2025-01-31T13:53:46-06:00 2024-11-30 020708750 ANDREAS OFFICE 40 GOOD COUNSEL DRIVE MANKATO MN 56001 990PF 2023-12-01 363382956 L & N ANDREAS FOUNDATION L&NA 5073451233 PO BOX 3084 ANDREAS OFFICE MANKATO MN 560023084 ANDREAS DLEE PRESIDENT 5073451233 2025-01-15 1 0 DEAN WUEBKER P00009643 5073451233 X 2023 2025-03-06 01:10:19Z X 40622866 X 0 X 33984 33984 1137131 1137131 894494 4329698 894494 2065609 2065609 0 0 0 26825 0 0 135763 135763 0 162588 135763 0 1916000 1916000 2078588 135763 1916000 -12979 1929846 1018 7931 7931 989560 145270 145270 956999 982049 964415 28518239 30186919 38091531 2229534 1401666 1413719 32695350 32723835 40622866 8458 49922 8458 49922 X 0 0 0 0 32686892 32673913 32686892 32673913 32695350 32723835 32686892 -12979 0 32673913 0 32673913 ALLEGIANT TRAVEL COMPANY (ALGT) 2021-06-23 2024-10-11 5808 19822 -14014 -14014 ALLEGIANT TRAVEL COMPANY (ALGT) 2021-06-25 2024-10-11 8712 28665 -19953 -19953 ALLEGIANT TRAVEL COMPANY (ALGT) 2021-06-25 2024-11-25 8430 19110 -10680 -10680 ALLEGIANT TRAVEL COMPANY (ALGT) 2021-07-07 2024-11-25 29167 64391 -35224 -35224 ALLY BANK MIDVALE, UT FDIC # 57803 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 3.15% 2022-06-28 2024-06-28 100000 100000 0 0 BLACKROCK CR ALLOCATION INCOME (BTZ) 2023-10-20 2024-07-05 24774 21062 3712 3712 BLACKROCK CR ALLOCATION INCOME (BTZ) 2023-11-30 2024-07-05 206 192 14 14 BLACKROCK CR ALLOCATION INCOME (BTZ) 2023-12-20 2024-07-05 202 195 7 7 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-01-31 2024-07-05 194 196 -2 -2 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-02-29 2024-07-05 200 198 2 2 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-03-28 2024-07-05 200 199 1 1 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-04-30 2024-07-05 213 201 12 12 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-05-31 2024-07-05 209 202 7 7 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-06-28 2024-07-05 203 199 4 4 BLACKROCK CR ALLOCATION INCOME (BTZ) 2024-06-28 2024-07-08 5 5 0 0 BLACKROCK HEALTH SCIENCES TERM TRUST (BMEZ) 2020-01-29 2024-11-25 10110 11296 -1186 -1186 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-03-18 2024-02-15 22208 18256 3952 3952 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-03-18 2024-02-15 69400 56050 13350 13350 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-03-31 2024-02-15 1913 1519 394 394 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-04-30 2024-02-15 1695 1493 202 202 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-05-29 2024-02-15 744 672 72 72 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-06-30 2024-02-15 696 643 53 53 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-07-31 2024-02-15 674 648 26 26 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-08-31 2024-02-15 675 652 23 23 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-09-30 2024-02-15 567 558 9 9 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-10-30 2024-02-15 592 561 31 31 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-11-30 2024-02-15 557 564 -7 -7 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2020-12-31 2024-02-15 517 532 -15 -15 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-01-29 2024-02-15 700 740 -40 -40 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-02-26 2024-02-15 501 538 -37 -37 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-03-31 2024-02-15 476 534 -58 -58 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-04-30 2024-02-15 471 536 -65 -65 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-05-28 2024-02-15 455 538 -83 -83 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-06-30 2024-02-15 473 556 -83 -83 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-07-30 2024-02-15 479 558 -79 -79 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-08-31 2024-02-15 486 561 -75 -75 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-09-30 2024-02-15 493 586 -93 -93 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-10-29 2024-02-15 494 589 -95 -95 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-11-30 2024-02-15 497 592 -95 -95 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2021-12-31 2024-02-15 467 571 -104 -104 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-01-31 2024-02-15 1069 1227 -158 -158 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-02-28 2024-02-15 526 580 -54 -54 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-03-31 2024-02-15 517 552 -35 -35 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-04-29 2024-02-15 521 554 -33 -33 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-05-31 2024-02-15 557 557 0 0 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-06-30 2024-02-15 607 583 24 24 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-07-29 2024-02-15 604 587 17 17 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-08-31 2024-02-15 606 590 16 16 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-09-30 2024-02-15 724 657 67 67 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-10-31 2024-02-15 737 661 76 76 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-11-30 2024-02-15 729 666 63 63 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2022-12-30 2024-02-15 916 817 99 99 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-01-31 2024-02-15 879 824 55 55 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-02-28 2024-02-15 879 830 49 49 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-03-31 2024-02-15 987 903 84 84 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-04-28 2024-02-15 1008 911 97 97 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-05-31 2024-02-15 1039 919 120 120 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-06-30 2024-02-15 1020 936 84 84 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-07-31 2024-02-15 1008 944 64 64 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-08-31 2024-02-15 1004 952 52 52 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-09-29 2024-02-15 1101 1047 54 54 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-10-31 