2025-10-30T11:18:20-05:00 2024-12-31 410746749 CLIFTONLARSONALLEN LLP 227 WEST TRADE STREET SUITE 800 CHARLOTTE NC 28202 990 2024-01-01 260811966 AUTOMATION STANDARDS COMPLIANCE INSTITUTE ASCI 9199909222 3252 SOUTH MIAMI BLVD 102 DURHAM NC 27703 CLAIRE FALLON CEO 9199909222 2025-10-29 1 1 KATHRINE A WARLICK P02065266 7049985200 2025-10-28 2024 2025-03-06 01:10:19Z ASCI CLAIRE FALLON 3252 SOUTH MIAMI BLVD 102 DURHAM NC 27703 1130376 0 X WWW.ISA100WCI.ORG AND WWW.ISASECURE.ORG X 2006 NC EVALUATES COMPLIANCE WITH AUTOMATION STANDARDS ACROSS TECHNOLOGIES, METHODS, AND INDIVIDUALS. 6 5 0 7 0 0 0 0 816701 1040646 15756 44430 27370 45300 859827 1130376 0 0 0 0 201157 241182 0 0 0 658790 858594 859947 1099776 -120 30600 1239702 1332219 348902 410819 890800 921400 X THE AUTOMATION STANDARDS COMPLIANCE INSTITUTE (ASCI) WAS CREATED TO FACILITATE PROGRAMS THAT ASSESS AUTOMATION-RELATED STANDARDS COMPLIANCE. THE INSTITUTE'S CHARTER INCLUDES A WIDE RANGE OF STANDARDS COMPLIANCE ASSESSMENTS (CONTINUED ON SCHEDULE O)INCLUDING SOFTWARE OR HARDWARE PRODUCTS, IMPLEMENTATION METHODS, SOLUTIONS, COMPANIES AND INDIVIDUALS. 0 0 THE ISA SECURITY COMPLIANCE INSTITUTE (ISCI) OPERATES AN OPERATIONAL TECHNOLOGY (OT) CYBERSECURITY CONFORMITY ASSESSMENT (CA) SCHEME THAT CERTIFIES CONTROL SYSTEM PRODUCTS TO THE ISA/IEC 62443 SERIES OF STANDARDS. RELATED ACTIVITIES INCLUDE COLLABORATION WITH OTHER INDUSTRY GROUPS SUCH AS IEC, ASHRAE, NATF, NEMA, BCS AND, CABA AS WELL AS GOVERNMENT ENTITIES SUCH AS ERNCIP IN THE EU; AND NIST, US NATIONAL LABS SUCH AS INL AND NREL, AND DHS/CISA IN THE USA.ADDED OMNY (NORWAY) AS A NEW MEMBER.31 CERTIFICATIONS IN 2024 (19 NEW (1/2 ARE L2 OR HIGHER))APPROVED DEVELOPMENT OF SEMI E187 CERT PROFILEUTC AGREEMENT TO LISTACSSA ON SCHEDULE WITH MID-YEAR 2025 SCHEDULED LAUNCH7 WEBINARS GIVEN IN 2024ISA SECURE CERTS ON ELECTRIC SECTOR SITE THE ISA100 WIRELESS COMPLIANCE INSTITUTE OPERATES A CERTIFICATION SCHEME FOR INDUSTRIAL WIRELESS IIOT PRODUCTS BASED UPON THE ISA100.11A-2011/IEC-62734 INDUSTRIAL WIRELESS STANDARD. WCI PROMOTES THE STANDARD GLOBALLY, MANAGES INTELLECTUAL PROPERTY ASSOCIATED WITH WCI IMPLEMENTATION SPECIFICATIONS AND MAINTAINS A CERTIFICATION TEST PLATFORM FOR USE IN THE PRODUCT CONFORMITY ASSESSMENT PROGRAM. RELATED ACTIVITIES INCLUDE PERIODIC INTEROPERABILITY TESTING CAMPAIGNS AT VARIOUS GLOBAL VENUES AND COLLABORATION WITH OTHER INDUSTRY GROUPS SUCH AS FIELDCOMM GROUP AND OPC TO DEVELOP STANDARDIZED METHODS FOR INTEGRATION OF TECHNOLOGIES. 6 NEW WEBINARS IN 20242 NEW ISA100 PRODUCTS ADDED IN 2024SUCCESSFUL IOP EVENT IN DURHAM NCEXPANDING OPC/UA COVERAGE 0 0 0 1 0 0 0 0 0 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 6 0 1 0 0 0 0 0 0 0 0 0 X 6 5 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 0 0 0 X ROBERT PYTELL 9199909439 3252 SOUTH MIAMI BLVD SUITE 102 DURHAM NC 27703 MICHELA COBB CFO 2.00 40.00 X X 0 232295 25334 MARTY BINCE CHAIRMAN, ISA PAST PRE. 2.00 0.00 X X 0 0 0 DAVID LEE VICE CHAIRMAN 2.00 0.00 X X 0 0 0 ARDIS BARTLE ISA TREASURER (AS OF 1/24) 2.00 0.00 X X 0 0 0 STEVE MUSTARD ISA TREASURER (THRU 1/24) 2.00 0.00 X X 0 0 0 MICHAEL HAMM AT-LARGE COMPLIANCE EXPERT 2.00 