2025-11-10T14:47:14-06:00 2024-12-31 430765316 RUBINBROWN LLP 7676 FORSYTH BLVD SUITE 2100 SAINT LOUIS MO 63105 990 2024-01-01 311584621 DONALD DANFORTH PLANT SCIENCE CENTER DONA 3145871000 975 NORTH WARSON ROAD SAINT LOUIS MO 63132 ELLEN ATWELL CONTROLLER 3145871046 2025-11-07 1 1 MINDY G KRUEGER P01290370 3142903300 2025-11-07 2024 2025-03-06 01:10:19Z JAMES CARRINGTON PRES A 975 N WARSON ROAD ST LOUIS MO 63132 175208303 0 X WWW.DANFORTHCENTER.ORG X 1998 MO IMPROVE THE HUMAN CONDITION THROUGH PLANT SCIENCE/RESEARCH: FEED THE HUNGRY AND IMPROVE HUMAN HEALTH, PRESERVE AND RENEW OUR ENVIRONMENT AND ENHANCE OUR REGION'S ECONOMY. 26 26 477 170 1064997 964451 40649774 36431926 6435402 5938752 17607431 20405529 987866 1003577 65680473 63779784 7940003 8684217 0 0 32382920 35397974 0 0 2822308 23840952 23688901 64163875 67771092 1516598 -3991308 602402435 625668262 15911935 13041108 586490500 612627154 X IMPROVE THE HUMAN CONDITION THROUGH PLANT SCIENCE/RESEARCH: FEED THE HUNGRY AND IMPROVE HUMAN HEALTH, PRESERVE AND RENEW OUR ENVIRONMENT AND ENHANCE OUR REGION'S ECONOMY. 0 0 55273871 8684217 5938752 SEE SCHEDULE OIN 2024, DANFORTH CENTER TEAMS MADE SCIENTIFIC ADVANCES THAT LAY THE FOUNDATION FOR IMPROVED AGRICULTURAL TRAITS, INCREASED PRODUCTIVITY OF INTERNATIONAL STAPLE CROPS LIKE CASSAVA AND TEFF, AND MORE SUSTAINABLE FARMING SYSTEMS. IMPACT IN GLOBAL FOOD AND AGRICULTURE WAS REALIZED, FOR EXAMPLE, THROUGH DELIVERY OF IMPROVED COWPEA VARIETIES IN EXPANDED WEST AFRICAN GEOGRAPHIES. IMPACT LOCALLY WAS REALIZED THROUGH STARTUP COMPANY CREATION BASED ON CENTER TECHNOLOGY AND GROWTH OF TRAINING PROGRAMS FOR THE NEXT-GENERATION SCIENTISTS. OUR INFLUENCE WAS EVIDENT THROUGH MANY INCREDIBLE ACHIEVEMENTS: THE SUCCESSFUL LAUNCH OF IMPROVED COWPEAS IN GHANA; BOLD STEPS TO HEAL THE PLANET THROUGH WORK ON MOSSES, PERENNIALS, AND COVER CROPS; AND NEW MOMENTUM IN INNOVATION - FROM PROMISING TECHNOLOGIES LIKE FIELDDOCK TO STARTUPS LIKE METABLIFY THAT ARE SHAPING THE FUTURE OF AGTECH. 55273871 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 0 0 1 1 0 0 1 0 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 97 0 477 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 26 26 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X ELLEN ATWELL 3145871046 975 N WARSON ROAD SAINT LOUIS MO 63132 MS PENNY PENNINGTON CHAIR 4.00 X X 0 0 0 MS RUTH E KIM DIRECTOR AND CORPORATE SECRETARY 1.00 X X 0 0 0 DR LISA AINSWORTH DIRECTOR 1.00 X 0 0 0 DR BENJAMIN OLA AKANDE DIRECTOR 1.00 X 0 0 0 MR TEDDY BEKELE DIRECTOR 1.00 X 0 0 0 SENATOR ROY BLUNT DIRECTOR 1.00 X 0 0 0 MS SARA YANG BOSCO DIRECTOR 1.00 X 0 0 0 MR BLACKFORD F BRAUER DIRECTOR 1.00 X 0 0 0 MR LEE BROUGHTON DIRECTOR 1.00 X 0 0 0 DR PATRICK O BROWN DIRECTOR 1.00 X 0 0 0 MR JOHANNES BURLIN DIRECTOR 1.00 X 0 0 0 MS MARILYN K BUSH DIRECTOR 1.00 X 0 0 