2025-05-12T19:01:10-05:00 2024-06-30 521743645 SC&H TAX & ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2023-07-01 521357109 SHEPPARD AND ENOCH PRATT FOUNDATION INC SHEP 4109385401 6501 N CHARLES STREET BALTIMORE MD 21204 KELLY SAVOCA SVP AND CFO 4109385401 2025-05-01 1 1 LORI S BURGHAUSER P00370694 4104031500 2025-05-01 2023 2025-03-06 01:10:19Z HARSH TRIVEDI MD MBA 6501 N CHARLES STREET BALTIMORE MD 21204 12098262 0 X WWW.SHEPPARDPRATT.ORG X 1984 MD CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION AND COMMUNITY SUPPORT SERVICES.FORM 990, PART VI, SECTION B, LINE 10A:THE POLICIES DESCRIBED IN PART VI, SECTION B, LINES 10A-16B APPLY TO SHEPPARD AND ENOCH PRATT FOUNDATION, INC. AND ITS SUBSIDIARY AS LISTED BELOW: SHEPPARD PRATT PROPERTIES, LLC 19 19 0 31 0 0 1517574 2513720 0 0 64877 115360 -102381 -477882 1480070 2151198 0 0 0 0 0 0 0 0 0 43351 40588 43351 40588 1436719 2110610 29279064 31489491 5628092 7489333 23650972 24000158 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION, AND COMMUNITY SUPPORT SERVICES PROVIDED BY AFFILIATED 501(C)(3) CORPORATIONS - SHEPPARD PRATT HEALTH SYSTEM, FAMILY SERVICES, MOSAIC COMMUNITY SERVICES, AND WAY STATION. 0 0 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION AND COMMUNITY SUPPORT SERVICES PROVIDED BY AFFILIATED 501(C)(3) CORPORATIONS - SHEPPARD PRATT HEALTH SYSTEM, FAMILY SERVICES, MOSAIC COMMUNITY SERVICES, AND WAY STATION. 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 0 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MD X KELLY SAVOCA 4109385401 6501 NORTH CHARLES STREET BALTIMORE MD 21204 JOSHUA KAKEL CHAIR 1.00 1.00 X X 0 0 0 COLLIN MOTHUPI ASSISTANT CHAIR 1.00 1.00 X X 0 0 0 MARGARET ALLEN TRUSTEE 1.00 1.00 X 0 0 0 KEVIN BENSON TRUSTEE 1.00 1.00 X 0 0 0 ALAN EVANS TRUSTEE 1.00 1.00 X 0 0 0 SUSAN FENIMORE TRUSTEE 1.00 1.00 X 0 0 0 ALAN GAMSE TRUSTEE 1.00 1.00 X 0 0 0 PHILIP H GRANTHAM TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM HAUGH TRUSTEE 1.00 1.00 X 0 0 0 BONITA HEARN TRUSTEE 1.00 1.00 X 0 0 0 MARTHA KIRKLAND TRUSTEE 1.00 1.00 X 0 0 0 ALTON KNIGHT TRUSTEE 1.00 1.00 X 0 0 0 ROBERT KRESSLEIN TRUSTEE 1.00 1.00 X 0 0 0 CRISTIN C LAMBROS TRUSTEE 1.00 1.00 X 0 0 0 PATRICK MILLER TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM MORTON TRUSTEE 1.00 1.00 X 0 0 0 WILLIAM PATERNOTTE TRUSTEE 1.00 1.00 X 0 0 0 DAVID SAUNDERS TRUSTEE 1.00 1.00 X 0 0 0 JIM WIEDERHOLD TRUSTEE 1.00 1.00 X 0 0 0 HARSH K TRIVEDI MD MBA PRESIDENT AND CEO 1.00 40.00 X 0 1534067 52957 KELLY SAVOCA SVP AND CFO, SECRETARY/TREASURER 1.00 40.00 X 0 653385 2957 0 2187452 55914 0 0 1 0 0 391798 2121922 39252 2513720 59759 59759 650162 713640 -63478 -63478 -63478 8819666 8764065 55601 55601 55601 54955 391798 469359 -414404 -414404 2151198 0 0 -362522 X 27629 27629 9568 9568 3391 3391 40588 0 40588 0 3050680 5721124 359888 314783 2208732 1421747 15557234 2625092 