2025-11-16T07:11:30-06:00 2024-12-31 341874260 CBIZ ADVISORS LLC 700 WEST 47TH STREET SUITE 1100 KANSAS CITY MO 64112 990 2024-01-01 261710999 GUY HARVEY OCEAN FUND INC GUYH 8002881227 757 SE 17TH ST 217 FORT LAUDERDALE FL 33316 JESSICA HARVEY CEO 8002881227 2025-11-14 1 1 LISA BURKE P00220718 8169455500 2025-11-14 2024 2025-03-06 01:10:19Z GUY HARVEY FOUNDATION JESSICA HARVEY 757 SE 17TH ST 217 FORT LAUDERDALE FL 33316 3735236 0 X GUYHARVEYFOUNDATION.ORG X 2008 FL SCIENTIFIC RESEARCH AND EDUCATIONAL PROGRAMS AIMED AT CONSERVING THE MARINE ENVIRONMENT. 15 13 10 50 0 0 2529863 2872941 194696 92870 0 41666 138105 606088 2862664 3613565 110702 187163 0 0 948298 994507 0 0 315777 1850223 1404139 2909223 2585809 -46559 1027756 1865085 2498166 1637627 1285851 227458 1212315 X THE GUY HARVEY FOUNDATION (GHF) COLLABORATES WITH LOCAL AND INTERNATIONAL ORGANIZATIONS TO CONDUCT SCIENTIFIC RESEARCH AND HOST EDUCATIONAL PROGRAMS AIMED AT BETTER UNDERSTANDING AND CONSERVING THE OCEAN ENVIRONMENT. (CONTINUED ON SCHEDULE O) THE GHF ALSO FUNDS INSPIRED SCIENTIFIC RESEARCH AND INNOVATIVE EDUCATIONAL PROGRAMS DEVELOPED BY UNIVERSITIES, COLLEGES, INSTITUTES, AND NONPROFIT ORGANIZATIONS THAT PROMISE TO BRING NEW IDEAS AND INITIATIVES TO MARINE CONSERVATION AND THAT ENCOURAGE CONSERVATIONS AND BEST MANAGEMENT PRACTICE FOR SUSTAINABLE MARINE ENVIRONMENT. 0 0 965115 112833 EDUCATION: THE GUY HARVEY FOUNDATION (GHF) OFFERS SCHOLARSHIPS TO UNIVERSITY STUDENTS STUDYING MARINE SCIENCE AND WORKING TO BECOME FUTURE LEADERS OF OCEAN CONSERVATION. GHF, IN CONJUNCTION WITH THE GUY HARVEY ENDOWED SCHOLARSHIP PROGRAM, OFFERS FOUR (4) 4-YEAR FLORIDA UNIVERSITY PLAN SCHOLARSHIPS TO GRADUATING HIGH SCHOOL SENIORS WHO PLAN TO ATTEND NOVA SOUTHEASTERN UNIVERSITY.(CONTINUED ON SCHEDULE O)GHF LAUNCHED THE GUY HARVEY CONSERVATION EDUCATION PROGRAM, A PIONEERING INITIATIVE DEDICATED TO INSPIRING THE NEXT GENERATION OF OCEAN STEWARDS. THIS PROGRAM HONORS EDUCATORS, SCHOOLS, AND DISTRICTS COMMITTED TO ENVIRONMENTAL STEAM (SCIENCE, TECHNOLOGY, ENGINEERING, ARTS, AND MATHEMATICS) EDUCATION. THROUGH REGIONAL PROFESSIONAL DEVELOPMENT OPPORTUNITIES HELD MULTIPLE TIMES ANNUALLY ACROSS FLORIDA, EDUCATORS DELVE DEEP INTO CONSERVATION EDUCATION, ENHANCING THEIR TEACHING AND INSTILLING CONSERVATION VALUES IN STUDENTS. THE PROGRAM ALSO OFFERS GRANTS FOR FIELD TRIPS AND CLASSROOM SUPPLIES, EMPOWERING EDUCATORS WITH RECOGNITION, KNOWLEDGE, AND RESOURCES TO FOSTER ENVIRONMENTAL AWARENESS AND CONTRIBUTE TO A SUSTAINABLE FUTURE.GHF'S BACK-TO-SCHOOL CAMPAIN EMPOWERS EDUCATORS WITH THE TOOLS THEY NEED TO TEACH MARINE SCIENCE AND INSPIRE THE NEXT GENERATION OF OCEAN STEWARDS. SUPPORT PROVIDES ESSENTIAL RESOURCES, CURRICULUM, AND HANDS-ON ACTIVITIES THAT BRING THE WONDERS OF THE OCEAN INTO CLASSROOMS. BY HELPING TEACHERS ACCESS THESE MATERIALS, WE ARE NOT ONLY ENHANCING STUDENTS' UNDERSTANDING OF MARINE ECOSYSTEMS BUT ALSO FOSTERING A LIFELONG PASSION FOR OCEAN CONSERVATION. TOGETHER, WE CAN ENSURE THAT TODAY'S STUDENTS BECOME TOMORROW'S ADVOCATES FOR A HEALTHY AND THRIVING OCEAN. SEE SCHEDULE I, PART III FOR 2024 GRANTS TO EDUCATORS. 