0 DR MUN Y CHOI DIRECTOR 1.00 X 0 0 0 MS DESIREE COLEMAN-FRY DIRECTOR 1.00 X 0 0 0 MR CHRISTOPHER B DANFORTH DIRECTOR 1.00 X 0 0 0 MR STEVEN M FOX DIRECTOR 1.00 X 0 0 0 MR JAMES L JOHNSON III DIRECTOR 1.00 X 0 0 0 DR ROBERT J JONES DIRECTOR 1.00 X 0 0 0 MR WESLEY JONES DIRECTOR 1.00 X 0 0 0 MS JACKIE JOYNER-KERSEE DIRECTOR 1.00 X 0 0 0 MR SANJEEV KRISHNAN DIRECTOR 1.00 X 0 0 0 MS ANN C MARR DIRECTOR 1.00 X 0 0 0 DR ANDREW D MARTIN DIRECTOR 1.00 X 0 0 0 MR JOHN F MCDONNELL EMERITUS DIRECTOR 1.00 X 0 0 0 MS ANNA E MCKELVEY DIRECTOR 1.00 X 0 0 0 MR THOMAS MELZER DIRECTOR 1.00 X 0 0 0 MR WILLIAM L POLK JR DIRECTOR 1.00 X 0 0 0 DR ROBERT REITER DIRECTOR 1.00 X 0 0 0 MR MICHAEL RINEY DIRECTOR 1.00 X 0 0 0 MR TODD R SCHNUCK DIRECTOR 1.00 X 0 0 0 DR PETER WYSE JACKSON DIRECTOR 1.00 X 0 0 0 DR JAMES CARRINGTON PRESIDENT AND CEO 40.00 X 760086 0 121410 MR HAROLD DAVIES COO AND V.P. FOR FINANCE 40.00 X 356299 0 52372 MS DIANE MOLESKI ASSISTANT SECRETARY 40.00 X 134013 0 38775 MS ELLEN ATWELL CONTROLLER 40.00 X 140789 0 19268 MR DJUAN COLEMAN V.P. OF FINANCE 40.00 X 142584 0 17199 DR REBECCA BART V.P. FOR RESEARCH 40.00 X 261983 0 32256 MR MICHAEL BANDER V.P. FOR DEVELOPMENT 40.00 X 254125 0 51751 MS ANNA DIBBLE V.P. FOR PEOPLE AND CULTURE 40.00 X 229667 0 32437 DR DONALD MACKENZIE EXECUTIVE DIRECTOR OF IICI 40.00 X 276974 0 9293 MR TOM LAURITA CEO OF DTC 40.00 X 270248 0 49244 DR KEITH SLOTKIN PRINCIPAL INVESTIGATOR 40.00 X 260429 0 48605 DR JAMES UMEN PRINCIPAL INVESTIGATOR 40.00 X 237540 0 37253 MR TODD HORNBURG V.P. OF FACILITIES 40.00 X 228008 0 54629 3552745 0 564492 60 0 1 0 K&S ASSOCIATES INC 12963 MAURER INDUSTRIAL DR ST LOUIS MO 63127 CONSTRUCTION SERVICES 2613969 GS&S INC 2914 S BRENTWOOD BLVD BRENTWOOD MO 63144 CONSTRUCTION SERVICES 480290 POLSINELLI PC 900 W 48TH PL STE 900 KANSAS CITY MO 64112 LEGAL SERVICES 287833 CHRISTNER INC 168 N MERAMEC STE 400 CLAYTON MO 63105 ARCHITECTURAL SERVICES 262891 4M BUILDING SOLUTIONS INC 2827 CLARK AVE ST LOUIS MO 63103 JANITORIAL SERVICES 227481 17 149417 21043098 15239411 657127 36431926 CONTRACTS 541900 3438284 3438284 REGISTRATION AND USER FEES 541900 2500468 2500468 5938752 14717402 -809704 15527106 115 115 637654 0 637654 637654 637654 117056802 9570 111287106 91139 5769696 -81569 5688127 1874701 3813426 8070 149417 50274 -42204 -42204 FOOD SERVICE INCOME 721110 117009 117009 291003 291003 408012 63779784 5938752 1064997 20344109 6423572 6423572 2260645 2260645 2645014 323540 2015598 305876 26168881 22589817 2075141 1503923 1725770 1541703 87368 96699 2943782 2448368 341763 153651 1914527 1531621 268034 114872 218497 112691 105806 130130 130130 2541177 2541177 851075 741306 52130 57639 383156 124012 259144 86419 51214 7499 27706 131993 111234 11161 9598 1862505 1701162 130826 30517 586040 520227 43413 22400 261525 249502 7075 4948 169593 93992 75601 7914328 7499162 328556 86610 432345 432345 SUPPLIES AND EQUIPMENT 2750555 2662189 64491 23875 EQUIP RENTAL & MAINT. 