2025-03-17T16:49:39-05:00 2024-06-30 430765316 RUBINBROWN LLP 7676 FORSYTH BLVD SUITE 2100 SAINT LOUIS MO 63105 990 2023-07-01 131632524 AMERICAN LUNG ASSOCIATION AMER 2177875864 55 W WACKER DRIVE 1150 CHICAGO IL 60601 LAURA SCOTT CFO 2177875864 2025-03-13 1 0 KIMBERLY A RYAN P00829977 3142903300 2023 2025-03-06 01:10:19Z HAROLD WIMMER 55 W WACKER DRIVE 1150 CHICAGO IL 60601 141855527 0 X WWW.LUNG.ORG X 1918 ME THE MISSION OF THE ALA IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. 19 19 543 85714 0 0 100309671 97020213 2320005 1949551 3245323 7063670 2714063 1709889 108589062 107743323 13632659 12784781 0 0 46337379 50073138 378000 378000 12235616 52613030 50576661 112961068 113812580 -4372006 -6069257 221359539 225692916 46960908 44410317 174398631 181282599 X THE AMERICAN LUNG ASSOCIATION'S MISSION IS TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. WE DO THIS THROUGH EDUCATION, ADVOCACY, AND RESEARCH. 0 0 55290754 2429036 LUNG CANCER, ASTHMA, LUNG DISEASE AND TOBACCO CONTROL: AS PART OF OUR MISSION, WE'RE COMMITTED TO SUPPORTING AND IMPROVING THE LIVES OF THE MORE THAN 35 MILLION PEOPLE LIVING WITH CHRONIC LUNG DISEASE - A LEADING CAUSE OF DEATH IN THE U.S. WE DO THIS BY INVESTING IN RESEARCH; ADVOCATING FOR POLICIES AND LEGISLATION THAT CHAMPION CLEAN AIR, OPTIMAL CARE AND REDUCED ACCESS TO TOBACCO PRODUCTS; AND PROVIDING PROGRAMS, RESOURCES AND SUPPORT TO HELP INDIVIDUALS LIVING WITH LUNG DISEASE AND THEIR FAMILIES TO BETTER UNDERSTAND AND MANAGE THEIR DISEASE.IN FISCAL YEAR 2024, THE AMERICAN LUNG ASSOCIATION RESEARCH INSTITUTE AGAIN PROVIDED ANNUAL GRANTS TO PROMISING SCIENTISTS TACKLING THE BROAD CHALLENGES OF LUNG HEALTH AND ACADEMIC MEDICAL CENTERS CONDUCTING CLINICAL TRIALS ON CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD) AND ASTHMA. DURING LUNG CANCER ACTION WEEK (MAY 6-12, 2024), WE CELEBRATED THE 10TH ANNIVERSARY OF OUR LUNG FORCE INITIATIVE - UNITING INDIVIDUALS IMPACTED BY LUNG CANCER TO RAISE AWARENESS AND FUNDS TO SUPPORT RESEARCH, EDUCATION, EARLY DETECTION AND TREATMENTS TO SAVE LIVES. TO DATE, LUNG FORCE HAS RAISED MORE THAN $32 MILLION FOR LIFESAVING CANCER RESEARCH, ALLOWING US TO EXPAND OUR RESEARCH COMMITMENT BY 146%. THROUGHOUT THE YEAR, WE ALSO ADVOCATED FOR CONGRESSIONAL FUNDING FOR LUNG CANCER AND LUNG DISEASE. THIS INCLUDED OUR LUNG FORCE HEROES TRAVELING TO WASHINGTON, DC, IN