STATE PO BOX 29622 RALEIGH NC 27626 561611340 GOV 91050 0 N/A N/A PROGRAM SUPPORT NORTH DAKOTA SECURITIES DEPT STATE CAPITOL 600 E BLVD 14TH FL BISMARCK ND 58505 450309764 GOV 9995 0 N/A N/A PROGRAM SUPPORT OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES 350 WINTER ST NE 2ND FLOOR SALEM OR 97301 930952021 GOV 78485 0 N/A N/A PROGRAM SUPPORT PENNSYLVANIA SECURITIES DEPT 17 N SECOND ST HARRISBURG PA 17101 236003062 GOV 180393 0 N/A N/A PROGRAM SUPPORT SOCIETY FOR FINANCIAL ED AND PROFESSIONAL DEVELOPMENT (SFEPD) 1800 DIAGONAL RD SUITE 600 ALEXANDRIA VA 22314 522116419 501C3 44675 0 N/A N/A PROGRAM SUPPORT SOUTH CAROLINA OFFICE OF THE ATTORNEY GENERAL 1000 ASSEMBLY ST COLUMBIA SC 29201 576000286 GOV 41825 0 N/A N/A PROGRAM SUPPORT TENNESSEE SECURITIES DEPT 500 JAMES ROBERTSON PKWAY NASHVILLE TN 37243 626001445 GOV 12518 0 N/A N/A PROGRAM SUPPORT UNIVERSITY OF MASSACHUSETTS BOSTON 100 MORRISSEY BLVD BOSTON MA 02125 043167352 501C3 65125 0 N/A N/A PROGRAM SUPPORT UTAH DIVISION OF SECURITIES 160 E 300 S 2ND FLOOR SALT LAKE CITY UT 84111 876000545 GOV 60475 0 N/A N/A PROGRAM SUPPORT VIRGINIA SECURITIES 6135 OLIVET DRIVE ALEXANDRIA VA 22315 546001780 GOV 53275 0 N/A N/A PROGRAM SUPPORT WISCONSIN DEPT OF FINANCIAL INSTITUTIONS SECURITIES DIVISION 4822 MADISON YARDS WAY 4N MADISON WI 53705 396028867 GOV 20985 0 N/A N/A PROGRAM SUPPORT WYOMING SECTY OF STATE SECURITIES DIVISION 122 W 25TH ST STE 100 CHEYENNE WY 82002 830208667 GOV 60445 0 N/A N/A PROGRAM SUPPORT 37 0 PART I, LINE 2: INVESTOR PROTECTION TRUST MONITORS GRANTS THROUGH REGULAR FINANCIAL AND NARRATIVE REPORTS SUBMITTED BY THE GRANTEE. IN ADDITION, GRANTS THAT INVOLVE PUBLISHED MATERIALS ARE MONITORED VIA AN INVOICE COPY SUBMITTED TO THE IPT, INCLUDING COST OF MATERIALS AND SHIPPING. CASH 2024-12-30 1502953 CASH 470730228 NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION INC 750 1ST STREET NE SUITE 990 WASHINGTON DC 20002 501(C)(3) 1 0 0 0 1 0 0 1 0 PART I, LINE 2E: PERSON(S) INVOLVED: NOULA ZAHARIS PART I, LINE 2E: EXPLANATION OF INVOLVEMENT: NOULA WAS A TRUSTEE OF THE IPT. SHE IS THE SECURITIES DIRECTOR OF THE GEORGIA SECURITIES DEPARTMENT, AND BY VIRTUE OF THAT POSITION IS A "MEMBER" OF NASAA (WHICH RECEIVED THE RESIDUAL FUNDS OF IPT). NASAA IS FORMING A NASAA FOUNDATION WITH THE IPT GRANTED FUNDS. NOULA IS A MEMBER OF THE BOARD OF THE GROUP THAT IS WORKING ON FORMING THE NASAA FOUNDATION. PART I, LINE 6C: IPT DOES NOT NEED TO FILE ANY DISSOLUTION PAPERS WITH ANY GOVERNMENT AGENCY. AS A "TRUST," IPT IS NOT A LEGAL ENTITY THAT DISSOLVES ON ITS OWN ONCE THE MONEY IS SPENT. IPT WAS A WISCONSIN ENTITY AND IN THE STATE OF WISCONSIN, NO DISSOLUTION NOTIFICATION IS REQUIRED. FORM 990, PART III, LINE 3 ORGANIZATION CEASED OPERATIONS, INCLUDING ALL PROGRAMS, IN 2024. TRUST FUNDS WERE EXPENDED ON INVESTOR EDUCATION AND INVESTOR PROTECTION PROGRAMS, WITH ANY RESIDUAL FUNDS AND INTEREST ON FUNDS GRANTED TO THE NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION (NASAA) FOR THE PURPOSE OF INVESTOR EDUCATION AND PROTECTION. FORM 990, PART VI, SECTION A, LINE 8B THERE WERE NO OTHER COMMITTEES. THE TRUSTEES VOTE ON EVERYTHING AND ALL VOTES ARE DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 11B INITIALLY REVIEWED BY THE AUTHORIZED OFFICER, LEAD TRUSTEE, AND ADVISING CPA, ALL TRUSTEES THEN RECEIVE THE 990 FOR REVIEW. THE AUTHORIZED OFFICER OR LEAD TRUSTEE SIGNS THE 990 AFTER RECEIVING APPROVAL FROM THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE TRUST FOUNDING DOCUMENTS SET FORTH, IN WRITING, THE CONFLICT OF INTEREST PROHIBITIONS. THE WRITTEN CONTRACTS OF THE INDEPENDENT CONTRACTORS (MANAGEMENT) SET FORTH THE CONFLICTS PROHIBITIONS AND REPORTING REQUIREMENTS. WHEN VOTES ARE TAKEN ON ANY DISTRIBUTION OF GRANT FUNDS, IF THE HOME STATE OF THE TRUSTEE IS THE GRANTEE, THE TRUSTEE IS RECUSED FROM VOTING. NO OUTSIDE VENDORS ARE HIRED OR PAID THAT HAVE ANY RELATIONSHIP OR CONFLICTS WITH ANY MEMBERS OF MANAGEMENT OR THE TRUSTEES. THE TRUSTEES ARE MADE AWARE OF ALL VENDORS IN ADVANCE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST.