2025-11-14T19:37:32-06:00 2024-12-31 390859910 BAKER TILLY ADVISORY GROUP LP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2024-01-01 237203666 THE J DAVID GLADSTONE INSTITUTES JDAV 4157342000 1650 OWENS STREET SAN FRANCISCO CA 94158 MICHELLE SIBLY VICE PRESIDENT, FINANCE 4157342000 2025-11-12 1 1 PATRICIA J MAYER P00188643 8586271400 2024 2025-03-06 01:10:19Z ROBERT OBANA 1650 OWENS STREET SAN FRANCISCO CA 94158 146303822 0 X WWW.GLADSTONEINSTITUTES.ORG X 1972 CA TO DRIVE A NEW ERA OF DISCOVERY IN DISEASE ORIENTED SCIENCE AND TO MENTOR TOMORROW'S LEADERS IN AN INSPIRING AND DIVERSE ENVIRONMENT. 3 0 593 90 135 0 20222638 16072228 85513618 94130588 12949622 8303840 522648 649255 119208526 119155911 0 0 0 0 65914250 75367376 0 0 2352675 61754782 69441445 127669032 144808821 -8460506 -25652910 365291245 371967489 192865411 204371515 172425834 167595974 X TO DRIVE A NEW ERA OF DISCOVERY IN DISEASE ORIENTED SCIENCE AND TO MENTOR TOMORROW'S LEADERS IN AN INSPIRING AND DIVERSE ENVIRONMENT. 0 0 44033013 32036827 THE INSTITUTE OF NEUROLOGICAL DISEASE MAINTAINS A STRONG FOCUS ON NEURODEGENERATIVE AND NEUROINFLAMMATORY DISEASES, INCLUDING ALZHEIMER'S DISEASE AND OTHER DEMENTIAS, PARKINSON'S DISEASE, AMYOTROPHIC LATERAL SCLEROSIS (ALS), AND MULTIPLE SCLEROSIS. THE INVESTIGATORS ARE SEARCHING FOR COMMON THREADS THAT WILL ALLOW THEM TO IDENTIFY THERAPEUTIC INTERVENTIONS THAT MIGHT BENEFIT MULTIPLE CONDITIONS. THEY ARE USING UNCONVENTIONAL APPROACHES TO IDENTIFY SUCH MULTI-FACETED SOLUTIONS, WHILE ALSO LEVERAGING CAPABILITIES IN REGENERATIVE AND PERSONALIZED MEDICINE. 26684727 23382977 THE INSTITUTE OF VIROLOGY HAS MADE SIGNIFICANT CONTRIBUTIONS TO FIGHT HIV/AIDS, SARS-COV-2, HEPATITIS C, ZIKA, AND CYTOMEGALOVIRUS INFECTIONS LEADING TO GLOBAL AND GROUNDBREAKING EFFORTS IN HIV PREVENTION AND CURE. ITS STATE OF THE ART BSL3 LABORATORIES HAVE ALLOWED GLADSTONE TO DO GROUNDBREAKING WORK IN UNDERSTANDING THE COVID-19 VIRUS AND OTHER VIRUS DRIVEN DISEASES. BY FOCUSING ON PREVENTION, DIAGNOSIS, AND THERAPEUTICS, THE INSTITUTE AIMS TO DEVELOP PROACTIVE STRATEGIES TO TACKLE CURRENT AND FUTURE PANDEMICS. 23610858 14934683 THE INSTITUTE OF CARDIOVASCULAR DISEASE LEVERAGES IMPORTANT GENETIC, DEVELOPMENTAL, CHEMICAL, BIOLOGICAL SYSTEMS, COMPUTATIONAL, AND ENGINEERING APPROACHES TO STUDY HEART DISEASE AND STEM CELL BIOLOGY. 29333598 23825101 THE GLADSTONE INSTITUTE OF DATA SCIENCE AND BIOTECHNOLOGY INVESTS IN TALENT TO CREATE NEW WAYS TO ANALYZE AND INTEGRATE DATASETS, INCLUDING MACHINE LEARNING APPROACHES THAT LEVERAGE THE RAPID ADVANCES IN ARTIFICIAL INTELLIGENCE. IT WILL BE THE HOME FOR DEVELOPMENT OF NEW TECHNOLOGIES THAT CAN ACCELERATE DISCOVERY IN ALL AREAS OF INVESTIGATION AT GLADSTONE. GLADSTONE - UCSF INSTITUTE OF GENOMIC IMMUNOLOGY BLENDS THE LATEST GENOMICS AND GENOME ENGINEERING TECHNOLOGIES WITH IMMUNOLOGY RESEARCH TO ENGINEER THE HUMAN IMMUNE SYSTEM FOR THERAPEUTIC BENEFIT. 