2024-02-15 1163 1057 106 106 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-11-30 2024-02-15 1138 1067 71 71 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2023-12-29 2024-02-15 1076 1031 45 45 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2024-01-31 2024-02-15 1049 1022 27 27 BLACKSTONE SENI FLTN RAT 2027 (BSL) 2024-01-31 2024-02-16 10 9 1 1 CALL: ALASKA AIR GROUP INC JUL 45 EXP 07/19/24 100 ALK (ALK 2024 JUL 19 CALL 2024-07-19 2024-05-08 1801 1801 1801 CALL: ARCHER DANIELS MIDLAND C DEC 87.50 EXP 12/15/23 100 ADM (ADM 2023 DEC 2023-12-15 2023-07-31 6600 6600 6600 CALL: CVS HEALTH CORPORATION NOV 67.50 EXP 11/15/24 100 CVS (CVS 2024 NOV 15 2024-09-09 2024-07-30 1910 360 1550 1550 CALL: DELTA AIR LINES INC SEP 55 EXP 09/20/24 100 DAL (DAL 2024 SEP 20 CALL 2024-09-20 2024-04-30 2844 2844 2844 CALL: JPMORGAN CHASE & CO. SEP 200 EXP 09/20/24 100 JPM (JPM 2024 SEP 20 CAL 2024-09-19 2024-04-03 11860 9908 1952 1952 CALL: JPMORGAN CHASE & COMPANY APR 170 EXP 04/19/24 100 JPM (JPM 2024 APR 19 2024-04-03 2023-12-18 5850 28960 -23110 -23110 CALL: MICRON TECHNOLOGY INC JAN 80 EXP 01/19/24 100 MU (MU 2024 JAN 19 CALL 2024-01-19 2023-11-10 2220 6080 -3860 -3860 CALL: MICRON TECHNOLOGY INC JUL 100 EXP 07/19/24 100 MU (MU 2024 JUL 19 CALL 2024-07-18 2024-03-14 1833 4830 -2997 -2997 CALL: MICRON TECHNOLOGY INC JUL 100 EXP 07/19/24 100 MU (MU 2024 JUL 19 CALL 2024-07-19 2024-03-14 1833 4611 -2778 -2778 CALL: MICRON TECHNOLOGY INC JUN 115 EXP 06/21/24 100 MU (MU 2024 JUN 21 CALL 2024-06-21 2024-03-08 3528 15120 -11592 -11592 CALL: MICRON TECHNOLOGY INC MAR 90 EXP 03/15/24 100 MU (MU 2024 MAR 15 CALL 2024-03-14 2023-12-15 1410 700 710 710 CALL: MICRON TECHNOLOGY INC OCT 120 EXP 10/18/24 100 MU (MU 2024 OCT 18 CALL 2024-09-09 2024-07-19 2760 117 2643 2643 CALL: MICRON TECHNOLOGY INC OCT 130 EXP 10/18/24 100 MU (MU 2024 OCT 18 CALL 2024-10-18 2024-06-21 15680 15680 15680 CALL: MICRON TECHNOLOGY INC SEP 140 EXP 09/20/24 100 MU (MU 2024 SEP 20 CALL 2024-09-20 2024-06-05 7658 7658 7658 CALL: MICROSOFT CORPORATION JAN 390 EXP 01/19/24 100 MSFT (MSFT 2024 JAN 19 2024-01-18 2023-11-16 1410 734 676 676 CALL: MICROSOFT CORPORATION JUN 420 EXP 06/21/24 100 MSFT (MSFT 2024 JUN 21 2024-06-21 2024-02-13 15768 22880 -7112 -7112 CALL: MICROSOFT CORPORATION JUN 430 EXP 06/21/24 100 MSFT (MSFT 2024 JUN 21 2024-04-25 2024-03-04 3500 1100 2400 2400 CALL: MICROSOFT CORPORATION MAR 390 EXP 03/15/24 100 MSFT (MSFT 2024 MAR 15 2024-02-13 2024-01-19 13510 16646 -3136 -3136 CALL: PEPSICO INCORPORATED SEP 180 EXP 09/20/24 100 PEP (PEP 2024 SEP 20 CAL 2024-09-16 2024-05-08 5603 400 5203 5203 CANO HEALTH INCORPORATED COM CLASS A (13781Y202) 2021-08-18 2024-01-17 31 14036 -14005 -14005 CANO HEALTH INCORPORATED COM CLASS A (13781Y202) 2021-10-08 2024-01-17 21 11410 -11389 -11389 CANO HEALTH INCORPORATED COM CLASS A (13781Y202) 2021-11-23 2024-01-17 59 25355 -25296 -25296 CISCO SYSTEMS INCORPORATED (CSCO) 2011-02-24 2024-07-19 47301 18262 29039 29039 COLUMBIA SELIGMAN TECHNOLOGY & INFORMATION FD INSTL CL N/L (CCIZX) 2020-10-10 2023-12-21 50000 11710 38290 38290 CONSOLIDATED COMM HLDGS INCORPORATED (CNSL) 2020-10-10 2024-05-01 9591 5907 3684 3684 CVS HEALTH CORPORATION (CVS) 2023-03-10 2024-09-19 29115 38505 -9390 -9390 CVS HEALTH CORPORATION (CVS) 2023-05-01 2024-09-19 241 303 -62 -62 CVS HEALTH CORPORATION (CVS) 2023-05-16 2024-09-19 43673 51000 -7327 -7327 CVS HEALTH CORPORATION (CVS) 2023-08-01 2024-09-19 591 759 -168 -168 CVS HEALTH CORPORATION (CVS) 2023-11-01 2024-09-19 646 765 -119 -119 CVS HEALTH CORPORATION (CVS) 2024-02-01 2024-09-19 660 848 -188 -188 CVS HEALTH CORPORATION (CVS) 2024-05-01 2024-09-19 736 856 -120 -120 CVS HEALTH CORPORATION (CVS) 2024-08-01 2024-09-19 795 845 -50 -50 CVS HEALTH CORPORATION (CVS) 2024-08-01 2024-09-20 18 19 -1 -1 DISCOVER BANK FDIC # 5649 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 3.3% DUE 07/29/ 2022-09-23 2024-07-29 105000 105000 0 0 FEDERAL FARM CREDIT BANKS DEBENTURE FULL CALL 6.09% DUE 05/24/2035 CALLABLE 2023-05-31 2024-08-27 200000 199300 700 700 FEDERAL FARM CREDIT BANKS DEBENTURE FULL CALL 6.25% DUE 02/27/2043 CALLABLE 2023-02-22 2024-08-12 100000 100288 -288 -288 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2015-12-16 2024-01-17 5328 6387 -1059 -1059 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2015-12-23 2024-01-17 1056 1295 -239 -239 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-01-05 2024-01-17 267 332 -65 -65 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-01-05 2024-01-17 2052 2553 -501 -501 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-02-02 2024-01-17 2706 2594 112 112 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-02-02 2024-01-17 327 314 13 13 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-02-09 2024-01-17 11392 10000 1392 1392 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-03-02 2024-01-17 3374 3029 345 345 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-03-02 2024-01-17 342 307 35 35 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-03-16 2024-01-17 22581 20000 2581 2581 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-04-04 2024-01-17 243 228 15 15 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-04-04 2024-01-17 3428 3219 209 209 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-05-03 2024-01-17 3040 2964 76 76 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-05-03 2024-01-17 191 187 4 4 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-06-02 2024-01-17 3198 3304 -106 -106 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-06-02 2024-01-17 193 200 -7 -7 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-07-05 2024-01-17 3134 2998 136 136 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-07-05 2024-01-17 206 197 9 9 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-08-02 2024-01-17 2641 2781 -140 -140 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-08-02 2024-01-17 178 188 -10 -10 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-09-02 2024-01-17 211 218 -7 -7 