2025-05-14T15:07:24+00:00 2024-06-30 990 2023-07-01 042103580 President and Fellows of Harvard College PRES 6174957792 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 AMANDA MCDONNELL UNIV. CONTROLLER,HARVARD UNIVERSITY 6174957792 2025-05-14 2023 2025-03-06 01:10:19Z ALAN M GARBER MASSACHUSETTS HALL CAMBRIDGE MA 02138 15748275331 false X WWW.HARVARD.EDU X 1650 MA UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS. 13 10 38767 10000 29823613 0 1872364529 1691854430 2300718808 2395270319 1769569766 3405121472 109281335 162232411 6051934438 7654478632 888636059 953713268 0 2883517726 3140903937 910375 729494 226116129 2480009526 2741877918 6253073686 6837224617 -201139248 817254015 70647595000 74371580000 11160867000 12112676000 59486728000 62258904000 UNDERGRADUATE, GRADUATE, AND PROFESSIONAL EDUCATION AND RESEARCH ACROSS A BROAD ARRAY OF ACADEMIC DOMAINS. false false 4887963997 771257468 2296518641 EDUCATION AND OTHER INSTITUTIONAL ACTIVITIES: HARVARD UNIVERSITY (THE "UNIVERSITY") IS A PRIVATE, NOT-FOR-PROFIT INSTITUTION OF HIGHER EDUCATION WITH APPROXIMATELY 7,063 UNDERGRADUATE AND 13,938 GRADUATE STUDENTS. THE UNIVERSITY INCLUDES THE FACULTY OF ARTS AND SCIENCES (HARVARD COLLEGE), THE JOHN A. PAULSON SCHOOL OF ENGINEERING AND APPLIED SCIENCES, THE DIVISION OF CONTINUING EDUCATION, TEN GRADUATE AND PROFESSIONAL SCHOOLS, THE RADCLIFFE INSTITUTE FOR ADVANCED STUDY, A VARIETY OF RESEARCH MUSEUMS AND INSTITUTES, AND AN EXTENSIVE LIBRARY SYSTEM TO SUPPORT THE TEACHING AND RESEARCH ACTIVITIES OF THE HARVARD COMMUNITY. 989683591 182455800 98751678 SPONSORED RESEARCH ACTIVITIES: THE RANGE OF RESEARCH ACTIVITIES AT HARVARD IS BROAD AND DEEP. HARVARD SCHOLARS CONDUCT RESEARCH IN ALMOST EVERY FIELD, AND SEEK TO EXPAND HUMAN KNOWLEDGE THROUGH ANALYSIS, INNOVATION, AND INSIGHT. AS REPORTED ON PART VIII, RESEARCH IS SUPPORTED BY FEDERAL GRANTS (LINE 1E), NON-FEDERAL SPONSORED GRANTS (LINE 1F) AND NON-FEDERAL SPONSORED CONTRACTS (LINE 2B). THE UNIVERSITY'S PRINCIPAL SOURCE OF FEDERAL SPONSORED FUNDS IS THE DEPARTMENT OF HEALTH AND HUMAN SERVICES. THE UNIVERSITY ALSO HAS MANY NON-FEDERAL SOURCES OF SPONSORED AWARDS, GRANTS, AND CONTRACTS, INCLUDING RESEARCH INSTITUTES, FOUNDATIONS, STATE AND LOCAL GOVERNMENTS, FOREIGN GOVERNMENTS, AND CORPORATIONS. SPONSORED GRANTS AND CONTRACTS NORMALLY PROVIDE FOR THE RECOVERY OF DIRECT AND INDIRECT COSTS. 5877647588 true true false true true false true true true true true false false true false false true true true true true true true true false false true true true true false false false false false true false false true false true true false false true true true true true false true X 45034 0 true 38767 true true true true HK HU IN AR EI IS IT JE LU AS MP MX MG MO NL NU NI PM PE PL SN SF SP TZ TH TS TU BE UK UY BD BR CA CJ CI CH UC FR GR false false false true true true 2 false false true false false false false true true X 13 10 true false false false false false true true true false false true true true true true true true true true true CA IL MA X OFFICE OF THE CONTROLLER 6174957792 1033 MASSACHUSETTS AVENUE 3RD FL CAMBRIDGE MA 02138 ALAN M GARBER SEE SCHEDULE O 60.0 3.0 X X 922068 0 242968 CLAUDINE GAY SEE SCHEDULE O 60.0 3.0 X X 1079008 0 283947 TIMOTHY R BARAKETT FELLOW/TREASURER 5.0 1.0 X X 0 0 0 BIDDY MARTIN FELLOW 5.0 1.0 X 3524 0 0 DIANA L NELSON FELLOW 5.0 1.0 X 0 0 0 KAREN GORDON MILLS FELLOW; SENIOR FELLOW AT HBS 45.0 1.0 X 189405 0 34286 KENNETH FRAZIER FELLOW AS OF 02/07/24 5.0 1.0 X 0 0 0 KENNETH I CHENAULT FELLOW 5.0 1.0 X 0 0 0 MARIANO-FLORENTINO CUELLAR FELLOW 5.0 1.0 X 0 0 0 PAUL J FINNEGAN FELLOW 5.0 6.0 X 0 0 0 PENNY S PRITZKER FELLOW 9.0 1.0 X 0 0 0 SHIRLEY M TILGHMAN FELLOW 5.0 1.0 X 0 0 0 THEODORE V WELLS JR FELLOW 5.0 1.0 X 0 0 0 TRACY PALANDJIAN FELLOW 5.0 1.0 X 0 0 0 BRIAN LEE V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT 60.0 0 X 883103 0 74098 DIANE LOPEZ V.P. AND GENERAL COUNSEL UNTIL 02/29/24 60.0 0 X 972728 0 73085 JOHN MANNING INTERIM PROVOST AS OF 03/14/24 60.0 0 X 810537 0 73085 KLARA JELINKOVA V.P. AND CHIEF INFORMATION OFFICER 60.0 5.0 X 530602 0 71275 MANUEL CUEVAS-TRISAN V.P. FOR HUMAN RESOURCES 60.0 0 X 519137 0 77658 MARC L GOODHEART V.P. AND SECRETARY OF THE UNIVERSITY 60.0 1.0 X 573516 0 71090 MARGARET NEWELL V.P. AND DEPUTY TO THE PRESIDENT AS OF 01/26/24 60.0 0 X 555502 0 54858 MARTHA WHITEHEAD V.P. FOR THE HARVARD LIBRARY 60.0 0 X 431961 0 66331 MEREDITH WEENICK EXECUTIVE VICE PRESIDENT 60.0 5.0 X 777736 0 55214 PAUL ANDREW V.P. PUBLIC AFFAIRS AND COMM. 60.0 0 X 570222 0 77574 RITU KALRA V.P. FOR FINANCE AND C.F.O. 60.0 2.0 X 501481 0 54345 SEAN CARON V.P. FOR CAMPUS SERVICES 60.0 3.5 X 452373 0 73325 GEORGE Q DALEY DEAN, FACULTY OF MEDICINE 60.0 4.0 X 970945 0 42118 HOPI HOEKSTRA DEAN, FACULTY OF ARTS & SCIENCES AS OF 08/01/23 60.0 0 X 287075 0 45223 SRIKANT M DATAR DEAN, FACULTY OF BUSINESS 60.0 0 X 947857 0 192245 DAVID J MALAN FACULTY 60.0 0 X 1313964 0 55972 HERMAN B LEONARD FACULTY 48.0 12.0 X 1786044 31500 72402 LAWRENCE S BACOW SEE SCHEDULE O 60.0 3.0 X 2904050 0 176683 LINDA HILL FACULTY 48.0 12.0 X 982304 23500 41844 PAUL M HEALY FACULTY 60.0 0 X 1928441 0 44395 MICHAEL D SMITH SEE SCHEDULE O 60.0 0 X 535412 0 70658 NITIN NOHRIA SEE SCHEDULE O 60.0 0 X 571982 0 62120 THOMAS J HOLLISTER SEE SCHEDULE O 60.0 0.0 X 451828 0 58171 22452805 55000 2244970 6966 true true false YOH SERVICES INC 1500 SPRING GARDEN STREET PHILADELPHIA PA 19130 EMPLOYMENT SERVICES 63847907 JANEY CONSTRUCTION MANAGEMENT 236 HUNTINGTON AVENUE SUITE 417 BOSTON MA 02115 CONSTRUCTION CONTRACTOR 54613460 RESTAURANT ASSOCIATES INC 132 W 31ST STREET SUITE 601 NEW YORK NY 10001 DINING SERVICES 42654583 SHAWMUT DESIGN AND CONSTRUCTION 488 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 CONSTRUCTION CONTRACTOR 38714256 SECURITAS SECURITY SERVICES 498 SEVENTH AVENUE SUITE 1405 1450 NEW YORK NY 10018 SECURITY SERVICES 36287128 1071 3202672 336606 669430616 1018884536 89226953 1691854430 STUDENT TUITION, ROOM & BOARD 900099 1944156546 1944156546 NON-FEDERAL CONTRACTS 900099 98751678 98751678 AUXILIARY HEALTH SERVICES 621400 79009374 79009374 PUBLICATIONS 511130 32479843 32479843 STUDENT/EMPLOYEE SERVICES 611710 34006105 336487 33669618 206866773 135457996 30002548 41406229 2395270319 331443983 -515422 331959405 133862450 133862450 66541480 38032227 28509253 0 28509253 28509253 11124473345 4796002 8050894910 4696948 3073578435 99054 3073677489 3073677489 33322 336606 172614 -139292 -139292 0 0 0 0 0 7654478632 2210846063 29823613 3721954526 170380455 170380455 744464019 744464019 38868794 38868794 13641505 1028681 10717327 1895497 1676221 1676221 0 0 2475104670 2199425252 167846090 107833328 194104579 172485034 13162956 8456589 298233516 265015995 20224328 12993193 158143446 140529285 10724298 6889863 38039826 36329274 1254687 455865 80022011 2675054 77157779 189178 3078555 582090 2496465 0 314700 217869 96831 0 729494 729494 132023472 132023472 536787167 453686397 77473478 5627292 57873245 54512097 1793841 1567307 225051424 212781894 7005306 5264224 148419030 124770202 18375004 5273824 3224359 3202966 16908 4485 381080263 319746627 44483304 16850332 100568467 94260411 1437056 4871000 84055453 66570608 7000354 10484491 223764081 204826176 9511854 9426051 413998964 372451679 22604765 18942520 23287776 8351984 14935594 198 TAXES AND FEES 105413921 26651131 77710852 1051938 PAYMENTS TO ANNUITANTS 68969264 68969264 BOOKS/PUBLICATIONS 50643131 50225743 199324 218064 PUBLISHING 18551047 15371266 862540 2317241 46711762 27591120 14346487 4774155 6837224617 5877647588 733460900 226116129 24963000 16480000 125323000 40144000 2519837000 2418933000 177151000 206119000 2582000 2742000 0 0 397758000 421487000 5020000 5602000 340893000 389563000 15322149000 6723247000 8279844000 8598902000 31299935000 33249257000 25915704000 26835536000 0 1558585000 2186815000 70647595000 74371580000 499132000 546150000 587519000 573908000 2230540000 2562370000 0 0 3984194000 4571710000 3859482000 3858538000 11160867000 12112676000 15380440000 16079184000 44106288000 46179720000 59486728000 62258904000 70647595000 74371580000 X 817254015 1953521027 1400958 X false true X true true true X 1419818892 1877529760 2281389881 1872364529 1691854430 9142957492 0 0 1419818892 1877529760 2281389881 1872364529 1691854430 9142957492 0 9142957492 470599701 396476556 587199263 565774759 532363335 2552413614 710281 189527 1134892 4067163 5693016 11794879 132317248 96897119 122994948 139263123 153945929 645418367 12352584352 9600607324 0.7402 0.7125 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - PROGRAM SERVICE REVENUE EXCLUDED FROM TAX UNDER SECTIONS 512-514, COLUMN A - XXX-XX-XXXX.0, COLUMN B - 96897119.0, COLUMN C - XXX-XX-XXXX.0, COLUMN D - XXX-XX-XXXX.0, COLUMN E - XXX-XX-XXXX.0, COLUMN F - XXX-XX-XXXX.0; DESCRIPTION - NET INCOME OR (LOSS) FROM FUNDRAISING EVENTS, COLUMN A - -450.0, COLUMN B - 0.0, COLUMN C - -579.0, COLUMN D - -161350.0, COLUMN E - -139292.0, COLUMN F - -301671.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false true 200 true 4429 true 310071 true 334076 false 648776 false Schedule C, Part I-A POLITICAL CAMPAIGN ACTIVITIES THE UNIVERSITY DOES NOT ENGAGE IN DIRECT OR INDIRECT POLITICAL CAMPAIGN ACTIVITIES ON BEHALF OF OR IN OPPOSITION TO CANDIDATES FOR PUBLIC OFFICE. THEREFORE, THE UNIVERSITY DOES NOT INCUR ANY EXCISE TAX IMPOSED UNDER SECTION 4955 REPORTABLE ON IRS FORM 4720, RETURN OF CERTAIN EXCISE TAXES UNDER CHAPTERS 41 AND 42 OF THE INTERNAL REVENUE CODE. Schedule C, Part II-B LOBBYING ACTIVITY THE UNIVERSITY ENGAGED IN LOBBYING ACTIVITIES BUT DID NOT MAKE A SECTION 501(H) LOBBYING EXPENDITURE ELECTION BY FILING FORM 5768. THE UNIVERSITY HAS ENGAGED IN DIRECT INTERACTION WITH LEGISLATORS AND STAFF BY TELEPHONE, EMAIL, DIRECT MAIL AND IN PERSON. LOBBYING DISCLOSURES FOR FORM 990 JULY 1, 2023 THROUGH JUNE 30, 2024: ISSUES LOBBIED AT THE FEDERAL LEVEL INCLUDE: - ISSUES REGARDING TAX EXEMPT STATUS, INCLUDING COLLEGE AND UNIVERSITY ENDOWMENTS, TAXES ON UNRELATED BUSINESS INCOME, NET INVESTMENT INCOME, AND EXECUTIVE COMPENSATION, STATE AND COMMUNITY PROPOSALS, AND POLICIES RELATED TO CHARITABLE GIVING AND TAX INCENTIVES. - ISSUES REGARDING TAX ADMINISTRATION, EMPLOYEE BENEFITS, AND HEALTH CARE REFORM - ISSUES RELATED TO HEALTH CARE, AND PUBLIC HEALTH - BUDGET AND APPROPRIATIONS FOR STUDENT FINANCIAL AID, EDUCATION, AND RESEARCH AT NIH, NSF, DOD, DOE, NASA, EPA, ED, NEH, AND HHS - IMMIGRATION LEGISLATION AND VISA POLICIES - EDUCATION AND STUDENT AID ISSUES, SPECIFICALLY PELL GRANTS AND FEDERAL LOANS, CONSUMER AND PUBLIC DISCLOSURES, STEM EDUCATION, COLLEGE COST, ACCOUNTABILITY, GRADUATE EDUCATION, INTERNATIONAL EDUCATION, FREE SPEECH ISSUES, CAMPUS SAFETY, PUBLIC SERVICE, AND VETERANS AND MILITARY EDUCATION - LEGISLATION CONCERNING MUSEUMS, LIBRARIES, THE ARTS AND THE HUMANITIES - LEGISLATION CONCERNING US INNOVATION AND COMPETITIVENESS, INCLUDING RESEARCH SECURITY, AUTHORIZATIONS FOR VARIOUS SCIENCE AGENCIES, INCLUDING NIH, OSTP, NSF, NASA, DOD, ENERGY'S OFFICE OF SCIENCE, NIST, AND OTHER AGENCIES ISSUES LOBBIED FOR THE COMMONWEALTH OF MASSACHUSETTS INCLUDE: - LEGISLATION AND ISSUES CONCERNING INNOVATION AND ECONOMIC DEVELOPMENT - LEGISLATION RELATED TO TAX POLICY REGARDING NONPROFITS - ISSUES AND LEGISLATION RELATED TO ACCESS TO HIGHER EDUCATION AND FINANCIAL AID - ISSUES RELATED TO ENERGY, ENVIRONMENT, AND RESILIENCY - ISSUES RELATED TO TRANSPORTATION INFRASTRUCTURE Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY PAYS MEMBERSHIP DUES TO MEMBER ORGANIZATIONS WHICH MAY ENGAGE IN LOBBYING ACTIVITIES. THEREFORE, A PORTION OF THE DUES MAY BE ATTRIBUTABLE TO LOBBYING ACTIVITIES. 