0.00 X 0 0 0 HUGH WEBSTER AT-LARGE LEGAL COUNSEL 2.00 0.00 X 0 0 0 CLAIRE FALLON CEO 2.00 40.00 X 0 450072 33909 ANDRE RISTAINO MANAGING DIRECTOR 5.00 40.00 X 0 193766 29439 0 876133 88682 0 0 1 0 MICHAEL BRAZDA 1627 HOLLY HILL DRIVE DURHAM NC 27713 CONSULTING-MARKETING & OPERATIONS 124575 1 WIRELESS INSTITUTE 541900 968571 968571 SECURITY INSTITUTE 541900 72075 72075 1040646 44430 44430 43800 0 43800 43800 BAD DEBTS 900099 1500 1500 1500 1130376 1040646 0 89730 X 182292 58890 23064 495694 219486 5407 17657 20000 OVERHEAD 77286 1099776 1188702 1308620 11000 2552 60000 40000 40000 20000 0 1047 1239702 1332219 46762 60968 278117 232547 24023 117304 348902 410819 X 890800 921400 890800 921400 1239702 1332219 30600 0 X X 0 1 X 1 0 0 0 0 0 0 1 0 60000 40000 20000 20000 DUE TO AFFILATE 117304 117304 X PART X, LINE 2: ISA IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A)(1). ASCI IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(6) OF THE IRC. ISAE IS NOT SUBJECT TO INCOME TAXES IN THE UNITED STATES OF AMERICA UNDER THE IRC AS IT IS A FOREIGN ENTITY. ACOM IS A NORTH CAROLINA LIMITED LIABILITY COMPANY, AND AS SUCH, IS CONSIDERED A DISREGARDED ENTITY FOR TAX PURPOSES. ISA AND ASCI FILE AS TAX-EXEMPT ORGANIZATIONS. MANAGEMENT IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE THE TAX-EXEMPT STATUS OF EITHER ISA OR ASCI. MANAGEMENT IS NOT AWARE OF ANY SIGNIFICANT ACTIVITIES THAT ARE SUBJECT TO TAX ON UNRELATED BUSINESS INCOME OR EXCISE OR OTHER TAXES FOR EITHER ISA OR ASCI. ISA AND ASCI FOLLOW THE GUIDANCE IN THE INCOME TAX STANDARD REGARDING THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THIS GUIDANCE HAD NO SIGNIFICANT IMPACT ON THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2024 AND 2023. 0 0 0 CLAIRE FALLON CEO 0 364472 0 85000 0 600 0 28315 0 5594 0 483981 0 0 MICHELA COBB CFO 0 191901 0 39194 0 1200 0 20649 0 4685 0 257629 0 0 ANDRE RISTAINO MANAGING DIRECTOR 0 150152 0 27565 0 16049 0 24604 0 4835 0 223205 0 0 PART I, LINE 3 THE COMPENSATION COMMITTEE OF INTERNATIONAL SOCIETY OF AUTOMATION, WHICH REPRESENTS THE EXECUTIVE BOARD, REVIEWS THE PERFORMANCE AND COMPENSATION OF THE EXECUTIVE DIRECTOR/CEO ANNUALLY. A FORMAL WRITTEN PERFORMANCE APPRAISAL IS COMPLETED AND A FACE TO FACE MEETING IS HELD BETWEEN THE COMPENSATION COMMITTEE AND EXECUTIVE DIRECTOR/CEO. EACH YEAR, EXECUTIVE COMPENSATION IS REVIEWED AGAINST INDUSTRY DATA PROVIDED BY SALARY SURVEYS CONDUCTED BY ASAE (AMERICAN SOCIETY OF ASSOCIATION EXECUTIVES), CESSE (COUNCIL OF ENGINEERING AND SCIENTIFIC SOCIETY EXECUTIVES), AND CAPITAL ASSOCIATE INDUSTRIES TO CONFIRM THAT EXECUTIVE COMPENSATION FALLS WITHIN INDUSTRY NORMS. THIS PROCESS WAS LAST COMPLETED IN 2024. FORM 990, PART VI, SECTION A, LINE 6 THE COMPANY OR ORGANIZATION THAT HAS JOINED ASCI TO PARTICIPATE IN THE FORUMS THROUGH EXECUTION OF THE MEMBERSHIP AGREEMENT. ASCI FORUMS (INTEREST GROUPS) WILL CREATE MEMBERSHIP LEVELS AND ENTITLEMENTS ACCORDING TO THE NEEDS OF THE FORUM. FEES AND MEMBERSHIP CATEGORIES WILL VARY AMONG THE FORUMS AND ARE DETERMINED BY THE FORUM'S FOUNDING LEADERS AND ULTIMATELY THE ESTABLISHED BOARD OF GOVERNANCE FOR EACH FORUM. ISA SECURITY COMPLIANCE INSTITUTE MEMBER CLASSES ARE STRATEGIC MEMBER, TECHNICAL MEMBER, ASSOCIATE MEMBER, GOVERNMENT MEMBER, AND ADOPTER/SUPPORTER MEMBER. ISA100 WIRELESS COMPLIANCE INSTITUTE MEMBER CLASSES ARE BOARD MEMBER, SUPPLIER MEMBER, AND NON-SUPPLIER MEMBER. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD IS COMPRISED OF MEMBERS ELECTED AS DELEGATES BY OTHER VOTING MEMBERS OF THE ORGANIZATION. THOSE DELEGATES ALSO HAVE THE POWER TO APPOINT CERTAIN EX OFFICIO DIRECTORS FROM OUTSIDE THE MEMBERSHIP. FORM 990, PART VI, SECTION B, LINE 11B THE DOCUMENTS ARE REVIEWED BY INTERNAL STAFF AS WELL AS THE EXECUTIVE DIRECTOR AND TREASURER. FORM 990 IS REVIEWED BY MY MANAGAMENT AND THE SOCIETY-ELECTED TREASURER EITHER BEFORE OR AFTER THE FILING. FORM 990, PART VI, SECTION B, LINE 12C AN ASCI INSTITUTE LEADER HAS AN OBLIGATION TO BE ALERT TO ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. IF A TRANSACTION IS OR MAY BE SUBJECT TO REVIEW BY AN ASCI GOVERNING BODY, AN INTERESTED ASCI INSTITUTE LEADER WILL PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST TO, AND ABSTAIN FROM ANY PARTICIPATION IN THE DISCUSSION OR DECISION OF, THE RESPECTIVE GOVERNING BODY WITH RESPECT TO THAT TRANSACTION. AFTER DISCLOSURE OF THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST, THE INTERESTED ASCI INSTITUTE LEADER SHALL LEAVE THE MEETING AND THE REMAINING MEMBERS SHALL DETERMINE IF A CONFLICT OF INTEREST ACTUALLY EXISTS. THE DISCLOSURE SHALL BE COMMUNICATED BY THE INTERESTED ASCI INSTITUTE LEADER IN A NEUTRAL CONTEXT; THAT IS, THE INTERESTED ASCI INSTITUTE LEADER WILL NOT STATE ANY POSITION OR ADVOCATE THE ADOPTION OF ANY POSITION ON THE TRANSACTION IN HIS OR HER INITIAL DISCLOSURE CONCERNING THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST. THEREAFTER, IF AN ACTUAL CONFLICT OF INTEREST IS DETERMINED TO EXIST, THE INTERESTED ASCI INSTITUTE LEADER WILL REFRAIN FROM INITIATING ANY DISCUSSIONS, PUBLICLY AND PRIVATELY, REGARDING THE TRANSACTION WITH OTHER MEMBERS OF THE GOVERNING BODY THAT WILL MAKE ANY DECISION CONCERNING THE TRANSACTION. THE GOVERNING BODY WILL GIVE THE INTERESTED ASCI INSTITUTE LEADER A FAIR AND APPROPRIATE OPPORTUNITY TO SUBMIT A WRITTEN POSITION STATEMENT REGARDING THE TRANSACTION TO THE GOVERNING BODY BEFORE CONSIDERATION OF THE TRANSACTION IS CONCLUDED, BUT THE INTERESTED ASCI INSTITUTE LEADER SHALL INITIATE NO OTHER DISCUSSIONS OR PARTICIPATION IN THE DECISION MAKING PROCESS. THE GOVERNING BODY SHALL HAVE COMPLETE AUTHORITY TO ASCRIBE WHATEVER WEIGHT IT DEEMS APPROPRIATE TO THE INTERESTED ASCI INSTITUTE LEADER'S WRITTEN STATEMENT IN LIGHT OF THE DISCLOSED CONFLICT OF INTEREST. ALL DELIBERATION AND DECISIONS REGARDING POTENTIAL CONFLICTS OF INTEREST ARE DOCUMENTED IN THE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G SECURITY SERVICES 7,587. COMPLIANCE SERVICES 93,172. TECHNICAL SUPPORT SERVICES 260,482. OTHER PROFESSIONAL FEES 134,453. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. INTERNATIONAL SOCIETY OF AUTOMATION 3252 SOUTH MIAMI BLVD STE 102 DURHAM NC 27703 250921042 TRAINING AND CERTIFICATION NC 501(C)(3) LINE 10 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0