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-09-02 2024-01-17 3135 3252 -117 -117 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-10-04 2024-01-17 2525 2766 -241 -241 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-10-04 2024-01-17 193 211 -18 -18 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-11-02 2024-01-17 2948 2884 64 64 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-11-02 2024-01-17 220 215 5 5 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-11-04 2024-01-17 10398 10000 398 398 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-12-02 2024-01-17 198 211 -13 -13 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-12-02 2024-01-17 2374 2531 -157 -157 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-12-16 2024-01-17 4413 4435 -22 -22 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-12-16 2024-01-17 10732 10785 -53 -53 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2016-12-28 2024-01-17 1838 1863 -25 -25 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-01-04 2024-01-17 2711 2674 37 37 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-01-04 2024-01-17 214 211 3 3 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-02-02 2024-01-17 203 212 -9 -9 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-02-02 2024-01-17 2382 2482 -100 -100 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-03-02 2024-01-17 1782 2004 -222 -222 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-03-02 2024-01-17 242 272 -30 -30 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-04-04 2024-01-17 346 385 -39 -39 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-04-04 2024-01-17 1868 2078 -210 -210 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-05-02 2024-01-17 392 439 -47 -47 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-05-02 2024-01-17 1540 1725 -185 -185 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-06-02 2024-01-17 489 509 -20 -20 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-06-02 2024-01-17 1983 2065 -82 -82 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-07-05 2024-01-17 432 490 -58 -58 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-07-05 2024-01-17 1740 1976 -236 -236 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-08-02 2024-01-17 464 541 -77 -77 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-08-02 2024-01-17 1872 2185 -313 -313 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-09-05 2024-01-17 1831 2248 -417 -417 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-09-05 2024-01-17 478 586 -108 -108 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-10-03 2024-01-17 287 356 -69 -69 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-10-03 2024-01-17 472 585 -113 -113 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-11-02 2024-01-17 486 557 -71 -71 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-12-04 2024-01-17 556 630 -74 -74 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-12-18 2024-01-17 4437 4974 -537 -537 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-12-18 2024-01-17 1925 2158 -233 -233 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2017-12-28 2024-01-17 2643 3033 -390 -390 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-01-03 2024-01-17 502 574 -72 -72 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-02-02 2024-01-17 563 683 -120 -120 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-03-02 2024-01-17 550 646 -96 -96 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-04-03 2024-01-17 514 589 -75 -75 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-05-02 2024-01-17 624 694 -70 -70 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-06-04 2024-01-17 563 658 -95 -95 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-12-18 2024-01-17 4596 4476 120 120 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2018-12-18 2024-01-17 4880 4751 129 129 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-01-17 371 430 -59 -59 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-05-14 5000 5507 -507 -507 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-05-21 5000 5486 -486 -486 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-05-28 5000 5527 -527 -527 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-06-04 5000 5461 -461 -461 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-06-11 5000 5382 -382 -382 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2019-12-17 2024-06-18 1752 1930 -178 -178 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2020-12-16 2024-06-18 3248 4119 -871 -871 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2020-12-16 2024-06-25 5000 6149 -1149 -1149 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2020-12-16 2024-07-02 2618 3262 -644 -644 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2020-12-16 2024-07-02 2382 2969 -587 -587 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2020-12-16 2024-07-09 5000 6076 -1076 -1076 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L (FTDZX) 2020-12-16 2024-07-16 5000 5648 -648 -648 GS FINANCE CORP. 3Y SLV CONTINGENT COUPON CALLABLE YIELD NOTE NTS VARIABLE R 2021-01-22 2024-01-29 120000 120000 0 0 GS FINANCE CORP. 3Y U.S. EQUITY AUTOCALLABLE ACCELERATED BARRIER NOTE NTS IS 2022-12-21 2023-12-27 58850 50000 8850 8850 HSBC USA, INC.5Y S&P 500 INDEX BUFFERED RETURN NOTE NTS ISIN US40435UJU97 DU 2019-03-27 2024-04-03 94125 75000 19125 19125 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-07-15 2024-05-02 2371 3326 -955 -955 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-07-30 2024-05-02 17906 25000 -7094 -7094 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-08-15 2024-05-02 14724 20640 -5916 -5916 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-08-15 2024-05-29 3165 4360 -1195 -1195 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-08-30 2024-05-29 18194 25000 -6806 -6806 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-09-13 2024-05-29 18092 25000 -6908 -6908 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-09-30 2024-05-29 17863 25000 -7137 -7137 