56 4420442 23158713 201457601 true true X X X X false true 0 24791540 24791540 0 false 49327673000 396193000 4353992000 361773000 1645523000 314190000 51756372000 49425810000 431655000 1298941000 345682000 1182415000 300636000 49327673000 51619868000 770348000 -914067000 322730000 1459422000 268187000 49425810000 40674723000 427462000 12445078000 286382000 1400197000 240816000 51619868000 39731489000 289890000 2594836000 301653000 1408827000 231012000 40674723000 0.255 0.219 0.526 true true true 906911000 906911000 12047263000 5603769000 6443494000 213403000 213403000 1461995000 1119478000 342517000 692577000 692577000 8598902000 PRIVATE EQUITIES 23376164000 F REAL ASSETS 3459372000 F 26835536000 SECURITIES LENDING/ OTHER INVESTMENT LIABILITIES 1114955000 DEPOSITS AND OTHER LIABILITIES 980687000 LIABILITIES UNDER SPLIT INTEREST AGREEMENTS 905318000 OPERATING LEASE LIABILITIES 533397000 ACCRUED RETIREMENT OBLIGATIONS 276599000 DUE TO CONSOLIDATED ORGANIZATIONS 25927000 GOVERNMENT LOAN ADVANCES 21655000 3858538000 Schedule D, Part III, Line 1a Collections of art - financial statement footnote THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. Schedule D, Part III, Line 4 Collections of art - description of collections HARVARD ART MUSEUMS: THE HARVARD ART MUSEUMS ARE THREE MUSEUMS (FOGG MUSEUM, BUSCH-REISINGER MUSEUM, ARTHUR M. SACKLER MUSEUM) AND FOUR RESEARCH CENTERS (STRAUS CENTER FOR CONSERVATION AND TECHNICAL STUDIES, CENTER FOR THE TECHNICAL STUDY OF MODERN ART, HARVARD ART MUSEUM ARCHIVES, ARCHAEOLOGICAL EXPLORATION OF SARDIS, TURKEY). THE MUSEUMS' COLLECTION CONSISTS OF MORE THAN 250,000 OBJECTS IN ALL MEDIA, RANGING IN DATE FROM ANTIQUITY TO THE PRESENT WITH WORLDWIDE ORIGINS. THE COLLECTION IS AN IMPORTANT RESOURCE FOR THE HARVARD UNIVERSITY COMMUNITY, AS WELL AS TO A BROADER AUDIENCE OF STUDENTS, SCHOLARS, AND THE GENERAL PUBLIC. IT IS USED TO ADVANCE THE KNOWLEDGE AND APPRECIATION OF ART AND ART MUSEUMS THROUGH PROGRAMS INVOLVING RESEARCH, TEACHING, PROFESSIONAL TRAINING, AND PUBLIC EDUCATION. ARNOLD ARBORETUM: THE ARNOLD ARBORETUM OF HARVARD UNIVERSITY IS THE OLDEST PUBLIC ARBORETUM IN NORTH AMERICA AND ONE OF THE WORLD'S LEADING CENTERS FOR THE STUDY OF PLANTS. ADMINISTERED BY THE OFFICE OF THE PROVOST OF HARVARD UNIVERSITY AND A LINK IN BOSTON'S EMERALD NECKLACE OF PARKS, THE ARNOLD ARBORETUM IS A UNIQUE BLEND OF RESPECTED RESEARCH INSTITUTION AND BELOVED PUBLIC LANDSCAPE. WE PROVIDE AND SUPPORT WORLD-CLASS RESEARCH, HORTICULTURE, AND EDUCATION PROGRAMS THAT FOSTER THE UNDERSTANDING, APPRECIATION, AND PRESERVATION OF TREES. COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS: HARVARD UNIVERSITY HAS BEEN ACQUIRING SCIENTIFIC INSTRUMENTS ON A CONTINUOUS BASIS FOR TEACHING AND RESEARCH SINCE 1672. THE COLLECTION OF HISTORICAL SCIENTIFIC INSTRUMENTS, WHICH WAS ESTABLISHED IN 1948 TO PRESERVE THIS APPARATUS AS A RESOURCE FOR TEACHING AND RESEARCH IN THE HISTORY OF SCIENCE AND TECHNOLOGY, HAS BECOME ONE OF THE THREE LARGEST UNIVERSITY COLLECTIONS OF ITS KIND IN THE WORLD. IT CONTAINS OVER 20,000 OBJECTS DATING FROM ABOUT 1400 TO THE PRESENT. A BROAD RANGE OF SCIENTIFIC DISCIPLINES ARE REPRESENTED, INCLUDING ASTRONOMY, NAVIGATION, HOROLOGY, SURVEYING, GEOLOGY, CALCULATING, PHYSICS, BIOLOGY, MEDICINE, PSYCHOLOGY, ELECTRICITY, AND COMMUNICATION. SIGNIFICANT INSTRUMENTS, MADE OBSOLETE BY NEW TECHNOLOGIES, CONTINUE TO BE INCORPORATED. MANY OF THE DOCUMENTS DETAILING THE PURCHASE AND USE OF THE INSTRUMENTS HAVE BEEN PRESERVED, AND ARE AVAILABLE FOR RESEARCH IN THE COLLECTION'S ADJUNCT LIBRARY. MUSEUM OF COMPARATIVE ZOOLOGY (WITHIN THE MUSEUM OF NATURAL HISTORY): THE MUSEUM OF COMPARATIVE ZOOLOGY (THE MCZ) WAS FOUNDED IN 1859 ON THE CONCEPT THAT COLLECTIONS ARE AN INTEGRAL AND FUNDAMENTAL COMPONENT OF ZOOLOGICAL RESEARCH AND TEACHING. THIS 150-YEAR-OLD COMMITMENT REMAINS A STRONG AND PROUD TRADITION FOR THE MCZ. THE PRESENT-DAY MCZ CONTAINS OVER 21 MILLION SPECIMENS IN TEN RESEARCH COLLECTIONS WHICH COMPRISE ONE OF THE WORLD'S RICHEST AND MOST VARIED RESOURCES FOR STUDYING THE DIVERSITY OF LIFE. THE MUSEUM SERVES AS THE PRIMARY REPOSITORY FOR ZOOLOGICAL SPECIMENS COLLECTED BY PAST AND PRESENT HARVARD FACULTY-CURATORS, STAFF AND ASSOCIATES CONDUCTING RESEARCH AROUND THE WORLD. AS A PREMIER UNIVERSITY MUSEUM AND RESEARCH INSTITUTION, THE SPECIMENS AND THEIR RELATED DATA ARE AVAILABLE TO RESEARCHERS OF THE SCIENTIFIC AND MUSEUM COMMUNITY. USE OF THE COLLECTIONS IN STUDENT RESEARCH IS ALSO ENCOURAGED. FISHER MUSEUM HARVARD FOREST: THE FISHER MUSEUM'S MAIN EXHIBIT DISPLAYS TWENTY-THREE INTERNATIONALLY ACCLAIMED MODELS (DIORAMAS) PORTRAYING THE HISTORY, CONSERVATION AND MANAGEMENT OF CENTRAL NEW ENGLAND FORESTS. OTHER EXHIBITS AT THE MUSEUM REPRESENT THE RANGE OF HARVARD FOREST'S RESEARCH. HARVARD UNIVERSITY HERBARIA (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD UNIVERSITY HERBARIA ARE AMONG SOME SEVERAL THOUSAND COLLECTIONS OF PRESSED, DRIED PLANT SPECIMENS WORLDWIDE THAT ARE USED BY RESEARCHERS TO FURTHER OUR UNDERSTANDING OF THE PLANT WORLD. SOME OF THE EARLIEST HERBARIA WERE FOUNDED IN EUROPE IN THE EARLY 1600'S, DURING THE DAYS OF EXPLORATION, WHEN KNOWLEDGE OF THE EARTH'S FLORA WAS GROWING AT SUCH A RAPID PACE THAT BOTANICAL GARDENS COULD NO LONGER MAINTAIN LIVING EXAMPLES OF EVERY KNOWN SPECIES. WHILE HERBARIUM COLLECTIONS OF ALL SIZES EXIST TODAY, THERE ARE FEWER THAN 75 HERBARIA WORLDWIDE WITH MORE THAN ONE MILLION SPECIMENS. HERBARIUM COLLECTIONS HAVE BEEN BUILT BY THE EFFORTS OF NUMEROUS BOTANISTS AND PLANT COLLECTORS WHO SEARCHED FROM REMOTE AND ISOLATED JUNGLES TO INNER CITY WASTE LOTS AND RAILROAD TRACKS TO DOCUMENT THE DIVERSITY AND DISTRIBUTION OF THE EARTH'S FLORA. REPRESENTATIVES OF MOST KNOWN SPECIES OF PLANTS CAN BE FOUND IN HERBARIA TODAY, CAREFULLY MOUNTED ON SHEETS OF ARCHIVAL QUALITY PAPER, LABELED WITH IMPORTANT INFORMATION ABOUT THEM, AND STORED ON SHELVES IN CABINETS. IN ESSENCE, A HERBARIUM IS ANALOGOUS TO A LIBRARY OF CAREFULLY PRESERVED PLANTS WHERE THE SPECIMENS THEMSELVES AND THE LABELS ASSOCIATED WITH THEM PROVIDE A WEALTH OF INFORMATION ONCE THEY HAVE BEEN "READ STUDIED BY SCIENTISTS. THE SPECIMENS ARE THE KEY TO UNDERSTANDING PLANT RELATIONSHIPS, GEOGRAPHIC DISTRIBUTIONS, ECONOMIC USEFULNESS, EVEN THEIR MOLECULAR MAKEUP. AS WE LOSE NATURAL HABITATS THE WORLD OVER, HERBARIA INCREASINGLY SERVE AS A RECORD OF THE RECENT HISTORY OF PLANT LIFE, AND AS A REPOSITORY OF PRECIOUS GENETIC INFORMATION. HERBARIA HOLD THE TOOLS FOR OUR UNDERSTANDING OF THE PLANT WORLD. MINERALOGICAL AND GEOLOGICAL MUSEUM (WITHIN MUSEUM OF NATURAL HISTORY): THE HARVARD MINERAL COLLECTION RANKS AMONG THE WORLD'S FINEST DUE TO ITS VERY BROAD REPRESENTATION, WEALTH OF RARE SPECIES; LARGE NUMBER OF SPECIMENS DESCRIBED IN THE SCIENTIFIC LITERATURE; AND THE QUALITY OF ITS DISPLAY SPECIMENS. A RICH SYSTEMATIC MINERAL COLLECTION AND DISPLAYS OF GEMSTONES ARE THE PRINCIPAL EXHIBITS IN THE MINERAL GALLERY. THE MUSEUM IS COMMITTED TO THE DEVELOPMENT AND PRESERVATION OF WORLD-CLASS COLLECTIONS OF MINERALS, GEMS, ROCKS, ORES, AND METEORITES FOR RESEARCH, EDUCATION, AND PUBLIC DISPLAY. ITS EARLIEST COLLECTIONS DATE BACK TO THE LATE 18TH CENTURY. THE MUSEUM CATERS TO THE HARVARD STUDENTS AND FACULTY AS WELL AS THE GEOLOGICAL COMMUNITY AT LARGE BY SERVING AS A UNIQUELY RICH RESOURCE OF MATERIALS AND INFORMATION. PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY: THE PEABODY MUSEUM OF ARCHAEOLOGY AND ETHNOLOGY IS STEWARD TO ONE OF THE OLDEST AND LARGEST COLLECTIONS OF CULTURAL OBJECTS IN THE WESTERN HEMISPHERE. SINCE THE LATE NINETEENTH CENTURY, THE MUSEUM HAS PLAYED AN ACTIVE PART IN THE HISTORY OF AMERICAN ANTHROPOLOGY AND IN THE EVOLVING RELATIONSHIP BETWEEN MUSEUMS AND NATIVE PEOPLES. THE PEABODY STRIVES TO MAKE COLLECTIONS WIDELY ACCESSIBLE AND ENGAGE ISSUES OF CONCERN TO DIVERSE AUDIENCES. TODAY, THE PEABODY HOUSES MORE THAN SIX MILLION INDIVIDUAL OBJECTS, 500,000 PHOTOGRAPHIC IMAGES, AND SUBSTANTIAL ARCHIVAL RECORDS. STRONGEST IN THE CULTURES OF NORTH, CENTRAL, AND SOUTH AMERICA, AND THE PACIFIC ISLANDS, THE PEABODY IS ALSO CARETAKER TO IMPORTANT COLLECTIONS FROM AFRICA, EUROPE, AND ASIA. COLLECTION TYPES INCLUDE ARCHAEOLOGY; ETHNOGRAPHY; OSTEOLOGY; AND PAINTING, DRAWING, AND PRINTS. SEMITIC MUSEUM: THE SEMITIC MUSEUM IS HOME TO THE UNIVERSITY'S COLLECTIONS OF NEAR EASTERN ARCHAEOLOGICAL ARTIFACTS. THESE ARTIFACTS COMPRISE OVER 40,000 ITEMS, INCLUDING POTTERY, CYLINDER SEALS, SCULPTURE, COINS AND CUNEIFORM TABLETS. MANY ARE FROM MUSEUM-SPONSORED EXCAVATIONS IN ISRAEL, JORDAN, IRAQ, EGYPT, CYPRUS, AND TUNISIA. THE MUSEUM IS DEDICATED TO THE USE OF THESE COLLECTIONS FOR THE TEACHING, RESEARCH, AND PUBLICATION OF NEAR EASTERN ARCHAEOLOGY, HISTORY, AND CULTURE. WARREN ANATOMICAL MUSEUM: THE WARREN ANATOMICAL MUSEUM'S PRESENT COLLECTION CONTAINS APPROXIMATELY 15,000 ARTIFACTS AND CASES INCLUDING: ANATOMICAL AND PATHOLOGICAL PREPARATIONS; VARIOUS WAX, PAPER MACHE, AND DRY PREPARATION ANATOMICAL MODELS; PHOTOGRAPHS, PRINTS, PAINTINGS, AND DRAWINGS; MEDICAL INSTRUMENTS AND MACHINES; AND OTHER MEDICAL MEMORABILIA. ALONG WITH THE WELL-KNOWN SKULL OF PHINEAS GAGE, THE MUSEUM HOLDS MANY OTHER RARE AND INTERESTING ITEMS. AMONG THESE ARE THE PHRENOLOGICAL COLLECTION OF JOHANN GASPAR SPURZHEIM, THE BOSTON SOCIETY FOR MEDICAL IMPROVEMENT COLLECTION, AND A W. T. G. MORTON-TYPE ETHER INHALER. THE MUSEUM PROMOTES THE COLLECTION FOR THE PURPOSES OF MEDICAL EDUCATION IN ALL FORMS WHENEVER POSSIBLE, BY EXPANDING ITS SCOPE TO PROVIDE PUBLIC PROGRAMMING AND EDUCATIONAL RESOURCES TO THE LARGER COMMUNITY. CARPENTER CENTER FOR THE VISUAL ARTS: CARPENTER CENTER FOR THE VISUAL ARTS IS DEDICATED TO THE SYNTHESIS OF ART, DESIGN, AND EDUCATION THROUGH THE EXHIBITION OF EXISTING WORKS AND