2025-11-05T17:39:45-06:00 2025-06-30 390859910 BAKER TILLY ADVISORY GROUP LP 805 SW BROADWAY STE 1400 PORTLAND OR 97205 990 2024-07-01 946050071 CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION CALP 7078264189 1 HARPST STREET ARCATA CA 95521 KACIE FLYNN EXEC DIRECTOR 7078264189 2025-11-05 1 1 WENDY CAMPOS P00448102 5032421447 2025-11-05 2024 2025-03-06 01:10:19Z KACIE FLYNN 1 HARPST STREET ARCATA CA 95521 61032919 0 X WWW.HUMBOLDT.EDU/RESEARCH X 1952 CA TO PROMOTE AND FACILITATE RESEARCH ACTIVITY THROUGHOUT THE CAL POLY HUMBOLDT COMMUNITY. 15 1 1070 77 0 0 49306532 53230822 5588922 7381361 220773 420736 166083 0 55282310 61032919 1089920 5298922 0 0 23269391 25981441 0 0 0 30202026 28128842 54561337 59409205 720973 1623714 30745445 34325804 21582912 23539557 9162533 10786247 OUR PRIMARY MISSION IS TO PROMOTE AND FACILITATE RESEARCH ACTIVITY THROUGHOUT THE CAL POLY HUMBOLDT COMMUNITY BY PROVIDING PROFESSIONAL AND ACCESSIBLE PRE AND POST AWARD SERVICES. 0 0 55285245 5298922 7381361 ADMINISTRATION OF EXTERNALLY FUNDED GRANTS AND CONTRACTS AND VARIOUS CAMPUS PROGRAMS. 55285245 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 1 1 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 218 0 1 1070 1 0 0 0 0 0 0 0 0 0 0 0 0 X 15 1 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X X KACIE FLYNN 7078265159 1 HARPST STREET ARCATA CA 95521 THOMAS JACKSON EX-OFFICIO DIRECTOR THRU 08/24 1.00 40.00 X 0 518563 136873 JENNIFER CAPPS PRESIDENT, EX-OFFICIO DIRECTOR 1.00 40.00 X X 0 314782 59902 CHRISSY HOLLIDAY EX-OFFICIO DIRECTOR 1.00 40.00 X 0 270036 91130 FRANK WHITLATCH EX-OFFICIO DIRECTOR THRU 07/24 1.00 40.00 X 0 249445 80061 ERIC RIGGS FACULTY DIRECTOR 1.00 40.00 X 0 216965 94110 SHAWNA YOUNG DEAN DIRECTOR 1.00 40.00 X X 0 207118 94493 MARK JOHNSON EX-OFFICIO DIRECTOR THRU 06/25 1.00 40.00 X X 0 197660 45126 KEVIN FINGERMAN FACULTY DIRECTOR 9.00 31.00 X X 31219 115502 62421 TAYLOR BLOEDEN FACULTY DIRECTOR 1.00 40.00 X 1061 145739 61725 KACIE FLYNN EXECUTIVE DIRECTOR 40.00 0.00 X X 0 137839 52902 RAFAEL CUEVAS URIBE FACULTY DIRECTOR 6.00 34.00 X 17507 102384 60427 JAMES WOGLOM FACULTY DIRECTOR 2.00 38.00 X X 4950 116497 43718 AMANDA HAHN FACULTY DIRECTOR 1.00 40.00 X X 0 109669 53046 AMBER GAFFNEY FACULTY DIRECTOR THRU 10/24 1.00 40.00 X 0 110280 52174 CLAIRE TILL FACULTY DIRECTOR 1.00 40.00 X 0 99517 51111 KERRY BYRNE VICE PRESIDENT, FACULTY DIRECTOR 10.00 30.00 X X 30618 62120 48554 CD HOYLE FACULTY DIRECTOR THRU 10/24 4.00 36.00 X 16652 77675 46941 MICHAEL SPAGNA EX-OFFICIO DIRECTOR 1.00 40.00 X 0 95479 33886 SYDNEY LYONS GRADUATE STUDENT DIRECTOR THRU 10/24 38.00 0.00 X 54912 0 5740 ALICE ZHANG GRADUATE STUDENT DIRECTOR THRU 10/24 1.00 7.00 X 0 6274 0 JAKE VARGAS GRADUATE STUDENT DIRECTOR THRU 10/24 1.00 3.00 X 0 2483 0 CELENA LINARES UNDERGRADUATE STUDENT DIRECTOR 1.00 0.00 X 0 0 0 JASON RAMOS COMMUNITY DIRECTOR 1.00 1.00 X 0 0 0 CARMEN WORKS PROGRAM DIRECTOR 22.00 18.00 X 33782 196584 68374 JOSH ZENDER PROGRAM DIRECTOR 21.00 19.00 X 14276 186954 87663 ANDREW