682623 74330 92870 SCIENCE AND RESEARCH: THE GUY HARVEY FOUNDATION (GHF) RESEARCH PROGRAMS ARE DEDICATED TO EXPANDING THE SCIENTIFIC KNOWLEDGE NECESSARY FOR EFFECTIVE CONSERVATION OF FISH POPULATIONS AND MAINTENANCE OF FISH BIODIVERSITY. THE HIGH-QUALITY SCIENTIFIC INFORMATION PROVIDED BY GHF IS CRITICAL TO THE UNIVERSALLY RECOGNIZED URGENT NEED TO DEVELOP AND IMPLEMENT EFFECTIVE MEASURES FOR THE CONSERVATION AND ENHANCEMENT OF FISH RESOURCES WORLDWIDE. RESEARCH PROGRAMS INCLUDE: (1) SATELLITE TAGGING SHORTFIN MAKO SHARKS, (2) SATELLITE AND CONVENTIONAL TAGGING DOLPHINFISH IN THE NW ATLANTIC OCEAN, CARIBBEAN SEA, AND EASTERN TROPICAL PACIFIC, (3) TAGGING AND TRACKING BILLFISH IN THE EASTERN TROPICAL PACIFIC OCEAN, AND (4) SATELLITE TAGGING OF WHALE SHARKS OFF THE YUCATAN PENINSULA. (CONTINUED ON SCHEDULE O)1. SATELLITE TAGGING SHORTFIN MAKO SHARKS IN THE NW ATLANTIC OCEAN AND WESTERN CARIBBEAN / GULF OF MEXICO. THE GUY HARVEY FOUNDATION AND GUY HARVEY RESEARCH INSTITUTE (GHRI) AT NOVA SOUTHEASTERN UNIVERSITY DEPLOYED FIVE SATELLITE TRACKING TAGS (SPOT TAGS) ON SHORTFIN MAKO SHARKS IN THE NW ATLANTIC OCEAN AND WESTERN CARIBBEAN / GULF OF MEXICO AS PART OF A MULTIYEAR STUDY TO UNDERSTAND THE MIGRATION PATTERNS AND FISHING MORTALITY FOR THIS SPECIES. THIS RESEARCH PROJECT PROVIDED THE FIRST FISHERIES-INDEPENDENT FISHING MORTALITY RATE FOR THIS ECONOMICALLY AND ECOLOGICALLY IMPORTANT SPECIES, WHICH WAS 10 TIMES HIGHER THAN PREVIOUSLY THOUGHT. THIS DISCOVERY LED THE INTERNATIONAL ORGANIZATION THAT MANAGES MAKO SHARKS TO DOWNGRADE THEIR STATUS TO OVERFISHED WITH OVERFISHING OCCURRING. THIS CHANGE OF STATUS, IN TURN, PROMPTED THE U.S. GOVERNMENT (NOAA) TO INCREASE PROTECTIONS FOR MAKO SHARKS IN FEDERAL WATERS, INCLUDING MANDATING THE RELEASE OF LIVE MAKO SHARKS IN THE COMMERCIAL FISHERY AND AN INCREASED MINIMUM SIZE IN THE RECREATIONAL FISHERY.2. SATELLITE AND CONVENTIONAL TAGGING DOLPHINFISH IN THE NW ATLANTIC OCEAN, CARIBBEAN SEA, AND EASTERN TROPICAL PACIFIC. THE FOUNDATION PARTNERED WITH THE DOLPHINFISH RESEARCH PROGRAM TO DEPLOY POP-UP SATELLITE TRACKING TAGS (PSAT TAGS) AND GEOLOCATING TAGS ON ATLANTIC AND PACIFIC DOLPHINFISH AND TO ENGAGE RECREATIONAL ANGLERS IN A TAG AND RECAPTURE CITIZEN SCIENCE STUDY. THIS HIGHLY REPRODUCTIVE FISH HAS LONG BEEN THOUGHT TO BE IMMUNE TO OVERFISHING BUT ANECDOTAL EVIDENCE IS SHOWING A DECLINE IN THE NUMBERS AND SIZE OF