MARCH SEEKING $51.3 BILLION FOR THE NATIONAL INSTITUTES OF HEALTH (NIH) FOR BETTER EARLY DETECTION, TREATMENT AND A CURE FOR LUNG CANCER, AND ANOTHER $11.6 BILLION FOR THE CENTERS FOR DISEASE CONTROL (CDC) TO BUILD HEALTHIER COMMUNITIES AND PROTECT OUR NATION'S COMMUNITIES FROM DISEASE, INCLUDING LUNG CANCER. IN ADDITION, WE HELPED TO EXPAND ACCESS TO BIOMARKER TESTING - THE EVALUATION OF LUNG TUMOR TISSUE TO HELP DETERMINE AN INDIVIDUAL'S SPECIFIC TYPE OF LUNG CANCER (NON-SMALL CELL, SMALL CELL OR CARCINOID), ALLOWING FOR PRECISE AND POTENTIALLY SUCCESSFUL TREATMENT - IN COLORADO, CONNECTICUT, IOWA, INDIANA AND FLORIDA. FOR INDIVIDUALS NEWLY DIAGNOSED WITH LUNG CANCER, WE ALSO LAUNCHED AN INFORMATIONAL CAMPAIGN ON LUNG NODULES, INCLUDING STAGING AND TREATMENT.IN OCTOBER, WE RELEASED OUR 6TH ANNUAL "STATE OF LUNG CANCER" REPORT, HIGHLIGHTING LUNG CANCER BREAKTHROUGHS AND STATE-BY-STATE LUNG CANCER RATES, AND THE LIFESAVING POTENTIAL OF LUNG CANCER SCREENING WHICH CAN DETECT THE DISEASE AT AN EARLIER STAGE WHEN IT'S MORE CURABLE. IN FISCAL YEAR 2024, OUR LUNG CANCER SCREENING ELIGIBILITY QUIZ, PART OF OUR SAVED BY THE SCAN CAMPAIGN, ENABLED MORE THAN 260,000 PEOPLE TO LEARN IF THEY ARE AT HIGH RISK FOR LUNG CANCER AND ELIGIBLE FOR SCREENING. SINCE THE CAMPAIGN WAS LAUNCHED IN 2017, LUNG CANCER SCREENING RATES AMONG THOSE WHO ARE ELIGIBLE INCREASED MORE THAN 170%. IF LUNG CANCER IS CAUGHT BEFORE IT SPREADS, THE LIKELIHOOD OF SURVIVING FIVE YEARS OR MORE JUMPS TO 64%. FOR OUR PATIENTS AND CAREGIVERS, WE CONTINUED TO OFFER NEW AND ENHANCED EDUCATIONAL CAMPAIGNS, PROGRAMS AND RESOURCES. IN JUNE, WE ADDED THE WELLNESS HUB TO OUR PATIENT & CAREGIVER NETWORK, OFFERING FREE, ONLINE MENTAL HEALTH AND WELLNESS RESOURCES INCLUDING ARTICLES, VIDEOS, WEBCASTS, DISEASE MANAGEMENT TOOLS AND DISEASE-SPECIFIC ONLINE COMMUNITIES. RESOURCE TOPICS INCLUDE MINDFULNESS, MOVEMENT AND SELF-DISCOVERY PRACTICES, AND NUTRITION TIPS AND RECIPES FOR PEOPLE LIVING WITH LUNG DISEASE.THIS YEAR, WE ALSO LAUNCHED TWO COPD CAMPAIGNS: A "COPD FOR LIFE" CAMPAIGN, PROVIDING INFORMATION AND RESOURCES FOR INDIVIDUALS LIVING WITH COPD - THE SIXTH LEADING CAUSE OF DEATH IN THE U.S. - ON THE LATEST TREATMENT AND CARE GUIDELINES; AND "THE EARLY WARNING SIGNS OF WORK-RELATED COPD" CAMPAIGN, HIGHLIGHTING HOW TO PROTECT YOUR LUNGS IN THE WORKPLACE. FOR INDIVIDUALS