2054343 1747592 237657 69094 OUTSIDE SERVICES 1671626 1413061 235714 22851 PERSONNEL EXPENSE 1093799 619108 467390 7301 549795 508153 16038 25604 67771092 55273871 9674913 2822308 500 10500 6868160 8280292 18827200 9924012 2089632 1183847 5475 5701 1528006 1572315 199725457 103918800 98167759 95806657 40194637 50349221 431021066 455135717 3400000 3400000 300000 0 602402435 625668262 5694336 5271061 3430356 1505324 3647000 3224000 2762240 2671457 378003 369266 15911935 13041108 X 303608355 310246299 282882145 302380855 586490500 612627154 602402435 625668262 X -3991308 30276550 -148588 X 0 1 X 1 1 1 X 52387662 147178849 41743863 40649774 36431926 318392074 52387662 147178849 41743863 40649774 36431926 318392074 128925105 189466969 676288 4018126 4407462 10639864 16164875 35906615 951003 2674383 1001843 675076 1874701 7177006 496630 496630 361972325 26725333 0.52340 0.52810 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2020 AMOUNT: $ 496,630. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 5321 1 1080 0 6401 0 PART II-B, LINE 1: EMPLOYEE PROMOTES ADVOCACY BY WRITING LETTERS AND MAKING PHONE CALLS TO LEGISLATIVE MEMBERS. 420827650 4941166 45217594 20116722 450869688 402178315 2187911 36557231 20095807 420827650 410179712 71381219 -64398092 14984524 402178315 348650355 24761732 50898667 14131042 410179712 311979093 8509775 41477184 13315697 348650355 0.31947 0.56771 0.11282 0 0 16514954 16514954 139019966 74754990 64264976 5468 3942 1526 39209099 29159868 10049231 4975970 4975970 95806657 PRIVATE EQUITY FUNDS 9443223 F BOND MUTUAL FUNDS 9712198 F LEWIS AND CLARK PLANT SCIENCES FUND I 4531122 F UNSETTLED INVESTMENT TRADES RECEIVABLE 8200000 F INVESTMENT IN DPSC FUND 423249174 F 455135717 LIABILITY UNDER GIFT ANNUITY AGREEMENT 369266 369266 PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT IS TO FUND RESEARCH AND OTHER SCIENTIFIC ACTIVITIES IN ACCORDANCE WITH THE CENTER'S OVERALL MISSION. SCHEDULE D, PART XIV: UNCERTAIN TAX POSITIONS THE FINANCIAL STATEMENTS ARE NOT REQUIRED TO CONTAIN A FOOTNOTE ADDRESSING UNCERTAIN TAX POSITIONS AS THE ORGANIZATION DOES NOT HAVE MATERIAL UNCERTAIN TAX POSITIONS. 1 EUROPE 0 0 GRANT MAKING 164713 SOUTH AMERICA 0 2 PROGRAM SERVICES PLANT SCIENCE RESEARCH - SEED AND FIELD MANAGEMENT 41871 SUB-SAHARAN AFRICA 0 0 GRANT MAKING 2096492 SUB-SAHARAN AFRICA 0 8 PROGRAM SERVICES PLANT SCIENCE RESEARCH - FIELD MANAGEMENT 100325 SUB-SAHARAN AFRICA 0 23 PROGRAM SERVICES PLANT SCIENCE RESEARCH - CONSULTING 476393 SUB-SAHARAN AFRICA 0 1 PROGRAM SERVICES PLANT SCIENCE RESEARCH - SEED COLLECTION 11500 0 34 0 0 0 34 2891294 0 2891294 SUB-SAHARAN AFRICA RESEARCH 216389 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESEARCH 152558 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESEARCH 132950 WIRE TRANSFER 0 SUB-SAHARAN AFRICA RESEARCH 1594596 WIRE TRANSFER 0 EUROPE RESEARCH 67851 WIRE TRANSFER 0 EUROPE RESEARCH 96301 WIRE TRANSFER 0 5 1 0 0 0 0 0 0 PART I, LINE 2: A RISK-BASED APPROACH IS UTILIZED TO DETERMINE THE APPROPRIATE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS BY FOREIGN SUBRECIPIENTS WHICH MAY INCLUDE, BUT IS NOT LIMITED TO: A) COLLECTION OF TECHNICAL PERFORMANCE REPORTS; B) REVIEW OF INVOICES AND CORRESPONDING EXPENSES TO ENSURE THAT INVOICED CHARGES APPEAR REASONABLE BASED UPON TECHNICAL PROGRESS OF THE PROJECT, ARE WITHIN THE BUDGET PARAMETERS, AND ARE CONSISTENT AND SUBMITTED TIMELY; C) QUESTIONING AND CLARIFICATION OF INVOICED CHARGES; D) DESK REVIEWS OR ON-SITE VISITS AND EXAMINATION OF WORK PERFORMED; AND E) SUBRECIPIENT TECHNICAL MONITORING FORMS COMPLETED BY THE PI OR PROGRAM MANAGER. FOR ALL SUBRECIPIENTS, AN ANNUAL VERIFICATION IS PERFORMED TO ENSURE THAT NEITHER IT NOR ITS PRINCIPALS ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE OR VOLUNTARILY EXCLUDED FROM PARTICIPATION IN THIS TRANSACTION BY ANY FEDERAL DEPARTMENT OR AGENCY VIA THE SYSTEM FOR AWARD MANAGEMENT (WWW.SAM.GOV). A REVIEW OF ANNUAL AUDIT REPORTS IS COMPLETED FOR AUDITED FOREIGN SUBRECIPIENTS. A CONTINUING RISK ASSESSMENT IS UPDATED ANNUALLY BASED ON MONITORING ACTIVITIES PERFORMED DURING THE YEAR. PARTY WITH THE PLANTS 157487 149417 8070 16576 7420 21253 2468 2557 157487 149417 8070 16576 7420 21253 2468 2557 50274 -42204 1 ARIZONA BOARD OF REGENTS PO BOX 210158 ROOM 510 TUCSON AZ 857210158 742652689 STATE OF AZ 312137 0 RESEARCH BIOSTL 4340 DUNCAN AVE STE 200 ST LOUIS MO 63110 452137574 501(C)(3) 79518 0 RESEARCH CHICAGO HORTICULTURAL SOCIETY 1000 LAKE COOK RD GLENCOE IL 60022 362225482 501(C)(3) 254985 0 RESEARCH CURATORS OF THE UNIVERSITY OF MISSOURI 105 JESSE HALL COLUMBIA MO 652110001 436003859 STATE OF MO 265431 0 RESEARCH DEEP GRAIN LLC 911 WASHINGTON AVE ST LOUIS MO 63101 884292565 27500 0 RESEARCH HARRIS-STOWE STATE UNIVERSITY 3026 LACLEDE AVE ST PAUL MN 55104 431166917 501(C)(3) 14826 0 RESEARCH IOWA STATE UNIVERSITY 515 MORRILL ROAD 1350 BEARDSHEAR HALL AMES IA 500112103 426004224 STATE OF IA 51208 0 RESEARCH JACKIE JOYNER-KERSEE FOUNDATION 101 JACKIE JOYNER KERSEE CIRCLE EAST ST LOUIS IL 62204 371347709 501(C)(3) 29016 0 RESEARCH KANSAS STATE UNIVERSITY 1601 VATTIER STREET 103 FAIRCHILD HALL MANHATTAN KS 665061103 480771751 STATE OF KS 90351 0 RESEARCH LELAND STANFORD JUNIOR UNIVERSITY 3160 PORTER DR SUITE 100 PALO ALTO CA 934048445 941156365 501(C)(3) 796710 0 RESEARCH MICHIGAN STATE UNIVERSITY 426 AUDITORIUM RD RM 2 EAST LANSING MI 488242600 386005984 501(C)(3) 468409 0 RESEARCH PURDUE UNIVERSITY 170 S UNIVERSITY STREET WEST LAFAYETTE IN 479072072 356002041 501(C)(3) 300800 0 