13403825 12932142 8292595 8237305 1963344 2862390 29279064 31489491 480 4674 60947 30914 1716532 1603233 3850133 5850512 5628092 7489333 X 12904005 14098936 10746967 9901222 23650972 24000158 29279064 31489491 X 2110610 668396 -1065094 -1364726 X X 0 1 X 1 0 X 9818043 7269929 1008073 1517574 2513720 22127339 9818043 7269929 1008073 1517574 2513720 22127339 1052951 21074388 575594 742224 693219 699205 709921 3420163 54955 54955 25602457 0.82310 0.82580 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FUNDRAISING RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4101374 282141 19315 100000 4302830 4032449 100000 -31075 4101374 4015005 101050 -83606 4032449 3823062 127000 64943 4015005 3683708 137800 1554 3823062 0.00000 1.00000 0.00000 0 1 1 3476059 3476059 12036723 2614103 9422620 44452 10989 33463 12932142 SUNTRUST REMAINDER TRUST 415650 F SHEPPARD PRATT POOLED INVESTMENT FUND 7821655 F 8237305 KERN GIFT 1902868 DUE FROM AFFILIATE 959522 2862390 DUE TO AFFILIATES 5736557 LIABILITY ON GIFT ANNUITIES 72613 SECURITY DEPOSITS 41342 5850512 PART V, LINE 4: FOUNDATION'S ENDOWMENT IS USED TO SUPPORT THE CHARITABLE ACTIVITIES OF THE RELATED ENTITIES OF THE FOUNDATION. TURKEY TROT 161157 106202 54955 1502 5198 703 823 85772 IMAGINE 245365 245365 13110 30994 61120 2060 241849 1 40231 40231 7719 10308 164 1326 6712 446753 391798 54955 22331 46500 61987 4209 334333 469360 -414405 0 1 0 0 0 0 0 1 0 HARSH K TRIVEDI MD MBA PRESIDENT AND CEO 0 1184905 0 322245 0 26917 0 52900 0 57 0 1587024 0 0 KELLY SAVOCA SVP AND CFO, SECRETARY/TREASURER 0 498679 0 99603 0 55103 0 2900 0 57 0 656342 0 0 PART I, LINE 3 THE ORGANIZATION'S CEO WAS NOT PAID BY THE FILING ORGANIZATION BUT WAS PAID BY A RELATED ORGANIZATION, SHEPPARD PRATT HEALTH SYSTEM, INC. THE RELATED ENTITY CHECKED THE FOLLOWING BOXES FOR SCHEDULE J, QUESTION 3 ON ITS FORM 990: COMPENSATION COMMITTEE, INDEPENDENT COMPENSATION CONSULTANT, FORM 990 OF OTHER ORGANIZATIONS, WRITTEN EMPLOYMENT CONTRACT, COMPENSATION SURVEY OR STUDY, APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE. PART I, LINE 4B DURING CALENDAR YEAR 2023, THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S SUPPLEMENTAL EXECUTIVE DEFERRED COMPENSATION PLAN ("SERP"): HARSH TRIVEDI, MD, MBA $ 50,000 KELLY SAVOCA $ 25,000 DURING CALENDAR YEAR 2023, THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S SUPPLEMENTAL EXECUTIVE DEFERRED COMPENSATION PLAN ("SERP"): KELLY SAVOCA $ 28,321 PART I, LINE 7 TOP MANAGEMENT COMPENSATION INCLUDES AN ANNUAL INCENTIVE PLAN THAT PROVIDES ADDITIONAL COMPENSATION BASED ON THE ACHIEVEMENT OF ORGANIZATION GOALS AND METRICS INCLUDING FINANCIAL AND NON-FINANCIAL MEASURES. THE PLAN IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS OF SHEPPARD PRATT HEALTH SYSTEM, INC. X 6 39152 FAIR MARKET VALUE X NUMEROUS ITEMS DONATED TO THE TRAUMA UNIT 1 100 FAIR MARKET VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS THE FORM 990 AT THE APRIL MEETING. FOLLOWING FINANCE COMMITTEE REVIEW OF THE FORM 990, THE FORM 990 IS POSTED TO THE SHEPPARD PRATT WEBSITE PORTAL FOR THE BOARD OF DIRECTORS' REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL TRUSTEES AND KEY EXECUTIVE PERSONNEL TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE CFO WHO SUMMARIZES THE REPORTED CONFLICTS. THIS INFORMATION IS THEN PRESENTED TO THE CEO AND THE CHAIRMAN OF THE BOARD FOR REVIEW. IF IN THE NORMAL COURSE OF CONDUCTING A BOARD MEETING, AN AGENDA TOPIC IS DETERMINED TO PRESENT A CONFLICT OF INTEREST, THE INTERESTED BOARD MEMBER IS REQUIRED TO DISQUALIFY HIM OR HERSELF FROM ANY FURTHER DISCUSSION ON THE MATTER. THE CHAIRPERSON WILL SELECT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION THAT POSES THE POTENTIAL CONFLICT. IF AFTER EXERCISING DUE DILIGENCE THE BOARD DETERMINES THAT ITS UNABLE TO SECURE A MORE ADVANTAGEOUS TRANSACTION WITH AN ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD WILL DETERMINE WHETHER OR NOT TO ENTER INTO THE TRANSACTION, IF IT IS IN THE BEST INTEREST OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 SALARIES OF THE CEO AND TOP MANAGEMENT ARE REVIEWED BY THE EMPLOYEE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES OF SHEPPARD AND ENOCH PRATT FOUNDATION, INC. THIS COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE TRUSTEES REVIEW COMPENSATION FOR REASONABLENESS. THEY USE COMPARATIVE INDUSTRY DATA AND FORM 990S OF OTHER ORGANIZATIONS IN THEIR REVIEW PROCESS. THE PROCESS FOR EMPLOYEE COMPENSATION INCLUDES DEVELOPMENT OF COMPENSATION RECOMMENDATIONS BASED ON MARKET SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA AS WELL AS WRITTEN EMPLOYMENT CONTRACTS. THE SALARY INFORMATION FOR THIS GROUP IS OBTAINED BY A CONSULTANT THAT IS ENGAGED BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS CONSULTANT USES CURRENT MARKET COMPENSATION SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA TO MAKE RECOMMENDATIONS, THAT ARE THEN PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE FOR APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE REPORTS THAT COMPENSATION WAS APPROVED TO THE FULL BOARD. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING FOR DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND OTHER POLICIES INCLUDING THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 9,568. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 9,568. FORM 990, PART XI, LINE 9: TRANSFERS TO AFFILIATES -1,364,726. FORM 990, PART XII, LINE 2C SHEPPARD AND ENOCH PRATT FOUNDATION, INC., HAS A FINANCE COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SHEPPARD PRATT PROPERTIES LLC 6501 N CHARLES STREET BALTIMORE MD 21204 823688200 ACQUIRE, OWN, OPERATE, LEASE AND MANAGE REAL ESTATE MD 650162 15768561 SHEPPARD AND ENOCH PRATT FOUNDATION INC SHEPPARD PRATT PHYSICIANS