29333598 23825101 123662196 1 1 0 0 0 0 0 0 0 1 1 1 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 150 0 1 593 1 1 1 0 0 0 0 0 0 0 0 0 1 0 X 3 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X MICHELLE S SIBLY 4157342000 1650 OWENS STREET SAN FRANCISCO CA 94158 ANDREW S GARB TRUSTEE 3.00 0.00 X 425000 0 0 WILLIAM PRICE TRUSTEE 3.00 0.00 X 425000 0 0 NICHOLAS J SIMON TRUSTEE 3.00 0.00 X 425000 0 0 DEEPAK SRIVASTAVA PRESIDENT 40.00 1.00 X 1088619 0 93639 ROBERT OBANA COO 40.00 10.00 X 631301 0 82535 LENNART MUCKE DIRECTOR 40.00 0.00 X 621959 0 66182 ALEX MARSON DIRECTOR 40.00 0.00 X 669747 0 76389 STEVEN M FINKBEINER DIRECTOR 40.00 0.00 X 565340 0 88551 MELANIE OTT DIRECTOR 40.00 0.00 X 550286 0 93639 KATHERINE POLLARD DIRECTOR 40.00 0.00 X 529666 0 93639 BENOIT BRUNEAU DIRECTOR 40.00 0.00 X 525543 0 93639 JENNIFER CROSBY VP OF PEOPLE SERVICES 40.00 0.00 X 491851 0 126389 STEPHEN FREEDMAN VP FOR CORP LIAISON & VENTURES 40.00 0.00 X 489679 0 66182 ROBERT WICKS VP OF PHILANTHROPY 40.00 10.00 X 448823 0 60114 MICHELLE SIBLY VP OF FINANCE 40.00 1.00 X 375123 0 81750 KATERINA AKASSOGLOU SR. 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RESEARCH WILL BE PERFORMED ON THESE PROJECTS OVER THE NEXT FEW YEARS. PERMANENTLY RESTRICTED FUND EARNINGS WILL BE SPENT ON SCIENTIFIC RESEARCH AND ADMINISTRATION. PART X, LINE 2: THE INSTITUTES HAS BEEN GRANTED EXEMPTION FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701D OF THE CALIFORNIA REVENUE AND TAXATION CODE. THE INSTITUTES IS SUBJECT TO UNRELATED BUSINESS INCOME TAX ON CERTAIN RENTAL TRANSACTIONS AND INCOME FROM ALTERNATIVE INVESTMENTS. FOR THE YEARS ENDED DECEMBER 31, 2024 AND 2023, THE INSTITUTES HAD APPROXIMATELY $12,061,000 AND $12,002,000 OF CUMULATIVE TAXABLE LOSSES, RESPECTIVELY. SINCE MANAGEMENT BELIEVES IT IS UNLIKELY THERE WILL BE FUTURE INCOME TO OFFSET THESE LOSSES, A VALUATION ALLOWANCE HAS BEEN REFLECTED AGAINST THE FULL BALANCE. THE INSTITUTES FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURNS IN THE U.S. FEDERAL JURISDICTION AND WITH THE FRANCHISE TAX BOARD IN THE STATE OF CALIFORNIA. THE INSTITUTES HAD NO UNRECOGNIZED TAX BENEFITS AT DECEMBER 31, 2024 AND 2023. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS N/A 53991325 0 0 0 0 0 0 53991325 0 53991325 1 0 1 1 1 0 PART I, LINE 3: METHOD OF ACCOUNTING IS ACCRUAL BASIS X X 1 1 X X X X 0 0 0 0 0 0 0 1 0 DEEPAK SRIVASTAVA PRESIDENT 897915 0 150167 0 40537 0 51750 0 41889 0 1182258 0 0 0 ALEX MARSON DIRECTOR 479467 0 95422 0 94858 0 34500 0 41889 0 746136 0 0 0 ROBERT OBANA COO 524443 0 100000 0 6858 0 51750 0 30785 0 713836 0 0 0 LENNART MUCKE DIRECTOR 615101 0 0 0 6858 0 51750 0 14432 0 688141 0 0 0 STEVEN M FINKBEINER DIRECTOR 561776 0 0 0 3564 0 51750 0 36801 0 653891 0 0 0 MELANIE OTT DIRECTOR 546722 0 0 0 3564 0 51750 0 41889 0 643925 0 0 0 KATHERINE POLLARD DIRECTOR 528424 0 0 0 1242 0 51750 0 41889 0 623305 0 0 0 BENOIT BRUNEAU DIRECTOR 523221 0 0 0 2322 0 51750 0 41889 0 619182 0 0 0 JENNIFER CROSBY VP OF PEOPLE SERVICES 377151 0 106031 0 8669 0 84500 0 41889 0 618240 0 0 0 STEPHEN FREEDMAN VP FOR CORP LIAISON & VENTURES 482821 0 0 0 6858 0 51750 0 14432 0 555861 0 0 0 ROBERT WICKS VP OF PHILANTHROPY 446501 0 0 0 2322 0 51750 0 8364 0 508937 0 0 0 KATERINA AKASSOGLOU SR. INVESTIGATOR 336620 0 0 0 52720 0 51750 0 41889 0 482979 0 0 0 MICHELLE SIBLY VP OF FINANCE 374313 0 0 0 810 0 81750 0 0 0 456873 0 0 0 ANDREW S GARB TRUSTEE 425000 0 0 0 0 0 0 0 0 0 425000 0 0 0 WILLIAM PRICE TRUSTEE 425000 0 0 0 0 0 0 0 0 0 425000 0 0 0 NICHOLAS J SIMON TRUSTEE 425000 0 0 0 0 0 0 0 0 0 425000 0 0 0 PART I, LINE 1A FIRST CLASS TRAVEL- THE