2025-08-14T08:58:59+00:00 2024-09-30 350921680 CROWE LLP 4801 Olympia Park Plaza Suite 4000 Louisville KY 402412098 990 2023-10-01 760246858 The Gordon and Mary Cain Pediatric Neurology Research Foundation GORD 8328242918 6330 WEST LOOP SOUTH 1300 BELLAIRE TX 77401 Gary L Rosenthal President 7133416731 2025-08-14 true RACHEL SPURLOCK P00520729 5023263996 2025-08-14 2023 2025-03-06 01:10:19Z Weldon Gage 6330 WEST LOOP SOUTH 1300 BELLAIRE TX 77401 5448251 false X N/A X 1988 TX SUPPORT RESEARCH, TEACHING, TREATMENT, AND RELATED ACTIVITIES WITH RESPECT TO PEDIATRIC NEUROLOGICAL DISORDERS. 5 5 0 5 0 0 0 0 0 0 1426046 2319076 0 0 1426046 2319076 1033853 896897 0 0 0 0 0 0 0 75579 85771 1109432 982668 316614 1336408 29949174 35831321 1032600 912020 28916574 34919301 THE GORDON AND MARY CAIN PEDIATRIC NEUROLOGY RESEARCH FOUNDATION (THE "FOUNDATION") EXISTS PRIMARILY TO PROVIDE ASSISTANCE TO TEXAS CHILDREN'S HOSPITAL THROUGH THE SUPPORT OF RESEARCH, TEACHING, TREATMENT, AND RELATED ACTIVITIES WITH RESPECT TO PEDIATRIC NEUROLOGICAL DISORDERS. false false 982668 896897 The expenses for the Cain Foundation support research, teaching, treatment and related activities at the Cain Laboratories at Texas Children's Hospital. 982668 true false false false false false false false false false false false false true true false true false false false false false false false false false true false true false false false false false false false false false false false false false true false false false true X 0 0 0 false false false false false false false false false false false false X 5 5 true false false false true true true true false false false true true true true true true false false false X Scott Elliott 8328242951 6330 WEST LOOP SOUTH STE 1300 Bellaire TX 77401 ANTHONY F DELUCA BOARD MEMBER & PRESIDENT 1.0 1.0 X X 0 0 0 ANTHONY G PETRELLO BOARD MEMBER 1.0 1.0 X 0 0 0 GARY L ROSENTHAL BOARD MEMBER 2.0 2.0 X 0 0 0 JOSEPH W SUTTON BOARD MEMBER 1.0 0 X 0 0 0 LE SIMMONS BOARD MEMBER 1.0 2.0 X 0 0 0 AISHA JAMAL BOARD SECRETARY 1.0 39.0 X 0 542606 282494 BRADLEY S MORRILL ASSISTANT SECRETARY 1.0 39.0 X 0 124711 20950 JESSICA V FLEISCHER ASSISTANT SECRETARY THROUGH 7/8/24 1.0 39.0 X 0 166699 33049 LANCE A LIGHTFOOT FORMER OFFICER / SENIOR VICE PRESIDENT THROUGH 8/6/24 0.0 40.0 X 0 1171971 310089 0 2005987 646582 0 true true false PONDER & CO INC 10 Cadillac Dr Ste 120 Brentwood TN 37027 CONSULTING SERVICES 200135 BRACEWELL & GIULIANI LLP PO Box 207486 Dallas TX 75320 LEGAL SERVICES 200000 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 380501 0 0 380501 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5067750 0 3129175 0 1938575 0 1938575 0 0 1938575 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2319076 0 0 2319076 896897 896897 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 66678 66678 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 OTHER INVESTMENT-RELATED FEES 19093 19093 0 0 0 0 982668 982668 0 0 0 0 0 0 59564 51375 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 29889610 35779946 0 0 0 0 0 0 29949174 35831321 13160 15123 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1019440 896897 1032600 912020 X 28916574 34919301 0 0 0 0 0 0 0 0 28916574 34919301 29949174 35831321 X 1336408 4460668 205651 X false true X true false X X 1 TEXAS CHILDREN'S HOSPITAL 741100555 3 true 896897 0 1 896897 0 true false false false false false false false false false false false false false false false Schedule A, Part IV, Section C, Line 1 Majority director detail