DOLPHINFISH AROUND THE WORLD AND SPECIFICALLY IN THE SOUTHEAST UNITED STATES. THE SATELLITE TAGGING STUDY IS HELPING RESEARCHERS BETTER UNDERSTAND THE SEASON MIGRATIONS OF THESE FISH WHILE THE TAG AND RECAPTURE STUDY IS PROVIDING INVALUABLE DATA ABOUT THE INCREDIBLY FAST GROWTH RATE OF THESE FISH AND HOW OFTEN THEY ARE CAUGHT. THESE DATA ARE FUNDAMENTAL TO CONSERVING THIS COMMERCIALLY AND RECREATIONALLY IMPORTANT SPECIES.3. TAGGING AND TRACKING BILLFISH IN THE EASTERN TROPICAL PACIFIC OCEAN. THE FOUNDATION PARTNERED WITH NOVA SOUTHEASTERN UNIVERSITY AND TROPIC STAR LODGE IN PANAMA ON A COMPREHENSIVE STUDY OF THE BILLFISH AND OTHER LARGE VERTEBRATES THAT INHABIT THE EASTERN TROPICAL PACIFIC OCEAN. THIS IS THE FOURTH YEAR OF A FIVE-YEAR STUDY TO DEPLOY SATELLITE POP-UP TAGS AND ACCELEROMETER TAGS ON BLUE MARLIN, BLACK MARLIN, AND SAILFISH TO BETTER UNDERSTAND THEIR MIGRATION PATTERNS AND HOW THESE SPECIES RECOVER FROM THE CATCH AND RELEASE PROCESS. THERE IS A SIGNIFICANT AMOUNT OF COMMERCIAL FISHING IN THIS REGION, SO FISHERIES MANAGERS NEED TO KNOW WHERE THESE BILLFISH ARE TRAVELLING. ADDITIONALLY, THE RECREATIONAL FISHERY IS VERY VALUABLE TO THE REGION, SO IT IS IMPORTANT TO UNDERSTAND THE EFFECTS THAT THE CATCH AND RELEASE PROCESS HAS ON THESE ANIMALS. DATA COLLECTED FROM THE DEPLOYMENT OF BAITED REMOTE UNDERWATER VIDEO (BRUV) CAMERAS IS IN THE PROCESS OF BEING SCIENTIFICALLY PUBLISHED.4. SATELLITE TAGGING OF WHALE SHARKS OFF THE YUCATAN PENINSULA. THE FOUNDATION PARTNERED WITH CH'OOJ AJAUIL AND THE GUY HARVEY RESEARCH INSTITUTE TO DEPLOY SMART POSITION AND TEMPERATURE (SPOT) TRANSMITTING TAGS ON WHALE SHARKS IN A LONG-TERM MOVEMENT ECOLOGY STUDY. WHALE SHARKS ARE A COSMOPOLITAN SPECIES THAT AGGREGATE ANNUALLY IN LARGE NUMBERS OFF MEXICO ATTRACTING NATURALISTS, SCIENTISTS, AND TOURISTS TO THE SITE. WHALE SHARKS ARE THREATENED BY POLLUTION, BOAT STRIKES AND THE SHARK FIN TRADE. THEIR ANNUAL MIGRATION SUPPORTS AN IMPORTANT SEASONAL ECO-TOURISM ATTRACTION AND ALLOWS ABILITY TO STUDY MULTIPLE SHARKS OVER MULTI YEAR PERIODS TO BETTER UNDERSTAND THEIR MIGRATORY BEHAVIOR OUTSIDE OF THE ANNUAL AGGREGATION PERIOD. THEIR TRACKS ARE MADE PUBLICLY AVAILABLE TO SUPPORT EDUCATIONAL AWARENESS OF THIS IMPORTANT SPECIES AND OVERALL AID IN THEIR CONSERVATION. 1647738 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 1 7 0 1 10 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 15 13 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 FL X STEVE RODEN CHAIRMAN 6782968222 757 SE 17TH ST STE 217 FT LAUDERDALE FL 33316 JESSICA HARVEY CEO, SECRETARY 41.00 2.00 X X 111834 0 3497 DR GUY HARVEY FOUNDER & CHAIR EMERITUS 0.50 0.00 X 0 0 0 STEVE RODEN CHAIRMAN 1.00 0.00 X X 0 0 0 BOB OSBORN TREASURER 0.50 0.00 X X 0 0 0 RODNEY