PRODUCTION OF NEW COMMISSIONS. IT STRIVES TO BRING PEOPLE, IDEAS, AND OBJECTS TOGETHER IN GENERATIVE WAYS THAT PROVIDE UNPARALLELED EXPERIENCES WITH CONTEMPORARY ART, ULTIMATELY ENRICHING THE CREATIVE AND INTELLECTUAL LIVES OF THEIR AUDIENCES. Schedule D, Part IV, Line 1b Agent, trustee, custodian, or other intermediary arrangement AGENCY FUNDS REPRESENT AWARDS UNDER WHICH HARVARD SERVES AS AN INTERMEDIARY AGENT BETWEEN THE SPONSOR (USUALLY FEDERAL) AND THE ULTIMATE THIRD PARTY RECIPIENT. THE TRANSFER OF THE ASSETS TO HARVARD IS NOT A CONTRIBUTION RECEIVED BY HARVARD AND THE TRANSFER OF ASSETS TO THE RECIPIENT IS NOT A CONTRIBUTION MADE BY HARVARD. HARVARD DRAWS DOWN ON ITS FEDERAL LINES OF CREDIT MONTHLY TO COVER THOSE COSTS INCURRED ON FEDERAL AWARDS. THEREFORE, THERE IS NO BEGINNING OR ENDING BALANCE FOR THESE AGENCY FUNDS. Schedule D, Part V, Line 4 Intended uses of endowment funds THE PRIMARY GOAL OF THE ENDOWMENT IS TO SUPPORT THE UNIVERSITY'S TEACHING AND RESEARCH MISSION. true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE ORGANIZATION MEETS THE CRITERIA ESTABLISHED IN SECTION 4.0 REVENUE PROCEDURE 75-50. THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE AND WORLDWIDE AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS. IT SATISFIES THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF ITS RACIALLY NONDISCRIMINATORY POLICY AS TO STUDENTS IN ALL ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. IT ALSO REFERENCES ITS RACIALLY NONDISCRIMINATORY POLICY IN OTHER WRITTEN ADVERTISING THAT IT USES AS A MEANS OF INFORMING PROSPECTIVE STUDENTS OF ITS PROGRAMS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THIS ORGANIZATION RECEIVES FUNDS FOR RESEARCH AND ADMINISTERS FEDERAL AID PROGRAMS TO STUDENTS ENROLLED IN POST-SECONDARY EDUCATION. true Central America and the Caribbean Fundraising 848 Central America and the Caribbean Grantmaking 164738 Central America and the Caribbean 0 0 Program Services UNIVERSITY ACTIVITIES 361169 East Asia and the Pacific Fundraising 543311 East Asia and the Pacific Grantmaking 3327324 East Asia and the Pacific Investments 11477257 East Asia and the Pacific 2 6 Program Services UNIVERSITY ACTIVITIES 11181544 Europe (Including Iceland and Greenland) Fundraising 744660 Europe (Including Iceland and Greenland) Grantmaking 14282540 Europe (Including Iceland and Greenland) Investments 306838674 Europe (Including Iceland and Greenland) 1 94 Program Services UNIVERSITY ACTIVITIES 38411688 Middle East and North Africa Fundraising 87173 Middle East and North Africa Grantmaking 699530 Middle East and North Africa 0 6 Program Services UNIVERSITY ACTIVITIES 3958880 North America (Canada & Mexico only) Fundraising 103494 North America (Canada & Mexico only) Grantmaking 2650713 North America (Canada & Mexico only) 0 9 Program Services UNIVERSITY ACTIVITIES 4047137 Russia and Neighboring States Fundraising 66 Russia and Neighboring States Grantmaking 189163 Russia and Neighboring States 0 0 Program Services UNIVERSITY ACTIVITIES 166565 South America Fundraising 67414 South America Grantmaking 2359036 South America 0 0 Program Services UNIVERSITY ACTIVITIES 3563231 South Asia Fundraising 13460 South Asia Grantmaking 2102915 South Asia 0 18 Program Services UNIVERSITY ACTIVITIES 5747518 Sub-Saharan Africa Fundraising 6248 Sub-Saharan Africa Grantmaking 13084657 Sub-Saharan Africa 0 13 Program Services UNIVERSITY ACTIVITIES 9410647 3 106 0 40 3 146 394833543 40758057 435591600 Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 4615659 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 1322906 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 1242171 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 1073195 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 934827 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 864976 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 832456 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 588764 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 588000 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 559103 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 552320 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 543121 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 478147 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 409917 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 398576 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 387323 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 373452 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 362722 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 348147 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 308452 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 299009 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 295141 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 291283 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 291033 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 282840 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 252005 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 237866 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 232050 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 223242 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 218860 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 214837 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 208105 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 205000 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 200000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 185485 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 182617 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 182220 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 173568 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 171303 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 166063 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 150000 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 147026 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 144625 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 132565 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 128854 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 128771 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 127751 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 115814 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 111388 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 110542 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 110479 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 108369 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 105961 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 104000 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 95305 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 87890 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 87823 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 79482 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 77585 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 67500 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 64877 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 60735 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 60689 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 60284 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 59079 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 59009 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 58807 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 57818 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 56822 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 56441 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 56163 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 54405 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 52157 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 51840 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 50813 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 48495 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 45853 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 44700 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 44122 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 43334 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 41620 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 40000 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 38730 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 37756 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 37503 EFT OR CHECK South Asia SPONSORED RESEARCH SUB-AWARD 36861 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 36441 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 35290 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 33444 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 29988 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 27895 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 27448 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 27377 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 25753 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 25000 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 25000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 24855 EFT OR CHECK South America SPONSORED RESEARCH SUB-AWARD 24686 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 23479 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 22973 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 22907 EFT OR CHECK North America (Canada & Mexico only) SPONSORED RESEARCH SUB-AWARD 21565 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 19656 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 19000 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 18320 EFT OR CHECK Middle East and North Africa SPONSORED RESEARCH SUB-AWARD 16201 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 16200 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 14711 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 14397 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 12045 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 10434 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 9857 EFT OR CHECK Sub-Saharan Africa SPONSORED RESEARCH SUB-AWARD 9092 EFT OR CHECK Europe (Including Iceland and Greenland) COMMUNITY GIFT AND CHARITABLE CONTRIBUTIONS 6798 EFT OR CHECK East Asia and the Pacific SPONSORED RESEARCH SUB-AWARD 6560 EFT OR CHECK Europe (Including Iceland and Greenland) SPONSORED RESEARCH SUB-AWARD 5675 EFT OR CHECK 92 24 Graduate Student Stipend Grants Central America and the