INSTITUTES HAVE A POLICY FOR LONGER FLIGHTS AND ALLOWS UPGRADES FOR EMPLOYEES, WHICH MAY INCLUDE FIRST CLASS TRAVEL. THE BENEFIT, IF USED, IS NOT TAXABLE COMPENSATION TO THE EMPLOYEE. TAX INDEMNIFICATION & GROSS UP PAYMENTS- PRINCIPAL REDUCTION RELATING TO THE RELOCATION LOANS PROVIDED TO DEEPAK SRIVASTAVA AND ALEX MARSON ARE GROSSED UP AND INCLUDED AS TAXABLE COMPENSATION. PART I, LINE 7 NONDISCRETIONARY BONUS PAYMENTS WERE PAID BASED ON PERSONS MEETING GOALS SET BY AND APPROVED BY TRUSTEES. DEEPAK SRIVASTAVA PRESIDENT HOUSING X 820000 600000 0 1 1 ALEX MARSON DIRECTOR HOUSING X 500000 250000 0 1 1 ALEX MARSON DIRECTOR HOUSING X 1000000 1000000 0 1 1 1850000 X 5 2891813 FMV 0 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS FORM 990, PART VI, SECTION A, LINE 7B THE SUPERIOR COURT OF CALIFORNIA'S APPROVAL IS REQUIRED FOR THE ELECTION AND REMOVAL OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 AND ITS RELATED SCHEDULES WERE GIVEN TO THE TRUSTEES FOR REVIEW AND APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE J. DAVID GLADSTONE INSTITUTES REQUIRES THAT EACH OFFICER, DIRECTOR, TRUSTEE AND KEY EMPLOYEE COMPLETE A CONFLICT OF INTEREST REPORT AND REPORT ANY CONFLICT HE/SHE MAY HAVE. ANY CONFLICTS THAT ARISE DURING THE YEAR ARE REQUIRED TO BE REPORTED TO THE EXECUTIVE DIRECTOR AND THE TRUSTEES IMMEDIATELY. IN THE EVENT THAT A CONFLICT DOES ARISE THAT INDIVIDUAL IS PROHIBITED FROM PARTICIPATING IN THE GOVERNING BODY'S DELIBERATIONS AND DECISIONS IN THAT TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE ATTORNEY GENERAL FOR THE STATE OF CALIFORNIA IS ADVISED OF TRUSTEE COMPENSATION AND THE STATE OF CALIFORNIA SUPERIOR COURT REVIEWS AND APPROVES THE COMPENSATION. AN EXECUTIVE COMPENSATION REPORT IS COMPLETED EVERY THREE (3) YEARS BY AN INDEPENDENT CONSULTING FIRM FROM SALARY SURVEYS, NON-PROFIT FORM 990'S AND OTHER SOURCES ON ORGANIZATIONS THAT ARE COMPARABLE IN SIZE AND COMPLEXITY TO THE INSTITUTES. THE LAST REPORT WAS COMPLETED ON 10/16/2024. THE PRESIDENT AND DIRECTORS' COMPENSATION IS APPROVED BY THE UNIVERSITY OF CALIFORNIA, SAN FRANCISCO VICE DEAN EACH YEAR. 2024 SALARIES WERE APPROVED ON 01/08/2024. THE INSTITUTES' PRESIDENT AND TRUSTEES UTILIZE SIMILAR RESOURCES AS GUIDELINES WHEN APPROVING COMPENSATION FOR THE INSTITUTES' KEY EMPLOYEES, OTHER OFFICERS AND DIRECT REPORTS. COMPENSATION WAS LAST APPROVED ON 01/04/2024. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND ORGANIZATIONAL DOCUMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G SERVICE CONTRACTS: PROGRAM SERVICE EXPENSES 1,975,746. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,975,746. SUBCONTRACTS: PROGRAM SERVICE EXPENSES 10,992,395. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 10,992,395. OUTSIDE LABORATORY SERVICES: PROGRAM SERVICE EXPENSES 3,278,833. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 3,278,833. OTHER SERVICES: PROGRAM SERVICE EXPENSES 4,835,211. MANAGEMENT AND GENERAL EXPENSES 565,697. FUNDRAISING EXPENSES 414,419. TOTAL EXPENSES 5,815,327. FORM 990, PART XI, LINE 9: K-1 PASSTHROUGH -135. 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PRIMARY ACTIVITY: TO EXPEDITE THE TRANSLATION OF RELEVANT SCIENTIFIC DISCOVERIES FROM GLADSTONE INSTITUTE OF NEUROLOGICAL DISEASE INTO POTENTIAL THERAPIES.