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-09-30 2024-05-29 21436 30000 -8564 -8564 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-10-04 2024-05-29 17906 25000 -7094 -7094 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-10-11 2024-05-29 17891 25000 -7109 -7109 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-10-18 2024-05-29 17654 25000 -7346 -7346 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-10-25 2024-05-29 17544 25000 -7456 -7456 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-12-16 2024-05-29 25519 32753 -7234 -7234 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2013-12-16 2024-05-29 32984 42334 -9350 -9350 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2014-10-27 2024-05-29 73784 100006 -26222 -26222 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L (ABRYX) 2014-12-15 2024-05-29 17968 22783 -4815 -4815 INVESCO DEVELOPING MARKETS FUND CL Y N/L (ODVYX) 2014-12-15 2024-05-29 150000 63625 86375 86375 ISHARES TR CORE S&P MCP ETF (IJH) 2024-12-15 2024-09-19 203266 33495 169771 169771 JPMORGAN CHASE & COMPANY. (JPM) 2013-10-09 2024-04-03 70823 17925 52898 52898 JPMORGAN CHASE & COMPANY. (JPM) 2013-10-09 2024-10-11 44684 10070 34614 34614 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-08-11 2024-03-05 24716 25000 -284 -284 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-08-18 2024-03-05 4984 5000 -16 -16 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-08-25 2024-03-05 4992 5000 -8 -8 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-09-01 2024-03-05 4967 5000 -33 -33 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-09-08 2024-03-05 4992 5000 -8 -8 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-09-15 2024-03-05 4927 5000 -73 -73 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-09-22 2024-03-05 5000 5000 0 0 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-09-29 2024-03-05 4988 5000 -12 -12 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-10-06 2024-03-05 5062 5000 62 62 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-10-13 2024-03-05 5037 5000 37 37 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-10-20 2024-03-05 4951 5000 -49 -49 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-10-27 2024-03-05 4996 5000 -4 -4 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-11-03 2024-03-05 4939 5000 -61 -61 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-11-10 2024-03-05 4911 5000 -89 -89 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-11-17 2024-03-05 4880 5000 -120 -120 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-11-24 2024-03-05 4788 5000 -212 -212 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-12-01 2024-03-05 5170 5000 170 170 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-12-08 2024-03-05 5291 5000 291 291 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-12-10 2024-03-05 3753 3547 206 206 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-12-15 2024-03-05 5305 5000 305 305 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-12-22 2024-03-05 5282 5000 282 282 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2021-12-29 2024-03-05 5245 5000 245 245 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-01-05 2024-03-05 5250 5000 250 250 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-01-12 2024-03-05 5295 5000 295 295 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-01-19 2024-03-05 5205 5000 205 205 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-01-26 2024-03-05 5152 5000 152 152 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-02-02 2024-03-05 5025 5000 25 25 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-02-09 2024-03-05 4919 5000 -81 -81 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-02-16 2024-03-05 4876 5000 -124 -124 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-02-23 2024-03-05 4784 5000 -216 -216 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-03-02 2024-03-05 4603 5000 -397 -397 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-03-09 2024-03-05 4446 5000 -554 -554 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-03-16 2024-03-05 2251 2500 -249 -249 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-03-23 2024-03-05 2175 2500 -325 -325 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-03-30 2024-03-05 2180 2500 -320 -320 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-04-06 2024-03-05 2160 2500 -340 -340 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-04-13 2024-03-05 2095 2500 -405 -405 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-04-20 2024-03-05 2073 2500 -427 -427 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-04-27 2024-03-05 2061 2500 -439 -439 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-05-04 2024-03-05 2037 2500 -463 -463 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-05-11 2024-03-05 2009 2500 -491 -491 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-05-18 2024-03-05 2009 2500 -491 -491 LOCORR MARKET TREND FUND CL I N/L (LOTIX) 2022-05-25 2024-03-05 220 268 -48 -48 MFS GLOBAL EQUITY FUND CL I N/L (MWEIX) 2012-03-27 2024-05-08 200000 108179 91821 91821 MICRON TECHNOLOGY INCORPORATED (MU) 2012-06-22 2024-01-19 12908 853 12055 12055 MICRON TECHNOLOGY INCORPORATED (MU) 2012-06-22 2024-01-19 16444 1137 15307 15307 MICRON TECHNOLOGY INCORPORATED (MU) 2014-04-07 2024-01-19 24666 6405 18261 18261 MICRON TECHNOLOGY INCORPORATED (MU) 2014-04-07 2024-03-15 18564 4270 14294 14294 MICRON TECHNOLOGY INCORPORATED (MU) 2015-03-10 2024-03-15 27846 8315 19531 19531 MICRON TECHNOLOGY INCORPORATED (MU) 2015-03-25 2024-05-29 46202 9403 36799 36799 MICRON TECHNOLOGY INCORPORATED (MU) 2015-06-09 2024-06-17 58178 10126 48052 48052 MICRON TECHNOLOGY INCORPORATED (MU) 2015-06-26 2024-06-17 3636 508 3128 3128 MICRON TECHNOLOGY INCORPORATED (MU) 2015-06-26 2024-06-21 27387 5585 21802 21802 MICRON TECHNOLOGY INCORPORATED (MU) 2015-07-06 2024-06-21 49794 9154 40640 40640 MICRON TECHNOLOGY INCORPORATED (MU) 2017-12-29 2024-06-21 29876 12338 17538 17538 MICRON TECHNOLOGY INCORPORATED (MU) 