2025-05-15T12:20:07-05:00 2024-06-30 PwC US Tax LLP 655 NEW YORK AVE NW SUITE 1100 WASHINGTON DC 20001 990 2023-07-01 362177139 UNIVERSITY OF CHICAGO % JENNIE BENNETT UNIV 7738345819 6054 S DREXEL AVENUE CHICAGO IL 60637 JENNIE BENNETT AVP FOR FINANCE 7737023690 2025-05-15 true true TRAVIS L PATTON P01697519 2024141000 2025-05-07 2023 2025-03-06 01:10:19Z PAUL ALIVISATOS 5801 S ELLIS AVENUE CHICAGO IL 60637 10531275240 false X WWW.UCHICAGO.EDU X 1890 IL SEE SCHEDULE O 51 44 24243 9357 0 0 2415783023 2324899111 1966181580 2098440941 200735877 401948039 76858731 63046559 4659559211 4888334650 665449889 729968199 0 0 2668602608 2885631653 237841 1365245 78644752 1494650963 1630413837 4828941301 5247378934 -169382090 -359044284 14662331676 14950131084 6167197542 6478330493 8495134134 8471800591 X THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS. false false 1647144345 0 1257573520 INSTRUCTION: IN 2023-2024, THE UNIVERSITY ENROLLED 18,504 STUDENTS; OF THAT TOTAL, 7,540 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE SCHOOL), 4,378 WERE GRADUATE STUDENTS, 6,140 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 446 WERE NON-DEGREE STUDENTS. 1391163178 80054023 643678455 SEE SCHEDULE O 578210651 578210651 0 SEE SCHEDULE O 780482011 71703526 246021078 4397000185 true true false true false false false true false true true true false false true true false true true true true true true true true false false true true true true false false false false false true false false true true true true false false true true true true true false true X 25497 0 true 24243 true true true true BG CH UK FR IN EG HK SN false false true true true true false false true true X 51 44 true false true false false false false true true false false true true true true true true true true false CA KY MD X JENNIE BENNETT 7738345819 6054 S DREXEL AVENUE CHICAGO IL 60637 ROBERT J ZIMMER FORMER PRESIDENT 0.0 0.0 X 4718866 0 37338 MARK ANDERSON EXEC VP, MED. AFFAIRS 40.0 21.0 X 2935701 0 64204 MATTHEW TIRRELL PROFESSOR EMERITUS 40.0 0.0 X 2025370 0 40366 ANDREW WARD VICE PRESIDENT AND CIO 40.0 0.0 X 1958267 0 64754 IVAN SAMSTEIN CFO/VP - UC; EVP/CFO - UC MED 20.0 40.0 X 0 1704200 233504 VALLUVAN JEEVANANDAM PROFESSOR 40.0 0.0 X 1869409 0 48060 PAUL ALIVISATOS PRESIDENT 40.0 16.0 X X 1850855 0 48681 LUCA VRICELLA PROFESSOR OF SURGERY 40.0 0.0 X 1754073 0 67302 MAIA HIGHTOWER STAFF SCIENTIST 40.0 0.0 X 1606855 0 51064 MARYFRANCES MCCOURT CFO (UNTIL 10/1/23) 40.0 9.0 X 1576346 0 63249 JOANNA RUPP ASST VP/MNG DIR PE 40.0 0.0 X 1452548 0 51771 PRADEEP CHINTAGUNATA PROFESSOR 40.0 0.0 X 1379127 0 94638 DAVID BARCLAY CHIEF EXECUTIVE OFFICER - CRSP 0.0 40.0 X 0 1103809 50243 MADHAV RAJAN DEAN BOOTH SCHOOL OF BUSINESS 40.0 2.0 X 1108947 0 44138 KIMBERLY TAYLOR VP & GENERAL COUNSEL 40.0 8.0 X 905631 0 207793 KENNETH S POLONSKY PROFESSOR 40.0 4.0 X 1040724 0 54932 KA YEE CHRISTINA LEE INTERIM DEAN 40.0 1.0 X 956741 0 110491 KATHERINE BAICKER PROVOST 40.0 1.0 X 1001939 0 51476 JAMES NONDORF VP ENROLL. & STUDENT ADV. 40.0 0.0 X 925629 0 41650 JUAN JOSE DE PABLO VP FOR NATIONAL LABORATORIES 40.0 5.0 X 883411 0 65839 ARMIN AFSAHI VP ALUMNI RELATIONS AND DEV. 40.0 0.0 X 704963 0 50474 LAILA RASHID ASSOCIATE VICE PRESIDENT 40.0 0.0 X 670861 0 28416 PAUL RAND VP COMMUNICATIONS 40.0 0.0 X 569144 0 67901 MICHELE RASMUSSEN VICE PRESIDENT 40.0 0.0 X 597576 0 39169 LORI BERKO VP & SECRETARY 40.0 0.0 X 524717 0 41989 CATHERINE CALLOW-WRIGHT EXECUTIVE VICE PRESIDENT 40.0 15.0 X 490707 0 66955 PATRICK O'HARA ASSI VP, COO AND MG DIR 40.0 0.0 X 535271 0 3947 ERIN LANE VP & CHIEF OF STAFF 40.0 0.0 X 454662 0 46180 CHRISTIAN MITCHELL VP CIVIC ENGAGEMENT 40.0 0.0 X 453317 0 37932 JOEL HAMERNICK ASSOC VP CIVIC ENGAGEMENT 40.0 0.0 X 275598 0 38834 THOMAS A COLE TRUSTEE (UNTIL MAY 2024) 2.0 0.0 X 2530 0 0 DAVID M RUBENSTEIN BOD CHAIR 1.0 1.0 X 0 0 0 MARY LOUISE GORNO BOD VICE CHAIR 2.0 0.0 X 0 0 0 JOHN W ROGERS JR BOD VICE CHAIR 2.0 0.0 X 0 0 0 KATHERINE ADAMS TRUSTEE 2.0 0.0 X 0 0 0 ANDREW M ALPER TRUSTEE 1.0 1.0 X 0 0 0 FRANK A BAKER II TRUSTEE 2.0 0.0 X 0 0 0 DEBRA A CAFARO TRUSTEE 2.0 0.0 X 0 0 0 PAUL CARBONE TRUSTEE 1.0 1.0 X 0 0 0 DANIEL L DOCTOROFF TRUSTEE 2.0 0.0 X 0 0 0 BRADY W DOUGAN TRUSTEE 2.0 0.0 X 0 0 0 THOMAS F DUNN TRUSTEE 2.0 0.0 X 0 0 0 JOHN A EDWARDSON TRUSTEE 2.0 0.0 X 0 0 0 BARRY FIELDS TRUSTEE 1.0 1.0 X 0 0 0 RODNEY L GOLDSTEIN TRUSTEE 1.0 1.0 X 0 0 0 RICHARD GONZALEZ TRUSTEE 2.0 0.0 X 0 0 0 ANTONIO J GRACIAS TRUSTEE 2.0 0.0 X 0 0 0 BRETT J HART TRUSTEE 2.0 0.0 X 0 0 0 KENNETH M JACOBS TRUSTEE 2.0 0.0 X 0 0 0 VALERIE JARRETT TRUSTEE 2.0 0.0 X 0 0 0 REBECCA JARVIS TRUSTEE 2.0 0.0 X 0 0 0 ASHLEY D JOYCE TRUSTEE 1.0 1.0 X 0 0 0 MICHELE KANG TRUSTEE 2.0 0.0 X 0 0 0 STEVEN A KERSTEN TRUSTEE 2.0 0.0 X 0 0 0 MICHAEL J KLINGENSMITH TRUSTEE 2.0 0.0 X 0 0 0 RACHEL D KOHLER TRUSTEE 1.0 1.0 X 0 0 0 HILARIE KOPLOW-MCADAMS TRUSTEE 2.0 0.0 X 0 0 0 HILARY KRANE TRUSTEE 2.0 0.0 X 0 0 0 JOHN LIEW TRUSTEE 2.0 0.0 X 0 0 0 RIKA MANSUETO TRUSTEE 2.0 0.0 X 0 0 0 SATYA NADELLA TRUSTEE 1.0 0.0 X 0 0 0 VASANT NARASIMHAN TRUSTEE 2.0 0.0 X 0 0 0 EMILY NICKLIN TRUSTEE 1.0 1.0 X 0 0 0 BRIEN M O'BRIEN TRUSTEE 2.0 0.0 X 0 0 0 MICHAEL P POLSKY TRUSTEE 2.0 0.0 X 0 0 0 MYRTLE S POTTER TRUSTEE 2.0 0.0 X 0 0 0 TOM PRITZKER TRUSTEE 2.0 0.0 X 0 0 0 GURU RAMAKRISHNAN TRUSTEE 2.0 0.0 X 0 0 0 THOMAS RICKETTS TRUSTEE 2.0 0.0 X 0 0 0 EMMANUEL ROMAN TRUSTEE 2.0 0.0 X 0 0 0 ANDREW M ROSENFIELD TRUSTEE 2.0 0.0 X 0 0 0 TANDEAN RUSTANDY TRUSTEE 1.0 1.0 X 0 0 0 NASSEF O SAWIRIS TRUSTEE 2.0 0.0 X 0 0 0 MARY A TOLAN TRUSTEE 2.0 0.0 X 0 0 0 BYRON D TROTT TRUSTEE 2.0 0.0 X 0 0 0 JASON J TYLER TRUSTEE 2.0 0.0 X 0 0 0 RICHARD WALLMAN TRUSTEE 2.0 0.0 X 0 0 0 GREGORY W WENDT TRUSTEE 2.0 0.0 X 0 0 0 DONALD R WILSON JR TRUSTEE 2.0 0.0 X 0 0 0 STEVEN WYMER TRUSTEE 2.0 0.0 X 0 0 0 PAUL G YOVOVICH TRUSTEE 1.0 1.0 X 0 0 0 FRANCIS T F YUEN TRUSTEE (UNTIL MAY 2024) 2.0 0.0 X 0 0 0 33017700 2808009 1719442 4624 true true false CHARTWELLS DINING SERVICES PO BOX 91337 CHICAGO IL 60693 FOOD SERVICES 26619282 HSRE-CAPSTONE CHICAGO LLC 402 OFFICE PARK DR STE 199 BIRMINGHAM AL 35223 HYGIENE SERVICES 19856961 ABM INDUSTRIES INC PO BOX 74008829 CHICAGO IL 60674 HYGIENE SERVICES 16979381 BERGLUND CONSTRUCTION CO 8410 S SOUTH CHICAGO AVE CHICAGO IL 60617 CONSTRUCTION 16003115 BULLEY ANDREWS LLC 1755 W ARMITAGE AVE CHICAGO IL 60622 CONSTRUCTION 13961346 1225 1544083 71750000 1733354278 518250750 38280113 2324899111 TUITION AND FEES 611310 1257573520 1257573520 SALES & SERVICES EDU 900099 643678455 643678455 SALES & SERVICES AUX 900099 136907320 136907320 FEES FROM GOVT AGENCIES 900099 60281646 60281646 2098440941 84210980 -6998229 91209209 0 14642595 870175 13772420 5665502 6138466 -472964 0 -472964 -472964 5944928000 0 5619471496 7719445 325456504 -7719445 317737059 3385526 314351533 135610 1544083 552141 -416531 -416531 0 0 0 51657428 9059042 42598386 42683762 -85376 PRESS 541800 1363642 0 1363642 OTHER 900099 5331431 5278175 53256 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4397000185 771733997 78644752 64481549 113614692 178648120 393560708 1420720260 1394065316 80559414 101946763 1250000 4200000 0 0 65648101 70028113 4999163 5834160 238293589 249605735 6454586656 3277352020 3171926593 3177234636 3314778317 3197859612 5877054828 6007385047 0 0 0 0 243971742 234796302 14662331676 14950131084 600259133 616743865 0 0 290018298 340224581 1843400993 2170509000 0 0 0 0 37547182 117337747 2880435471 2696885550 515536465 536629750 6167197542 6478330493 X 780531371 531679309 7714602763 7940121282 8495134134 8471800591 14662331676 14950131084 -359044284 335710741 X false true X true true true X 1727925591 1873493993 2192372792 2415783023 2324899111 10534474510 0 0 0 1727925591 1873493993 2192372792 2415783023 2324899111 10534474510 0 10534474510 105082442 90029528 126280620 85565024 105851804 512809418 69630 89951 466158 9023951 1143658 10793348 48672224 48015506 59563170 56073992 47961937 260286829 11318364105 9208026294 0.93074 0.93150 X SCHEDULE A, PART II THE UNIVERSITY OF CHICAGO IS A SCHOOL; HOWEVER, IN ORDER TO USE THE SPECIAL USE ON SCHEDULE B FOR A 501(C)(3) ORGANIZATION, IT IS NECESSARY TO COMPLETE SCHEDULE A, PART II TO DEMONSTRATE THAT THE UNIVERSITY MEETS THE 33 1/3% PUBLIC SUPPORT TEST. THEREFORE THE UNIVERSITY IS CLASSIFIED IN PART I LINE 7 AS AN ORGANIZATION THAT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM A GOVERNMENT UNIT OR FROM THE GENERAL PUBLIC. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 303232 false false 303232 false SCHEDULE C, PART II-B, LINES 1B AND 1G DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH. X X X X false 8456669472 180298529 675493988 89860933 477527407 20044988 8725028661 8472886717 201510916 265392209 83782462 377528774 21809134 8456669472 9484454182 211589989 -804238065 76170946 319388028 23360415 8472886717 7116270400 165642922 2625667859 71422158 331298363 20406478 9484454182 7161288450 164534768 216309392 67411795 337614821 20835594 7116270400 0.28000 0.71000 0.01000 false false 99235381 99235381 5208064055 2405747360 2802316695 647753192 456230761 191522431 499534028 415373899 84160129 3177234636 REAL ESTATE 1031699982 F VENTURE CAPITAL 4975685065 F 6007385047 0 FUNDS HELD IN CUSTODY FOR OTHERS 536629750 536629750 X SCHEDULE D, PART II, LINE 4 THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE UNIVERSITY OF CHICAGO INSTITUTE FOR THE STUDY OF ANCIENT CULTURES(ISAC). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ISAC MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE. SCHEDULE D, PART V, LINE 4 - INTENDED USES OF ENDOWMENT FUNDS THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT. SCHEDULE D, PART X, LINE 2 - FIN 48 (ASC 740) FOOTNOTE THE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2024 AND 2023 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL. true true true true true true true false false false false false false false false true false true SCHEDULE E, PART 1, LINE 3 THE UNIVERSITY OF CHICAGO MEETS THE REQUIREMENTS OF SECTIONS 4.01 THROUGH 4.05 OF REV. PROC 75-50, COVERING RACIAL NONDISCRIMINATION, BECAUSE IT DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM AROUND THE U.S. AND THE WORLD, ENROLLS STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS, AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS. THE UNIVERSITY'S NON-DISCRIMINATION STATEMENT CAN BE FOUND ON ITS WEBSITE AT HTTPS://WWW.UCHICAGO.EDU/NON-DISCRIMINATION. SCHEDULE E, PART I, LINE 6(A) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENTAL AGENCY THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID. true Central America and the Caribbean 0 0 Investments 3782473336 East Asia and the Pacific 0 0 Investments 23308523 Europe (Including Iceland and Greenland) 0 0 Investments 974985000 North America 0 0 Investments 43825265 Sub-Saharan Africa 0 0 Investments 224427038 South Asia 2 50 Program Services RESEARCH 400000 South Asia 1 6 Program Services EVENT MANAGEMENT 2315010 East Asia and the Pacific 1 6 Program Services CONSULTING 2168273 Russia and the Newly Independent States 0 2 Program Services CONSERVATION 81500 Middle East and North Africa 1 24 Program Services RESEARCH 878448 Europe (Including Iceland and Greenland) 1 18 Program Services RESEARCH 1674927 Europe (Including Iceland and Greenland) 0 0 Program Services ALUMNI RELATIONS 300000 East Asia and the Pacific 0 0 Grantmaking SUB-AWARDS 1362010 Europe (Including Iceland and Greenland) 0 0 Grantmaking SUB-AWARDS 1187567 North America 0 0 Grantmaking SUB-AWARDS 325468 Russia and the Newly Independent States 0 0 Grantmaking SUB-AWARDS 98874 South America 0 0 Grantmaking SUB-AWARDS 163141 South Asia 0 0 Grantmaking SUB-AWARDS 151791 Sub-Saharan Africa 0 0 Grantmaking SUB-AWARDS 597274 East Asia and the Pacific 0 0 Program Services STUDY ABROAD 53339 Europe (Including Iceland and Greenland) 0 0 Program Services STUDY ABROAD 2694536 Middle East and North Africa 0 0 Program Services STUDY ABROAD 372715 North America 0 0 Program Services STUDY ABROAD 186400 South Asia 0 0 Program Services STUDY ABROAD 4538 Sub-Saharan Africa 0 0 Program Services STUDY ABROAD 111254 Europe (Including Iceland and Greenland) 0 0 Grantmaking STUDY ABROAD 486574 Middle East and North Africa 0 0 Grantmaking STUDY ABROAD 62775 North America 0 0 Grantmaking STUDY ABROAD 39125 South America 0 0 Grantmaking STUDY ABROAD 23075 Sub-Saharan Africa 0 0 Grantmaking STUDY ABROAD 36625 East Asia and the Pacific 0 0 Grantmaking SUMMER GRANTS 107000 Europe (Including Iceland and Greenland) 0 0 Grantmaking SUMMER GRANTS 123000 Middle East and North Africa 0 0 Grantmaking SUMMER GRANTS 25000 North America 0 0 Grantmaking SUMMER GRANTS 20000 Russia and the Newly Independent States 0 0 Grantmaking SUMMER GRANTS 10000 South America 0 0 Grantmaking SUMMER GRANTS 20000 South Asia 0 0 Grantmaking SUMMER GRANTS 20000 Sub-Saharan Africa 0 0 Grantmaking SUMMER GRANTS 10000 6 106 0 0 6 106 5059974380 5155021 5065129401 South Asia SUBAWARD 109590 WIRE 0 NONE North America SUBAWARD 35304 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 43835 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 30300 WIRE 0 NONE East Asia and the Pacific SUBAWARD 190147 WIRE 0 NONE East Asia and the Pacific SUBAWARD 144868 WIRE 0 NONE RUSSIA AND NEIGHBORING STATES SUBAWARD 98874 WIRE 0 NONE East Asia and the Pacific SUBAWARD 829737 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 37915 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 37063 WIRE 0 NONE East Asia and the Pacific SUBAWARD 46428 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 608696 WIRE 0 NONE North America SUBAWARD 14412 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 250657 WIRE 0 NONE South Asia SUBAWARD 42201 WIRE 0 NONE North America SUBAWARD 31948 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 14091 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 44479 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 25174 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 87682 WIRE 0 NONE East Asia and the Pacific SUBAWARD 75667 WIRE 0 NONE North America SUBAWARD 79277 WIRE 0 NONE North America SUBAWARD 16500 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 46676 WIRE 0 NONE East Asia and the Pacific SUBAWARD 40162 WIRE 0 NONE South America SUBAWARD 143871 WIRE 0 NONE North America SUBAWARD 10720 WIRE 0 NONE South America SUBAWARD 19270 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 125711 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 105935 WIRE 0 NONE East Asia and the Pacific SUBAWARD 35000 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 6815 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 131747 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 57594 WIRE 0 NONE Sub-Saharan Africa SUBAWARD 10815 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 113338 WIRE 0 NONE North America SUBAWARD 137306 WIRE 0 NONE Europe (Including Iceland and Greenland) SUBAWARD 6318 WIRE 0 NONE 32 6 STUDY ABROAD STUDENT AID Europe (Including Iceland and Greenland) 273 486574 CHECK OR WIR STUDY ABROAD STUDENT AID Middle East and North Africa 26 62775 CHECK OR WIR STUDY ABROAD STUDENT AID North America 16 39125 CHECK OR WIR STUDY ABROAD STUDENT AID South America 6 23075 CHECK OR WIR STUDY ABROAD STUDENT AID Sub-Saharan Africa 18 36625 CHECK OR WIR SUMMER GRANTS East Asia