2025-05-12T16:52:37-05:00 2024-06-30 410746749 CLIFTONLARSONALLEN LLP 2001 16TH STREET SUITE 1700 DENVER CO 80202 990 2023-07-01 841220697 UNIVERSITY LICENSE EQUITY HOLDINGS INC UNIV 3037249543 1890 N REVERE CT SUITE 6202 F411 AURORA CO 80045 USHA SHARMA TREASURER 3037249543 2025-05-12 1 1 BECKY DETTMANN CPA P01408585 3037795710 2025-05-12 2023 2025-03-06 01:10:19Z USHA SHARMA 1890 N REVERE CT SUITE 6202 F411 AURORA CO 80045 8679270 0 1 X N/A X 1992 CO FURTHER THE EDUCATIONAL RESEARCH & OTHER SERVICE OBJECTIVES OF THE UNIVERSITY OF CO. 6 3 0 5 0 0 12872716 6727977 100000 45000 5653199 1806292 0 0 18625915 8579269 0 0 0 0 0 0 0 0 0 4161054 1950975 4161054 1950975 14464861 6628294 22530586 20002343 43243 43243 22487343 19959100 THE ORGANIZATION'S MISSION IS TO ASSIST FACULTY, STUDENT & STAFF ENTREPRENEURS AT THE UNIVERSITY OF COLORADO IN BUILDING SUCCESSFUL COMPANIES FROM RESEARCH DISCOVERIES MADE AT THE UNIVERSITY. 0 0 1905995 0 1851292 UNIVERSITY LICENSE EQUITY HOLDINGS, INC. (ULEHI) HOLDS AND MANAGES VARIOUS INTERESTS IN ENTREPRENEURIAL VENTURES RELATING TO INTELLECTUAL PROPERTIES TRANSFERRED TO IT BY THE UNIVERSITY PURSUANT TO A TRANSFER AGREEMENT. 1905995 1 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 6 3 0 0 1 0 0 0 0 1 0 0 0 0 1 1 1 1 1 0 0 1 1 X DON MORIE 3037247236 1890 N REVERE COURT SUITE 6202 AURORA CO 80045 STEVE VANNURDEN TREASURER/SECRETARY 0.35 40.00 X X 0 594150 52859 MASSIMO RUZZENE REGENT DIRECTOR 0.35 40.00 X 0 396178 60903 KIMBERLY SPIERING REGENT DIRECTOR 0.35 40.00 X 0 198309 46591 CATHARINE MERIGOLD CHAIRWOMAN 0.35 0.00 X X 0 0 0 MARK LUPA VICE CHAIRMAN 0.35 0.00 X X 0 0 0 TIM MILLS DIRECTOR 0.35 0.00 X 0 0 0 DON MORIE DIRECTOR OF FINANCE 0.35 40.00 X 0 118752 45089 0 1307389 205442 0 0 1 0 0 6727977 6727977 MANAGEMENT FEE 541610 45000 45000 45000 1906293 100001 1806292 1806292 1806292 8579269 1851292 0 0 39187 39187 83 83 10 10 1905995 1905995 5700 5700 1950975 1905995 44980 0 186678 2020032 4080601 1824154 3100000 3400000 15163307 12758157 22530586 20002343 43243 43243 43243 43243 X 22487343 19959100 22487343 19959100 22530586 20002343 6628294 -9156537 0 X X 0 1 X 1 0 X X 1 UNIVERSITY OF COLORADO 846000555 6 1 1905995 0 1 1905995 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 PART IV, SECTION A, LINE 2: THE SUPPORTED ORGANIZATION, THE UNIVERSITY OF COLORADO, IS A STATE UNIVERSITY AND NOT REQUIRED TO OBTAIN AN IRS DETERMINATION LETTER. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 SH IN PREVIEW 250000 F SH IN CERIA 250000 F SH IN TRAMPOLINE PHARMA 2000000 F SH IN NEWBIO INC 250000 F SH IN PRRX 100000 F SH IN NOW VITALS 250000 F SH IN MANA BATTERY 50000 F SH IN EZALIFE INVEST 250000 F 3400000 SH IN CU HEALTHCARE 7344774 F CHUFI II 1358808 F AML JV 4054575 F 12758157 -577268 -9156537 -9156537 8579269 0 8579269 1950975 0 1950975 0 1950975 0 0 0 0 0 0 0 1 0 STEVE VANNURDEN TREASURER/SECRETARY 0 594150 0 0 0 0 0 33000 0 19859 0 647009 0 0 MASSIMO RUZZENE REGENT DIRECTOR 0 396178 0 0 0 0 0 33000 0 27903 0 457081 0 0 KIMBERLY SPIERING REGENT DIRECTOR 0 198309 0 0 0 0 0 20494 0 26097 0 244900 0 0 DON MORIE DIRECTOR OF FINANCE 0 118752 0 0 0 0 0 13704 0 31385 0 163841 0 0 PART I, LINE 3 THE OFFICERS AND DIRECTORS LISTED ON SCHEDULE J ARE EMPLOYED BY THE UNIVERSITY OF COLORADO, A STATE GOVERNMENTAL UNIT. THEIR COMPENSATION IS DETERMINED UNDER THE COLORADO STATE LAW REQUIREMENTS FOR UNIVERSITY EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 4 THE COMPOSITION OF THE BOARD OF DIRECTORS CHANGED DURING THIS TAX YEAR WITH THE NUMBER OF VOTING MEMBERS BEING REDUCED TO A TOTAL OF 3 (TWO INDEPENDENT). THIS CHANGE WAS EFFECTIVE AT THE END OF THE TAX YEAR (MAY 2024). THERE IS NO MATERIAL DIFFERENCE IN VOTING RIGHTS, JUST A REDUCTION IN THE NUMBER OF BOARD MEMBERS. THE SELECTION OF THE 3 VOTING MEMBERS OF THE BOARD IS DESCRIBED ABOVE BASED ON THE NEW REVISED BYLAWS OF THE ORGANIZATION ADOPTED IN MAY 2024. FORM 990, PART VI, SECTION A, LINE 8B ULEHI DOES NOT HAVE A COMMITTEE WITH AUTHORITY TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY THE ORGANIZATION'S PUBLIC ACCOUNTING FIRM BASED ON INFORMATION PROVIDED BY THE MANAGEMENT. ONCE A DRAFT OF THE FILING IS AVAILABLE, THE FORM 990 IS REVIEWED BY THE FINANCE DIRECTOR AND THE TREASURER OF THE BOARD OF DIRECTORS BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUESTS INFORMATION FROM THE BOARD OF DIRECTORS AND ENFORCES THE COMPLIANCE OF THE CONFLICT OF INTEREST POLICY ON AN ON-GOING BASIS. DIRECTORS ARE ASKED TO RE-SIGN THE POLICY AT THE ANNUAL MEETING. ANY POTENTIAL CONFLICTS ARE DISCUSSED BY THE REMAINING BOARD MEMBERS. IF A CONFLICT OF INTEREST IS FOUND, THE INVOLVED PARTIES ARE RECUSED FROM ANY DELIBERATIONS OR DECISIONS RELATING TO THE CONFLICT. DISCUSSION AND DELIBERATION OF ALL POTENTIAL CONFLICTS OF INTERST ARE RECORDED IN THE MEETING MINUTES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAINTAINS ITS FORM 990, GOVERNING DOCUMENTS, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY IN PAPER FORM AND MAKES THEM AVAILABLE TO REVIEW UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. UNIVERSITY OF COLORADO 1800 GRANT STREET SUITE 600 DENVER CO 80203 846000555 INSTITUTION OF HIGHER EDUCATION CO CO N/A N/A 0 AML JV LLC 12635 E MONTVIEW BLVD SUITE 175 AURORA CO 80045 842020618 DEVELOPMENT OF DATA DRIVEN HEALTHCARE SOLUTIONS DE UNIVERSITY LICENSE EQUITY HOLDINGS RELATED -6002151 4054575 0 1 0.50000 0 1 1 0 0 0 0 0 0 0 0 1 1 1 1 0 1 1 0 UNIVERSITY OF COLORADO Q 45000 EXPENSE UNIVERSITY OF COLORADO C 6727977 REVENUE UNIVERSITY OF COLORADO R 1905995 EXPENSE