BARRETO DIRECTOR 0.50 0.00 X 0 0 0 ERIC CAREY DIRECTOR 0.50 0.00 X 0 0 0 PAUL CASTRONOVO DIRECTOR 0.50 0.00 X 0 0 0 JEFF HARKAVY DIRECTOR 0.50 0.00 X 0 0 0 JIM HILL DIRECTOR 0.50 0.00 X 0 0 0 DEAN KLEVAN DIRECTOR 0.50 0.00 X 0 0 0 ROB KORNAHRENS DIRECTOR 0.50 0.00 X 0 0 0 JODI LEWIS DIRECTOR 0.50 0.00 X 0 0 0 CHRIS PETERSON DIRECTOR 0.50 0.00 X 0 0 0 ROBERT THOMAS DIRECTOR 0.50 0.00 X 0 0 0 JANE WYE DIRECTOR 0.50 0.00 X 0 0 0 RICH DAVIES DIRECTOR (TERM END 10/28/24) 0.50 0.00 X 0 0 0 DAVID LOPEZ CFO (AS OF 2/1/24) 10.00 0.00 X 43013 0 0 154847 0 3497 1 0 0 0 GUY HARVEY INC 1500 W CYPRESS CREEK RD 108 FT LAUDERDALE FL 33309 LICENSING 300000 OCEAN FIRST INSTITUTE 3015 BLUFF ST BOULDER CO 80301 EDUCATION LICENSING & CREATION 137500 BEYOND OUR SHORES PO BOX 3506 NEWPORT RI 02871 SCIENTIFIC RESEARCH 132500 3 111062 1705606 1056273 2872941 EXPEDITION REVENUE 541700 92870 92870 92870 34234 34234 335209 335209 7432 0 7432 7432 7432 292500 111062 94224 198276 198276 29063 27447 1616 1616 IRS PENALTY REFUNDS 900099 51000 51000 MAGAZINE REVENUE 541800 16980 16980 3007 3007 70987 3613565 92870 0 647754 97500 97500 89663 89663 158344 46133 89145 23066 586997 392987 76279 117731 24765 14436 5952 4377 142482 67252 66315 8915 81919 43413 29398 9108 17347 6470 10877 90590 90590 78000 78000 150 150 81495 74741 4270 2484 41660 3282 37629 749 71178 20582 35766 14830 75671 6553 46590 22528 300000 200000 100000 121825 88327 22586 10912 4172 3794 236 142 14036 14036 RESEARCH 224221 224221 EXPEDITIONS 147229 147229 EDUCATION 136565 121155 14475 935 2585809 1647738 622294 315777 1301671 881406 10907 1067768 434507 430992 108000 108000 10000 10000 1865085 2498166 87951 151352 1429968 1129267 119708 5232 1637627 1285851 X -154143 830714 381601 381601 227458 1212315 1865085 2498166 X 1027756 -42899 X 0 0 0 X 1022186 4290410 2183551 2529863 2872941 12898951 1022186 4290410 2183551 2529863 2872941 12898951 1512458 11386493 19163 379469 272577 148049 369443 1188701 88973 215256 304229 14391881 349331 0.79120 0.76600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 25000 1 78000 0 0 103000 0 PART II-B, LINE 1: THE GUY HARVEY FOUNDATION SUPPORTS THE CENTER FOR SPORTFISHING POLICY ('CENTER'). THE CENTER IS THE NATION'S LEADING ADVOCATE FOR SALTWATER RECREATIONAL ANGLERS. THE CENTER ORGANIZES, FOCUSES, AND ENGAGES RECREATIONAL FISHING STAKEHOLDERS TO SHAPE FEDERAL MARINE FISHERIES MANAGEMENT POLICIES. THE FOUNDATION ALSO ENGAGED AN ADVOCACY FIRM TO DEVELOP RELATIONSHIPS WITH STAKEHOLDERS, ADVOCATE FOR STATE APPROPRIATIONS, AND ADVANCE THE FOUNDATION'S EDUCATION INITIATIVES. NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES SCIENTIFIC RESEARCH 20800 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 2 PROGRAM SERVICES SCIENTIFIC RESEARCH 