2018-02-05 2024-06-21 39835 15620 24215 24215 MICRON TECHNOLOGY INCORPORATED (MU) 2018-06-25 2024-06-21 2490 1320 1170 1170 MICROSOFT CORPORATION (MSFT) 2011-08-08 2024-02-15 40634 2486 38148 38148 NYLI SHORT TERM BOND FUND CL A M/F (MIXAX) 2021-03-01 2024-11-15 10000 10933 -933 -933 NYLI SHORT TERM BOND FUND CL A M/F (MIXAX) 2021-03-01 2024-11-22 10000 10933 -933 -933 NYLI SHORT TERM BOND FUND CL A M/F (MIXAX) 2021-03-01 2024-11-29 10000 10933 -933 -933 PCM FD INCORPORATED (PCM) 2009-09-09 2024-07-05 76502 70426 6076 6076 PEPSICO INCORPORATED (PEP) 2009-09-09 2024-05-08 44358 13182 31176 31176 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-02-10 2024-01-17 23593 24696 -1103 -1103 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-02-24 2024-01-17 2438 2469 -31 -31 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-03-01 2024-01-17 46 45 1 1 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-03-03 2024-01-17 2566 2467 99 99 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-03-10 2024-01-17 2616 2466 150 150 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-03-17 2024-01-17 2588 2467 121 121 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-03-24 2024-01-17 2579 2467 112 112 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-03-31 2024-01-17 2543 2467 76 76 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-04-01 2024-01-17 84 82 2 2 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-04-07 2024-01-17 2566 2467 99 99 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-04-14 2024-01-17 2575 2467 108 108 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-04-21 2024-01-17 2607 2466 141 141 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-04-28 2024-01-17 2703 2465 238 238 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-05-02 2024-01-17 128 117 11 11 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-05-05 2024-01-17 2713 2465 248 248 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-05-12 2024-01-17 2774 2464 310 310 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-05-19 2024-01-17 2723 2465 258 258 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-05-26 2024-01-17 2668 2466 202 202 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-06-01 2024-01-17 161 150 11 11 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-06-02 2024-01-17 2649 2466 183 183 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-06-09 2024-01-17 2688 2465 223 223 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-06-16 2024-01-17 2779 2464 315 315 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-06-23 2024-01-17 2769 2464 305 305 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-06-30 2024-01-17 2795 2464 331 331 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-07-01 2024-01-17 224 197 27 27 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-07-07 2024-01-17 2822 2464 358 358 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-07-14 2024-01-17 2883 2463 420 420 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-07-21 2024-01-17 2855 2463 392 392 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-07-28 2024-01-17 2774 2464 310 310 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-08-01 2024-01-17 274 245 29 29 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-08-04 2024-01-17 2738 2465 273 273 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-09-01 2024-01-17 293 263 30 30 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-10-03 2024-01-17 319 272 47 47 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-11-01 2024-01-17 342 292 50 50 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2022-12-01 2024-01-17 378 344 34 34 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-01-03 2024-01-17 382 353 29 29 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-02-01 2024-01-17 308 298 10 10 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-03-01 2024-01-17 401 375 26 26 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-04-03 2024-01-17 506 493 13 13 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-05-01 2024-01-17 371 364 7 7 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-06-01 2024-01-17 456 440 16 16 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-07-03 2024-01-17 454 452 2 2 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-08-01 2024-01-17 350 357 -7 -7 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-09-01 2024-01-17 387 381 6 6 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-10-02 2024-01-17 488 463 25 25 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-11-01 2024-01-17 450 423 27 27 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2023-12-01 2024-01-17 426 420 6 6 PIMCO EMERG MKTS LOCAL CURRENCY & BOND FD CL I2 N/L (PELPX) 2024-01-02 2024-01-17 448 459 -11 -11 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2022-02-10 2024-01-17 42143 50000 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FUND CL I2 N/L (PEMPX) 2023-01-03 2024-01-17 205 198 7 7 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-02-01 2024-01-17 182 182 0 0 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-03-01 2024-01-17 217 210 7 7 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-04-03 2024-01-17 256 250 6 6 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-05-01 2024-01-17 209 203 6 6 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-06-01 2024-01-17 234 224 10 10 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-07-03 2024-01-17 243 238 5 5 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-08-01 2024-01-17 227 224 3 3 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-09-01 2024-01-17 237 230 7 7 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-10-02 2024-01-17 279 261 18 18 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-11-01 2024-01-17 264 244 20 20 PIMCO EMERGING MARKETS BOND FUND CL I2 N/L (PEMPX) 2023-12-01 2024-01-17 235 228 7 7 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2019-12-12 2023-12-01 2500 2722 -222 -222 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-07-10 