KINZIGER PROGRAM DIRECTOR 24.00 16.00 X 65663 136302 55676 PATRICIA GOLEY PROGRAM DIRECTOR 24.00 16.00 X 72749 126954 38219 RONNIE SWARTZ PROGRAM DIRECTOR 24.00 16.00 X 74093 162141 63104 ALISON O'DOWD FORMER FACULTY DIRECTOR 7.00 33.00 X 25447 146342 0 PETER ALSTONE FORMER FACULTY DIRECTOR 12.00 28.00 X 41338 96301 0 JEFFREY KANE FORMER FACULTY DIRECTOR 1.00 39.00 X 5373 111962 0 CARLY MARINO FORMER FACULTY DIRECTOR 0.00 40.00 X 0 112626 0 489640 4432193 1487376 22 1 1 0 SONOMA STATE UNIVERSITY 1801 E COTATI AVE ROHNERT PARK CA 94928 SUBCONTRACT SERVICES 740030 CA CAPITAL SMALL BUSINESS FINAN DEV CORP 1792 TRIBUTE RD STE 270 SACRAMENTO CA 95815 SUBCONTRACT SERVICES 536385 SAN JOSE STATE UNIVERSITY RESEARCH FNDN 210 N FOURTH STREET SAN JOSE CA 95112 SUBCONTRACT SERVICES 529935 SIERRA BUSINESS COUNCIL PO BOX 2428 TRUCKEE CA 96160 SUBCONTRACT SERVICES 474388 COLLEGE OF THE REDWOODS 7531 TOMPKINDS HILL ROAD EUREKA CA 95501 SUBCONTRACT SERVICES 465835 39 42974385 10256437 53230822 INDIRECT COST REVENUE 900099 6265343 6265343 OTHER PROGRAM REVENUE 900099 1116018 1116018 7381361 420736 420736 61032919 7381361 0 420736 X 80016 80016 5218906 5218906 101856 101856 19450272 18685625 764647 988115 923580 64535 3982101 3717819 264282 1459097 1398340 60757 1579 1579 92738 92738 15346092 12957851 2388241 40255 40135 120 1498493 1479949 18544 271299 118832 152467 202757 193169 9588 2277885 2245006 32879 511132 510289 843 16282 16282 271363 271363 248137 60512 187625 INDIRECT COSTS 6265343 6265343 REPAIRS 155020 155020 ADMINISTRATIVE & OTHER 133431 123181 10250 EQUIPMENT 118176 118176 678860 603995 74865 59409205 55285245 4123960 0 4192298 7121565 6739340 7053332 19171777 18796013 89328 45477 1242688 363812 408367 878876 300 300 144035 430241 30745445 34325804 4562886 5630870 16869638 17458973 150388 449714 21582912 23539557 X 9162533 10786247 9162533 10786247 30745445 34325804 1623714 0 X X 0 1 X 1 1 1 X 34373921 33328225 37987717 49306532 53230822 208227217 34373921 33328225 37987717 49306532 53230822 208227217 208227217 6453 5307 89854 220773 420736 743123 102879 166488 145609 166083 581059 209551399 23476968 0.99370 0.99500 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 81999 15033 66966 1160689 348779 811910 878876 ROU LEASE LIABILITIES 449714 449714 X 61032919 0 61032919 0 61032919 59409205 0 59409205 0 59409205 PART X, LINE 2: THE FINANCIAL STATEMENTS DO NOT INCLUDE A FOOTNOTE DISCLOSURE OR LIABILITY RELATED TO UNCERTAIN TAX POSITIONS. 1 SUB-SAHARAN AFRICA 0 7 PROGRAM SERVICES RESEARCH 44400 EUROPE (INCLUDING ICELAND & GREENLAND) 0 13 PROGRAM SERVICES RESEARCH 35400 SOUTH AMERICA 0 6 PROGRAM SERVICES RESEARCH 18700 EAST ASIA AND THE PACIFIC 0 5 PROGRAM SERVICES RESEARCH 18700 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES RESEARCH 12800 CENTRAL AMERICA AND THE CARIBBEAN 0 1 PROGRAM SERVICES RESEARCH 5000 0 32 0 0 0 32 135000 0 135000 0 0 0 0 0 0 PART I, LINE 2: SPONSORED PROGRAMS FOUNDATION IS NOT THE FUNDER FOR GRANTS. HOWEVER, THERE ARE EMPLOYEES AND INDEPENDENT CONTRACTORS WHO WORK ON GRANTS THAT SPONSORED PROGRAMS FOUNDATION RECEIVED FROM OTHER FUNDERS OUTSIDE THE UNITED STATES. SPONSORED PROGRAMS FOUNDATION MAINTAINS PAYROLL RECORDS AND COPIES OF INVOICES AND CANCELLED CHECKS FOR VENDORS. 