203233 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES EDUCATION 1017 0 2 0 0 0 2 225050 0 225050 0 0 0 0 0 0 PART I, LINE 2: THE GUY HARVEY FOUNDATION PARTNERS WITH LEADING ORGANIZATIONS TO CONDUCT CUTTING-EDGE SCIENTIFIC RESEARCH AIMED AT BETTER UNDERSTANDING THE MARINE ENVIRONMENT AND PROVIDING THE INFORMATION NECESSARY TO HELP ENSURE PROPER FISHERIES MANAGEMENT. THE FOUNDATION'S EDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS CONDUCTED IN FOREIGN REGIONS INCLUDE SATELLITE TAGGING, DOLPHINFISH RESEARCH, SHARK GENOME RESEARCH, GRAND CAYMAN STINGRAY SURVEYS, EASTERN TROPICAL PACIFIC SEASCAPE, AND CORAL REEF RESTORATION. SEE FORM 990, PART III, LINE 4B. GALA 403562 111062 292500 4609 27356 50235 6735 5289 403562 111062 292500 4609 27356 50235 6735 5289 94224 198276 29063 2008 25439 1 1.00000 29063 2008 25439 27447 1616 FL 0 GAMES CONSIST OF RAFFLE DRAWINGS WHICH ARE NOT CARD GAMES AND DO NOT REQUIRE STATE LICENSURE. 0 1 0 0.00000 1.00000 JASON ZAUDER BOOKKEEPER 8000 N OCEAN BLVD STE 304 DANIA BEACH FL 33004 0 AMANDA MARTIN DIRECTOR OF STEWARDS 0 THE GAMING MANAGER IS AN EMPLOYEE OF GHF AND OVERSEES ALL OF GHF'S EVENTS. ALLOCABLE COMPENSATION RELATED TO THE MANAGEMENT OF THE RAFFLE IS IMMATERIAL. X 0 1 UNIVERSITY OF FLORIDA FOUNDATION PO BOX 110170 GAINESVILLE FL 32611 590974739 501(C)(3) 46000 0 N/A N/A SEA GRANT SCHOLARSHIPS FOR 8 FELLOWS CENTER FOR SPORTFISHING POLICY PO BOX 1388 BATON ROUGE LA 70821 205671250 501(C)(4) 25000 0 N/A N/A ADVOCACY FOR SALTWATER RECREATIONAL ANGLERS MARINE TECHNOLOGY SOCIETY INC ONE THOMAS CIRCLE STE 700 WASHINGTON DC 200055800 520805471 501(C)(3) 10000 0 N/A N/A OCEAN EXCHANGE - GUY HARVEY FOUNDATION COLLEGIATE AWARD 2 1 TEACHER PROFESSIONAL DEVELOPMENT GRANTS 215 40663 0 N/A N/A FIELD TRIP GRANTS 46 48000 0 N/A N/A PART I, LINE 2: SCHEDULE I, PART II: THE FOUNDATION SUPPORTS THE UNIVERSITY OF FLORIDA FOUNDATION VIA A PARTNERSHIP WITH FLORIDA SEA GRANT. FLORIDA SEA GRANT IS A UNIVERSITY-BASED PROGRAM THAT SUPPORTS RESEARCH, EDUCATION AND EXTENSION TO CONSERVE COASTAL RESOURCES FOR RESIDENTS AND VISITORS AND ENHANCE ECONOMIC OPPORTUNITIES FOR THE PEOPLE OF FLORIDA. THE FSG/GUY HARVEY FELLOWSHIP IS OPEN TO ANY GRADUATE STUDENT WHO IS ENROLLED FULL-TIME AT ONE OF FLORIDA'S INSTITUTIONS OF HIGHER EDUCATION AND IS CONDUCTING RESEARCH ON THE BIOLOGY, ECOLOGY, HABITAT OR MANAGEMENT OF SUSTAINABLE MARINE FISHERIES. FELLOWS WILL BE EXPECTED TO SHARE THEIR PROGRESS, INCLUDING PARTICIPATING AT PUBLIC AND SCIENTIFIC EVENTS TO IMPROVE SCIENCE COMMUNICATION SKILLS WHEN AVAILABLE. THE FOUNDATION SUPPORTS THE CENTER FOR SPORTFISHING POLICY. THE CENTER FOR SPORTFISHING POLICY IS THE NATION'S LEADING ADVOCATE FOR SALTWATER RECREATIONAL ANGLERS. THE CENTER ORGANIZES, FOCUSES, AND