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-07-17 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-07-24 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-07-31 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-08-07 5000 5021 -21 -21 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-08-14 5000 5021 -21 -21 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-08-21 5000 5021 -21 -21 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-08-28 5000 5021 -21 -21 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-09-04 5000 5021 -21 -21 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-09-11 5000 5021 -21 -21 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-09-18 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-09-25 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-10-02 5000 5016 -16 -16 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-10-09 5000 5010 -10 -10 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-10-16 5000 5010 -10 -10 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-10-23 5000 5005 -5 -5 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-10-30 5000 5010 -10 -10 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-11-06 5000 5005 -5 -5 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-11-13 5000 5005 -5 -5 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-11-20 5000 5005 -5 -5 PIMCO SHORT TERM FUND CL I2 N/L (PTSPX) 2020-05-07 2024-11-27 5000 5005 -5 -5 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-07-06 2024-03-13 15000 14667 333 333 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-07-06 2024-07-05 75000 73507 1493 1493 PIMCO TOTAL RETURN FUND CL I2 N/L (PTTPX) 2023-07-06 2024-08-02 91183 86826 4357 4357 PIMCO TOTAL RETURN FUND CL I2 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1210 797 413 413 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-04-04 2024-05-29 1197 862 335 335 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-05-03 2024-05-29 1175 866 309 309 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-06-02 2024-05-29 1187 860 327 327 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-07-05 2024-05-29 1123 821 302 302 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-08-02 2024-05-29 1003 766 237 237 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-09-02 2024-05-29 946 730 216 216 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-09-27 2024-05-29 650 506 144 144 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-10-04 2024-05-29 843 650 193 193 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-11-02 2024-05-29 881 673 208 208 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2016-12-02 2024-05-29 1005 720 285 285 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2017-01-04 2024-05-29 1029 734 295 295 THORNBURG 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2024-05-29 843 778 65 65 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2017-12-04 2024-05-29 872 818 54 54 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-01-03 2024-05-29 812 779 33 33 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-02-02 2024-05-29 766 793 -27 -27 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-03-02 2024-05-29 849 835 14 14 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-04-03 2024-05-29 930 888 42 42 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-05-02 2024-05-29 966 906 60 60 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-06-04 2024-05-29 1007 925 82 82 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-07-03 2024-05-29 1095 973 122 122 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-08-02 2024-05-29 1055 961 94 94 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-09-05 2024-05-29 174 152 22 22 THORNBURG DEVELOPING WORLD FUND CL I N/L (THDIX) 2018-12-24 2024-05-29 2886 2256 630 630 THORNBURG DEVELOPING WORLD 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FUND 25000 MN LANDSCAPE ARBORETUM FOUNDATION 3675 ARBORETUM DR CHASKA MN 55318 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 MN STATE UNIVERSITY MANKATO FOUNDATION 121 ALUMNI FOUNDATION CENTER MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 34000 MONROE ASSOC FOR REMARCABLE CITIZENS PO BOX 428 KEY WEST FL 33041 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 NATIONAL SOCIETY OF ARTS AND LETTERS PO BOX 810663 BOCA RATON FL 33431 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 NCVO 90 ANTHONY DRIVE GRAND CAYMAN GRAND CAYMAN CJ N/A FOREIGN CHARITY GRANT IS FOR RECIPIENTS GENERAL FUND 160000 NE SCULPTURE 1720 MADISON ST NE MINNEAPOLIS MN 55413 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 35000 NOBO ART DISTRICT 1510 ZAMIA AVE APT 102 BOULDER CO 80304 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 OAKWOOD SCHOOL 11600 MAGNOLIA BLVD N HOLLYWOOD CA 91601 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 PACT MINISTRIES 105 W LIND ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 PAGE EDUCATION FOUNDATION PO BOX 581254 MINNEAPOLIS MN 55458 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 6000 PLANNED PARENTHOOD MNNDSD 671 VANDALIA STREET ST PAUL MN 55114 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 PRIVATE SCHOOL VILLAGE 4335 VAN NUYS BLVD 269 SHERMAN OAKS CA 91403 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 PROJECT FOR PRIDE IN LIVING INC 1035 E FRANKLIN AVE MINNEAPOLIS MN 55404 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 PROMUSICA MINNESOTA PO BOX 2184 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 REFUGEE CHILDREN CENTER INC 15435 RAYEN ST NORTH HILLS CA 91343 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 RIDEBACK RISE INC 1660 BEVERLY BLVD LOS ANGELES CA 90026 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 RISE AGAINST SUICIDE 603 S PUBLIC ROAD LAFAYETTE CO 80026 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 SAFEHOUSE PROGRESSIVE ALLIANCE 835 NORTH STREET BOULDER CO 80304 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 SAINT ANDREWS SCHOOL 3900 JOG RD BOCA RATON FL 03434 