LIVING WITH ASTHMA, WE EXPANDED OUR ASTHMA FOR LIFE-BREATHE WELL, LIVE WELL EDUCATION SERIES TO INCLUDE AN ONLINE, SELF-PACED 90-MINUTE PROGRAM.AS THE FALL APPROACHED, WE ENHANCED OUR CAMPAIGNS TO EDUCATE INDIVIDUALS AND FAMILIES ABOUT THE DANGERS OF SEASONAL RESPIRATORY DISEASE - INFLUENZA, OR THE FLU, RESPIRATORY SYNCYTIAL DISEASE (RSV) AND COVID-19 - AND THE IMPORTANCE OF IMMUNIZATIONS.THIS PAST YEAR, WE TRANSLATED OUR FREEDOM FROM SMOKING PLUS DIGITAL SMOKING CESSATION PROGRAM INTO 38 LANGUAGES, LAUNCHED A DIGITAL ADVERTISING CAMPAIGN TO MORE BROADLY PROMOTE OUR SAVED BY THE SCAN PROGRAM, AND COLLABORATED WITH INFLUENCERS TO ENSURE GREATER REPRESENTATION IN OUR LUNG HEALTH COHORT RESEARCH STUDY.IN ADDITION, WE CONTINUED TO SUPPORT THE AWARENESS, TRUST, AND ACTION PROGRAM TO REDUCE MISTRUST AND TO MORE BROADLY PROMOTE CLINICAL TRIALS.OUR GOAL CONTINUES TO BE A TOBACCO-FREE FUTURE FOR ALL. OUR 22ND "STATE OF TOBACCO CONTROL" REPORT HIGHLIGHTED THE ONGOING DEVASTATION CAUSED BY TOBACCO USE AND THE AGGRESSIVE MARKETING TACTICS USED BY TOBACCO COMPANIES AIMED AT TEENS AND YOUNG ADULTS. THROUGHOUT THE YEAR, WE CHAMPIONED POLICIES AND LEGISLATION THAT WOULD END THE SALE OF MENTHOL CIGARETTES, FLAVORED CIGARS AND UNAUTHORIZED E-CIGARETTE PRODUCTS.AS SCHOOLS ACROSS THE COUNTRY CONTINUE TO GRAPPLE WITH AN EPIDEMIC OF TOBACCO USE AMONG TEENS, WE LAUNCHED OUR COMPREHENSIVE APPROACH TO ENDING THE YOUTH VAPING MODEL IN FISCAL YEAR 2024, PROVIDING A ROADMAP FOR SCHOOL ADMINISTRATORS TO CREATE A TOBACCO-FREE FUTURE. THE MULTI-FACETED PROGRAM PROMOTES STUDENT ENGAGEMENT, EDUCATES SCHOOL PERSONNEL IN TOBACCO INTERVENTION STRATEGIES, PROVIDES ASSESSMENTS FOR SCHOOL DISTRICTS TO EVALUATE THEIR STUDENT ENGAGEMENT AND TOBACCO-FREE CAMPUS PROGRAMS, AND PROVIDES AN EVIDENCE-BASED CESSATION PROGRAM FOR TEENS WHO ARE USING TOBACCO PRODUCTS AND WANT TO QUIT. IN ADDITION, WE LAUNCHED AN ONLINE VERSION OF OUR INDEPTH (INTERVENTION FOR NICOTINE DEPENDENCE: EDUCATION, PREVENTION, TOBACCO AND HEALTH) PROGRAM, AN ALTERNATIVE TO SUSPENSIONS AND OTHER DISCIPLINARY MEASURES FOR STUDENTS WHO VIOLATE SCHOOL POLICIES THAT PROHIBIT VAPING. OUR YOUTH VAPING PREVENTION CAMPAIGN PROVIDES RESOURCES AND ENCOURAGES PARENTS TO TALK TO THEIR KIDS, AGES 10-14, ABOUT THE DANGERS OF VAPING. SINCE THE PROGRAM'S LAUNCH IN 2020, THIS CAMPAIGN HAS ENABLED MORE THAN 4.3 