Caribbean 8 19350 ETF OR CHECK Graduate Student Stipend Grants East Asia and the Pacific 124 652880 ETF OR CHECK Graduate Student Stipend Grants Europe (Including Iceland and Greenland) 81 323944 ETF OR CHECK Graduate Student Stipend Grants Middle East and North Africa 7 26531 ETF OR CHECK Graduate Student Stipend Grants North America (Canada & Mexico only) 34 70652 ETF OR CHECK Graduate Student Stipend Grants Russia and Neighboring States 3 9398 ETF OR CHECK Graduate Student Stipend Grants South America 43 147956 ETF OR CHECK Graduate Student Stipend Grants South Asia 50 203906 ETF OR CHECK Graduate Student Stipend Grants Sub-Saharan Africa 42 123713 ETF OR CHECK Grants and Awards to Non-Harvard Students Central America and the Caribbean 7 76393 ETF OR CHECK Grants and Awards to Non-Harvard Students East Asia and the Pacific 44 422445 ETF OR CHECK Grants and Awards to Non-Harvard Students Europe (Including Iceland and Greenland) 110 1367018 ETF OR CHECK Grants and Awards to Non-Harvard Students Middle East and North Africa 13 118090 ETF OR CHECK Grants and Awards to Non-Harvard Students North America (Canada & Mexico only) 34 326306 ETF OR CHECK Grants and Awards to Non-Harvard Students Russia and Neighboring States 4 34900 ETF OR CHECK Grants and Awards to Non-Harvard Students South America 67 330691 ETF OR CHECK Grants and Awards to Non-Harvard Students South Asia 10 35030 ETF OR CHECK Grants and Awards to Non-Harvard Students Sub-Saharan Africa 92 698785 ETF OR CHECK Nonstudent Prizes and Awards Europe (Including Iceland and Greenland) 8 118963 ETF OR CHECK Nonstudent Prizes and Awards Middle East and North Africa 1 8000 ETF OR CHECK Nonstudent Prizes and Awards Russia and Neighboring States 1 5000 ETF OR CHECK Nonstudent Prizes and Awards South America 1 2500 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Central America and the Caribbean 4 15000 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards East Asia and the Pacific 72 421627 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Europe (Including Iceland and Greenland) 101 553373 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Middle East and North Africa 7 21200 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards North America (Canada & Mexico only) 4 10750 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Russia and Neighboring States 14 51944 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards South America 7 32106 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards South Asia 15 84020 ETF OR CHECK Other Undergraduate Grants, Prizes, and Awards Sub-Saharan Africa 28 180700 ETF OR CHECK Stipends for Post-Doctoral Students and Fellows Europe (Including Iceland and Greenland) 98 2118852 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Central America and the Caribbean 1 32845 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans East Asia and the Pacific 12 223970 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Europe (Including Iceland and Greenland) 27 458835 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Middle East and North Africa 2 48555 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans North America (Canada & Mexico only) 11 206310 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Russia and Neighboring States 2 4501 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans South America 9 22895 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans South Asia 19 125964 ETF OR CHECK Student loan Repayment Programs and Forgiven Loans Sub-Saharan Africa 11 102409 ETF OR CHECK Student Prizes and Awards Central America and the Caribbean 11 21150 ETF OR CHECK Student Prizes and Awards East Asia and the Pacific 129 517811 ETF OR CHECK Student Prizes and Awards Europe (Including Iceland and Greenland) 338 1215649 ETF OR CHECK Student Prizes and Awards Middle East and North Africa 57 211274 ETF OR CHECK Student Prizes and Awards North America (Canada & Mexico only) 94 200323 ETF OR CHECK Student Prizes and Awards Russia and Neighboring States 19 83420 ETF OR CHECK Student Prizes and Awards South America 77 312282 ETF OR CHECK Student Prizes and Awards South Asia 105 467141 ETF OR CHECK Student Prizes and Awards Sub-Saharan Africa 154 542806 ETF OR CHECK true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY DULY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual Schedule F, Part II, Line 1 Method used to account for expenditures on org's financial statements EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual Schedule F, Part III Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN -Accrual EAST ASIA AND THE PACIFIC -Accrual EUROPE (INCLUDING ICELAND AND GREENLAND) -Accrual MIDDLE EAST AND NORTH AFRICA -Accrual NORTH AMERICA (CANADA & MEXICO ONLY) -Accrual RUSSIA AND NEIGHBORING STATES -Accrual SOUTH AMERICA -Accrual SOUTH ASIA -Accrual SUB-SAHARAN AFRICA -Accrual X X X X X X X true STARR'S ALIGNED 151 WEBSTER STREET WEST NEWTON MA 02465 FUNDRAISING CONSULTING false 0 421453 -421453 BCG CONNECT CREATIVE DIRECT MARKETING 755 MIDDLESEX TURNPIKE BILLERICA MA 01821 DIRECT MAIL FUNDRAISING false 240768 146514 94254 OPUS DESIGN 358 CHESTNUT HILL AVE BRIGHTON MA 02135 DIRECT MAIL FUNDRAISING false 0 57775 -57775 ELPIS ASSOCIATES C/O HEMENWAY BARNES LLP 75 STATE ST REET BOSTON MA 02109 FUNDRAISING CONSULTING false 2000000 35753 1964247 JOHN BROWN LIMITED INC 4916 CRESTWOOD DRIVE WACO TX 76710 FUNDRAISING CONSULTING false 0 35000 -35000 THINK DESIGN DISRUPT 25 NEILLIAN CRESCENT JAMAICA PLAIN MA 02130 FUNDRAISING CONSULTING false 0 33000 -33000 2240768 729495 1511273 MA NY AUTUMN DINNER 349500 316178 33322 0 0 140168 30354 0 0 FIELD HOCKEY 11440 11440 0 0 0 0 0 0 1099 1 8988 8988 0 0 0 0 0 0 993 369928 336606 33322 0 0 140168 30354 0 2092 172614 -139292 Schedule G, Part I, Line 2b(iv) GROSS RECEIPTS FROM ACTIVITY THE FUNDRAISING EFFORT IS A LONG TERM EFFORT OFTEN SPANNING YEARS AND DECADES TO BRING IN ONE GIFT. THE TOTAL LISTED HERE IS FOR CASH RECEIVED IN FY24, BUT THE DONOR(S) MAY HAVE MADE THE ORIGINAL PLEDGE(S) IN PRIOR YEARS. THE PROFESSIONAL FUNDRAISING SERVICES DETAILED IN LINE 2B, ACTIVITIES 1, 4, 5, AND 6 ARE FOR CONSULTATION AND COMMUNICATIONS FOR GENERAL FUNDRAISING ACTIVITIES. THE SERVICES ARE NOT PROVIDED FOR A SPECIFIC EVENT OR ACTIVITY IN WHICH THERE IS A DIRECT CONNECTION BETWEEN THE FUNDRAISING ACTIVITY AND THE DONATIONS RECEIVED. true FRONTIER SCI TECH FDN 1244 BOYLSTON ST CHESTNUT HILL MA 02467 161056814 IRC 501(C)(3) 17537335 RESEARCH SUB-AWARD BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02115 042312909 IRC 501(C)(3) 13266160 RESEARCH SUB-AWARD MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT ST BOSTON MA 021142605 041564655 IRC 501(C)(3) 10702632 RESEARCH SUB-AWARD MENS & WOMENS HEBREW ASSOC 1395 LEXINGTON AVE NEW YORK NY 10128 131624229 IRC 501(C)(3) 7750000 DAF DISTRIBUTION AMERICAN REPERTORY THEATRE 64 BRATTLE STREET CAMBRIDGE MA 02138 042665867 IRC 501(C)(3) 7681000 DAF DISTR. & CHAR. CONTRIB. CHILDREN'S HOSPITAL BOSTON 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 IRC 501(C)(3) 6539861 RESEARCH SUB-AWARD CITY OF BOSTON 1 CITY HALL SQ STE 500 BOSTON MA 02201 046001380 GOVERNMENTAL UNIT 6022651 CHARITABLE CONTRIBUTION LATHAM BIOPHARM GROUP 6810 DEERPATH RD ELKRIDGE MD 21075 043382742 NOT EXEMPT 5248510 RESEARCH SUB-AWARD MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASS AVE CAMBRIDGE MA 02139 042103594 IRC 501(C)(3) 5236586 RES. AWARD & CHAR. CONTRIB. ALLEN INST FOR BRAIN SCIENCE 615 WESTLAKE AVE NORTH SEATTLE WA 98109 912155317 IRC 501(C)(3) 5021920 RESEARCH SUB-AWARD DANA-FARBER CANCER INSTITUTE 450 BROOKLINE AVE BOSTON MA 02215 042263040 IRC 501(C)(3) 4868336 RESEARCH SUB-AWARD THE BROAD INSTITUTE 320 CHARLES STREET CAMBRIDGE MA 02141 263428781 IRC 501(C)(3) 4097913 SPONSORED RESEARCH SUB-AWARD PRINCETON UNIVERSITY OFFICE OF RESEARCH PROJECT ADMIN 701 CARNEGIE CENTER STE 445 PRINCETON NJ 08544 210634501 IRC 501(C)(3) 2328485 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF PITTSBURGH PARK PLAZA 128 NORTH CRAIG STREET PITTSBURGH PA 15260 250965591 IRC 501(C)(3) 2056861 SPONSORED RESEARCH SUB-AWARD BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 770303498 741613878 IRC 501(C)(3) 1923903 SPONSORED RESEARCH SUB-AWARD STANFORD UNIVERSITY 3145 PORTER DR PALO ALTO CA 94304 941156365 IRC 501(C)(3) 1834391 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF MASSACHUSETTS CHAN MEDICAL SCHOOL 55 NORTH LAKE AVENUE WORCESTER MA 01655 043358566 IRC 115 1802395 SPONSORED RESEARCH SUB-AWARD RAGON INSTITUTE OF MGH MIT AND HARVARD 149 13TH STREET CHARLESTOWN MA 02129 041564655 IRC 501(C)(3) 1735079 SPONSORED RESEARCH SUB-AWARD QUERA COMPUTING INC 1284 SOLDIERS FIELD ROAD SOMERVILLE MA 02143 832841994 NOT EXEMPT 1721412 SPONSORED RESEARCH SUB-AWARD BETH ISRAEL DEACONESS MEDICAL CENTER RESEARCH FINANCE-DEA 220 330 BROOKLINE AVE BOSTON MA 02215 042103881 IRC 501(C)(3) 1682582 SPONSORED RESEARCH SUB-AWARD WASHINGTON UNIVERSITY ONE BROOKINGS DR OFFICE OF VICE CHANCELLOR ST LOUIS MO 631101093 430653611 IRC 501(C)(3) 1603646 SPONSORED RESEARCH SUB-AWARD COLUMBIA UNIVERSITY OFFICE OF PROJECTS GRANTS NEW YORK NY 10027 135598093 IRC 501(C)(3) 1578747 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA - SAN FRANCISCO 500 PARNASSUS AVE SAN FRANCISCO CA 94143 946036493 IRC 115 1546166 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA - SAN DIEGO OFFICE OF CONTRACT GRANT ADMIN 9500 GILMAN DR LA JOLLA CA 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COLLEGE 695 PARK AVENUE NEW YORK NY 10065 136001027 IRC 115 68083 SPONSORED RESEARCH SUB-AWARD COASTAL CAROLINA UNIVERSITY PO BOX 261954 CONWAY SC 295286054 570977955 IRC 501(C)(4) 67582 SPONSORED RESEARCH SUB-AWARD KAISER PERMANENTE WASHINGTON HEALTH RESEARCH INSTITUTE 1730 MINOR AVE SUITE 1600 SEATTLE WA 981011466 EXEMPT 65886 SPONSORED RESEARCH SUB-AWARD BUNKER HILL COMMUNITY COLLEGE 250 NEW RUTHERFORD AVE BOSTON MA 021292925 046002284 IRC 115 65231 SPONSORED RESEARCH SUB-AWARD GREENHILL SCHOOL 4141 SPRING VALLEY ROAD ADDISON TX 75001 751022742 IRC 501(C)(3) 65000 DAF DISTRIBUTION INDIANA UNIVERSITY SCHOOL OF MEDICINE HOLMSTEDT HALL 272 TERRE HAUTE IN 47809 356001673 IRC 115 64868 SPONSORED RESEARCH SUB-AWARD GARDNER PILOT ACADEMY 30 ATHOL STREET ALLSTON MA 02134 833487611 IRC 501(C)(3) 64520 CHARITABLE CONTRIBUTION OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS OH 43210 311145986 IRC 115 63647 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF MASSACHUSETTS - BOSTON 100 MORRISSEY BLVD BOSTON MA 021253393 043167352 IRC 115 61691 SPONSORED RESEARCH SUB-AWARD COMMUNITY FOUNDATION OF GREATER BUFFALO 712 MAIN ST BUFFALO NY 14202 222743917 IRC 501(C)(3) 60000 