and the Pacific 21 107000 WIRE SUMMER GRANTS Europe (Including Iceland and Greenland) 25 123000 WIRE SUMMER GRANTS Middle East and North Africa 5 25000 WIRE SUMMER GRANTS North America 4 20000 WIRE SUMMER GRANTS Russia and the Newly Independent States 2 10000 WIRE SUMMER GRANTS South America 4 20000 WIRE SUMMER GRANTS South Asia 4 20000 WIRE SUMMER GRANTS Sub-Saharan Africa 2 10000 WIRE true false true true true true SCHEDULE F, PART I, LINE 2 THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE. SCHEDULE F, PART I, LINE 3, COLUMN (F), INVESTMENTS AND EXPENSES ACCOUNTING METHOD: ACCRUAL SCHEDULE F, PART II, LINE 1 ACCOUNTING METHOD: ACCRUAL SCHEDULE F, PART III ACCOUNTING METHOD: ACCRUAL X X X X X true WILSON BENNETT TECHNOLOGY INC false 648520 439346 209174 648520 439346 209174 AL AK AR CA CO CT FL GA HI IL KS KY LA ME MD MN MS MO NJ NM ND OH OR PA RI TN UT VA WA WI CONNECTIONS 24 1124221 1022886 101335 88886 211495 13719 88676 COMER RACE 432472 428032 4440 3308 950 7854 3111 103193 1 123000 93165 29835 29835 1114 1679693 1544083 135610 3308 89836 249184 16830 192983 552141 -416531 SCHEDULE G, PART I, LINE 2 MONTHLY INSTALLMENTS NO INDIVIDUAL BILLING FOR WHITELISTING OR SHIPPING. true ACCESS COMMUNITY HEALTH NETWORK 1501 S CALIFORNIA AVENUE CHICAGO IL 60608 363317058 501(C)(3) 291303 SUBAWARD ADVOCATE AURORA HEALTH CARE INC 3075 HIGHLAND PKWY DOWNERS GROVE IL 60515 391442285 501(C)(3) 329262 SUBAWARD ALBANY MEDICAL COLLEGE 47 NEW SCOTLAND AVE ALBANY NY 122083470 141338310 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5 PRECOLLEGIATE STUDENT AID 1761 8132959 UNDERGRADUATE STUDENT AID 3918 189652539 GRADUATE STUDENT AID 9256 432198060 SCHEDULE I, PART I, LINE 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS. THE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE. X X X X X X true true X X X X true true false false false false false true false ROBERT J ZIMMER FORMER PRESIDENT 594295 0 30965 0 4093606 0 26400 0 10938 0 4756204 0 0 0 MARK ANDERSON EXEC VP, MED. AFFAIRS 2428542 0 495000 0 12159 0 26400 0 37804 0 2999905 0 0 0 MATTHEW TIRRELL PROFESSOR EMERITUS 507397 0 1492953 0 25020 0 26400 0 13966 0 2065736 0 0 0 ANDREW WARD VICE PRESIDENT AND CIO 692230 0 1212000 0 54037 0 26400 0 38354 0 2023021 0 0 0 IVAN SAMSTEIN CFO/VP - UC; EVP/CFO - UC MED 0 1067829 0 598691 0 37680 0 195751 0 37753 0 1937704 0 0 VALLUVAN JEEVANANDAM PROFESSOR 1654109 0 215300 0 0 0 26400 0 21660 0 1917469 0 0 0 PAUL ALIVISATOS PRESIDENT 1249077 0 580981 0 20797 0 26400 0 22281 0 1899536 0 0 0 LUCA VRICELLA PROFESSOR OF SURGERY 1514841 0 219240 0 19992 0 26400 0 40902 0 1821375 0 0 0 MAIA HIGHTOWER STAFF SCIENTIST 457019 0 0 0 1149836 0 26400 0 24664 0 1657919 0 0 0 MARYFRANCES MCCOURT CFO (UNTIL 10/1/23) 932619 0 113906 0 529821 0 26400 0 36849 0 1639595 0 0 0 JOANNA RUPP ASST VP/MNG DIR PE 562072 0 890476 0 0 0 26400 0 25371 0 1504319 0 0 0 PRADEEP CHINTAGUNATA PROFESSOR 747398 0 631729 0 0 0 26400 0 68238 0 1473765 0 0 0 DAVID BARCLAY CHIEF EXECUTIVE OFFICER - CRSP 0 603809 0 500000 0 0 0 26400 0 23843 0 1154052 0 0 MADHAV RAJAN DEAN BOOTH SCHOOL OF BUSINESS 924887 0 161503 0 22557 0 26400 0 17738 0 1153085 0 0 0 KIMBERLY TAYLOR VP & GENERAL COUNSEL 832751 0 62573 0 10307 0 26400 0 181393 0 1113424 0 0 0 KENNETH S POLONSKY PROFESSOR 636132 0 125000 0 279592 0 26400 0 28532 0 1095656 0 279592 0 KA YEE CHRISTINA LEE INTERIM DEAN 859554 0 86000 0 11187 0 26400 0 84091 0 1067232 0 0 0 KATHERINE BAICKER PROVOST 879938 0 63449 0 58552 0 26400 0 25076 0 1053415 0 0 0 JAMES NONDORF VP ENROLL. & STUDENT ADV. 832932 0 82717 0 9980 0 26400 0 15250 0 967279 0 0 0 JUAN JOSE DE PABLO VP FOR NATIONAL LABORATORIES 708594 0 166859 0 7958 0 26400 0 39439 0 949250 0 0 0 ARMIN AFSAHI VP ALUMNI RELATIONS AND DEV. 626426 0 58950 0 19587 0 26400 0 24074 0 755437 0 0 0 LAILA RASHID ASSOCIATE VICE PRESIDENT 549738 0 121123 0 0 0 26400 0 2016 0 699277 0 0 0 PAUL RAND VP COMMUNICATIONS 516637 0 41962 0 10545 0 26400 0 41501 0 637045 0 0 0 MICHELE RASMUSSEN VICE PRESIDENT 461431 0 132597 0 3548 0 26400 0 12769 0 636745 0 0 0 LORI BERKO VP & SECRETARY 475525 0 47500 0 1692 0 26400 0 15589 0 566706 0 0 0 CATHERINE CALLOW-WRIGHT EXECUTIVE VICE PRESIDENT 419851 0 67068 0 3788 0 26400 0 40555 0 557662 0 0 0 PATRICK O'HARA ASSI VP, COO AND MG DIR 99102 0 436169 0 0 0 1597 0 2350 0 539218 0 0 0 ERIN LANE VP & CHIEF OF STAFF 412174 0 42488 0 0 0 13200 0 32980 0 500842 0 0 0 CHRISTIAN MITCHELL VP CIVIC ENGAGEMENT 444317 0 9000 0 0 0 26400 0 11532 0 491249 0 0 0 JOEL HAMERNICK ASSOC VP CIVIC ENGAGEMENT 210165 0 13333 0 52100 0 17258 0 21576 0 314432 0 0 0 SCHEDULE J, PART I, LINE 1A - FIRST-CLASS OR CHARTER TRAVEL UNDER WRITTEN UNIVERSITY POLICY, EMPLOYEES ARE REQUIRED TO USE THE MOST ECONOMICAL MODE OF TRANSPORTATION AVAILABLE CONSISTENT WITH THE BUSINESS PURPOSE FOR THE TRAVEL. AIR TRAVEL OTHER THAN COACH CLASS MUST BE APPROVED PURSUANT TO UNIVERSITY POLICY. FOUR OFFICERS AND ONE KEY EMPLOYEE WERE APPROVED FOR AIR TRAVEL OTHER THAN COACH OR BUSINESS CLASS IN ACCORDANCE WITH UNIVERSITY POLICY. NONE OF THE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A - TRAVEL