RESEARCH ST LOUIS UNIVERSITY 221 NORTH GRANT BLVD ST LOUIS MO 631032097 430654872 501(C)(3) 178661 0 RESEARCH TECHNOLOGY ENTREPRENEUR CENTER INC (TEC)T-REX 911 WASHINGTON AVE ST LOUIS MO 63101 141870269 501(C)(3) 66618 0 RESEARCH THE LAND INSTITUTE 2440 E WATER WELL ROAD SALINA KS 674019051 480842156 501(C)(3) 223299 0 RESEARCH TRUSTEES OF THE HAMLINE UNIVERSITY OF MINNESOTA 1536 HEWITT AVE ST PAUL MN 55104 410693960 501(C)(3) 42461 0 RESEARCH UNIVERSITY OF CALIFORNIA 1608 FOURTH STREET SUITE 220 BERKELEY CA 947105940 946002123 STATE OF CA 353564 0 RESEARCH UNIVERSITY OF FLORIDA DIVISION OF SPONSORED PROGRAMS 207 GRINER HALL PO BOX 11550 GAINESVILLE FL 362115500 596002052 STATE OF FL 28270 0 RESEARCH UNIVERSITY OF HAWAII 2440 CAMPUS ROAD BOX 368 HONOLULU HI 96822 996000354 STATE OF HI 147480 0 RESEARCH UNIVERSITY OF ILLINOIS 1901 S FIRST ST CHAMPAIGN IL 618207406 376000511 STATE OF IL 477329 0 RESEARCH UNIVERSITY OF IOWA DIVISION OF SPONSORED PROGRAM 2 GILMORE HALL IOWA CITY IA 52242 426004813 STATE OF IA 43769 0 RESEARCH UNIVERSITY OF KANSAS 2385 IRVING HILL ROAD LAWRENCE KS 660457552 480680117 501(C)(3) 881742 0 RESEARCH UNIVERSITY OF MINNESOTA 450 MCNAMARA ALUMNI CENTER 200 OAK ST SE MINNEAPOLIS MN 554552070 416007513 STATE OF MN 339011 0 RESEARCH UNIVERSITY OF RHODE ISLAND 70 LOWER COLLEGE ROAD OFFICE OF SPONSORED PROJECTS KINGSTON RI 028811967 223011455 STATE OF RI 388146 0 RESEARCH UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON STREET CONTROLLERS OFFICE 6TH FLOOR COLUMBIA SC 29208 576001153 STATE OF SC 14130 0 RESEARCH UNIVERSITY OF VERMONT 217 WATERMAN BUILDING 85 SOUTH PROSPECT STREET BURLINGTON VT 054050160 030179440 STATE OF VT 88243 0 RESEARCH WASHINGTON STATE UNIVERSITY 423 NEILL HALL PO BOX 643140 PULLMAN WA 991643140 916001108 STATE OF WA 363364 0 RESEARCH WASHINGTON UNIVERSITY ONE BROOKINGS DR CAMPUS BOX 1054 ST LOUIS MO 631304899 430653611 501(C)(3) 96033 0 RESEARCH 27 1 PART I, LINE 2: A RISK-BASED APPROACH IS UTILIZED TO DETERMINE THE APPROPRIATE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS BY SUBRECIPIENTS WHICH MAY INCLUDE, BUT IS NOT LIMITED TO: A) COLLECTION OF TECHNICAL PERFORMANCE REPORTS; B) REVIEW OF INVOICES AND CORRESPONDING EXPENSES TO ENSURE THAT INVOICED CHARGES APPEAR REASONABLE BASED UPON TECHNICAL PROGRESS OF THE PROJECT, ARE WITHIN THE BUDGET PARAMETERS, AND ARE CONSISTENT AND SUBMITTED TIMELY; C) QUESTIONING AND CLARIFICATION OF INVOICED CHARGES; D) DESK REVIEWS OR ON-SITE VISITS AND EXAMINATION OF WORK PERFORMED; AND E) SUBRECIPIENT TECHNICAL MONITORING FORMS COMPLETED BY THE PRINCIPAL INVESTIGATOR OR PROGRAM MANAGER. FOR ALL SUBRECIPIENTS, AN ANNUAL VERIFICATION IS PERFORMED TO ENSURE THAT NEITHER IT NOR ITS PRINCIPALS ARE PRESENTLY DEBARRED, SUSPENDED, PROPOSED FOR DEBARMENT, DECLARED INELIGIBLE OR VOLUNTARILY EXCLUDED FROM