DAF DISTRIBUTION CRYSTAL SPRINGS UPLANDS SCHOOL 400 UPLANDS DRIVE HILLSBOROUGH CA 94010 941247265 IRC 501(C)(3) 60000 DAF DISTRIBUTION ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE PO BOX 1198 NEW YORK NY 100296574 136171197 IRC 501(C)(3) 58474 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF MASSACHUSETTS - LOWELL ONE UNIVERSITY AVE LOWELL MA 01854 042607130 IRC 115 57065 SPONSORED RESEARCH SUB-AWARD FLORIDA INTERNATIONAL UNIVERSITY 11200 SW 8TH STREET MIAMI FL 33199 650177616 IRC 115 55821 SPONSORED RESEARCH SUB-AWARD THE FORSYTH INSTITUTE 245 FIRST STREET CAMBRIDGE MA 02142 042104230 IRC 501(C)(3) 53874 SPONSORED RESEARCH SUB-AWARD MASSACHUSETTS EYE AND EAR INFIRMARY 243 CHARLES STREET BOSTON MA 021143096 042103591 IRC 501(C)(3) 53849 SPONSORED RESEARCH SUB-AWARD CALIFORNIA STATE UNIVERSITY - SAN BERNARDINO 5500 UNIVERSITY PARKWAY SAN BERNARDINO CA 92407 330644150 IRC 115 53550 SPONSORED RESEARCH SUB-AWARD TEXAS BIOMEDICAL RESEARCH INSTITUTE 7620 N W LOOP 410 SAN ANTONIO TX 782275301 741109630 IRC 501(C)(3) 51895 SPONSORED RESEARCH SUB-AWARD SILENT SPRING INSTITUTE 320 NEVADA STREET SUITE 302 NEWTON MA 02460 043237106 IRC 501(C)(3) 50835 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF VERMONT OFFICE OF SPONSORED PROGRAMS 340 WATERMAN BUILDING 656-3360 BURLINGTON VT 05405 030179440 IRC 115 50496 SPONSORED RESEARCH SUB-AWARD GLOBAL DEVELOPMENT INCUBATOR-GDI SOLUTIONS INC 1401 K ST NW SUITE 900 WASHINGTON DC 20005 141945286 IRC 501(C)(3) 50222 SPONSORED RESEARCH SUB-AWARD CURTIS INSTITUTE OF MUSIC 1726 LOCUST STREET PHILADELPHIA PA 19103 231585611 IRC 501(C)(3) 50000 DAF DISTRIBUTION INNOVATION NETWORK FOR COMMUNITIES 156 GROVER LANE TAMWORTH NH 03886 205097409 IRC 501(C)(3) 50000 CHARITABLE CONTRIBUTION AMERICAN COUNCIL OF LEARNED SOCIETIES 633 3RD AVE 8TH FL NEW YORK NY 10017 131851145 IRC 501(C)(3) 50000 CHARITABLE CONTRIBUTION RESIDENT SERVICES EMPOWERMENT INC 362 GREEN STREET CAMBRIDGE MA 02139 832304984 IRC 501(C)(3) 50000 CHARITABLE CONTRIBUTION NATIONAL ASSOCIATION OF COUNTY AND CITY HEALTH OFFICIALS 1100 17TH STREET NW 1100 17TH STREET NW WASHINGTON DC 20036 521426663 IRC 501(C)(3) 50000 SPONSORED RESEARCH SUB-AWARD ASSOCIATION OF STATE AND TERRITORIAL HEALTH OFFICIALS 1275 K STREET NW SUITE 800 WASHINGTON DC 20005 351044487 IRC 501(C)(3) 50000 SPONSORED RESEARCH SUB-AWARD MICHIGAN STATE UNIVERSITY 426 AUDITORIUM RD RM 350 EAST LANSING MI 48824 386005984 IRC 115 48423 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF DELAWARE 83 E MAIN STREET 3RD FLOOR NEWARK DE 19716 516000297 IRC 501(C)(3) 47208 SPONSORED RESEARCH SUB-AWARD RESEARCH FOUNDATION OF CUNY (CITY UNIVERSITY OF NEW YORK) 230 W 41ST STREET NEW YORK NY 10036 131988190 IRC 501(C)(3) 46491 SPONSORED RESEARCH SUB-AWARD BOARD OF REGENTS OF THE UNIVERSITY OF WISCONSIN SYSTEM 1220 LINDEN DRIVE MADISON 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INSTITUTE 615 WESTLAKE AVENUE NORTH SEATTLE WA 98109 912155317 IRC 501(C)(3) 40389 SPONSORED RESEARCH SUB-AWARD ROSWELL PARK CANCER INSTITUTE 665 ELM STREET BUFFALO NY 14263 161552370 IRC 115 40000 DAF DISTRIBUTION COMBINED JEWISH PHILANTHROPIES OF GREATER BOSTON 126 HIGH STREET BOSTON MA 02110 042103559 IRC 501(C)(3) 40000 DAF DISTRIBUTION BOSTON HEALTH CARE FOR THE HOMELESS PROGRAM 780 ALBANY STREET BOSTON MA 02118 043160480 IRC 501(C)(3) 39744 SPONSORED RESEARCH SUB-AWARD CATHEDRAL SCHOOL FOR BOYS 1275 SACRAMENTO STREET SAN FRANCISCO CA 94108 941156846 IRC 501(C)(3) 39000 DAF DISTRIBUTION CARING HEALTH CENTER INC 1049 MAIN STREET SPRINGFIELD MA 01103 042620040 IRC 501(C)(3) 38568 SPONSORED RESEARCH SUB-AWARD METROPOLITAN AREA PLANNING COUNCIL 60 TEMPLE PLACE BOSTON MA 02111 042472296 NOT EXEMPT 37748 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77204 746001399 IRC 115 36797 SPONSORED RESEARCH SUB-AWARD MEHARRY MEDICAL COLLEGE 1005 DR DB TODD JR BLVD NASHVILLE TN 37208 620488046 IRC 501(C)(3) 35875 SPONSORED RESEARCH SUB-AWARD VICTORY PROGRAMS INC 965 MASSACHUSETTS AVENUE BOSTON MA 02118 042575322 IRC 501(C)(3) 35441 SPONSORED RESEARCH SUB-AWARD CHURCHILL SCHOOL AND CENTER 301 EAST 29TH STREET NEW YORK NY 10016 132722983 IRC 501(C)(3) 35000 DAF DISTRIBUTION H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE 12902 MAGNOLIA DRIVE TAMPA FL 336129416 592451713 IRC 501(C)(3) 32543 SPONSORED RESEARCH SUB-AWARD SHIRLEY RYAN ABILITY LAB 355 EAST ERIE CHICAGO IL 60611 362256036 IRC 501(C)(3) 32335 SPONSORED RESEARCH SUB-AWARD PENNINGTON BIOMEDICAL RESEARCH CENTER 6400 PERKINS ROAD BATON ROUGE LA 708084124 581767810 IRC 501(C)(3) 31934 SPONSORED RESEARCH SUB-AWARD RHODE ISLAND HOSPITAL 593 EDDY STREET PROVIDENCE RI 02903 050258954 IRC 501(C)(3) 31261 SPONSORED RESEARCH SUB-AWARD COLLEGE OF THE HOLY CROSS ONE COLLEGE STREET WORCESTER MA 01610 042103558 IRC 501(C)(3) 30945 SPONSORED RESEARCH SUB-AWARD CAMBRIDGE CHAMBER OF COMMERCE 600 ONE KENDALL SQUARE CAMBRIDGE MA 02139 041144780 IRC 501(C)(6) 30000 CHARITABLE CONTRIBUTION UNIVERSITY OF ALABAMA 500 UNIVERSITY BLVD PO BOX 870136 TUSCALOOSA AL 35487 636001138 IRC 115 29430 SPONSORED RESEARCH SUB-AWARD WELLESLEY COLLEGE 106 CENTRAL ST GREEN HALL RM 345 WELLESLEY MA 024818203 042103637 IRC 501(C)(3) 29156 SPONSORED RESEARCH SUB-AWARD AMERICAN COUNCILS FOR INTERNATIONAL EDUCATION 1828 L STREET NW SUITE 1200 WASHINGTON DC 20036 521067256 IRC 501(C)(3) 28279 SPONSORED RESEARCH SUB-AWARD TEXAS A AND M UNIVERSITY SYSTEM HEALTH SCIENCE CENTER 8441 RIVERSIDE PARKWAY BRYAN TX 77807 742907553 IRC 115 27911 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF WISCONSIN 1025 WEST JOHNSON STREET MADISON WI 53706 396006492 IRC 115 27427 SPONSORED RESEARCH SUB-AWARD KLEIN BUENDEL INC 1667 COLE BLVD SUITE 220 GOLDEN CO 80401 841612798 NOT EXEMPT 26720 SPONSORED RESEARCH SUB-AWARD MOUNT SINAI MEDICAL CENTER ONE GUSTAVE L LEVY PLACE NEW YORK NY 100296574 136271888 IRC 501(C)(3) 26358 SPONSORED 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14213 331159716 IRC 501(C)(3) 24000 DAF DISTRIBUTION BOARD OF REGENTS OF THE UNIVERSITY OF ARIZONA SPONSORED PROJECTS SERVICES 2700 N CENTRAL AVE TUCSON AZ 85721 742652689 IRC 115 23770 SPONSORED RESEARCH SUB-AWARD HEBREW REHABILITATION CENTER FOR AGED 1200 CENTRE ST ROSLINDALE MA 02131 042104298 IRC 501(C)(3) 23000 SPONSORED RESEARCH SUB-AWARD HEBREW SENIORLIFE INSTITUTE FOR AGING RESEARCH IFAR 1200 CENTRE STREET ROSLINDALE MA 02131 900183119 IRC 501(C)(3) 21951 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BOULEVARD DALLAS TX 753909105 756002868 IRC 115 21913 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF NEW ENGLAND 11 HILLS BEACH RD BIDDEFORD ME 04005 010211810 IRC 501(C)(3) 21160 SPONSORED RESEARCH SUB-AWARD SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUP KAISER PERMANENTE RESEARCH DEPARTMENT OF RESEARCH EVALUATION 100 S LOS ROBLES 2ND FLOOR PASADENA CA 91101 930798039 IRC 501(C)(3) 21139 SPONSORED RESEARCH SUB-AWARD SAN DIEGO STATE UNIVERSITY 5500 CAMPANILE DRIVE SAN DIEGO CA 92182 330373293 IRC 115 21045 SPONSORED RESEARCH SUB-AWARD FLORIDA ATLANTIC UNIVERSITY 777GLADESROADADM295 BOCA RATON FL 33431 590917284 IRC 501(C)(3) 21010 SPONSORED RESEARCH SUB-AWARD CAMBRIDGE COMMUNITY CENTER INC 5 CALLENDER STREET CAMBRIDGE MA 02139 042477881 IRC 501(C)(3) 20500 CHARITABLE CONTRIBUTION SOUTHERN UNIVERSITY LAW CENTER 801 HARDING BLVD BATON ROUGE LA 70807 726000817 IRC 115 20286 SPONSORED RESEARCH SUB-AWARD BUFFALO PHILHARMONIC ORCHESTRA 786 DELAWARE AVENUE BUFFALO NY 14209 160755739 IRC 501(C)(3) 20000 DAF DISTRIBUTION SALVATION ARMY 615 SLATERS LANE ALEXANDRIA VA 22314 222406433 IRC 501(C)(3) 20000 DAF DISTRIBUTION UNITED NATIONS CHILDRENS FUND (UNICEF) 125 MAIDEN LANE NEW YORK NY 10038 131760110 IRC 501(C)(3) 20000 DAF DISTRIBUTION WORLD FOOD PROGRAM USA (FRIENDS OF THE WORLD FOOD PROGRAM INC) 1725 I STREET NW NO 510 WASHINGTON DC 20006 133843435 IRC 501(C)(3) 20000 DAF DISTRIBUTION NICHOLS SCHOOL OF BUFFALO 1250 AMHERST STREET BUFFALO NY 14216 160755808 IRC 501(C)(3) 20000 DAF DISTRIBUTION NATIONAL TAIWAN UNIVERSITY ACADEMIC DEVELOPMENT FOUNDATION 38 RIDGEFIELD LANE WILLOWBROOK IL 60527 364221899 IRC 501(C)(3) 20000 DAF DISTRIBUTION ALLSTON BRIGHTON COMMUNITY DEVELOPMENT CORP 18R SHEPARD STREET BRIGHTON MA 02135 042716278 IRC 501(C)(3) 18800 CHARITABLE CONTRIBUTION LOUISIANA STATE UNIVERSITY 231 NICHOLSON HALL BATON ROUGE LA 708034001 726000848 IRC 501(C)(3) 17917 SPONSORED RESEARCH SUB-AWARD WAKE FOREST UNIVERSITY DEPARTMENT OF BIOLOGY REYNOLDA STATION WINSTONSALEM NC 27109 560532138 IRC 501(C)(3) 17479 SPONSORED RESEARCH SUB-AWARD FRANCISCAN CHILDRENS 30 WARREN STREET BRIGHTON MA 02135 042156082 IRC 501(C)(3) 16973 SPONSORED RESEARCH SUB-AWARD DEPRESSION AND BIPOLAR SUPPORT ALLIANCE 55 E JACKSON BLVD SUITE 490 CHICAGO IL 60604 363379124 IRC 501(C)(3) 16656 SPONSORED RESEARCH SUB-AWARD CENTER FOR COMMUNITY HEALTH EDUCATION RESEARCH AND SERVICE INC 360HUNTINGTONAVE222YMCA BOSTON MA 02120 043286409 IRC 501(C)(3) 16239 SPONSORED RESEARCH SUB-AWARD INDIANA UNIVERSITY FOUNDATION PO BOX 500 BLOOMINGTON IN 47402 356018940 IRC 501(C)(3) 15799 DAF DISTRIBUTION COMMONSPIRIT HEALTH 198 INVERNESS DR W ENGLEWOOD CO 80112 470617373 IRC 501(C)(3) 15692 SPONSORED RESEARCH SUB-AWARD WHITNEY MUSEUM OF ART 99 GANSEVOORT STREET NEW YORK NY 10014 131789318 IRC 501(C)(3) 15000 DAF DISTRIBUTION ROSE FITZGERALD KENNEDY GREENWAY CONSERVANCY INC 185 KNEELAND STREET BOSTON MA 02111 201678932 IRC 501(C)(3) 15000 CHARITABLE CONTRIBUTION UPLAND TAIWAN PRESBYTERIAN CHURCH 9284 BASE LINE ROAD RANCHO CUCAMONGA CA 91701 954190824 IRC 501(C)(3) 13500 DAF DISTRIBUTION WEST END HOUSE INC 105 ALLSTON STREET ALLSTON MA 02134 042105825 IRC 501(C)(3) 13500 CHARITABLE CONTRIBUTION GRAND CANYON TRUST 2601 N FORT VALLEY ROAD FLAGSTAFF AZ 86001 860512633 IRC 501(C)(3) 13000 DAF DISTRIBUTION LOUISIANA PUBLIC HEALTH INSTITUTE 400 POYDRAS STREET SUITE 1250 NEW ORLEANS LA 70130 721379921 IRC 501(C)(3) 12954 SPONSORED RESEARCH SUB-AWARD YMCA OF GREATER BOSTON 316 HUNTINGTON AVENUE BOSTON MA 02115 042103551 IRC 501(C)(3) 12500 CHARITABLE CONTRIBUTION GREATER BOSTON CHAMBER OF COMMERCE 265 FRANKLIN ST BOSTON MA 02110 041103090 IRC 501(C)(6) 12500 CHARITABLE CONTRIBUTION REGENTS OF THE UNIVERSITY OF CALIFORNIA - IRVINE OFFICE OF RESEARCH GRAD STUDIES 155 ADMIN BUILDING IRVINE CA 92697 952226406 IRC 115 12312 SPONSORED RESEARCH SUB-AWARD CLEARROCK INC 101 FEDERAL STREET BOSTON MA 02110 300015685 NOT EXEMPT 12000 CHARITABLE CONTRIBUTION CHILDREN'S HOSPITAL OF ALABAMA 1600 7TH AVENUE SOUTH BIRMINGHAM AL 35233 630307306 IRC 501(C)(3) 11582 SPONSORED RESEARCH SUB-AWARD RTI INTERNATIONAL 3040 E CORNWALLIS ROAD PO BOX 12194 DURHAM NC 27709 560686338 IRC 501(C)(3) 11340 SPONSORED RESEARCH SUB-AWARD UNIVERSITY OF CONNECTICUT 