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SCHOLARSHIP AMERICA INC 7900 INTL DRIVE SUITE 500 MINNEAPOLIS MN 55425 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3600 SCHOOL FOR FIELD STUDIES INC 100 CUMMINGS CTR SUITE 534-G BEVERLY MA 01915 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 SECOND HARVEST HEARTLAND 7101 WINNETKA AVE N BROOKLYN PARK MN MN 55428 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 1000 SECOND HEART HOMES PO BOX 3886 SARASOTA FL 34230 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 15000 SHARING AND CARING HANDS 525 N 7TH STREET MINNEAPOLIS MN 55405 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SHATTUCK-ST MARY'S SCHOOL PO BOX 218 FARIBAULT MN 55021 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SHERBURNE NATIONAL WILDLIFE REGUFE INC 17076 293RD AVE ZIMMERMAN MN 55398 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 7000 SMILE NETWORK INT'L 108 W 14TH STREET MINNEAPOLIS MN 55403 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 SOUTH CENTRAL COLLEGE 1920 LEE BOULEVARD N MANKATO MN 56003 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 SOUTHERN MN INITIATIVE FNDT 525 FLORENCE AVENUE OWATONNA MN 55060 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS CHILD TRAINING AND SUPPORT FUND 25000 SPECIAL OLYMPICS MINNESOTA INC 900 2ND AVE SOUTH STE 300 MINNEAPOLIS MN 55402 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 ST DAVID'S RELIEF 13355 NOEL ROAD STE 1100 DALLAS TX 75240 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 20000 STUDIO ARTS BOULDER 1010 AURORA AVE BOULDER CO 80302 N/A FOREIGN CHARITY GRANT IS FOR RECIPIENTS GENERAL FUND 5000 TAKE STOCK IN CHILDREN INC 2929 E COMMERICAL BLVD STE 408 FT LAUDERDALE FL 33308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 THE FAMILY LEARNING CENTER 3164 34TH STREET BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 THERE WITH CARE 2825 WILDERNESS PLACE ST 100 BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 30000 THORNE ECOLOGICAL INSTITUTE PO BOX 19107 BOULDER CO 80308 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 TRU COMMUNITY CARE 2594 TRAILRIDGE DR E LAFAYETTE CO 80026 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2500 TWIN CITIES PUBLIC TELEVISION 172 EAST FOURTH ST ST PAUL MN 55101 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 3000 TWIN CITIES RISE 1301 BRYANT AVE N MINNEAPOLIS MN 55411 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 5000 TWIN RIVER COUNCIL FOR THE ARTS PO BOX 293 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 TWIN RIVER COUNCIL FOR THE ARTS PO BOX 293 MANKATO MN 56002 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS NICBLUCARES 30000 UNITED WAY OF GREATER LOS ANGELES 1150 OLIVE STREET LOS ANGELES CA 90015 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 URBAN VENTURES FOUNDATION 2924 4TH AVENUE S MINNEAPOLIS MN 55408 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 25000 VICTORY JUNCTION GANG CAMP 4500 ADAMS WAY RANDLEMAN NC 27317 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 VINE FAITH IN ACTION 421 E HICKORY ST MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 50000 VOICEFLORIDA KEYS CHILDREN INC PO BOX 2018 ISLAMORADA FL 33036 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 VOICES FOR CHILDREN INC 5408 IDYLWOOD TRAIL BOULDER CO 80301 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 WESLEY HOUSE FAMILY SERVICE 1304 TRUMAN AVENUE KEY WEST FL 33040 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 2000 YMCA - MANKATO 1401 S RIVERFRONT DRIVE MANKATO MN 56001 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 YWCA - BOULDER COUNTY 2222 14TH STREET BOULDER CO 80302 N/A SEE GENERAL EXPLANAT GRANT IS FOR RECIPIENTS GENERAL FUND 10000 1916000 0 14 33984 14 1137131 18 894494 0 2065609 0 2065609 0 0 0 0 0 0 0 0 0 0 NCVO (NATIONAL COUNCIL OF VOLUNTARY ORGANISATIONS) PO BOX 1140 GT CAYMAN ISLANDS CJ 2023-11-20 150000 TO ASSIST NCVO WITH THE NADINE ANDREAS RESIDENTIAL FOSTER HOME AND PRESCHOOL GENERAL FUND AND SPECIAL PROJECTS. 150000 TO THE KNOWLEDGE OF THE GRANTOR NO PART HAS BEEN DIVERTED FROM ITS PURPOSE. INTERIM REPORT 1/3/2024. FINAL REPORT 1/15/2025 2025-01-15 L & N ANDREAS FOUNDATION REVIEWED THE INTERIM GRANT REPORT ON 1/3/2024 AND FINAL REPORT ON 1/15/25 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)). NCVO (NATIONAL COUNCIL OF VOLUNTARY ORGANISATIONS) PO BOX 1140 GT CAYMAN ISLANDS CJ 2023-06-29 400000 TO ASSIST NCVO WITH THE NADINE ANDREAS RESIDENTIAL FOSTER HOME AND PRESCHOOL PAYROLL AND OPERATIONAL EXPENSES 400000 TO THE KNOWLEDGE OF THE GRANTOR NO PART HAS BEEN DIVERTED FROM ITS PURPOSE. INTERIM REPORT 1/3/24. FINAL REPORT 1/15/2025 2025-01-15 L & N ANDREAS FOUNDATION REVIEWED THE INTERIM GRANT REPORT ON 1/3/24 AND FINAL REPORT ON 1/15/25 BUT DID NOT UNDERTAKE ANY VERIFICATION OF THE GRANTEE'S REPORTS AS THERE HAS NOT BEEN ANY REASON TO DOUBT THEIR ACCURACY OR RELIABILITY (REG. 53.4945-5(C)). GRANTS AND CONTRIBUTIONS FOUNDATION STATUS FORM 990 PF PART XIV ITEM 3 990 PF PART XIV ITEM 3 GRANTS AND CONTRIBUTIONS FOUNDATION STATUSALL RECIPIENTS OF GRANTS ARE PUBLIC CHARITIES, ORGANIZATIONS AS DESCRIBED IN SECTION 509 (A) (1), (2) OR (3). NONE ARE TYPE III ORGANIZATIONS. ALL DISTRIBUTIONS ARE QUALIFIED. BANK OF AMERICA CORPORATION MTN STEPPED CPN ISIN US06048WU732 3% DUE 03/28/2 100006 98681 CAPITAL ONE BANK, NA FDIC # 4297 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 1.6% DUE 65509 69281 CITIGROUP INC. MTN STEPPED CPN ISIN US17290AJZ49 2.5% DUE 01/31/2032 CALLABL 90881 87015 DISCOVER BANK FDIC # 5649 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 5% DUE 11/15/20 50000 51747 GOLDMAN SACHS GROUP, INC. MTN STEPPED CPN ISIN US38150ALL79 4.125% DUE 03/31 100006 99639 GOLDMAN SACHS GROUP, INC. MTN STEPPED CPN ISIN US38150APE90 5.25% DUE 09/30/ 75006 74231 GOLDMAN SACHS GROUP, INC. MTN STEPPED CPN ISIN US38150APN99 6.5% DUE 10/29/2 75006 74534 JPMORGAN CHASE & CO. MTN ISIN US48128GT752 2% DUE 12/09/2027 CALLABLE 12/09/ 200006 184308 JPMORGAN CHASE & CO. MTN STEPPED CPN ISIN US48128GS689 2.5% DUE 03/25/2040 