FOR COMPANIONS UNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. TWO OFFICERS AND ONE KEY-EMPLOYEE HAD COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF THE COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A - TAX INDEMNIFICATION AND GROSS-UP PAYMENTS INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS, OFFICERS OR THE BOARD OF THE UNIVERSITY. SCHEDULE J, PART I, LINE 1A - HOUSING ALLOWANCE OR RESIDENCE FOR PERS USE (PART 1A & 1B AND PART II) HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. FOUR INDIVIDUALS RECEIVED A HOUSING ALLOWANCE WHICH WAS INCLUDED IN EACH INDIVIDUAL'S TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A - HEALTH OR SOCIAL CLUB DUES OR INITIATION FEE UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HEALTH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICERS OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION, FOUR OFFICERS AND ONE KEY EMPLOYEE HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A - PERSONAL SERVICES THE UNIVERSITY PROVIDES FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT. SCHEDULE J, PART I, LINE 4A THE FOLLOWING INDIVIDUALS RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2023: MARYFRANCES MCCOURT - $494,322 MAIA HIGHTOWER - $1,117,116 SCHEDULE J, PART I, LINE 4B CERTAIN INDIVIDUALS LISTED IN SCHEDULE J, PART II PARTICIPATE IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN TO WHICH A RELATED ORGANIZATION, THE UNIVERSITY OF CHICAGO MEDICAL CENTER, MAKES ANNUAL CONTRIBUTIONS. THESE CONTRIBUTIONS ARE AT RISK AND DO NOT BECOME VESTED AND PAYABLE UNLESS AND UNTIL THE INDIVIDUAL SATISFIES A SUBSTANTIAL FUTURE SERVICE REQUIREMENT. THE FOLLOWING INDIVIDUALS HAD CONTRIBUTIONS MADE TO THE PLAN IN JANUARY 2024 FOR CALENDAR YEAR 2023: IVAN SAMSTEIN THE FOLLOWING INDIVIDUALS BECAME VESTED IN, AND WERE TAXED ON, AMOUNTS PREVIOUSLY CREDITED UNDER THE PLAN TO THE INDIVIDUAL FOR SERVICES PROVIDED TO THE ORGANIZATION IN PRIOR YEARS (INCLUDED IN 2023 W-2S): ROBERT J. ZIMMER: $2,521,533 KENNETH S. POLONSKY: $279,592 SCHEDULE J, PART I, LINE 7 - NON-FIXED PAYMENTS THE INDIVIDUALS LISTED ON SCHEDULE J, PART II PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS. A ILLINOIS FINANCE AUTHORITY SERIES 2024A 861091967 45204FWR2 2024-05-14 724469271 REFUNDING & NEW MONEY (SEE NOTES) false false false B ILLINOIS FINANCE AUTHORITY SERIES 2023A 861091967 45204FUY9 2023-03-15 201089515 REFUNDING & NEW MONEY (SEE NOTES) false false false C ILLINOIS FINANCE AUTHORITY SERIES 2021A 861091967 45204FHB4 2021-07-06 281361151 REFUNDING (SEE NOTES) false false false D ILLINOIS FINANCE AUTHORITY SERIES 2020A 861091967 45204FAE5 2020-03-18 185652910 REFUNDING (SEE NOTES) false false false A 0 0 724920682 8064369 0 0 4068181 0 0 26756638 535499200 150532294 true true false true B 0 0 206695311 0 0 0 1081773 0 0 104244948 86974000 14394590 false true false true C 12775000 0 281387882 0 0 0 1093165 0 26731 0 280267986 0 2021 true false true true D 0 0 185670942 0 0 0 737910 0 18032 0 184915000 0 2020 true false true true A false true true true true true 0.00500 0.00100 0.00600 false false false true B false true true true true true 0.00000 0.00000 0.00000 false false false true C false false true true true true 0.00400 0.00000 0.00400 false true 0.00400 true D false true true true true true 0.00200 0.00100 0.00300 false false false true A false true false false false false 0 false 0 false true B false true false false false false 0 false 0 false true C false true true false false false 0 false 0 false true D false true true false false false 0 false 0 false true A true B true C true D true PART I LINE A COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) REFUND THE BONDS DATED 03/10/2021 (2021B), 08/26/2015 (2015B), 09/10/2015 (2015A), 08/12/2014 (2014B), 05/01/2013 (2013B), 05/19/2010 (2010B), 04/03/2008 (2008), 11/30/2004 (2004C), 11/10/2004 (2004B), AND 08/28/2003 (2003B), (II) FINANCE THE NEW MONEY PROJECT, AND (III) PAY COST OF ISSUANCE. PART I LINE B COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) REFUND TAXABLE CP DATED: 02/16/2023, (II) FINANCE THE NEW MONEY PROJECT, AND (III) PAY COSTS OF ISSUANCE. PART I LINE C COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) REFUND A PORTION OF THE OUTSTANDING SERIES 2012A BONDS DATED: 02/02/2012 AND (II) PAY COSTS OF ISSUANCE PART I LINE D COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) REFINANCE A TAXABLE LINE OF CREDIT USED TO REFINANCE THE 2001B-1 AND 2001B-2 BOND ISSUES DATED: 10/04/2001 (II) TO REFINANCE THE TAXABLE 2020 COMMERCIAL PAPER NOTES DATED: 03/11/2020 AND (III) PAY COSTS OF ISSUANCE PART II COLUMN A LINE 3 THE TOTAL PROCEEDS OF THE ISSUE DIFFERS FROM THE ISSUE PRICE DUE TO INTEREST EARNED ON INVESTMENTS IN THE AMOUNT OF $451,411 PART II COLUMN B LINE 3 THE TOTAL PROCEEDS OF THE ISSUE DIFFERS FROM THE ISSUE PRICE DUE TO INTEREST EARNED ON INVESTMENTS IN THE AMOUNT OF $5,605,796 PART II COLUMN C LINE 3 THE TOTAL PROCEEDS OF THE ISSUE DIFFERS FROM THE ISSUE PRICE DUE TO INTEREST EARNED ON INVESTMENTS IN THE AMOUNT OF $26,731 PART II COLUMN D LINE 3 THE TOTAL