438 WHITNEY ROAD EXTENSION UNIT 1006 STORRS CT 062691006 060772160 IRC 115 11315 SPONSORED RESEARCH SUB-AWARD RADIATION AND PUBLIC HEALTH PROJECT 30 W 8TH STREET NEW YORK NY 10024 133781719 IRC 501(C)(3) 11092 SPONSORED RESEARCH SUB-AWARD GEORGE FOX UNIVERSITY 414 N MERIDIAN STREET BOX 6256 NEWBERG OR 97132 930386839 IRC 501(C)(3) 10973 SPONSORED RESEARCH SUB-AWARD REGENTS OF THE UNIVERSITY OF CALIFORNIA - SANTA CRUZ OFFICE OF SPONSORED PROJECTS 1156 HIGH STREET SANTA CRUZ CA 95064 941539563 IRC 115 10867 SPONSORED RESEARCH SUB-AWARD ASIAN UNIVERSITY FOR WOMEN SUPPORT FOUNDATION PO BOX 380768 CAMBRIDGE MA 02238 364483980 IRC 501(C)(3) 10000 DAF DISTRIBUTION BIRCHES SCHOOL 100 BEDFORD ROAD LINCOLN MA 01773 454488863 IRC 501(C)(3) 10000 DAF DISTRIBUTION BOK TOWER GARDENS 1151 TOWER BOULEVARD LAKE WALES FL 33853 231352009 IRC 501(C)(3) 10000 DAF DISTRIBUTION BOSTON MUSEUM OF SCIENCE 1 SCIENCE PARK BOSTON MA 02114 042103916 IRC 501(C)(3) 10000 DAF DISTRIBUTION CARE USA 12101 NEW HAMPSHIRE AVENUE SILVER SPRING MD 20904 800791500 IRC 501(C)(3) 10000 DAF DISTRIBUTION TIPPING POINT COMMUNITY 220 MONTGOMERY STREET 850 SAN FRANCISCO CA 94104 202121739 IRC 501(C)(3) 10000 DAF DISTRIBUTION UNIVERSITY OF BUFFALO FOUNDATION INC PO BOX 900 BUFFALO NY 14226 160865182 IRC 501(C)(3) 10000 DAF DISTRIBUTION PARISH EPISCOPAL SCHOOL 4101 SIGMA ROAD DALLAS TX 75244 751390485 IRC 501(C)(3) 10000 DAF DISTRIBUTION RHODE ISLAND SCHOOL OF DESIGN 20 WASHINGTON PLACE PROVIDENCE RI 02903 050258956 IRC 501(C)(3) 10000 DAF DISTRIBUTION ROXBURY COMMUNITY COLLEGE FOUNDATION 1234 COLUMBUS AVENUE ROXBURY CROSSING MA 02120 222536037 IRC 501(C)(3) 10000 CHARITABLE CONTRIBUTION MUSEUM OF AFRICAN AMERICAN HISTORY 200 ROOSEVELT STREET MOUND BAYOU MS 38762 861340527 IRC 501(C)(3) 10000 CHARITABLE CONTRIBUTION JACKSON MANN COMMUNITY CENTER 500 CAMBRIDGE STREET ALLSTON MA 02134 042589717 IRC 501(C)(3) 10000 CHARITABLE CONTRIBUTION SAINTS COSMAS AND DAMIAN SOCIETY PO BOX 1877 ANNISTON AL 36202 205183664 IRC 501(C)(3) 10000 CHARITABLE CONTRIBUTION NAACP 7 ST PAUL STREET BALTIMORE MD 21212 131084135 IRC 501(C)(3) 10000 CHARITABLE CONTRIBUTION CAMBRIDGE COMMUNITY FOUNDATION 99 BISHOP ALLEN DRIVE CAMBRIDGE MA 02138 046012492 IRC 501(C)(3) 10000 CHARITABLE CONTRIBUTION HEALTHPARTNERS INSTITUTE PO BOX 1309 8170 33RD AVENUE SOUTH MINNEAPOLIS MN 554254516 411670163 IRC 501(C)(3) 9257 SPONSORED RESEARCH SUB-AWARD BOSTON MUNICIPAL RESEARCH BUREAU 333 WASHINGTON ST BOSTON MA 02108 222673755 IRC 501(C)(3) 9000 CHARITABLE CONTRIBUTION CORA (COMMUNITY OVERCOMING RELATIONSHIP ABUSE) 2211 PALM AVENUE SAN MATEO CA 94403 942481188 IRC 501(C)(3) 8000 DAF DISTRIBUTION CHARLES RIVER CONSERVANCY 4 BRATTLE ST CAMBRIDGE MA 02138 043503656 IRC 501(C)(3) 7500 CHARITABLE CONTRIBUTION GRAPEVINE RELIEF AND COMMUNITY EXCHANGE PO BOX 412 GRAPEVINE TX 76099 752195702 IRC 501(C)(3) 7200 DAF DISTRIBUTION DIGNITY HEALTH 185 BERRY STREET SUITE 200 SAN FRANCISCO CA 94107 941196203 IRC 501(C)(3) 7106 SPONSORED RESEARCH SUB-AWARD BLACK RELIGIOUS SCHOLARS GROUP INC 4117 HILLSBORO PIKE NASHVILLE TN 37215 263580403 IRC 501(C)(3) 7000 CHARITABLE CONTRIBUTION METROPORT MEALS ON WHEELS PO BOX 204 ROANOKE TX 76262 752298847 IRC 501(C)(3) 6480 DAF DISTRIBUTION NEW YORK UNIVERSITY 105 E 17TH ST 4TH FLOOR NEW YORK NY 100039580 135562308 IRC 501(C)(3) 6115 SPONSORED RESEARCH SUB-AWARD BOSTON SYMPHONY ORCHESTRA 301 MASSACHUSETTS AVENUE BOSTON MA 02115 042103550 IRC 501(C)(3) 6000 DAF DISTRIBUTION RTX BBN TECHNOLOGIES 10 MOULTON STREET CAMBRIDGE MA 02138 412126829 NOT EXEMPT 5947 SPONSORED RESEARCH SUB-AWARD FORDHAM UNIVERSITY 441 E FORDHAM ROAD BRONX NY 10458 131740451 IRC 501(C)(3) 5940 SPONSORED RESEARCH SUB-AWARD AGASSIZ BALDWIN COMMUNITY 20 SACRAMENTO STREET CAMBRIDGE MA 02138 042862401 IRC 501(C)(3) 5600 CHARITABLE CONTRIBUTION CRIMSON KEY SOCIETY 1350 MASSACHUSETTS AVENUE CAMBRIDGE MA 02138 043041357 EXEMPT 5400 CHARITABLE CONTRIBUTION OUTREACH INC 301 CENTER UNION IA 50258 200636360 IRC 501(C)(3) 5200 CHARITABLE CONTRIBUTION 262 82 GRADUATE TUITION & FEES GRANTS 10264 278910475 UNDERGRAD. TUITION, FEES, & STIP. GRANTS 4272 250509871 GRADUATE STUDENT STIPEND GRANTS 5336 111537661 STIPENDS - POST-DOC. STUDENTS & FELLOWS 265 34677067 OTHER STUDENT GRANTS, PRIZES & AWARDS 5741 35108385 GRANTS & AWARDS TO NON-HARVARD INDIV. 1402 13466994 STUDENT LOAN REPAYMENT PROGRAMS & FORGIVEN LOANS 655 11038908 OTHER UNDERGRADUATE GRANTS, PRIZES & AWARDS 1328 9185058 TRAINING GRANTS 5 29600 Schedule I, Part II Grants and Other Assistance to Domestic Organizations and Domestic Governments PER SCHEDULE I INSTRUCTIONS, THE UNIVERSITY HAS INCLUDED DONATIONS FROM DONOR ADVISED FUNDS (DAF) THAT EXCEEDED THE MINIMUM REPORTING THRESHOLD. IN TOTAL, THE UNIVERSITY REPORTED 85 IRC 501(C)(3) CHARITABLE ORGANIZATIONS THAT RECEIVED DONATIONS FROM HARVARD UNIVERSITY THROUGH THESE DAF. AS WITH ANY DAF, DISTRIBUTIONS MADE FROM THE FUND ARE TYPICALLY MADE AT THE RECOMMENDATION OF THE DONOR ADVISOR AND MUST BE MADE TO AN IRC 501(C)(3) CHARITABLE ORGANIZATION. Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL DISBURSEMENTS MADE BY THIS INSTITUTION IN FURTHERANCE OF ITS EXEMPT PROGRAMS ARE REVIEWED AND APPROVED BY AUTHORIZED COMMITTEES OR INDIVIDUALS. ALL SCHOLARSHIPS AND STUDENT LOANS ARE REVIEWED AND APPROVED BY HARVARD'S FINANCIAL AID OFFICES. IN ADDITION, HARVARD UNIVERSITY IS RESPONSIBLE FOR THE PROGRAMMATIC AND FINANCIAL MONITORING OF ITS SPONSORED RESEARCH AWARD SUBRECIPIENTS. PRINCIPAL INVESTIGATORS AND PROJECT STAFF PERFORM ONGOING REVIEWS OF PROJECT ACTIVITIES. IN ADDITION, ON AN ANNUAL BASIS, UNIVERSITY RESEARCH ADMINISTRATORS REVIEW ALL ACTIVE SUBCONTRACTS AND INQUIRE FURTHER INTO THOSE THAT ARE DEEMED TO REQUIRE CLOSER SCRUTINY IN LIGHT OF A VARIETY OF ATTRIBUTES. UPON IDENTIFICATION OF SUBRECIPIENTS THAT MANDATE CLOSER SCRUTINY, HARVARD IMPLEMENTS ADDITIONAL MONITORING ACTIONS TO ENSURE COMPLIANCE WITH SUBAGREEMENT PERFORMANCE, FINANCIAL TERMS AND CONDITIONS, AND WITH ALL APPLICABLE FEDERAL RULES AND REGULATIONS. X X X X X X true true X X X X X false true false false false false false true false CLAUDINE GAY SEE SCHEDULE O 1022055 0 35000 0 21953 0 41490 0 242457 0 1362955 0 0 0 ALAN M GARBER SEE SCHEDULE O 873441 0 45000 0 3627 0 41490 0 201478 0 1165036 0 0 0 KAREN GORDON MILLS FELLOW; SENIOR FELLOW AT HBS 176097 0 11477 0 1831 0 19511 0 14775 0 223691 0 0 0 THOMAS J HOLLISTER SEE SCHEDULE O 311658 0 30000 0 110170 0 41490 0 16681 0 509999 0 0 0 DIANE LOPEZ V.P. AND GENERAL COUNSEL UNTIL 02/29/24 699892 0 225000 0 47836 0 41765 0 31320 0 1045813 0 0 0 BRIAN LEE V.P. FOR ALUMNI AFFAIRS AND DEVELOPMENT 743513 0 30000 0 109590 0 41489 0 32609 0 957201 0 0 0 JOHN MANNING INTERIM PROVOST AS OF 03/14/24 713151 0 35000 0 62386 0 41490 0 31595 0 883622 0 0 0 MEREDITH WEENICK EXECUTIVE VICE PRESIDENT 718562 0 35000 0 24174 0 41490 0 13724 0 832950 0 0 0 PAUL ANDREW V.P. PUBLIC AFFAIRS AND COMM. 544807 0 25000 0 415 0 41490 0 36084 0 647796 0 0 0 MARC L GOODHEART V.P. AND SECRETARY OF THE UNIVERSITY 485087 0 63256 0 25173 0 41892 0 29198 0 644606 0 0 0 MARGARET NEWELL V.P. AND DEPUTY TO THE PRESIDENT AS OF 01/26/24 506275 0 25000 0 24227 0 41490 0 13368 0 610360 0 0 0 KLARA JELINKOVA V.P. AND CHIEF INFORMATION OFFICER 494523 0 15000 0 21079 0 41490 0 29785 0 601877 0 0 0 MANUEL CUEVAS-TRISAN V.P. FOR HUMAN RESOURCES 451099 0 45000 0 23038 0 41490 0 36168 0 596795 0 0 0 RITU KALRA V.P. FOR FINANCE AND C.F.O. 471617 0 7000 0 22864 0 41490 0 12855 0 555826 0 0 0 SEAN CARON V.P. FOR CAMPUS SERVICES 442158 0 10000 0 215 0 41490 0 31835 0 525698 0 0 0 MARTHA WHITEHEAD V.P. FOR THE HARVARD LIBRARY 387038 0 20000 0 24923 0 41490 0 24841 0 498292 0 0 0 NITIN NOHRIA SEE SCHEDULE O 501141 0 0 0 70841 0 41490 0 20630 0 634102 0 0 0 MICHAEL D SMITH SEE SCHEDULE O 398721 0 0 0 136691 0 41490 0 29168 0 606070 0 0 0 SRIKANT M DATAR DEAN, FACULTY OF BUSINESS 834744 0 25000 0 88113 0 41490 0 150755 0 1140102 0 0 0 GEORGE Q DALEY DEAN, FACULTY OF MEDICINE 920000 0 25000 0 25945 0 41490 0 628 0 1013063 0 0 0 HOPI HOEKSTRA DEAN, FACULTY OF ARTS & SCIENCES AS OF 08/01/23 262818 0 0 0 24257 0 33490 0 11733 0 332298 0 0 0 LAWRENCE S BACOW SEE SCHEDULE O 1367687 0 1400000 0 136363 0 41490 0 135193 0 3080733 0 93988 0 PAUL M HEALY FACULTY 256530 0 0 0 1671911 0 31140 0 13255 0 1972836 0 0 0 HERMAN B LEONARD FACULTY 430950 31500 10180 0 1344914 0 41490 0 30912 0 1858446 31500 0 0 DAVID J MALAN FACULTY 346617 0 0 0 967347 0 41490 0 14482 0 1369936 0 0 0 LINDA HILL FACULTY 531000 23500 20000 0 431304 0 41490 0 354 0 1024148 23500 0 0 Schedule J, Part I, Line 1a First-class or charter travel UNIVERSITY TRAVEL POLICY PROHIBITS FIRST CLASS TRAVEL EXCEPT IN LIMITED CIRCUMSTANCES. IN ACCORDANCE WITH THIS POLICY, ONE OFFICER TRAVELED FIRST CLASS ON A SMALL NUMBER OF TRIPS DURING THE YEAR. TRAVEL EXPENSES ARE INCURRED FOR UNIVERSITY BUSINESS PURPOSES AND ARE THEREFORE NOT TREATED AS TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Travel for companions UNIVERSITY TRAVEL POLICY ALLOWS FOR REIMBURSEMENT OF TRAVEL EXPENSES INCURRED BY COMPANION TRAVELERS WHEN THE COMPANION HAS A SIGNIFICANT ROLE IN THE BUSINESS PROCEEDINGS, OR MAKES AN IMPORTANT CONTRIBUTION TO THE SUCCESS OF AN EVENT. IN ACCORDANCE WITH THIS POLICY, THE UNIVERSITY REIMBURSED ONE OFFICER AND ONE HIGHEST COMPENSATED EMPLOYEE FOR COMPANION TRAVEL DURING THE YEAR. IN THESE LIMITED CIRCUMSTANCES, THE REIMBURSEMENT OF COMPANION AND FAMILY MEMBER TRAVEL EXPENSES WAS A LEGITIMATE BUSINESS EXPENSE FOR THE UNIVERSITY AND THEREFORE IT WAS NOT REPORTED IN THE EMPLOYEES' TAXABLE COMPENSATION. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY ELECTED TO MAKE GROSS-UP PAYMENTS RELATED TO BONUSES, REIMBURSEMENTS, AND IMPUTED INCOME, SUCH AS MOVING AND GIFTS. THREE HIGHEST COMPENSATED EMPLOYEES, ONE FELLOW AND THREE OFFICERS RECEIVED THIS BENEFIT PURSUANT TO UNIVERSITY INTERNAL REVIEW PROCESSES. Schedule J, Part I, Line 1a Housing allowance or residence for personal use THE UNIVERSITY PROVIDED FORMER PRESIDENT BACOW WITH A RESIDENCE IN CAMBRIDGE AND REQUIRED ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE RESIDENCE WAS ONLY PROVIDED DURING THE PORTION OF THE YEAR IN WHICH HE WAS PRESIDENT, WHICH WAS FIVE MONTHS DUE TO RETIREMENT. THE TOTAL ESTIMATED VALUE OF THE PERSONAL USE OF THE RESIDENCE FOR THOSE FIVE MONTHS IS $107,766 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. THE UNIVERSITY PROVIDED PRESIDENT GAY WITH A RESIDENCE IN CAMBRIDGE AND REQUIRED ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF FAS AND THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $210,826 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. PLEASE NOTE, PRESIDENT GAY WAS PROVIDED HOUSING AS DEAN AND AS PRESIDENT. THE INFORMATION REPORTED IS THE COMBINATION OF BOTH VALUATIONS. THE UNIVERSITY PROVIDED INTERIM PRESIDENT GARBER WITH A RESIDENCE IN CAMBRIDGE AND REQUIRED ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $169,539 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. HARVARD BUSINESS SCHOOL (HBS) PROVIDED DEAN DATAR WITH A RESIDENCE IN ALLSTON AND REQUIRED ITS USE AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF HBS. THE TOTAL ESTIMATED VALUE OF THE ANNUAL PERSONAL USE OF THE RESIDENCE IS $119,136 AND IS REPORTED AS A NONTAXABLE BENEFIT IN PART VII, LINE 1A AND SCHEDULE J, PART II. TWO OFFICERS, ONE KEY EMPLOYEE, AND ONE HIGHEST COMPENSATED EMPLOYEE RECEIVED A HOUSING ALLOWANCE. THIS AMOUNT IS INCLUDED IN THE EMPLOYEES' TAXABLE COMPENSATION AND IS REPORTED ON SCHEDULE J, PART II, COLUMN B (III) AS OTHER REPORTABLE COMPENSATION. THE UNIVERSITY FOLLOWS WRITTEN GUIDELINES ON HOUSING ALLOWANCES, WHICH ARE OFFERED ON A LIMITED BASIS TO SENIOR FACULTY AND SENIOR ADMINISTRATORS. Schedule J, Part I, Line 1a Health or social club dues or initiation fees PURSUANT TO THE BUSINESS EXPENSE REIMBURSEMENT POLICY THE UNIVERSITY PAID HARVARD CLUB DUES FOR ONE OFFICER . THIS IS A NONTAXABLE BUSINESS EXPENSE IN FURTHERANCE OF ALUMNI RELATIONS AND DEVELOPMENT. Schedule J, Part I, Line 1a Personal services DURING THE PERFORMANCE OF REGULAR UNIVERSITY DUTIES, A UNIVERSITY EMPLOYEE MAY, ON OCCASION, PERFORM INCIDENTAL PERSONAL SERVICES FOR THE PRESIDENT (E.G., PURCHASING OF SMALL HOUSEHOLD ITEMS, WITH THE COST OF SUCH ITEMS REIMBURSED IN FULL BY THE PRESIDENT). THE UNIVERSITY REGARDS SUCH SERVICES AS A NONTAXABLE "DE MINIMIS" FRINGE BENEFIT. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan LIKE MANY OF ITS PEERS, HARVARD UNIVERSITY MAINTAINS A DEFERRED COMPENSATION ACCOUNT ("DCA") FOR THE PRESIDENT TO RECOGNIZE EXCEPTIONAL SERVICE AND ENCOURAGE RETENTION. THE DCA REFERENCED HERE WAS FOR FORMER PRESIDENT BACOW. UNDER THE TERMS OF THE PLAN, HARVARD'S BOARD OF TRUSTEES (KNOWN AS THE HARVARD CORPORATION) DETERMINES WHETHER AND HOW MUCH TO CONTRIBUTE TO THE DCA. AMOUNTS CONTRIBUTED TO THE DCA VEST ACCORDING TO A SPECIFIED SCHEDULE, BUT ARE CREDITS ONLY AND ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE. THE CORPORATION VOTED TO CREDIT $100,000 TO THE DCA AS OF JANUARY 1, 2022 AND AMOUNTS CONTRIBUTED VESTED IN CALENDAR 2023. OVER THE ONE YEAR PLAN CYCLE FROM CALENDAR YEAR 2022 TO CALENDAR YEAR 2023, THE DCA WAS CREDITED WITH A TOTAL OF $100,000. UNDER THE TERMS OF THE DCA, THE CREDITED AMOUNTS VESTED AND WERE PAID OUT IN CALENDAR YEAR 2023. DUE TO INVESTMENT LOSSES, THE PAYOUT TOTALED $93,988, WHICH IS REPORTED ON SCHEDULE J, PART II, COLUMN B(III) AS OTHER REPORTABLE COMPENSATION. THE PORTION OF THE PAYOUT WHICH WAS PREVIOUSLY REPORTED AS RETIREMENT AND OTHER DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN C OF PRIOR FORMS 990 IS $93,988. THIS AMOUNT IS THEREFORE REPORTED ON THIS YEAR'S SCHEDULE J, PART II, COLUMN F. THE PURPOSE OF COLUMN F IS TO ALERT THE READER THAT THE LISTED COMPENSATION IS REPORTED TWICE. FIRST IN THE YEARS CREDITED AND AGAIN IN THE YEAR VESTED. HARVARD BUSINESS SCHOOL'S VOLUNTARY RETIREMENT INCENTIVE PLAN ALLOWS ELIGIBLE FACULTY MEMBERS TO ELECT TO RETIRE AT A SET DATE IN EXCHANGE FOR A LUMP-SUM PAYMENT. THE FACULTY MEMBER FORFEITS THE PAYMENT IF HE/SHE TERMINATES EMPLOYMENT BEFORE THE RETIREMENT DATE. THE AMOUNT FULLY VESTS AND IS DISTRIBUTED WHEN THE FACULTY MEMBER RETIRES. UNDER THIS PLAN, TWO HIGHEST COMPENSATED EMPLOYEES, PROFESSORS PAUL M. HEALY AND HERMAN B. LEONARD, RECEIVED PAYMENTS OF $1,566,000 AND $978,750 RESPECTIVELY, WHICH HAVE BEEN REPORTED IN PART II, COLUMN B(III) OTHER REPORTABLE COMPENSATION. Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY OFFERS INCENTIVE COMPENSATION FOR OUTSTANDING PERFORMANCE. BONUS AND INCENTIVE PAYMENTS FOR OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES ARE LISTED IN PART II, COLUMN (B)(II). Schedule J, Part I, Line 3 COMPENSATION REVIEW PROCESS: SEE SCHEDULE O "COMPENSATION REVIEW PROCESS" FOR A DISCUSSION OF THE METHODS USED TO ESTABLISH THE PRESIDENT'S COMPENSATION. Schedule J, Part II SCHEDULE J SUPPLEMENTAL INFORMATION FELLOW KAREN GORDON MILLS HAD A PAID FACULTY APPOINTMENT DURING CALENDAR YEAR 2023 UNRELATED TO HER WORK AS A MEMBER OF THE HARVARD CORPORATION. THE COMPENSATION FOR HER ACADEMIC SERVICES IS REPORTED IN FORM 990, PART VII, SECTION A, COLUMN (D). A MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2004-01-15 103670000 SERIES R 1-5 (SEE PART VI) false false false B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2005-04-14 13490000 SERIES R 6 (SEE PART VI) false false false C MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57585KGP7 2006-04-03 14040000 SERIES R 7 (SEE PART VI) false false false D Massachusetts Development Finance Agency 043431814 57584XYD7 2016-10-20 1930251069 Series 2016A (See Part VI) false false false A 38180000 0 103670000 0 0 0 0 0 0 0 103670000 0 true false true true B 4350000 0 13491079 0 0 0 0 0 0 0 13491079 0 true false true true C 6820000 0 14043650 0 0 0 0 0 0 0 14043650 0 true false true true D 466610000 0 2003010338 0 0 0 8221984 0 0 0 1994788354 0 false true true true A 0.0 true B 0.0 true C 0.0 true D false true true true true true 0.0014 0.0005 0.0019 false true 0.0028 true true A false false true false true false false false true B false false true false true false false false true C false false true false true false false false true D false false true true false false false false true A true B true C true D true Schedule K, Part I BOND ISSUES: COLUMNS A AND B, GENERAL NOTE: THE MASSACHUSETTS HEALTH AND EDUCATIONAL FACILITIES AUTHORITY (EIN: 04-2456011) WAS THE ORIGINAL ISSUER OF THE FOLLOWING ISSUES LISTED ON THIS SCHEDULE: SERIES R 1-5, SERIES R 6, AND SERIES R 7. IT WAS MERGED INTO THE MASSACHUSETTS DEVELOPMENT FINANCE AGENCY (EIN: 04-3431814) ON OCTOBER 1, 2010. Schedule K, Part II, Line 3 PROCEEDS: GENERAL NOTE: THE DIFFERENCE BETWEEN AMOUNTS REPORTED IN LINE 3 OF PART II AND IN COLUMN E OF PART I REPRESENTS INVESTMENT EARNINGS. Schedule K, Part III PRIVATE BUSINESS USE: COLUMNS A-C (SERIES R1-5, R6, AND R7): THESE BONDS WERE ISSUED SOLELY TO REFUND PRE-JANUARY 1, 2003 ISSUES AND ARE NOT SUBJECT TO PART III REPORTING. Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE ROW A (SERIES R 1-5), COLUMN F: SERIES R, TRANCHE 1-5 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES A (7/1/72), SERIES B (7/1/73), SERIES C (4/7/76), SERIES D (6/23/77), SERIES I (5/7/85), SERIES M (2/6/91),SERIES N (9/1/91), SERIES P (6/13/95), SERIES Q-1 (8/29/96), SERIES Q-2 (9/2/97), SERIES Q-3 (9/15/98), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW B (SERIES R 6), COLUMN F: SERIES R, TRANCHE 6 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW C (SERIES R 7), COLUMN F: SERIES R, TRANCHE 7 WAS ISSUED TO REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES P (6/13/95), SERIES Z (10/1/00), AND SERIES AA (10/4/01). ROW D (SERIES 2016A), COLUMN F: SERIES 2016A WAS ISSUED TO ADVANCE REFUND SERIES 2008B, ISSUED 6/10/08; AND ADVANCE REFUND PORTIONS OF THE FOLLOWING BOND ISSUES WHICH WERE ISSUED ON THE FOLLOWING DATES: SERIES 2009A (1/7/09), SERIES 2010A (1/20/10), AND 2010B (11/17/10). ROW A (SERIES 2020A), COLUMN F: SERIES 2020A WAS ISSUED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/11/18, 12/19/18, 1/9/19 AND 11/19/19 FOR THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A SCIENCE AND ENGINEERING BUILDING LOCATED AT 150 WESTERN AVE, ALLSTON; (II) RENOVATION OF LOWELL HOUSE, LOCATED AT 10 HOLYOKE PL, CAMBRIDGE (III) RENOVATION OF SMITH CAMPUS CENTER, LOCATED AT 75 MT AUBURN ST, CAMBRIDGE, (IV) RENOVATION OF THE ARTHUR M SACKLER BUILDING, LOCATED AT 485 BROADWAY, CAMBRIDGE, (V) RENOVATION OF SOLDIERS FIELD PARK HOUSING COMPLEX, BUILDING 3, LOCATED AT 111 WESTERN AVE, ALLSTON ROW B (SERIES 2022B), COLUMN F: SERIES 2022B WAS ISSUED TO FUND THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) CONSTRUCTION OF A SCIENCE AND ENGINEERING BUILDING LOCATED AT 150 WESTERN AVE, ALLSTON; (II) RENOVATION OF ADAMS HOUSE CLAVERLY HALL, LOCATED AT 63 MT AUBURN ST, CAMBRIDGE, (III) RENOVATION OF ADAMS HOUSE RANDOLPH HALL, LOCATED AT 53 BOW ST, CAMBRIDGE, (IV) RENOVATION OF SOLDIERS FIELD PARK HOUSING COMPLEX, BUILDING 3, LOCATED AT 111 WESTERN AVE, ALLSTON, (V) RENOVATION OF SOLDIERS FIELD PARK HOUSING COMPLEX, BUILDING 1, LOCATED AT 111 WESTERN AVE, ALLSTON. A PORTION OF THE 2022B PROCEEDS WAS USED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 12/1/21 TO FINANCE THE PROJECTS ABOVE, AND THE REMAINDER WAS APPLIED DIRECTLY TO PROJECT FINANCING. ROW C (SERIES 2024B), COLUMN F: SERIES 2024B WAS ISSUED TO FUND A TENDER REFINANCING OF A PORTION OF THE SERIES 2016A BONDS (10/20/16) AND TO FUND THE FOLLOWING CAPITAL EXPENDITURES OF THE UNIVERSITY: (I) RENOVATION OF ADAMS HOUSE WESTMORLY COURT, LOCATED AT 13-21 BOW ST, CAMBRIDGE, (II) RENOVATION OF ADAMS HOUSE RANDOLPH HALL, LOCATED AT 53 BOW ST, CAMBRIDGE, (III) CONSTRUCTION OF HARVARD AFFILIATE HOUSING, LOCATED AT 100 SOUTH CAMPUS DRIVE, ALLSTON, (IV) RENOVATION OF GORDON HALL, LOCATED AT 25 SHATTUCK ST, BOSTON. A PORTION OF THE 2024B PROCEEDS WAS USED TO REFUND TAX-EXEMPT COMMERCIAL PAPER ISSUED ON 5/11/23, 9/13/23, 1/8/24 and 1/9/24 TO FINANCE THE PROJECTS ABOVE, AND THE REMAINDER WAS APPLIED DIRECTLY TO PROJECT FINANCING. Schedule K, Part IV, Line 2c COLUMN D Issuer name: Massachusetts Development Finance Agency The calculation for computing no rebate due was performed on 06/30/2021 A Massachusetts Development Finance Agency 043431814 57584YZP7 2020-04-29 452031430 Series 2020A (See Part VI) false false false B MASSACHUSETTS DEVELOPMENT FINANCE AGENCY 043431814 57584Y2Y4 2022-05-17 249994550 Series 2022B (See Part VI) false false false C Massachusetts Development Finance Agency 043431814 57585BAM0 2024-04-24 855032898 SERIES 2024B (SEE PART VI) false false false A 0 0 452091079 0 0 0 2091079 0 0 0 450000000 0 2021 true false true true B 0 0 250030640 0 0 0 1393130 0 0 148637510 100000000 0 2023 true false true true C 0 0 859172189 0 0 0 5155737 0 0 78300252 419881321 355834880 true false false true A false true true true true true 0.0 0.0 0.0 false false true B false true true true true true 0.0 0.0 0.0 false false true C false true true true true true 0.0007 0.0003 0.0010 false false true A false true true false false false false false true B false true true false false false false false true C false true false false false false false false true A true B true C true MICHAEL D SMITH FORMER KEY EMPLOYEE PURCHASE OF HOME X 1000000 764000 false true true MANUEL CUEVAS-TRISAN OFFICER