2025-11-05T09:35:10-06:00 2025-06-30 273858252 DEAN DORTON ALLEN FORD PLLC 250 W MAIN STREET STE 1400 LEXINGTON KY 40507 990 2024-07-01 610590716 KENTUCKY THOROUGHBRED OWNERS & BREEDERS INC KENT 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 8593811414 2025-11-03 1 0 ALLISON C CARTER P01242412 8592552341 2024 2025-03-06 01:10:19Z CHAUNCEY MORRIS 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 2838970 0 X WWW.KTA-KTOB.COM X 1961 KY TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN THE COMMONWEALTH OF KENTUCKY 37 37 3 37 0 0 0 0 1136645 1350732 119704 1299333 19504 -10145 1275853 2639920 107886 394350 0 0 375655 343218 0 0 0 717104 796848 1200645 1534416 75208 1105504 2710393 2892454 59852 211079 2650541 2681375 TO ADVERTISE, FOSTER AND PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN THE COMMONWEALTH OF KENTUCKY 0 0 PROMOTE AND FOSTER THE THOROUGHBRED HORSE INDUSTRY THROUGH ADVERTISEMENT AND AWARENESS ACTIVITIES, SUCH AS VARIOUS TRAINERS AND AWARDS DINNERS, TO HIGHLIGHT THE INDUSTRY ACCOMPLISHMENTS AND PRESENCE IN THE COMMONWEALTH OF KENTUCKY. PROVIDE MONETARY CONTRIBUTIONS TO THOROUGHBRED PROGRAMS IN ORDER TO PROMOTE AND FOSTER THE THOROUGHBRED INDUSTRY IN THE COMMONWEALTH OF KENTUCKY. 0 0 0 1 0 0 0 0 0 1 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 14 0 1 3 1 0 0 0 0 0 0 0 0 X 37 37 1 0 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 X THE ORGANIZATION 8593811414 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 X BILL DAUGHERTY PRESIDENT 1.00 1.00 X 0 0 0 DR NATANYA NIEMAN VICE PRESIDENT 1.00 1.00 X 0 0 0 WALKER HANCOCK SECRETARY 1.00 1.00 X 0 0 0 DERMOT RYAN TREASURER 1.00 1.00 X 0 0 0 J E STEPHEN HORN ASSISTANT TREASURER 1.00 1.00 X 0 0 0 MICHAEL BANAHAN DIRECTOR 1.00 1.00 X 0 0 0 CONRAD BANDOROFF DIRECTOR 1.00 1.00 X 0 0 0 D WHITWORTH BECKMAN DIRECTOR 1.00 1.00 X 0 0 0 PRICE BELL DIRECTOR 1.00 1.00 X 0 0 0 CRAIG BROGDEN DIRECTOR 1.00 1.00 X 0 0 0 STUART E BROWN II DVM DIRECTOR 1.00 1.00 X 0 0 0 KELSEY DANNER DIRECTOR 1.00 1.00 X 0 0 0 THOMAS DRURY JR DIRECTOR 1.00 1.00 X 0 0 0 FERGUS GALVIN DIRECTOR 1.00 1.00 X 0 0 0 ROWLAND HANCOCK DIRECTOR 1.00 1.00 X 0 0 0 AUSTIN LUTTRELL DIRECTOR 1.00 1.00 X 0 0 0 PAUL J MCGEE DIRECTOR 1.00 1.00 X 0 0 0 NEIL PESSIN DIRECTOR 1.00 1.00 X 0 0 0 KIM SMITH DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL J SNYDER DIRECTOR 1.00 1.00 X 0 0 0 JEFFERY D THORNBURY DIRECTOR 1.00 1.00 X 0 0 0 NED TOFFEY DIRECTOR 1.00 1.00 X 0 0 0 CHRISTOPHER L BAKER DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 CLIFFORD BARRY DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JAMES G BELL DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DELL HANCOCK DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 NEIL A HOWARD DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 WILLIAM LS LANDERS III DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 BRAXTON LYNCH DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 POPE MCLEAN JR DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 GARRETT O'ROURKE DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FRANK PENN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ALEX RANKIN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 DON M ROBINSON DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 FREDERICK J SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 JOSEPH SEITZ DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 R ERIC WALDMAN DIRECTOR EMERITUS 1.00 1.00 X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 20.00 20.00 X 126143 130363 43562 126143 130363 43562 1 0 1 0 0 REGISTRATION FEES 711300 775800 775800 BUSINESS DEVELOPMENT INCOME 711300 256349 256349 INSURANCE COMM. 711300 235918 235918 PROMOTIONAL ALLOW. 