PROCEEDS OF THE ISSUE DIFFERS FROM THE ISSUE PRICE DUE TO INTEREST EARNED ON INVESTMENTS IN THE AMOUNT OF $18,032 PART II COLUMN A, B, C, D LINE 11 OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW A ILLINOIS FINANCE AUTHORITY SERIES 2018A 861091967 45204ED70 2018-03-07 128797725 REFUNDING & NEW MONEY (SEE NOTES) false false false B ILLINOIS FINANCE AUTHORITY SERIES 2015A 861091967 45203H3H3 2015-09-10 452070011 REFUNDING & NEW MONEY (SEE NOTES) true false false C ILLINOIS FINANCE AUTHORITY SERIES 2014A 861091967 45203HB68 2014-08-12 644509246 REFUNDING & NEW MONEY (SEE NOTES) false false false A 0 0 129280597 0 0 0 842147 0 0 56173450 72265000 0 2019 true false true true B 119350000 152475000 452318067 0 0 0 1522422 0 0 200331641 250464004 0 2017 false false true true C 81030000 0 644513139 0 0 0 2131891 0 0 175008593 467372655 0 2015 false true true true A false true true true true 0.00000 0.00400 0.00400 false false false true B false true true true true true 0.00200 0.00000 0.00200 false false false true C false true true true true true 0.00100 0.00000 0.00100 false true 0.00140 true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true false false 0 false 0 false true A true B true C true PART I LINE A COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR COSTS OF CERTAIN EDUCATIONAL FACILITIES, (II) REFINANCE THE TAXABLE COMMERCIAL PAPER NOTES, SERIES A USED TO REFINANCE THE SERIES 20018-3 DATED: 10/04/2001 AND (III) PAY COSTS OF ISSUANCE PART I LINE B COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR COSTS OF CERTAIN EDUCATIONAL FACILITIES, (II) ADVANCE REFUND AND DEFEASE THE REVENUE BONDS SERIES 2007 DATED: 06/28/2007 AND (III) PAY COSTS OF ISSUANCE PART I LINE C COLUMN (F) THE PURPOSE OF THE ISSUE IS TO (I) FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF CERTAIN EDUCATIONAL FACILITIES, (II) ADVANCE REFUND THE SERIES 20088 BONDS DATED: 01/07/2009 AND (III) PAY COSTS OF ISSUANCE PART II COLUMN A LINE 3 THE TOTAL PROCEEDS OF THE ISSUE DIFFERS FROM THE ISSUE PRICE DUE TO INTEREST EARNED ON INVESTMENTS IN THE AMOUNT OF $482,872 PART II COLUMN B LINE 3 THE TOTAL PROCEEDS OF THE ISSUE DIFFERS FROM THE ISSUE PRICE DUE TO INTEREST EARNED ON INVESTMENTS IN THE AMOUNT OF $248,056 PART II COLUMN C LINE 3 THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS DUE TO INTEREST EARNED ON INVESTMENTS OF $3,893 PART II COLUMN A, B, C LINE 11 THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW PART IV COLUMN A LINE 2C THE REBATE CALCULATION FOR THE SERIES 2018A BONDS WAS PERFORMED ON 03/27/2023 PART IV COLUMN B LINE 2C THE SERIES 2015A BONDS REBATE CALCULATION WAS PERFORMED ON 10/22/2020 PART IV COLUMN C LINE 2C THE REBATE CALCULATION FOR THE SERIES 2014A BONDS WAS PERFORMED 08/29/2019 MADHAV RAJAN KEY EMPLOYEE FACULTY HOUSING LOAN X 1250000 1000000 false true true KATHERINE BAICKER OFFICER FACULTY HOUSING LOAN X 500000 200000 false true true SHADI BARTSCH FAMILY MEMBER OF FORMER OFFICER FACULTY HOUSING LOAN X 3000000 3000000 false true true 4200000 SHADI BARTSCH-ZIMMER FAMILY MEMBER OF FORMER OFFICER 579843 SEE PART V false YOLANDA TYLER SPOUSE OF TRUSTEE 77142 SEE PART V false TAMAR POLONSKY DAUGHTER OF FORMER OFFICER 391462 SEE PART V false WEALTH STRATEGIST PARTNERS TRUSTEE OF UNIVERSITY 104530 SEE PART V false THE CARLYLE GROUP TRUSTEE OF UNIVERSITY 129856 SEE PART V false PIMCO TRUSTEE OF UNIVERSITY 571621 SEE PART V false SCHEDULE L, PART IV SHADI BARTSCH-ZIMMER, THE WIFE OF FORMER UNIVERSITY OF CHICAGO PRESIDENT, ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. YOLANDA TYLER, THE WIFE OF TRUSTEE, JASON TYLER, WAS EMPLOYED BY THE UNIVERSITY AS A DEPARTMENT ADMINISTRATOR AND ASSISTANT TO THE CHAIR IN THE DEPARTMENT OF STATISTICS DURING FISCAL YEAR 2024. TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSOCIATE PROFESSOR IN THE DEPARTMENT OF MEDICINE AND RECEIVED COMPENSATION FOR TAX YEAR ENDED JUNE 30, 2024 IN CONNECTION WITH HER EMPLOYMENT. RODNEY GOLDSTEIN, A TRUSTEE OF THE UNIVERSITY, IS CO-MANAGING PARTNER OF WEALTH STRATEGIST PARTNERS (WSP), AN INVESTMENT ADVISORY FIRM. FOR THE TAX YEAR ENDED JUNE 30, 2024, STUART E. LUCAS, CO-MANAGING PARTNER AND CHIEF INVESTMENT OFFICER OF WSP, RECEIVED COMPENSATION FOR PROVIDING TEACHING AND SPEAKING SERVICES TO THE UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS. DAVID M. RUBENSTEIN, A TRUSTEE OF THE UNIVERSITY, IS A CO-FOUNDER AND CO-CEO OF THE CARLYLE GROUP, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE CARLYLE GROUP RECEIVED FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2024. EMMANUEL ROMAN, A TRUSTEE OF THE UNIVERSITY, IS THE CHIEF EXECUTIVE OFFICER OF PIMCO, A FIXED INCOME INVESTMENT FIRM WITH WHICH THE UNIVERSITY INVESTS WITH. PIMCO RECEIVED FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2024. X 5 X 526 37669628 COST/SELLING PRICE X EQUIPMENT 3 79707 APPRAISED VALUATION X OTHER 1 500778 APPRAISED VALUATION 8 false true true SCHEDULE M, PART I, COLUMN B THIS COLUMN REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED DURING THE YEAR. FORM 990, PART I, LINE 1 THE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS. FORM 