PURCHASE OF HOME X 800000 724000 false true true JOHN H MANNING OFFICER PURCHASE OF HOME X 583369 393000 false true true HOPI HOEKSTRA OFFICER PURCHASE OF HOME X 500000 352000 false true true JOHN H MANNING OFFICER DEPENDENT'S EDUCATION X 360975 302000 false true true CLAUDINE GAY OFFICER PURCHASE OF HOME X 350000 207000 false true true 2742000 DR AMY EDMONDSON FAMILY MEMBER OF GEORGE DALEY, KEY EMPLOYEE 798243 EMPLOYMENT COMPENSATION false BHARAT ANAND FAMILY MEMBER OF NITIN NOHRIA, FORMER KEY EMPLOYEE 756818 EMPLOYMENT COMPENSATION false X 97 0 Other - SEE PART II X 1 0 Other - SEE PART II X 0 Other X 1 0 Other - SEE PART II X 1 0 Other - SEE PART II X 739 87829862 Market value X 1 200000 Market value X 2 885400 Other - APPRAISED VALUE/FMV X 3 15000 Other - APPRAISED VALUE/FMV X 5 0 Other - SEE PART II X 1 0 Other - SEE PART II X 3 0 Other - SEE PART II X RESEARCH PAPERS 20 0 Other - SEE PART II X MACHINE EQUIPMENT 6 0 Other - SEE PART II X ARCHIVES 1 0 Other - SEE PART II X LIFE INSURANCE 2 273065 Other - APPRAISED VALUE/FMV X API CREDITS 1 0 Other - SEE PART II X BITCOIN 1 12797 Other - APPRAISED VALUE/FMV X ETHEREUM 1 10829 Other - APPRAISED VALUE/FMV 16 false true true Schedule M, Part I COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED. Schedule M, Part I, Line 33 EXPLANATION OF REVENUES NOT REPORTED SFAS 116 PROVIDES THAT CONTRIBUTIONS OF WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS NEED NOT BE RECOGNIZED AS REVENUES AND CAPITALIZED IF THE DONATED ITEMS ARE ADDED TO COLLECTIONS THAT ARE HELD FOR PUBLIC EXHIBITION, EDUCATION, OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. THE UNIVERSITY DOES NOT REPORT REVENUES FOR GIFTS-IN-KIND INTENDED FOR DISPLAY OR IMMATERIAL AMOUNTS. THE FOLLOWING IS THE TEXT OF THE FOOTNOTE DESCRIBING COLLECTIONS FROM THE UNIVERSITY'S FINANCIAL STATEMENTS: "THE UNIVERSITY'S VAST ARRAY OF MUSEUMS AND LIBRARIES CONTAINS PRICELESS WORKS OF ART, HISTORICAL TREASURES, LITERARY WORKS, AND ARTIFACTS. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH, AND THE FURTHERANCE OF PUBLIC SERVICE. THEY ARE NEITHER DISPOSED OF FOR FINANCIAL GAIN NOR ENCUMBERED IN ANY MANNER. ACCORDINGLY, SUCH COLLECTIONS ARE NOT RECORDED FOR FINANCIAL STATEMENT PURPOSES. ALL GIFTS ARE ART GIVEN WITH THE INTENTION OF BEING DISPLAYED. THERE MAY BE INSTANCES WHERE A GIFT OF ART IS MADE WITH THE PURPOSE OF BEING SOLD AND THE PROCEEDS BENEFITING A SPECIFIC PURPOSE OR UNIT AT THE UNIVERSITY. IN SUCH CASES, THE SALE PROCEEDS WOULD BE RECORDED AS GIFT REVENUE AT THE TIME OF SALE. Schedule M, Part I, Line 33 OTHER NONCASH CONTRIBUTIONS: CERTAIN NONCASH CONTRIBUTIONS LISTED IN PART I HAVE NOT REPORTED AN AMOUNT IN PART I, COLUMN (C). NO AMOUNT IS REPORTED FOR THESE CONTRIBUTIONS EITHER BECAUSE THEY ARE INTENDED FOR DISPLAY, AS DISCUSSED ABOVE, OR BECAUSE THE VALUE OF THE NONCASH CONTRIBUTION IS IMMATERIAL. Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions THIRD PARTIES, SUCH AS AUCTION HOUSES OR BROKERS, MAY BE USED TO SELL NON-CASH CONTRIBUTIONS TO THE UNIVERSITY, BUT NOT TO PROCESS OR SOLICIT ANY CONTRIBUTIONS TO THE UNVIERSITY, EXCEPT AS DISCLOSED ON SCHEDULE G, PART I. Form 990, Part I, Line 5 TOTAL NUMBER OF INDIVIDUALS EMPLOYED: AS REQUIRED BY THE FORM 990 INSTRUCTIONS, THE NUMBER REPORTED ON PART I, LINE 5 REPRESENTS THE TOTAL NUMBER OF FORMS W-2 PRODUCED BY THE UNIVERSITY DURING CALENDAR YEAR 2023. THIS INCLUDES PAYMENTS FOR WORK STUDY AND CERTAIN TEACHING FELLOWS, AS WELL AS SHORT-TERM EMPLOYMENT. THE TOTAL HEAD COUNT FOR FACULTY AND STAFF AS REPORTED ON THE HARVARD UNIVERSITY FACT BOOK FOR OCTOBER 31, 2023 WAS 19,777. Form 990, Part I, Line 6 VOLUNTEERS: HARVARD IS FORTUNATE TO BENEFIT FROM THE SERVICES OF VOLUNTEERS ACROSS ITS NUMEROUS SCHOOLS, DEPARTMENTS, AND PROGRAMS. WHILE HARVARD DOES NOT FORMALLY TRACK OR ELSEWHERE REPORT THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THIS FIGURE EXCEEDS 10,000. Form 990, Part VI, Line 2 BUSINESS RELATIONSHIPS MARIANO-FLORENTINO CUELLAR AND PENNY PRITZKER HAVE A BUSINESS RELATIONSHIP BECAUSE OF THEIR RESPECTIVE POSITIONS AS OFFICER AND TRUSTEE AT CARNEGIE ENDOWMENT FOR INTERNATIONAL PEACE. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders CERTAIN ACTIONS OF THE HARVARD CORPORATION, SUCH AS THE ELECTION OF NEW CORPORATION MEMBERS, THE CONFERRAL OF DEGREES, AND AMENDMENTS TO THE UNIVERSITY STATUTES, ARE SUBJECT TO THE CONSENT OF THE UNIVERSITY'S BOARD OF OVERSEERS. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY THE UNIVERSITY'S TAX RETURN REVIEW COMMITTEES, COMPRISING SENIOR FINANCE STAFF, AND INTERNAL AND EXTERNAL COUNSEL. THE FORM 990 WAS ALSO REVIEWED BY THE UNIVERSITY'S JOINT COMMITTEE ON INSPECTION, CONSISTING OF MEMBERS OF THE HARVARD CORPORATION AND THE BOARD OF OVERSEERS. THE FINAL FORM 990 WAS PROVIDED TO THE ENTIRE HARVARD CORPORATION BEFORE IT WAS FILED. Form 990, Part VI, Line 12c Conflict of interest policy ANNUALLY, THE UNIVERSITY'S OFFICE OF THE GENERAL COUNSEL DISTRIBUTES A COPY OF THE HARVARD UNIVERSITY POLICY ON CONFLICTS OF INTEREST AND COMMITMENT FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS, AND AN ANNUAL DISCLOSURE FORM, TO THE INDIVIDUALS SUBJECT TO THE POLICY. THE COMPLETED FORMS ARE REVIEWED BY THE OFFICE OF THE GENERAL COUNSEL. A PARALLEL PROCESS IS CARRIED OUT ANNUALLY BY THE OFFICE OF THE GOVERNING BOARDS FOR THE UNIVERSITY'S GOVERNING BODY. THE COMPLETED DISCLOSURE FORMS OF MEMBERS OF THE GOVERNING BODY ARE REVIEWED BY BOTH THE OFFICE OF THE GENERAL COUNSEL AND THE SECRETARY OF THE UNIVERSITY. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE FOLLOWING IS A DESCRIPTION OF THE ANNUAL COMPENSATION REVIEW PROCESS (CROSS-REFERENCE SCHEDULE J, PART I, LINE 3). THE MOST RECENT REVIEW CONDUCTED THAT APPLIES TO THE COMPENSATION REPORTED IN SCHEDULE J OCCURRED IN MAY 2023. THE OFFICE OF HUMAN RESOURCES CONDUCTS AN ANNUAL REVIEW DURING THE HARVARD CORPORATION MEETINGS. ALL INTERNAL REVIEWS AND NEW SALARY RECOMMENDATIONS ARE CONDUCTED IN ADVANCE OF THE CORPORATION MEETING, GENERALLY INCLUDING RECOMMENDATION BY THE PRESIDENT OF COMPENSATION OTHER THAN THE PRESIDENT'S OWN. THE PROVOST AND THE EXECUTIVE VICE PRESIDENT ADDITIONALLY PROVIDE RECOMMENDATIONS ON THOSE INDIVIDUALS FOR WHOM THEY HAVE ORGANIZATIONAL RESPONSIBILITY, SUBJECT TO THE APPROVAL OF THE PRESIDENT. DURING THE MEETING, THE CORPORATION, WHICH IN FULL SERVES AS THE COMPENSATION COMMITTEE, REVIEWS EACH OF THE PRESIDENT'S PROPOSALS FOR FINAL APPROVAL. THE PRESIDENT DOES NOT PARTICIPATE IN THE DELIBERATIONS OR THE VOTE ON THE PRESIDENT'S OWN COMPENSATION. ALL VOTES ARE MEMORIALIZED IN MINUTES AND PRESERVED, TOGETHER WITH ALL BACKGROUND DATA AND MATERIALS PROVIDED BY THE OFFICE OF HUMAN RESOURCES. THIS ANNUAL REVIEW PROCESS INCLUDES THE COMPILATION OF APPROPRIATE COMPARABILITY COMPENSATION DATA FOR EACH POSITION INCLUDED IN THE REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND RELIES UPON APPROPRIATE COMPENSATION MARKET SURVEY DATA AND ANALYSIS IN EACH CASE PRIOR TO MAKING ITS DETERMINATION. FOR THIS PURPOSE, THE PRINCIPAL SOURCE OF SUCH DATA IS AN ANNUAL REPORT PROVIDED BY AN OUTSIDE CONSULTANT. ADDITIONAL COMPARABILITY DATA FOR REVIEW OF THE PRESIDENT'S COMPENSATION HAS BEEN DRAWN FROM A SECOND EXTERNAL SOURCE THAT IS COMPILED ANNUALLY AND FROM PUBLICLY AVAILABLE FORM 990 INFORMATION. THE INDIVIDUALS TO WHOM THE PROCESS IS APPLIED ARE THE FOLLOWING: 1. THE OFFICERS OF THE UNIVERSITY, INCLUDING THE PRESIDENT, PROVOST, SECRETARY, EXECUTIVE VICE PRESIDENT, AND ALL VICE PRESIDENTS; 2. THE DEANS OF THE FACULTIES, INCLUDING KEY EMPLOYEES; 3. CERTAIN OTHER SENIOR UNIVERSITY PERSONNEL. Form 990, Part VI, Line 15b Process to establish compensation of other employees THE ANNUAL COMPENSATION REVIEW PROCESS DESCRIBED ABOVE APPLIES TO OTHER OFFICERS AND KEY EMPLOYEES. Form 990, Part VI, Line 19 Required documents available to the public HARVARD UNIVERSITY MAKES ITS ANNUAL FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. HARVARD'S CONFLICT OF INTEREST POLICY FOR SENIOR OFFICERS AND SENIOR ADMINISTRATORS IS AVAILABLE ON HARVARD'S INTRANET, ACCESSIBLE TO MEMBERS OF THE HARVARD COMMUNITY. HARVARD'S PUBLIC CHARTER IS AVAILABLE UPON REQUEST. Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE UNIVERSITY DOES NOT TRACK HOURS WORKED BY TRUSTEES, OFFICERS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. THE AVERAGE HOURS WORKED REPORTED ON PART VII, COLUMN (B) ARE ESTIMATES, WITH 60 HOURS PER WEEK AS AN APPROXIMATION FOR FULL-TIME EMPLOYMENT. THE HOURS PER WEEK DEVOTED TO RELATED ORGANIZATIONS REPRESENTS AN ESTIMATE OF TIME THE INDIVIDUAL SPENDS IN HIS/HER CAPACITY AS A MEMBER OF THE BOARD OF DIRECTORS AND/OR AS AN EMPLOYEE OF HARVARD AFFILIATES. Form 990, Part VII, Section A, Line 1a, Column (A) TITLE LAWRENCE S. BACOW WAS PRESIDENT UNTIL JUNE 30, 2023 AND, THEREFORE, HOURS REPORTED IN COLUMN B RELATE TO THAT TIME PERIOD. CLAUDINE GAY WAS PRESIDENT FROM JULY 1, 2023 TO JANUARY 2, 2024. ALAN GARBER WAS PROVOST UNTIL JANUARY 2, 2024 AND THEN BEGAN HIS ROLE AS INTERIM PRESIDENT. NITIN NOHRIA WAS DEAN OF HARVARD BUSINESS SCHOOL UNTIL DECEMBER 31, 2020 AND THEN RETURNED TO HIS ROLE AS FACULTY OF BUSINESS. MICHAEL D. SMITH WAS DEAN OF FACULTY OF ARTS AND SCIENCES UNTIL AUGUST 14, 2018 AND THEN RETURNED TO HIS ROLE AS FACULTY OF ARTS AND SCIENCES. THOMAS J. HOLLISTER WAS V.P. FOR FINANCE AND C.F.O. UNTIL JUNE 30, 2023 AND THEN BEGAN HIS ROLE AS STRATEGIC ADVISOR UNTIL DECEMBER 31, 2023. Form 990, Part VII, Section A, Line 1a, Column (D) COMPENSATION FELLOW BIDDY MARTIN HAD A PAID ACADEMIC APPOINTMENT DURING CALENDAR YEAR 2023 UNRELATED TO HER WORK AS A MEMBER OF THE HARVARD CORPORATION. THE COMPENSATION FOR HER ACADEMIC SERVICES IS REPORTED IN FORM 990, PART VII, SECTION A, COLUMN (D). Form 990, Part VIII, Line 2f Other Program Service Revenue - Total Revenue: XXX-XX-XXXX, Related or Exempt Function Revenue: XXX-XX-XXXX, Unrelated Business Revenue: 30002548, Revenue Excluded from Tax Under Sections 512, 513, or 514: 41406229; Form 990, Part XI, Line 9 Other changes in net assets or fund balances CHANGE IN RETIREMENT OBLIGATIONS - -4188674; OTHER CHANGES IN SPLIT INTEREST AGREEMENTS - 5882951; TRANSFERS TO/FROM AFFILIATE ORGANIZATIONS - 54561446; OTHER CHANGE IN NET ASSETS - -54854765; Schedule F, Part I FOREIGN ACTIVITY AMOUNTS REPORTED ARE ESTIMATED BASED ON THE BEST AVAILABLE DATA. UNIVERSITY ACTIVITIES INCLUDE ACADEMIC SUPPORT, INSTITUTIONAL SUPPORT, INSTRUCTION, RESEARCH AND OTHER ACADEMIC ACTIVITY, SERVICE CENTERS, AND STUDENT SERVICES. Schedule F, Part III GRANTS TO INDIVIDUALS AMOUNTS AND NUMBER OF RECIPIENTS LISTED ARE ESTIMATES BASED ON THE BEST AVAILABLE DATA. 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