1 CAL POLY HUMBOLDT 1 HARPST STREET ARCATA CA 95521 946001347 STATE OF CALIFORNIA 0 5338 BOOK VALUE EQUIPMENT GENERAL OPERATING SUPPORT CAL POLY HUMBOLDT FOUNDATION 1 HARPST STREET ARCATA CA 95521 946077724 501(C)(3) 33850 40828 BOOK VALUE BUILDING GENERAL OPERATING SUPPORT 2 0 SCHOLARSHIPS/TUITION 750 4836211 HONORARIUM/STIPEND 300 382695 PART I, LINE 2: THE ORGANIZATION MAKES TRANSFERS TO RELATED ORGANIZATIONS UNDER COMMON MANAGEMENT AND CONTROL WHO ENSURE THAT ALL TRANSFERRED FUNDS AND ASSETS ARE USED FOR APPROPRIATE PURPOSES. PAYMENTS FOR SCHOLARSHIPS/TUITION ARE ISSUED TO CAL POLY HUMBOLDT. CAL POLY HUMBOLDT THEN ISSUES THE SCHOLARSHIPS/TUITION TO THE STUDENTS. THE PAYMENTS ARE TRACKED THROUGH CAL POLY HUMBOLDT'S FINANCIAL AID OFFICE. THE PAYMENTS ARE PLACED ON THE INDIVIDUAL STUDENTS' ACCOUNTS. X X X 0 0 0 0 0 0 0 0 0 THOMAS JACKSON EX-OFFICIO DIRECTOR THRU 08/24 0 479881 0 0 0 38682 0 106030 0 30843 0 655436 0 0 JENNIFER CAPPS PRESIDENT, EX-OFFICIO DIRECTOR 0 314782 0 0 0 0 0 48463 0 11439 0 374684 0 0 CHRISSY HOLLIDAY EX-OFFICIO DIRECTOR 0 270036 0 0 0 0 0 61911 0 29219 0 361166 0 0 FRANK WHITLATCH EX-OFFICIO DIRECTOR THRU 07/24 0 249445 0 0 0 0 0 60033 0 20028 0 329506 0 0 ERIC RIGGS FACULTY DIRECTOR 0 216965 0 0 0 0 0 63891 0 30219 0 311075 0 0 SHAWNA YOUNG DEAN DIRECTOR 0 207118 0 0 0 0 0 63778 0 30715 0 301611 0 0 RONNIE SWARTZ PROGRAM DIRECTOR 74093 162141 0 0 0 0 0 39117 0 23987 74093 225245 0 0 CARMEN WORKS PROGRAM DIRECTOR 33782 196584 0 0 0 0 0 38192 0 30182 33782 264958 0 0 JOSH ZENDER PROGRAM DIRECTOR 14276 186954 0 0 0 0 0 58449 0 29214 14276 274617 0 0 ANDREW KINZIGER PROGRAM DIRECTOR 65663 136302 0 0 0 0 0 44275 0 11401 65663 191978 0 0 MARK JOHNSON EX-OFFICIO DIRECTOR THRU 06/25 0 197660 0 0 0 0 0 45052 0 74 0 242786 0 0 PATRICIA GOLEY PROGRAM DIRECTOR 72749 126954 0 0 0 0 0 36154 0 2065 72749 165173 0 0 KEVIN FINGERMAN FACULTY DIRECTOR 31219 115502 0 0 0 0 0 32239 0 30182 31219 177923 0 0 TAYLOR BLOEDEN FACULTY DIRECTOR 1061 145739 0 0 0 0 0 31543 0 30182 1061 207464 0 0 KACIE FLYNN EXECUTIVE DIRECTOR 0 137839 0 0 0 0 0 41463 0 11439 0 190741 0 0 RAFAEL CUEVAS URIBE FACULTY DIRECTOR 17507 102384 0 0 0 0 0 30245 0 30182 17507 162811 0 0 ALISON O'DOWD FORMER FACULTY DIRECTOR 25447 146342 0 0 0 0 0 0 0 0 25447 146342 0 0 JAMES WOGLOM FACULTY DIRECTOR 4950 116497 0 0 0 0 0 31238 0 12480 4950 160215 0 0 AMANDA HAHN FACULTY DIRECTOR 0 109669 0 0 0 0 0 30342 0 22704 0 162715 0 0 AMBER GAFFNEY FACULTY DIRECTOR THRU 10/24 0 110280 0 0 0 0 0 29470 0 22704 0 162454 0 0 CLAIRE TILL FACULTY DIRECTOR 0 99517 0 0 0 0 0 29184 0 21927 0 150628 0 0 PETER ALSTONE FORMER FACULTY DIRECTOR 41338 96301 0 0 0 0 0 0 0 0 41338 96301 0 0 JEFFREY KANE FORMER FACULTY DIRECTOR 5373 111962 0 0 0 0 0 0 0 0 5373 111962 0 0 CARLY MARINO FORMER FACULTY DIRECTOR 