THE GORDON AND MARY CAIN PEDIATRIC NEUROLOGY RESEARCH FOUNDATION (CAIN) AND TEXAS CHILDREN'S HOSPITAL (TCH) HAVE SEVERAL SENIOR EXECUTIVES IN COMMON. BOTH ORGANIZATIONS OPERATE UNDER A PARENT ORGANIZATION-TEXAS CHILDREN'S (TC)-THAT IS ORGANIZED AND OPERATED EXCLUSIVELY FOR THE BENEFIT OF TCH AND ITS RELATED ENTITIES. TC IS THE SOLE CORPORATE MEMBER OF CAIN AND TCH AND AS SUCH HAS EXTENSIVE RIGHTS AND POWERS OVER CAIN AND TCH (INCLUDING THE AUTHORITY TO APPOINT AND REMOVE BOARD MEMBERS) AS REFLECTED IN THE BYLAWS. THIS COMMON MANAGEMENT AND CONTROL ALLOWS THE ENTITIES TO FUNCTION COLLECTIVELY AS A HEALTH SYSTEM. DUE TO AFFILIATES 896897 896897 X Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote MANAGEMENT ANNUALLY REVIEWS ITS TAX POSITIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION IN THE ACCOMPANYING CONSOLIDATED BALANCE SHEETS AS OF SEPTEMBER 30, 2024 OR 2023. true Texas Children's Hospital 6621 Fannin Street Houston TX 77030 741100555 501(C)(3) 896897 General support to maintain ongoing operations of laboratory at Texas Children's Hospital. 1 0 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. A DETAILED ITEMIZATION OF COSTS INCURRED BY THE CAIN FOUNDATION LABORATORIES IS SUBMITTED BY TEXAS CHILDREN'S HOSPITAL TO THE GORDON AND MARY CAIN PEDIATRIC NEUROLOGY RESEARCH FOUNDATION FOLLOWING THE CLOSE OF THE PRIOR FISCAL YEAR FOR WHICH GRANT FUNDS HAD BEEN ALLOCATED, BUT NOT YET PAID. THE INVOICE FOLLOWS AN INTERNAL REVIEW PROCESS AT THE CAIN FOUNDATION LABORATORIES FOR ACCURACY, AND IS THEN FORWARDED TO THE PRESIDENT OF THE GORDON AND MARY CAIN PEDIATRIC NEUROLOGY RESEARCH FOUNDATION FOR APPROVAL AND PAYMENT. false true false false false false false false false LANCE A LIGHTFOOT FORMER OFFICER / SENIOR VICE PRESIDENT THROUGH 8/6/24 0 753293 0 237110 0 181568 0 272711 0 37378 0 1482060 0 90900 JESSICA V FLEISCHER ASSISTANT SECRETARY THROUGH 7/8/24 0 152397 0 1815 0 12487 0 14546 0 18503 0 199748 0 0 AISHA JAMAL BOARD SECRETARY 0 318628 0 176900 0 47078 0 263659 0 18835 0 825100 0 0 Schedule J, Part I, Line 3 Arrangement used to establish the top management official's compensation Compensation for the organization's top management official is established by Texas Children's and Texas Children's Hospital, using the following methods: *Compensation Committee *Independent Compensation Consultant *Compensation survey or study *Approval by the board or compensation committee Schedule J, Part I, Line 4b 457(F) PLAN 457(F) PLAN: PAID/DEFERRED AISHA JAMAL 0 / 39,800 LANCE A. LIGHTFOOT 120,014 / 129,240 457(F): THE 457(F) PLAN IS A NON-QUALIFIED DEFERRED COMPENSATION PLAN THAT ALLOWS EXECUTIVES AND ELIGIBLE PHYSICIANS TO RECEIVE SUPPLEMENTAL RETIREMENT INCOME. FUNDS MAY BE CREDITED INTO THIS ACCOUNT FROM AN EMPLOYER CONTRIBUTION, CALCULATED BASED ON AN INDIVIDUAL'S TITLE AND BASE SALARY AS OF JANUARY 1. THESE EMPLOYER FUNDED CONTRIBUTIONS VEST AFTER THE EARLIER OF 5 YEARS IN THE PLAN, THE ATTAINMENT OF AGE 60 WITH 75 POINTS DETERMINED AS THE SUM OF AGE AND YEARS OF SERVICE, OR AT AGE 65 WITH 3 OR MORE YEARS OF SERVICE. THE 457(F) PLAN ALSO CONTAINS RESIDUAL CAPITAL APPRECIATION CONTRIBUTIONS FROM A FLEXIBLE BENEFIT ACCOUNT SURPLUS. THESE CONTRIBUTIONS VEST AFTER A MINIMUM OF 5 YEARS IN THE PLAN. Schedule J, Part I, Line 4b SPLIT-DOLLAR LIFE INSURANCE PLAN Certain individuals listed at Form 990, Part VII, have split-dollar life insurance policies. The premiums paid by Texas Children's Hospital will be recovered partially or fully when the policy is terminated