990, PART III, LINE 4B - PROGRAM SERVICE DESCRIPTION RESEARCH: UNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY, LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS. IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURING FISCAL YEAR 2023-2024 THE UNIVERSITY WAS AWARDED A TOTAL OF $894 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERAL GOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS, AND OTHER SOURCES. OF THAT TOTAL, $527 MILLION WAS FROM FEDERAL GOVERNMENT SPONSORS OF RESEARCH, WITH THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATIONAL SCIENCE FOUNDATION PROVIDING THE LARGEST AMOUNTS OF FUNDING. RESEARCH SPONSORSHIP AWARDS FROM THE STATE OF ILLINOIS TOTALED $183 MILLION, FOLLOWED BY CORPORATE RESEARCH SPONSORSHIP OF $72 MILLION. THE UNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENT AND OPERATED BY THE UNIVERSITY THROUGH A DISREGARDED ENTITY, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY. ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $1,226.8 MILLION ANNUAL BUDGET AND APPROXIMATELY 4,043 EMPLOYEES. PROGRAM SERVICE RESEARCH EXPENDITURES WERE $739.0 MILLION AND ARE INCLUDED IN THE RESEARCH PROGRAM SERVICE EXPENSE AMOUNT, AS IS REQUIRED FOR A DISREGARDED ENTITY. IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIES RESEARCH ASSOCIATION INC., OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U.S. DEPARTMENT OF ENERGY. FERMILAB IS THE NATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICS AND ASTROPHYSICS. FERMILAB HAS A $735.7 MILLION ANNUAL BUDGET AND APPROXIMATELY 2,176 EMPLOYEES. FORM 990, PART III, LINE 4C - PROGRAM SERVICE DESCRIPTION SCHOLARSHIPS & FELLOWSHIPS: THE UNIVERSITY MEETS 100% OF A STUDENT'S DEMONSTRATED NEED WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLE THE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. FOR THE 2023-2024 ACADEMIC YEAR, APPROXIMATELY 50% OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS. UNIVERSITY-WIDE EXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $647.6 MILLION. OF THIS AMOUNT, APPROXIMATELY $495.9 MILLION WAS PROVIDED FROM UNRESTRICTED FUNDS; THE REMAINING $151.7 MILLION CAME FROM RESTRICTED SOURCES. APPROXIMATELY 20% OF STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS. THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS BY PROVIDING SCHOLARSHIP SUPPORT FOR FIRST GENERATION STUDENTS AND STUDENTS WITH FAMILY INCOMES TYPICALLY BELOW $125,000. THE ODYSSEY SCHOLARSHIP ALSO PROVIDES FUNDS FOR OTHER EDUCATIONAL OPPORTUNITIES LIKE STUDY ABROAD AND PROVIDING A PAID INTERNSHIP AFTER THE STUDENT'S FIRST YEAR IN THE COLLEGE. IN OCTOBER 2014, THE UNIVERSITY LAUNCHED THE NO BARRIERS PROGRAM TO ELIMINATE THE STUDENT LOAN REQUIREMENT FROM ALL UNDERGRADUATE, NEED-BASED FINANCIAL AID PACKAGES. THE LOANS WERE REPLACED BY THE UNIVERSITY WITH DIRECT GRANTS. BEGINNING WITH THE CLASS OF 2024, THE UNIVERSITY'S EMPOWER INITIATIVE WILL PROVIDE A GRANT/SCHOLARSHIP AWARD GUARANTEED TO COVER FULL-TUITION FOR FAMILIES EARNING LESS THAN $125,000 AND FULL-TUITION, FEES AND ROOM AND BOARD FOR FAMILIES EARNING LESS THAN $60,000. IN 2019, THE UNIVERSITY ANNOUNCED A NEW FUNDING MODEL FOR DOCTORAL STUDENTS. ALL STUDENTS ARE GUARANTEED FULL TUITION SUPPORT, PAID HEALTH INSURANCE AND AN ANNUAL STIPEND OF AT LEAST $31,000, BEGINNING WITH STUDENTS ENROLLING IN 2020-2021. FORM 990, PART III, LINE 4D - DESCRIPTION OF OTHER PROGRAM SERVICES THE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE: AUXILIARY ENTERPRISES LIBRARY OTHER STUDENT SERVICES INFORMATION SERVICES OPERATION AND MAINTENANCE OF PLANT 990, PART VI, LINE 2 ANTONIO GRACIAS AND HILARIE KOPLOW-MCADAMS, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP THOMAS J. PRITZKER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP RACHEL D. KOHLER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP ANDREW ALPER AND KENNETH JACOBS, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP DAVID RUBENSTEIN AND GURU RAMAKRISHNAN, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP DAVID RUBENSTEIN AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP ASHLEY D. JOYCE AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP RIKA MANSUETO AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP MICHAEL POLSKY AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP NASSEF O. SAWIRIS AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY - BUSINESS RELATIONSHIP MARY TOLAN, TRUSTEE OF THE UNIVERSITY, AND MADHAV RAJAN, KEY EMPLOYEE OF THE UNIVERSITY - BUSINESS RELATIONSHIP FORM 990, PART VI, LINE 4 - SIGNIFICANT CHANGES TO GOVERNING DOCUMENTS THE BYLAWS WERE AMENDED IN MAY OF 2024 TO MAINTAIN THE MANDATORY RETIREMENT REQUIREMENTS FOR TRUSTEES WHO REACH AGE 75 WITH THE EXCEPTION OF TRUSTEES WHO REACH THIS AGE DURING THEIR FIRST FIVE-YEAR TERM, SUCH THAT THEY CAN CONTINUE TO SERVE OUT THEIR FIRST FIVE-YEAR TERM, AGE NOTWITHSTANDING. FORM 990, PART VI, LINE 11B - REVIEW OF FORM 990 BY GOVERNING BODY PRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THE THEIR AREAS OF OVERSIGHT. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS IN MAY 2025, AND TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO REVIEW THE FORM AND ASK QUESTIONS. IN ADDITION, IN MAY 2025, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS. FORM 990, PART VI, LINE 12C - CONFLICT OF INTEREST POLICY THE UNIVERSITY IS COMMITTED TO AVOIDING ANY ACTUAL OR POTENTIAL CONFLICTS BETWEEN THE INTERESTS OF THE UNIVERSITY OR ANY OF ITS RELATED ORGANIZATIONS AND ANY PERSONAL INTEREST A TRUSTEE OR OFFICER MAY HAVE. GENERALLY, CONFLICTS ARISE WHEN: (I) A TRUSTEE OR OFFICER HAS AN EXISTING OR POTENTIAL FINANCIAL OR OTHER INTEREST WHICH IMPAIRS, OR MIGHT APPEAR TO IMPAIR, HIS OR HER INDEPENDENCE OR OBJECTIVITY IN SERVING THE UNIVERSITY; OR (II) THE TRUSTEE OR OFFICER MIGHT DERIVE, OR APPEAR TO DERIVE, A FINANCIAL OR OTHER MATERIAL BENEFIT FROM CONFIDENTIAL INFORMATION LEARNED IN THE COURSE OF HIS OR HER EMPLOYMENT OR BOARD SERVICE. DISCLOSURE IS REQUIRED, AND ABSTENTION OR RECUSAL MAY BE NECESSARY, WHENEVER A TRUSTEE OR OFFICER OR A RELATED PARTY (AS DESCRIBED BELOW) ENGAGES IN THE FOLLOWING ACTIVITY: A. HAS A MATERIAL INTEREST IN ANY TRANSACTION OR ANY PROPOSED TRANSACTION TO WHICH THE UNIVERSITY OR ANY OF ITS RELATED ORGANIZATIONS WAS OR IS TO BE A PARTY, OR SERVES AS A DIRECTOR, OFFICER, TRUSTEE, PARTNER, EMPLOYER, OR EMPLOYEE OF ANY PERSON OR ENTITY HAVING A MATERIAL INTEREST IN AN ACTUAL OR PROPOSED TRANSACTION WITH THE UNIVERSITY OR ANY OF ITS RELATED ORGANIZATIONS, OR B. SERVES AS A DIRECTOR, OFFICER, TRUSTEE, PARTNER, EMPLOYER, OR EMPLOYEE OF ANY PERSON OR ENTITY THAT COMPETES DIRECTLY WITH THE UNIVERSITY OR ANY OF ITS RELATED ORGANIZATIONS, HOLDS MORE THAN 5% OF THE STOCK OR EQUITY OF ANY SUCH ORGANIZATION, OR HAS RECEIVED SUBSTANTIAL COMPENSATION, GIFTS, OR SERVICES FROM ANY SUCH ORGANIZATION OR PERSON. FOR PURPOSES OF PARAGRAPHS (A) AND (B) ABOVE, A RELATED PARTY SHALL BE DEFINED AS: ONE'S SPOUSE, DOMESTIC PARTNER, ANCESTORS, CHILDREN, GRANDCHILDREN, GREAT-GRANDCHILDREN, SIBLINGS (WHETHER BY WHOLE OR HALF-BLOOD), OR THE SPOUSES OF CHILDREN, GRANDCHILDREN, GREAT-GRANDCHILDREN, OR SIBLINGS. THE FOREGOING LANGUAGE IS MEANT TO BE ILLUSTRATIVE. ULTIMATELY, THE UNIVERSITY'S CONFLICT OF INTEREST POLICY RELIES ON EACH TRUSTEE'S AND OFFICER'S SOUND JUDGMENT. RECOGNIZING THAT IT IS DIFFICULT TO ANTICIPATE ALL POTENTIAL CONFLICTS IN ADVANCE, TRUSTEES AND OFFICERS ARE REMINDED THAT QUESTIONS REGARDING THE CONFLICT OF INTEREST POLICY MAY BE RAISED INFORMALLY AND CONFIDENTIALLY AT ANY TIME WITH THE CHAIR OF THE BOARD, THE CHAIR OF THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS WILL BE HELD IN CONFIDENCE TO THE MAXIMUM EXTENT POSSIBLE, BUT SHALL BE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, AND THE UNIVERSITY'S PRESIDENT, GENERAL COUNSEL, AND EXTERNAL AUDITORS, AS APPROPRIATE. ALL TRUSTEES AND OFFICERS MUST ANNUALLY DISCLOSE ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFIDENTIAL CONFLICT OF INTEREST DISCLOSURE STATEMENT, AND THESE DISCLOSURES MUST BE UPDATED AS NEW INFORMATION BECOMES AVAILABLE THAT COULD AFFECT THE TRUSTEE'S OR OFFICER'S STATED INTERESTS. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND SENIOR UNIVERSITY ADMINISTRATION, WILL COMPILE THE DISCLOSURES INTO A CONFIDENTIAL DATABASE TO FACILITATE IDENTIFICATION OF POTENTIAL UNIVERSITY TRANSACTIONS THAT MAY BE AFFECTED BY THE DISCLOSURE AND TO ASSIST THE CHAIR OF THE BOARD IN MAKING COMMITTEE ASSIGNMENTS. REGARDLESS OF THESE EFFORTS, ANY TRUSTEE AND OFFICER HAVING AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST: (I) PROMPTLY CALL THE CONFLICT TO THE ATTENTION OF THE CHAIR OF THE BOARD, THE CHAIR OF THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, AND (II) ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. ACTIONS IN THIS REGARD WILL BE REFLECTED IN ANY OFFICIAL MEETING MINUTES. FORM 990, PART VI, LINE 15A AND 15B PROCESS TO ESTABLISH COMPENSATION OF TOP MANAGEMENT OFFICIAL DURING THE TAX YEAR, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONDUCTED ITS ANNUAL REVIEW OF COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS AND KEY EMPLOYEES, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE EXECUTIVE COMMITTEE REVIEWED THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS, AND MADE FINAL DECISIONS REGARDING COMPENSATION. ALL DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY. FORM 990, PART VI, LINE 19 - REQUIRED DOCUMENTS AVAILABLE TO THE PUBLIC THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICT OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.TRUSTEES.UCHICAGO.EDU. UCHICAGO ARGONNE LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 680628477 MANAGE LAB IL 1226832026 0 UCHICAGO THEORY AND COMPUTING SCIENCE BLDG TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 516596577 RESEARCH BLDG IL 27425291 317986660 UCHICAGO UCHICAGO TRADING 5801 S ELLIS AVENUE CHICAGO IL 60637 300517735 INVESTING CJ 0 1 UCHICAGO UCHICAGO IMPACT LLC 1307 E 60TH STREET CHICAGO IL 60637 611682394 EDUCATION IL 3351820 4763164 UCHICAGO HARPER COURT HOLDINGS LLC 5801 S ELLIS AVENUE CHICAGO IL 60637 980525557 HOLDING CO. 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