0 112626 0 0 0 0 0 0 0 0 0 112626 0 0 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF DIRECTORS INCLUDES THE PRESIDENT OF CALIFORNIA STATE POLYTECHNIC UNIVERSITY, HUMBOLDT, AND THE VICE PRESIDENTS OF THE UNIVERSITY. THE BOARD OF DIRECTORS ALSO INCLUDES THE FOLLOWING INDIVIDUALS APPOINTED BY THE UNIVERSITY PRESIDENT: ONE DIRECTOR FROM AMONG THE DEANS OF THE COLLEGES AND LIBRARY, SEVEN FACULTY DIRECTORS, TWO ENROLLED FULL-TIME STUDENT DIRECTORS (ONE UNDERGRADUATE AND ONE GRADUATE), ONE OR MORE COMMUNITY DIRECTORS, AND ADDITIONAL DIRECTORS FROM AMONG UNIVERSITY PERSONNEL OR COMMUNITY MEMBERS TO PROVIDE APPROPRIATE LEGAL, FINANCIAL AND REGULATORY EXPERTISE. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BYLAWS REQUIRE APPROVAL OF THE PRESIDENT OF CALIFORNIA STATE POLYTECHNIC UNIVERSITY, HUMBOLDT. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE EXECUTIVE DIRECTOR OF CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION AS WELL AS BY THE FINANCE OFFICER PRIOR TO THE FORM 990 BEING FILED. FORM 990, PART VI, SECTION B, LINE 12C CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION REVIEWS TRANSACTIONS AND MONITORS ACTIVITY ON A REGULAR BASIS FOR CONFLICT OF INTEREST ITEMS THAT MAY ARISE. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE DIRECTOR REPORTS TO THE VICE PRESIDENT FOR ADVANCEMENT OF THE CAMPUS AND COMPENSATION IS DETERMINED BASED ON CAMPUS COMPENSATION POLICIES. KEY EMPLOYEES' COMPENSATION IS DETERMINED BY CAMPUS COMPENSATION POLICIES. A REVIEW WAS LAST COMPLETED IN NOVEMBER 2024. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE ALL AVAILABLE TO THE PUBLIC THROUGH CAL POLY HUMBOLDT SPONSORED PROGRAMS FOUNDATION'S WEBSITE. FORM 990, PART IX, LINE 11G SUB-CONTRACTS: PROGRAM SERVICE EXPENSES 8,755,400. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,755,400. COUNSELING SERVICES: PROGRAM SERVICE EXPENSES 772,110. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 772,110. OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 3,430,341. MANAGEMENT AND GENERAL EXPENSES 2,388,241. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 5,818,582. FORM 990, PART XII, LINE 2C: THE PROCESS AND METHODS USED BY THE FOUNDATION TO SELECT THE INDEPENDENT AUDITOR HAVE NOT CHANGED. CALIFORNIA STATE POLYTECHNIC UNIVERSITY HUMBOLDT 1 HARPST ST ARCATA CA 95521 946001347 EDUCATION CA N/A 0 CAL POLY HUMBOLDT FOUNDATION 1 HARPST ST ARCATA CA 95521 946077724 CAL POLY HUMBOLDT MISSION ADVANCEMENT CA 501(C)(3) LINE 10 CAL POLY HUMBOLDT 0 CAL POLY HUMBOLDT REAL ESTATE HOLDINGS 1 HARPST ST ARCATA CA 95521 812593561 ACCEPT, HOLD AND MANAGE CERTAIN REAL PROPERTY CA 501(C)(3) LINE 12A, I CAL POLY HUMBOLDT FOUNDATION 0 ASSOCIATED STUDENTS OF CAL POLY HUMBOLDT 1 HARPST ST ARCATA CA 95521 941201195 STUDENT SERVICES CA 501(C)(3) LINE 12C, III-FI CAL POLY HUMBOLDT 0 HUMBOLDT STATE UNIVERSITY CENTER 1 HARPST ST ARCATA CA 95521 941627074 STUDENT SERVICES CA 501(C)(3) LINE 12C, III-FI CAL POLY HUMBOLDT 0 0 1 1 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 0