or transferred to the executive. Participants include the following executives: Lance A. Lightfoot. Schedule J, Part II, Column (C) LONG-TERM INCENTIVE PLAN The Long Term Incentive Plan (LTIP) spans 3 years with the current plan being for fiscal years 2022-2024. Per the terms of the LTIP, participants must generally be actively employed on the payment date to receive a payment. Employment of the individuals listed below terminated in 2024 and the estimated LTIP values, reported as deferred compensation on Schedule J, Part II, Column (C), were forfeited and will not be paid to these individuals: - Lance A. Lightfoot: $108,259 for 2023 and $104,095 for 2022 - Aisha Jamal: $88,015 for 2023 and $84,630 for 2022 Form 990, Part V, Line 1a NON-EMPLOYEE COMPENSATION TEXAS CHILDREN'S HOSPITAL (74-1100555) IS RESPONSIBLE FOR ALL FORM 1096 AND FORM 1099 FILINGS. AS SUCH, THIS INFORMATION IS REPORTED ON THE TEXAS CHILDREN'S HOSPITAL FORM 990. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons GARY L. ROSENTHAL - Business relationship, L.E. SIMMONS - Business relationship, ANTHONY F. DELUCA - Business relationship Form 990, Part VI, Line 6 Classes of members or stockholders TEXAS CHILDREN'S IS THE SOLE CORPORATE MEMBER OF THE GORDON AND MARY CAIN PEDIATRIC NEUROLOGY RESEARCH FOUNDATION. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body AFTER THE ADOPTION OF THE AMENDED AND RESTATED BYLAWS OF THE GORDON AND MARY CAIN NEUROLOGY RESEARCH FOUNDATION ON DECEMBER 16, 2016, THE NUMBER OF TRUSTEES SHALL NEVER BE LESS THAN THREE (3) OR MORE THAN SIX (6), BUT SUCH NUMBER MAY BE INCREASED OR DECREASED BY AFFIRMATIVE ACTION OF A MAJORITY OF ALL TRUSTEES. CURRENT TRUSTEES ARE GARY L. ROSENTHAL, L.E. SIMMONS, ANTHONY PETRELLO, ANTHONY DELUCA AND JOSEPH SUTTON. THE TRUSTEES HAVE BEEN APPOINTED BY OFFICIAL ACTION OF THE BOARD OF TRUSTEES OF TEXAS CHILDREN'S, A NON-PROFIT CORPORATION AND THE SOLE MEMBER OF THE BENEFICIARY, TEXAS CHILDREN'S HOSPITAL. THE TERM OF OFFICE OF EACH TRUSTEE SHALL BE THREE YEARS, EXCEPT IN THE CASE OF GARY L. ROSENTHAL. MR. ROSENTHAL WILL SERVE AS A TRUSTEE FOR LIFE. ANY VACANCY OCCURRING IN THE OFFICE OF A TRUSTEE SHALL BE FILLED BY OFFICIAL ACTION OF THE BOARD OF TRUSTEES OF TEXAS CHILDREN'S. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders UNDER THE CURRENTLY ENACTED CORPORATE BYLAWS OF THE ORGANIZATION, A TRUSTEE SHALL HOLD OFFICE UNTIL HIS RESPECTIVE DEATH, RESIGNATION, EXPIRATION OR TERM OF OFFICE OR REMOVAL. IN ANY EVENT, A TRUSTEE SHALL CONTINUE TO HOLD OFFICE AS A TRUSTEE UNTIL HIS SUCCESSOR SHALL HAVE BEEN DULY APPOINTED OR ELECTED, AS THE CASE MAY BE, AND QUALIFIED. ANY TRUSTEE MAY BE REMOVED FROM OFFICE, WITH OR WITHOUT CAUSE, BY OFFICIAL ACTION OF THE BOARD OF TRUSTEES OF TEXAS CHILDREN'S. Form 990, Part VI, Line 8b Documentation of meetings held by committees of governing body NO SUCH COMMITTEES EXIST. Form 990, Part VI, Line 11b Review of form 990 by governing body Per a resolution approved by the member's board of trustees, the member board's audit, compliance, & risk committee has delegated authority to review the organization's completed Form 990 prior to filing. Following the audit, compliance, & risk Committee's review and approval, the completed Form 990 is shared with the members of the organization's board of directors and board of trustees prior to filing with the IRS. Form 990, Part VI, Line 12c Conflict of interest policy THE ORGANIZATION CONSISTENTLY MONITORS AND ENFORCES THE CONFLICT OF INTEREST POLICY THROUGH TWO SEPARATE PROCESSES, ONE THAT APPLIES TO THE BOARD MEMBERS, AND A SECOND THAT APPLIES TO OFFICERS AND KEY EMPLOYEES. 