MILLION PEOPLE TO GET THE FACTS ABOUT VAPING. AND OUR EFFORTS ARE WORKING! NEW 2024 NATIONAL YOUTH TOBACCO SURVEY E-CIGARETTE AND NICOTINE POUCH DATA FROM THE FDA SHOWED A 70% DECLINE IN THE NUMBER OF MIDDLE AND HIGH SCHOOL STUDENTS USING E-CIGARETTES SINCE THE PEAK OF THE EPIDEMIC. FINALLY, AS WE BELIEVE THAT WITH HELP EVERYONE CAN QUIT TOBACCO, WE CONTINUED TO EXPAND OUR SMOKING AND TOBACCO CESSATION EDUCATION AND SUPPORT PROGRAMS. IN FISCAL YEAR 2024, WE LAUNCHED A NEW FREEDOM FROM SMOKING MOTIVATIONAL TEXTING PROGRAM PROVIDING WEEKLY MOTIVATIONAL MESSAGES, ALONG WITH TIPS AND RESOURCES, TO HELP INDIVIDUALS QUIT FOR GOOD. WE ALSO PROVIDED FREE TOBACCO CESSATION PROGRAMMING FOR ACTIVE MILITARY PERSONNEL, VETERANS AND THEIR FAMILIES THROUGH OUR FREEDOM FROM SMOKING PLUS PROGRAM, AND EXPANDED OUR ASK, ADVISE, REFER TO QUIT DON'T SWITCH TOBACCO INTERVENTION TRAINING PROGRAM FOR HEALTHCARE PROVIDERS TO INCLUDE A SHORT LUNG CANCER RISK ASSESSMENT. 21455848 12784781 954328 RESEARCH: FOR MORE THAN A CENTURY, THE AMERICAN LUNG ASSOCIATION HAS DRIVEN LUNG HEALTH ADVANCEMENTS AND INNOVATION BY SUPPORTING MEDICAL RESEARCH. THIS YEAR, THE AMERICAN LUNG ASSOCIATION RESEARCH INSTITUTE CONTINUED TO FUND HIGH-IMPACT, LIFESAVING RESEARCH, BRINGING TOGETHER THE BEST SCIENTIFIC MINDS TO ADDRESS CRITICAL LUNG HEALTH CHALLENGES.IN SEPTEMBER, THE AMERICAN LUNG ASSOCIATION RESEARCH INSTITUTE AWARDED GRANTS TO 129 PROMISING SCIENTISTS COMMITTED TO IMPROVING THE PREVENTION, DETECTION AND TREATMENT OF LUNG DISEASE. AND OUR GRANTS ARE HAVING AN ENORMOUS IMPACT, AS RESEARCHERS TELL US THAT EVERY DOLLAR WE SPEND ON RESEARCH GENERATES 11 TIMES THAT AMOUNT IN ADDITIONAL FUNDING FROM GOVERNMENT AGENCIES, LIKE NIH. WE ALSO REACHED A CRITICAL MILESTONE IN OUR LUNG HEALTH COHORT RESEARCH STUDY, WHERE WE EXPECT TO FOLLOW 4,000 YOUNG, HEALTHY ADULTS FOR APPROXIMATELY FIVE YEARS WITH THE GOAL OF IDENTIFYING RISK FACTORS FOR LUNG DISEASE. AT THE END OF THE FISCAL YEAR 2024, WE HAD REACHED THE HALFWAY POINT, RECRUITING NEARLY 2,000 PARTICIPANTS. TO ENSURE THAT THE STUDY INCLUDES BROAD REPRESENTATION, WE COLLABORATED WITH INFLUENCERS TO PROMOTE THE VALUE OF THE STUDY. OUR RESEARCH INSTITUTE ALSO SUPPORTS OUR AIRWAYS CLINICAL RESEARCH CENTERS NETWORK, THE LARGEST NONPROFIT CLINICAL RESEARCH NETWORK PROVIDING ASTHMA AND COPD CLINICAL TRIALS AT PROMINENT ACADEMIC