C 52606 57874 JPMORGAN CHASE & CO. NTS ISIN US48126BAA17 5.4% DUE 01/06/2042 97688 112563 MANUFACTURERS & TRADERS TC FDIC # 588 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 4.9 150000 150015 MICRON TECHNOLOGY INC. NTS ISIN US595112CB74 5.875% DUE 09/15/2033 CALLABLE 96202 104597 SALLIE MAE BANK FDIC # 58177 CERTIFICATE OF DEPOSIT SEMI-ANNUAL 4.85% DUE 12 150000 150012 WEBBANK FDIC # 34404 CERTIFICATE OF DEPOSIT SEMI-ANNUAL CALLABLE BEGINNING 1 98750 99222 ACAP STRATEGIC FUND CL W N/L 200000 192635 BLUE OWL CREDIT INCOME CORP. CLASS I 100000 115000 CAMPBELL SYSTEMATIC MACRO FUND CL I N/L 541877 549177 LOCORR MARKET TREND FUND CL I N/L 183653 163523 PIMCO TRENDS MANAGED FUTURES STRATEGY FUND CL I2 N/L 192264 179319 VIRTUS ALPHASIMPLEX MANAGED FUTURES STRATEGY FD CL I N/L 417237 339586 ABRDN GLOBAL DYNAMIC DIVIDEND 84080 89841 ALLSPRING ADJUSTABLE RATE GOVERNMENT FUND CL A M/F 899706 898735 ALLSPRING CORE BOND FUND CL A M/F 205791 210857 ALLSPRING SPECIAL SMALL CAP VALUE FD CL I N/L 206841 297004 ALLSPRING ULTRA SHORT TERM INCOME FD CL A M/F 201573 206538 ARK ETF TRUST INNOVATION ETF 121950 150748 ARK FINTECH INNOVATION ETF 57930 78540 BLACKROCK ENHANCED EQUITY DIVI 402589 465926 BLACKROCK ENHANCED GLOBAL DIVI 936420 1081151 BLACKROCK HEALTH SCIENCES TERM TRUST 274651 253673 BLACKROCK INNOVATION AND GRW SHS BEN INT 177534 109946 BLACKROCK RES & COMMODITIES ST SHS 50657 68128 BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INT 118491 145410 COLUMBIA ACORN FUND INSTL CL N/L 561432 466564 COLUMBIA ACORN INTERNATIONAL FUND INSTL CL N/L 136058 104849 COLUMBIA SELIGMAN TECHNOLOGY & INFORMATION FD INSTL CL N/L 240376 522565 EATON VANCE ATLANTA CAPITAL SMID CAP FUND CL I N/L 215333 279751 EATON VANCE SHORT DURATION GOVT INC FD CL I N/L 540091 490213 EATON VANCE WORLDWIDE HEALTH SCIENCES FUND CL I N/L 210066 269886 ECOFIN GLOBAL RENEWABLES INFRST FD INSTL CL N/L 52694 45598 EVENTIDE EXPONENTIAL TECHNOLOGIES FUND CL I N/L 317500 338529 EVENTIDE GILEAD FUND CL I N/L 106944 114175 EVENTIDE HEALTHCARE & LIFE SCIENCES FUND CL I N/L 190000 223837 FRANKLIN BIOTECHNOLOGY DISCOVERY FD ADV CL N/L 89349 113959 FRANKLIN GOLD & PRECIOUS METALS FUND ADVISOR CL N/L 76004 79604 FRANKLIN MUTUAL GLOBAL DISCOVERY FUND CL Z N/L 934237 1060189 FULLERTHALER BEHAVIORAL SMALL-CAP EQ FD INSTL CL N/L 271067 418628 GABELLI DIVID & INCOME TR 263326 328752 GUGGENHEIM STRATEGIC OPPORTUN COM SBI 248055 344231 INNOVATOR EQUITY DEFINED PROTECTION ETF - 2YR TO 138069 148176 INVESCO BALANCED RISK ALLOCATION FUND CL Y N/L 685176 616783 INVESCO DEVELOPING MARKETS FUND CL Y N/L 1037310 1251993 INVESCO GLOBAL ALLOCATION FUND CL Y N/L 260197 284429 INVESCO GOLD & SPECIAL MINERALS FD CL Y N/L 292135 375540 INVESCO INTERNATIONAL SMALL-MID COMPANY FD CL Y N/L 207241 190094 INVESCO S&P 500 EQUAL WEIGHT CONSUMER DISCRETIONARY ETF 60541 116559 INVESCO SHORT TERM BOND FUND CL Y N/L 306718 310095 ISHARES TR CORE S&P MCP ETF 291416 1093262 ISHARES TR RUS MD CP GR ETF 77 457 ISHARES TR S&P MC 400GR ETF 93498 294345 ISHARES TR SP SMCP600VL ETF 179511 271754 ISHARES TR US AER DEF ETF 160704 239413 LAZARD GLOBAL TOTAL RETURN & I 56287 76822 LOOMIS SAYLES GLOBAL ALLOC FD CL Y N/L - NATIXIS ADV 582574 706073 MFS GLOBAL EQUITY FUND CL I N/L 1178975 1759923 NYLI CBRE GBL INFR MEGTRNDS TR 540286 499226 NYLI MACKAY STRATEGIC BOND FUND CL A M/F 20000 20093 NYLI SHORT TERM BOND FUND CL A M/F 260358 241536 PCM FD INCORPORATED 110184 104837 PIMCO GLOBAL CORE ASSET ALLOCATION FUND CL I2 N/L 863850 1066972 PIMCO INCOME FUND CL I2 N/L 480157 495580 PIMCO INVESTMENT GRADE CREDIT BOND FD CL I2 N/L 428494 457983 PIMCO LOW DURATION FUND CL I2 N/L 1633716 1642325 PIMCO LOW DURATION INCOME FUND CL I2 N/L 497624 481438 PIMCO MORTGAGE OPPORTUNITIES AND BOND FUND CL I2 N/L 837897 778615 PIMCO SHORT TERM FUND CL I2 N/L 1411387 1392553 SPDR GOLD SHARES 127285 208752 SPDR S&P DIVIDEND ETF 95613 246547 TEMPLETON FOREIGN FUND ADVISOR CL N/L 193665 211713 TEMPLETON GLOBAL SMALLER COMPANIES FD ADVISOR CL N/L 298542 374825 THORNBURG GLOBAL OPPORTUNITIES FUND CL I N/L 376596 506161 THORNBURG LIMITED TERM INCOME FUND CL I N/L 659744 650816 WISDOMTREE INTERNATIONAL SMALLCAP DIVIDEND FUND 339517 405230 CITIGROUP GLOBAL MARKETS HOLDINGS INC. 6Y ARKK ARKG ARKF BUFFERED RETURN NOT 100006 54180 MORGAN STANLEY BANK, NA 7Y S&P 500 INDEX MARKET-LINKED CD FDIC # 32992 CERTI 186044 239348 BROOKFIELD INFRAST PARTNERS LP LP INT UNIT (BERMUDA) 91517 91274 STARWOOD PROPERTY TR INCORPORATED REIT 68339 78076 ALASKA AIR GROUP INCORPORATED 247097 268260 ALLEGIANT TRAVEL COMPANY 63341 81875 APPLE INCORPORATED 44305 376770 ARCHER DANIELS MIDLAND COMPANY 1094322 1440859 AT&T INCORPORATED 130120 125405 ATLANTICA SUSTAINABLE INFR PLC SHS (UNITED KINGDOM) 102056 118171 BANK AMERICA CORPORATION 36414 161249 BAXTER INTERNATIONAL INCORPORATED 50840 53616 BLOOM ENERGY CORPORATION COM CLASS A 34895 96075 CANTERBURY PK HLDG CORPORATION 10782 37647 CISCO SYSTEMS INCORPORATED 199775 418303 CITIGROUP INCORPORATED COM NEW 139523 215817 DELTA AIR LINES INCORPORATED DEL COM NEW 143692 246316 GE HEALTHCARE TECHNOLOGIES INCORPORATED COMMON STOCK 29520 29009 HA SUSTAINABLE INFRA CAP INCORPORATED REIT 186639 227360 INTEL CORPORATION 61600 60631 INTERNATIONAL BUSINESS MACHINES 384817 646659 JPMORGAN CHASE & COMPANY. 265410 661380 MICRON TECHNOLOGY INCORPORATED 369114 496253 MICROSOFT CORPORATION 132790 940961 NOKIA CORPORATION SPONSORED ADR (FINLAND) 103756 98138 NORFOLK SOUTHN CORPORATION 64223 229049 PEPSICO INCORPORATED 492385 1182693 QUALCOMM INCORPORATED 25382 50814 RTX CORPORATION 54681 190672 SIEMENS A G SPONSORED ADR (GERMANY) 131612 218071 SOUTHWEST AIRLS COMPANY 146294 98359 UNILEVER PLC SPON ADR NEW (UNITED KINGDOM) 102851 130975 VERIZON COMMUNICATIONS INCORPORATED 73579 69384 VIATRIS INCORPORATED 212112 192896 FIRST TRUST RICHARD BERNSTEIN TS AM INDST REN 2023-1 TERM 02/18/2025 REINV F 75966 146999 982049 964415 0 0 INVESTMENT MANAGEMENT FEES 135738 135738 0 MISCELLANEOUS 25 25 0 EXCISE TAX PAYABLE -2882 -4175 CALLS ON STOCKS 11340 54097 EXCISE TAX 26825 0 0