1) BOARD MEMBERS: PER THE ORGANIZATION'S BOARD-APPROVED CONFLICTS REVIEW PROCESS, RESPONSES TO THE ANNUAL CONFLICTS QUESTIONNAIRE ARE REVIEWED BY THE MEMBER'S BOARD LEADERSHIP AND PRESENTED TO THE MEMBER'S AUDIT, COMPLIANCE, & RISK COMMITTEE. IF THE COMMITTEE DEEMS THERE ARE ANY SIGNIFICANT ISSUES, THE RESPONSES ARE THEN REVIEWED BY THE MEMBER BOARD'S EXECUTIVE COMMITTEE AND ANY REQUIRED ACTION (RECUSEMENT FROM BOARD DELIBERATIONS RELATED TO THE CONFLICT, ETC.) IS TAKEN IN ACCORDANCE WITH THE ORGANIZATION'S BOARD-APPROVED CODE OF CONDUCT. 2) OFFICERS / KEY EMPLOYEES: PER THE ORGANIZATION'S BOARD-APPROVED CONFLICTS REVIEW PROCESS, RESPONSES TO THE ANNUAL CONFLICTS QUESTIONNAIRE ARE REVIEWED BY THE COMPLIANCE SERVICES DEPARTMENT. IF THE DEPARTMENT DEEMS THERE ARE ANY SIGNIFICANT ISSUES, REQUIRED ACTION IS TAKEN IN ACCORDANCE WITH THE ORGANIZATION'S BOARD-APPROVED CODE OF CONDUCT AND THE BOARD IS NOTIFIED OF SUCH ACTIONS. Form 990, Part VI, Line 19 Required documents available to the public THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. Form 990, Part XI, Line 9 Other changes in net assets or fund balances Changes in Fund Balance - 205651; Form 990, Part VI, Line 15A Determining Compensation for top management official COMPENSATION FOR THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL IS PAID BY TEXAS CHILDREN'S HOSPITAL, A RELATED TAX EXEMPT ORGANIZATION. BECAUSE THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL IS NOT PAID BY THE FILING ORGANIZATION, QUESTION 15A HAS BEEN ANSWERED NO. Form 990, Part VI, Line 15B Process for determining compensation of other officers COMPENSATION FOR THE ORGANIZATION'S OTHER OFFICERS IS PAID BY TEXAS CHILDREN'S HOSPITAL, A RELATED TAX EXEMPT ORGANIZATION. BECAUSE THE ORGANIZATION'S OTHER OFFICERS ARE NOT PAID BY THE FILING ORGANIZATION, QUESTION 15B HAS BEEN ANSWERED NO. TEXAS CHILDREN'S 6330 WEST LOOP SOUTH SUITE 1300 BELLAIRE TX 77401 760461578 PARENT TX 501(c)(3) Type II NA false TEXAS CHILDREN'S HEALTH PLAN 6330 WEST LOOP SOUTH SUITE 800 BELLAIRE TX 77401 760486264 HEALTH CARE TX 501(c)(3) 10 TEXAS CHILDREN'S false TEXAS CHILDREN'S GLOBAL PO BOX 300630 HOUSTON TX 77230 261482195 HEALTH CARE TX 501(c)(3) Type II TEXAS CHILDREN'S false TEXAS CHILDREN'S HOSPITAL 6621 FANNIN STREET HOUSTON TX 77030 741100555 HOSPITAL TX 501(c)(3) 3 TEXAS CHILDREN'S false TEXAS CHILDREN'S HOSPITAL FOUNDATION 6621 FANNIN STREET HOUSTON TX 77030 202380599 SUPPORTING ORG TX 501(c)(3) Type II TEXAS CHILDREN'S false TCH PEDIATRIC ASSOCIATES Inc PO BOX 300630 HOUSTON TX 77230 760460242 HEALTH CARE TX 501(c)(3) 10 TEXAS CHILDREN'S false TEXAS CHILDREN'S PHYSICIAN GROUP 6621 FANNIN STREET HOUSTON TX 77030 260834681 HEALTH CARE TX 501(c)(3) 10 TEXAS CHILDREN'S false TEXAS CHILDREN'S HEALTH PLAN - THE CENTER 6330 WEST LOOP SOUTH SUITE 800 BELLAIRE TX 77401 461392824 HEALTH CARE TX 501(c)(3) Type I TEXAS CHILDREN'S HEALTH PLAN false TEXAS CHILDREN'S URGENT CARE 6330 WEST LOOP SOUTH SUITE 1300 BELLAIRE TX 77401 472029489 HEALTH CARE TX 501(c)(3) 10 TCH PEDIATRIC ASSOCIATES INC false TCH INSURANCE COMPANY LTD PO BOX 1051 GRAND CAYMAN CJ KY11102 980176652 INSURANCE CJ NA C Corporation false CVI GVF HOLDINGS 3 LTD PO BOX 309GT UGLAND HC S CHURCH ST GEORGE TOWN GEORGE TOWN CJ KY11104 981078282 INVESTMENT CJ NA C Corporation false false false false false false false false false false false false false true false false false false false false