MEDICAL CENTERS, AS WELL AS INNOVATIVE INDUSTRY AND NONPROFIT PARTNERSHIPS TO ACCELERATE DISCOVERY AND INNOVATION. THIS PAST YEAR WE AWARDED $500,000 TO TEXAS BIOMEDICAL RESEARCH INSTITUTE TO SUPPORT RESEARCH TO DEVELOP A UNIVERSAL FLU VACCINE, WHICH WOULD IMMUNIZE PEOPLE AGAINST ALL INFLUENZA STRAINS AND PROVIDE LONG-LASTING PROTECTION, POTENTIALLY ELIMINATING YEARLY SHOTS.IN FISCAL YEAR 2024, WE JOINED THE LUNGEVITY FOUNDATION IN ANNOUNCING A $3 MILLION RESEARCH PARTNERSHIP TO "INTERCEPT LUNG CANCER" - CREATING INNOVATIVE STRATEGIES TO CATCH PRECANCEROUS CELLS AND BLOCK THEM FROM TURNING INTO CANCER CELLS. WE ALSO LAUNCHED A $1 MILLION RESEARCH ENDOWMENT HONORING COURTNEY COX COLE, AN INDIANA MOM AND BUSINESS OWNER WHO LOST HER BATTLE WITH EGFR MUTANT LUNG CANCER AT THE AGE OF 48. THE INAUGURAL COURTNEY COX COLE LUNG CANCER RESEARCH AWARD WAS PRESENTED TO WEI TAO, PHD OF HARVARD UNIVERSITY-AFFILIATED BRIGHAM AND WOMEN'S HOSPITAL IN BOSTON, WHO IS CONDUCTING TRAILBLAZING WORK ON COMBINATION LUNG CANCER THERAPIES USING NANOPARTICLES TO DELIVER EXPERIMENTAL DRUGS THROUGH INHALATION. IN PARTNERSHIP WITH THE PULMONARY HYPERTENSION ASSOCIATION WE HOSTED OUR FIRST SCIENTIFIC ROUNDTABLE, BRINGING TOGETHER PULMONARY AND CARDIAC EXPERTS TO SHARE INSIGHTS ON THE LATEST DIAGNOSIS AND TREATMENT OF PULMONARY HYPERTENSION. THE GOAL OF THE ROUNDTABLE WAS TO GAIN A BETTER UNDERSTANDING OF THE GUIDELINES TO PROVIDE RESOURCES AND GUIDANCE TO HEALTHCARE PROVIDERS IN OPTIMALLY CARING FOR PATIENTS WITH PULMONARY HYPERTENSION, A SERIOUS CONDITION THAT CAUSES ABNORMALLY HIGH PRESSURE IN THE BLOOD VESSELS BETWEEN THE LUNGS AND HEART. 21473274 812460 ADVOCACY AND ENVIRONMENTAL:EACH YEAR, THE AMERICAN LUNG ASSOCIATION SUPPORTS POLICIES AND LEGISLATION THAT HELP EVERYONE BREATHE EASIER. THIS INCLUDES ADVOCATING FOR LAWS THAT PROTECT OUR CHILDREN FROM DEADLY AIR POLLUTION AND TOBACCO PRODUCTS AND PROVIDE FUNDING FOR CRITICAL LUNG DISEASE RESEARCH AND HEALTH PROGRAMS.IN FISCAL YEAR 2024, WE SHOWED CONTINUED LEADERSHIP IN ADVOCATING FOR FEDERAL AND STATE POLICY CHANGES THAT PROTECT AND IMPROVE ACCESS TO CARE FOR INDIVIDUALS LIVING WITH SERIOUS, ACUTE AND CHRONIC HEALTH CONDITIONS. OUR EFFORTS INCLUDED HOSTING OUR FIRST RESPIRATORY ADVOCACY DAY IN SEPTEMBER; BRINGING MEMBERS OF OUR ASTHMA AND COPD PATIENT ADVISORY GROUPS TO WASHINGTON, D.C. IN MARCH TO