PARTICIPATION IN THIS TRANSACTION BY ANY FEDERAL DEPARTMENT OR AGENCY VIA THE SYSTEM FOR AWARD MANAGEMENT (WWW.SAM.GOV). AN ANNUAL REVIEW OF ALL FEDERALLY FUNDED SUBRECIPIENTS' COMPLIANCE AUDIT REPORTS (WHEN APPLICABLE) IS PERFORMED TO IDENTIFY FINDINGS REPORTED ASSOCIATED WITH GRANT FUNDS PASSED THROUGH TO THE SUBRECIPIENTS AND ISSUE MANAGEMENT DECISIONS AS REQUIRED. A CONTINUING RISK ASSESSMENT IS UPDATED ANNUALLY BASED ON MONITORING ACTIVITIES PERFORMED DURING THE YEAR. X X X X 0 1 0 0 0 0 0 0 0 DR JAMES CARRINGTON PRESIDENT AND CEO 760086 0 0 0 0 0 100994 0 20416 0 881496 0 0 0 MR HAROLD DAVIES COO AND V.P. FOR FINANCE 356299 0 0 0 0 0 27600 0 24772 0 408671 0 0 0 MR TOM LAURITA CEO OF DTC 270248 0 0 0 0 0 21721 0 27523 0 319492 0 0 0 DR KEITH SLOTKIN PRINCIPAL INVESTIGATOR 260429 0 0 0 0 0 21192 0 27413 0 309034 0 0 0 MR MICHAEL BANDER V.P. FOR DEVELOPMENT 254125 0 0 0 0 0 20959 0 30792 0 305876 0 0 0 DR REBECCA BART V.P. FOR RESEARCH 261983 0 0 0 0 0 21218 0 11038 0 294239 0 0 0 DR DONALD MACKENZIE EXECUTIVE DIRECTOR OF IICI 276974 0 0 0 0 0 8171 0 1122 0 286267 0 0 0 MR TODD HORNBURG V.P. OF FACILITIES 228008 0 0 0 0 0 28253 0 26376 0 282637 0 0 0 DR JAMES UMEN PRINCIPAL INVESTIGATOR 237540 0 0 0 0 0 19179 0 18074 0 274793 0 0 0 MS ANNA DIBBLE V.P. FOR PEOPLE AND CULTURE 229667 0 0 0 0 0 29787 0 2650 0 262104 0 0 0 MS DIANE MOLESKI ASSISTANT SECRETARY 134013 0 0 0 0 0 11449 0 27326 0 172788 0 0 0 MS ELLEN ATWELL CONTROLLER 140789 0 0 0 0 0 11584 0 7684 0 160057 0 0 0 MR DJUAN COLEMAN V.P. OF FINANCE 142584 0 0 0 0 0 11609 0 5590 0 159783 0 0 0 PART I, LINE 4B DR. JAMES CARRINGTON PARTICIPATED IN A SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN. HE RECEIVED $73,394 FROM A 457(F) PLAN. A MISSOURI DEVELOPMENT FINANCE BOARD 431387649 2011-12-01 7500000 FINANCE CONSTRUCTION OF GREENHOUSE 0 0 0 A 4276000 7500000 7500000 2013 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 1 0 1 0 0 0 1 A 1 X 20 627862 STOCK MARKET PRICE X EVENT ITEMS 97 25765 FAIR MARKET VALUE X LAB SPLY/EQUIP. 2 3500 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): NON-CASH CONTRIBUTIONS ARE RECORDED BY THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B THE RETURN IS PREPARED BY AN INDEPENDENT CPA FIRM. IT IS THEN REVIEWED BY MANAGEMENT. THE FORM 990 IS THEN REVIEWED BY THE AUDIT COMMITTEE CHAIR AND THE CHAIRMAN OF THE BOARD. THE RETURN IS THEN PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS PRIOR TO THE FILING OF THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C A COMMITTEE OF THE BOARD OF DIRECTORS IS RESPONSIBLE FOR ASSESSING THE ADEQUACY OF THE CENTER'S CONFLICT OF INTEREST POLICIES AND MONITORING COMPLIANCE WITH THE POLICIES AND PROCEDURES. THE COMMITTEE ALSO HAS RESPONSIBILITY FOR OVERSIGHT AND MANAGEMENT OF POTENTIAL CONFLICTS OF INTEREST FOR BOARD MEMBERS AND