ENGAGES RECREATIONAL FISHING STAKEHOLDERS TO SHAPE FEDERAL MARINE FISHERIES MANAGEMENT POLICIES. THE GUY HARVEY FOUNDATION COLLABORATED WITH THE MARINE TECHNOLOGY SOCIETY (MTS) TO EXPAND THE REACH AND IMPACT OF ITS OCEAN EXCHANGE PROGRAM, SPONSORING THE GUY HARVEY FOUNDATION COLLEGIATE AWARDS. OCEAN EXCHANGE IS A GLOBAL ECOSYSTEM WHOSE MISSION IS TO ACCELERATE THE ADOPTION OF INNOVATIVE SOLUTIONS FOR HEALTHY OCEANS AND THE SUSTAINABLE BLUE ECONOMY BY PROVIDING MONETARY AWARDS, CONNECTING INNOVATORS WITH EXPERTS, AND PROMOTING BREAKTHROUGH TECHNOLOGIES THROUGH A GLOBAL ECOSYSTEM. EACH YEAR, OCEAN EXCHANGE HOSTS AN EVENT TO RECOGNIZE AND HELP ADVANCE INNOVATION IN TECHNOLOGIES AIMED AT THE HEALTH OF OUR OCEANS AND THE BLUE ECONOMY. AT THE EVENT, WINNERS OF MONETARY AWARDS ARE CHOSEN BASED ON THE IMPACT, LEVEL OF INNOVATION, AND THE ABILITY TO EXECUTE THE PRESENTED SOLUTION. THE GUY HARVEY FOUNDATION COLLEGIATE AWARDS ARE PRESENTED TO THE SOLUTIONS THAT ADVANCE UNDERSTANDING OF THE OCEAN AND HELP MINIMIZE OUR IMPACT ON THESE RESOURCES, EVEN WHILE USING THEM FOR HUMAN BENEFIT, RESULTING IN MORE RESILIENT BODIES OF WATER INCLUDING HEALTHY MARINE LIFE AND COASTLINES. SCHEDULE I, PART III: IN 2024, THE FOUNDATION LAUNCHED ITS BACK-TO-SCHOOL CAMPAIGN TO EMPOWER EDUCATORS WITH THE TOOLS THEY NEED TO TEACH MARINE SCIENCE AND INSPIRE THE NEXT GENERATION OF OCEAN STEWARDS. THE FOUNDATION PROVIDED ESSENTIAL RESOURCES, CURRICULUM, AND HANDS-ON ACTIVITIES THAT BRING THE WONDERS OF THE OCEAN INTO CLASSROOMS. BY HELPING TEACHERS ACCESS THESE MATERIALS, THE FOUNDATION NOT ONLY ENHANCED STUDENTS' UNDERSTANDING OF MARINE ECOSYSTEMS BUT ALSO FOSTERED A LIFELONG PASSION FOR OCEAN CONSERVATION. SCHEDULE I, PART II & III: GRANTEES MUST SUBMIT REGULAR REPORTS DETAILING PROGRAMMATIC PROGRESS AND BUDGETARY COMPLIANCE. GHF STAFF REVIEW THESE REPORTS AND COMMUNICATE CLOSELY WITH THE GRANTEE. AS THE GRANT'S TERM COMES TO AN END, GRANTEES OFTEN MUST PROVIDE PROGRAMMATIC MATERIALS SUCH AS A RESEARCH PAPER AS WELL AS FINANCIAL DOCUMENTS LIKE RECEIPTS FROM A SCHOOL FIELD TRIP TO AN AQUARIUM. GHF STAFF COLLECT AND ANALYZE ALL MATERIALS TO ENSURE COMPLIANCE. DR GUY HARVEY - GUY HARVEY INC FOUNDER AND CHAIR EMERITUS 300000 SEE PART IV 0 SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: PART IV, LINE (1), COLUMN (D): ANNUAL LICENSING - THE FOUNDATION ENTERED INTO A SERVICE MARK LICENSE AGREEMENT EFFECTIVE JANUARY 1, 2019, WHICH ALLOWS THE FOUNDATION TO USE THE LICENSED INTELLECTUAL PROPERTY OF GUY HARVEY, INC. FOR THE PURPOSE OF PROMOTING PUBLIC AWARENESS OF MARINE AND OCEAN WILDLIFE CONSERVATION. THE LICENSED PROPERTY HAS BEEN CREATED, PROMOTED, COMMERCIALIZED, AND USED BY GUY HARVEY, INC., IN THE UNITED STATES AND AROUND THE WORLD, IN WAYS