711300 50000 50000 MEMBERSHIP DUES 711300 32665 32665 1350732 47367 47367 1451016 193465 5585 1257551 -5585 1251966 1251966 INCOME/(LOSS) FROM SUBSIDIARY 900099 -10145 -10145 -10145 2639920 1340587 0 1299333 394350 150563 151534 21808 19313 28924 19895 19919 21542 3119 6300 115579 1297 4869 KY THOROUGHBRED PROMOTI 260097 BUSINESS DEVELOPMENT EX 143282 CHAMPION AWARDS 120799 OTHER 36868 14358 1534416 237950 279734 50443 81498 94645 74402 8686 0 40943 37052 10772 3891 1819116 1049747 173423 1097969 315358 305213 2710393 2892454 43107 195159 16745 15920 59852 211079 X 2628945 2653649 21596 27726 2650541 2681375 2710393 2892454 1105504 -1074670 0 X X 0 1 X 1 0 0 1 0 6484 2593 3891 34459 34459 0 3891 ISHARES CORE S&P US 503990 F SCHWAB US DIVIDEND 210490 F WISDOMTREE EMRG MRKT HG 159059 F WISDOMTREE INTERNATIONAL 224430 F 1097969 INVESTMENT IN KENTUCKY THOROUGHBRED BUILDING, INC. 305213 C 305213 0 UNIVERSITY OF KENTUCKY UK PHILANTHROPY 100 STURGILL BUILDING LEXINGTON KY 40506 616001218 501(C)(3) 305000 0 ROTAVIRUS RESEARCH, EQUINE REPRODUCTION RESEARCH, & "BETTER BLUEGRASS" RESEARCH THOROUGHBRED RACING INITIATIVE 900 US-9 601 WOODBRIDGE NJ 07095 25000 0 PROGRAM SUPPORT FOUNDATION FOR THE HORSE 4033 IRON WORKS PARKWAY LEXINGTON KY 40511 611259683 501(C)(3) 37500 0 PROGRAM SUPPORT 2 1 1 X 0 0 0 CHAUNCEY MORRIS EXECUTIVE DIRECTOR 121026 125246 5117 5117 0 0 6307 6307 15474 15474 147924 152144 0 0 FORM 990, PART VI, SECTION A, LINE 2 DUE TO THE NATURE OF THE INDUSTRY, IT IS POSSIBLE THAT CERTAIN DIRECTORS COULD HAVE BUSINESS RELATIONSHIPS WITH ONE ANOTHER. FORM 990, PART VI, SECTION A, LINE 6 KTOB IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS. FORM 990, PART VI, SECTION A, LINE 7A KTOB IS COMPRISED OF MEMBER THOROUGHBRED OWNERS AND BREEDERS WHO ELECT BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 11B THE EXECUTIVE DIRECTOR AND ASSISTANT TREASURER REVIEWS, APPROVES, AND SIGNS FORM 990. THE ORGANIZATION MAKES FORM 990 AVAILABLE FOR INSPECTION BY THE BOARD UPON REQUEST. FORM 990, PART VI, SECTION B, LINE 12 THE ORGANIZATION OBTAINS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM OFFICERS AND DIRECTORS ANNUALLY. BOARD MEMBERS ARE REQUIRED TO RECUSE THEMSELVES FROM THE DISCUSSION AND/OR VOTE IF A CONFLICT ARISES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT. THE ORGANIZATION DOES NOT HAVE A CONFLICT OF INTEREST POLICY. FORM 990, PART VII THE EXECUTIVE DIRECTOR SPLITS HIS TIME BETWEEN THE ORGANIZATION AND A RELATED ORGANIZATION, KENTUCKY THOROUGHBRED ASSOCIATION, INC. HE SPENDS APPROXIMATELY 20 HOURS A WEEK ON EACH ORGANIZATION. FORM 990, PART XII, LINE 2C: THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND THE SELECTION OF THE INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. KENTUCKY THOROUGHBRED ASSOCIATION INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 611034871 ADVERTISE, FOSTER, & PROMOTE THE THOROUGHBRED HORSE INDUSTRY IN KENTUCKY KY 501(C)6 N/A N/A 0 KENTUCKY THOROUGHBRED BUILDING INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 311534901 OWN AND LEASE BUILDING FOR EQUINE RELATED TAX-EXEMPT ENTITIES KY 501(C)2 N/A KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 1 KENTUCKY THOROUGHBRED OWNERS AND BREEDERS FOUNDATION INC 4079 IRON WORKS PARKWAY LEXINGTON KY 40511 352171379 SUPPORT AND FUND EQUINE RESEARCH KY 501(C)3 509(A)(3), TYPE I KENTUCKY THOROUGHBRED OWNERS AND BREEDERS INC 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 KENTUCKY THOROUGHBRED OWNERS AND BREEDERS FOUNDATION INC O 343218 COST