OFFICERS. THE COMMITTEE REPORTS TO THE BOARD REGARDING CONFLICTS OF INTEREST ON AN ANNUAL BASIS, OR MORE FREQUENTLY IF CONSIDERED NECESSARY. UNDER THE CENTER'S CURRENT POLICIES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE POTENTIAL A CONFLICT OF INTEREST UPON HIRE OR APPOINTMENT, WHEN NEW POTENTIAL CONFLICTS ARISE AND ON AN ANNUAL BASIS THEREAFTER. IT IS MANAGEMENT'S RESPONSIBILITY TO DEVELOP AND IMPLEMENT A SPECIFIC PLAN OF ACTION TO CONTROL OR ELIMINATE EACH CONFLICT OF INTEREST AND TO MONITOR COMPLIANCE WITH THE AGREED UPON PLAN. ALL POTENTIAL CONFLICTS ARE PRESENTED TO THE CONFLICT OF INTEREST COMMITTEE AT AN ANNUAL MEETING HELD IN MARCH. THE COMMITTEE REVIEWS AND APPROVES ALL POTENTIAL CONFLICTS OF INTEREST AND MANAGEMENT'S PLANNED COURSE OF ACTION TO CONTROL OR ELIMINATE EACH POTENTIAL CONFLICT OF INTEREST. THE CHAIRMAN OF THE CONFLICT OF INTEREST COMMITTEE IS INFORMED OF POTENTIAL CONFLICTS WHEN THEY ARE IDENTIFIED OUTSIDE OF THE FORMAL ANNUAL DISCLOSURE PROCESS AND DETERMINES WHETHER IMMEDIATE ATTENTION OF THE FULL COMMITTEE IS REQUIRED PRIOR TO THE ANNUAL MEETING IN MARCH. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION STUDY IS USED AS THE BASIS FOR SETTING COMPENSATION AND BENEFITS FOR A NEW HIRE. ON AN ANNUAL BASIS, THE PEOPLE AND CULTURE DEPARTMENT OBTAINS COMPARABLE SALARY DATA FROM MULTIPLE INDEPENDENT SOURCES, A COMPENSATION SURVEY FROM THE ASSOCIATION OF INDEPENDENT RESEARCH INSTITUTIONS (AIRI) AND A SURVEY OF LOCAL INSTITUTIONS. SALARY RANGES BY POSITION ARE DEVELOPED FROM THE SURVEY DATA AND COMPENSATION LEVELS FOR THE DANFORTH CENTER ARE ESTABLISHED WITHIN THE RANGES. THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE SURVEY RESULTS AND RECOMMENDED COMPENSATION LEVELS. THE RESULTS ARE PRESENTED AND APPROVED AT THE NOVEMBER BOARD OF DIRECTORS MEETING. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, ARTICLES OF INCORPORATION, AND BYLAWS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF GIFT ANNUITY -28,844. LOSS ON WRITE-OFF OF CONTRIBUTIONS RECEIVABLE -119,744. LEWIS AND CLARK PLANT SCIENCES FUND I LP 120 S CENTRAL AVENUE SUITE 1000 ST LOUIS MO 63105 812820803 INVESTMENT IN PLANT AND LIFE SCIENCE COMPANIES DE DDPSC EXCLUDED -372668 11919847 0 0 0.79970 ST LOUIS INTERNET2 ACCESS CONSORTIUM LLC 7425 FORSYTH BLVD ST LOUIS MO 63105 470849522 INTERNET AND INTERNET 2 ACCESS FOR MEMBERS MO DDPSC UNRELATED -33879 76481 0 1 0.38680 DSC INVESTMENTS HOLDINGS LP 224 WEST TREMONT AVENUE CHARLOTTE NC 28203 611771424 ENDOWMENT INVESTMENTS AND OCIO DE DDPSC EXCLUDED 39947058 395720196 0 1098873 0 1.00000 DANFORTH TECHNOLOGY COMPANY 975 NORTH WARSON ROAD ST LOUIS MO 63132 872442076 FACILITATE AGTECH STARTUP COMPANIES MO DDPSC C 26386 2588662 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 DANFORTH TECHNOLOGY COMPANY O 578329 FAIR MARKET VALUE