PA 6501 N CHARLES STREET BALTIMORE MD 21204 521392214 PROVIDE HEALTHCARE TO PATIENTS & RESIDENCY TRNG TO MED PRO'S MD 501(C)(3) 10 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 SHEPPARD PRATT HEALTH SYSTEM INC 6501 N CHARLES STREET BALTIMORE MD 21204 520591684 PROVIDES INPATIENT/OUTPATIENT CARE, EDUC SVCS & RESID SVCS MD 501(C)(3) 3 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 SHEPPARD PRATT INVESTMENT INC 6501 N CHARLES STREET BALTIMORE MD 21204 521388935 HOLD AND MANAGE ENDOWMENT FUNDS OF RELATED NONPROFIT ENTITIES MD 501(C)(3) 12A SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 MOSAIC COMMUNITY SERVICES INC 6501 N CHARLES STREET BALTIMORE MD 21204 521338141 PROVIDES THERAPEUTIC RESIDENTIAL, REHAB, & SUPPORT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 WAY STATION INC 6501 N CHARLES STREET BALTIMORE MD 21204 521162749 PROVIDES REHABILITATION AND TREATMENT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 FAMILY SERVICES INC 6501 N CHARLES STREET BALTIMORE MD 21204 520730225 FOSTER HEALTHY FAMILIES THROUGH EDUC, BEHAVIORAL HLTH, ETC SVCS MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 1 REVISIONS COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 6501 N CHARLES STREET BALTIMORE MD 21204 521849336 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 6501 N CHARLES STREET BALTIMORE MD 21204 020650286 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 1 ALLIANCE INC 6501 N CHARLES STREET BALTIMORE MD 21204 521277262 OFFER EDUC., VOC., & RESID SVCS FOR INDIVIDUALS WITH DISABILITIES MD 501(C)(3) 7 MOSAIC COMMUNITY SERVICES INC 1 BEHAVIORAL HEALTH PARTNERS OR FREDERICK INC 6501 N CHARLES STREET BALTIMORE MD 21204 522125435 OUTPATIENT PSYCHIATRIC AND BEHAVIORAL MEDICINE MD 501(C)(3) 3 MOSAIC COMMUNITY SERVICES INC 1 SHEPPARD PRATT PREFERRED RESOURCES INC 6501 N CHARLES STREET BALTIMORE MD 21204 521757742 INACTIVE MD N/A C 1 CHARITABLE REMAINDER TRUST 6501 N CHARLES STREET BALTIMORE MD 21204 CHARITABLE REMAINDER TRUST MD N/A T 0 SHEPPARD PRATT ASSURANCE COMPANY LLC CARIBBEAN PLAZA 2ND FLOOR NORTH B GEORGE TOWN CJ KYL-1102 981668282 INSURANCE CJ N/A C 1 OMNI HOUSE INC 6501 N CHARLES STREET BALTIMORE MD 21204 521226449 RENTAL FACILITIES FOR MENTAL HEALTH MD N/A C 1 1 0 0 1 1 0 0 0 0 1 0 1 0 1 0 0 0 1 0 SHEPPARD PRATT HEALTH SYSTEM INC R 1364726 FAIR MARKET VALUE SHEPPARD PRATT HEALTH SYSTEM INC A 171572 FAIR MARKET VALUE SCHEDULE R, PART II: WAY STATION, INC, MOSAIC COMMUNITY SERVICES, INC. AND FAMILY SERVICES, INC. WORK WITH NUMEROUS HUD ENTITIES TO CARRY OUT THEIR EXEMPT PURPOSES. WHILE THERE IS BOARD OVERLAP THE ULTIMATE CONTROL RESIDES WITH THE HUD ENTITIES. AS SUCH THE HUD ENTITIES ARE NOT LISTED ON SHEPPARD AND ENOCH PRATT FOUNDATION, INC.'S SCHEDULE R. HUD ENTITIES ARE REFLECTED ON THE SCHEDULE R OF WAY STATION, INC., MOSAIC COMMUNITY SERVICES, INC. AND FAMILY SERVICES, INC.