THAT ATTACH MATERIAL VALUE TO THE PROPERTY. UNDER THE TERMS OF THE AGREEMENT, ROYALTY FEES OF $300,000 ARE DUE ANNUALLY. FORM 990, PART VI, SECTION A, LINE 2 BOARD MEMBERS DR. GUY HARVEY AND JESSICA HARVEY HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED IN DETAIL WITH MANAGEMENT PRIOR TO FILING. THE FORM IS THEN MADE AVAILABLE TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO ANNUALLY ACKNOWLEDGE THEIR UNDERSTANDING OF, AND AGREEMENT TO, GUY HARVEY FOUNDATION'S CONFLICT OF INTEREST POLICY. THIS CONFLICT-OF-INTEREST POLICY IS DESIGNED TO HELP DIRECTORS, OFFICERS, AND EMPLOYEES OF THE GUY HARVEY FOUNDATION IDENTIFY SITUATIONS THAT PRESENT POTENTIAL CONFLICTS OF INTEREST AND TO PROVIDE GUY HARVEY FOUNDATION A PROCEDURE THAT, IF OBSERVED, WILL ALLOW A TRANSACTION TO BE TREATED AS VALID AND BINDING EVEN THOUGH A DIRECTOR, OFFICER, OR EMPLOYEE HAS OR MAY HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION. IN THE EVENT THERE IS AN INCONSISTENCY BETWEEN THE REQUIREMENTS AND PROCEDURES PRESCRIBED BY THE POLICY AND THOSE IN FEDERAL OR STATE LAW, THE LAW SHALL CONTROL. AS SET FORTH IN THE BYLAWS, DIRECTORS SHALL BE RESPONSIBLE FOR ENSURING THAT NO INTERESTED PERSON, AS DEFINED IN THE CONFLICT-OF-INTEREST POLICY, OR ANY FAMILY MEMBER OF THE INTERESTED PERSON, WHO HAS A CONFLICT OF INTEREST WITH REGARDS TO ANY BUSINESS DEALINGS OR CONTRACTS OF GUY HARVEY FOUNDATION EXERCISES INFLUENCE AND/OR PARTICIPATES IN DECISIONS RELATED TO THOSE BUSINESS DEALINGS OR CONTRACTS. FURTHER, ANY FINANCIAL ARRANGEMENTS, BUSINESS DEALINGS AND CONTRACTS ENTERED BY GUY HARVEY FOUNDATION WILL BE ON "FAIR MARKET" TERMS AS DETERMINED BY INDUSTRY STANDARDS AND LOCAL CONVENTION. THE GOVERNING BOARD OF DIRECTORS HAS IDENTIFIED A QUALIFIED CERTIFIED PUBLIC ACCOUNTANT (CPA) TO ENSURE FINANCIAL ACCURACY AND COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15A A COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS THE COMPENSATION OF THE CEO. THE COMMITTEE USES ITS OWN OBSERVATIONS OF THE CEO AND RELIES ON COMMENTS AND FEEDBACK FROM STAFF IN ORDER TO EVALUATE OVERALL PERFORMANCE. THE COMMITTEE ALSO REVIEWS COMPARABLE DATA OF OTHER SIMILAR ORGANIZATIONS TO ENSURE THE COMPENSATION IS WITHIN REASONABLE RANGE. THE COMMITTEE THEN MAKES A RECOMMENDATION TO THE FULL BOARD OF DIRECTORS WHO THEN VOTE ON THE COMPENSATION OF THE CEO. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE IRC SEC. 6104. THESE DOCUMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART XI, LINE 9: CHANGE IN PLEDGE DISCOUNT -42,899. GUY HARVEY OCEAN FUND INC 6 EDEN HOUSE ELIZABETHAN SQ 80 S GEORGE TOWN GRAND CAYMAN CJ RESEARCH AND EDUCATION FOR SUSTAINABLE MARINE ENVIRONMENTS CJ 501(C)(3) EQUIVALENT N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0