ADVOCATE FOR ACCESS TO LIFESAVING AND LIFE-ENHANCING SUPPLEMENTAL OXYGEN; AND SUPPORTING THE FAMILY ASTHMA ACT THROUGHOUT THE YEAR TO EXPAND ASTHMA SUPPORT AND RESOURCES TO ALL 50 STATES. WE ALSO ASKED STATES AND THE FEDERAL GOVERNMENT TO PROTECT MEDICAID ACCESS AND ELIGIBILITY AS MILLIONS OF PEOPLE WERE DISENROLLED FOLLOWING THE END OF THE PUBLIC HEALTH EMERGENCY.AS WE KNOW THAT WITHOUT CLEAN AIR WE CAN'T BREATHE, WE CONTINUED TO ADDRESS ONGOING THREATS TO AIR QUALITY AND LUNG HEALTH AND TO STRONGLY ADVOCATE FOR CRUCIAL CLEAN AIR LAWS AND POLICY CHANGES, INCLUDING TIGHTER LIMITS ON MERCURY, AIR TOXICS AND CARBON POLLUTION APPROVED BY THE U.S. ENVIRONMENTAL PROTECTION AGENCY (EPA). THE EPA ALSO UPDATED THE NATIONAL STANDARDS FOR PARTICLE POLLUTION.IN APRIL, WE RELEASED THE 25TH ANNUAL "STATE OF THE AIR" REPORT HIGHLIGHTING STATE AND NATIONAL AIR QUALITY STATISTICS AND REVEALING HISTORIC SPIKES IN DEADLY AIR PARTICLE POLLUTION, WITH PEOPLE LIVING IN THE U.S. EXPERIENCING THE MOST DAYS WITH "VERY UNHEALTHY AND "HAZARDOUS" AIR QUALITY IN 25 YEARS. THIS STEADY INCREASE IN DEADLY PARTICLE POLLUTION, ESPECIALLY IN THE WESTERN U.S., IS DUE TO EXTREME HEAT, DROUGHT AND WILDFIRES, ACCORDING TO THE REPORT, WHICH GRADED EXPOSURE TO UNHEALTHY LEVELS OF GROUND-LEVEL OZONE AIR POLLUTION (ALSO KNOWN AS SMOG) AND SHORT-TERM SPIKES AND ANNUAL AVERAGE OF PARTICLE POLLUTION (SOOT) OVER A THREE-YEAR PERIOD. AIR POLLUTION IS NOT GOOD FOR ANYONE TO BREATHE; HOWEVER, SOME INDIVIDUALS ARE MORE AT RISK OF ITS EFFECTS, INCLUDING CHILDREN, OLDER ADULTS, INDIVIDUALS WHO ARE PREGNANT, PEOPLE LIVING WITH ASTHMA, COPD AND OTHER CHRONIC DISEASES. AS THE PREVALENCE OF WILDFIRES IN NORTH AMERICA AND THEIR IMPACT ON AIR QUALITY AND LUNG HEALTH CONTINUED TO GROW (2023 WAS THE WORST YEAR EVER FOR WILDFIRES IN CANADA AND PARTS OF THE U.S.), WE PARTNERED WITH THE CANADIAN LUNG ASSOCIATION TO RAISE AWARENESS ABOUT THE HEALTH IMPACTS OF WILDFIRE SMOKE AND TO EDUCATE PEOPLE ON HOW TO PROTECT THEMSELVES FROM POOR AIR QUALITY. TOGETHER, OUR ORGANIZATIONS ARE ALSO ADVOCATING FOR WAYS TO MITIGATE CATASTROPHIC WILDFIRES. AND UNHEALTHY AIR ISN'T ONLY OUTDOORS. THIS PAST YEAR, WE CONTINUED TO RAISE AWARENESS OF INDOOR AIR RISKS; PROMOTE IMPORTANT CLEAN AIR POLICY AND INITIATIVES; AND OFFER ESSENTIAL RESOURCES ON HOW TO MAINTAIN CLEAN AIR IN SCHOOLS, WORKPLACES AND HOMES, EMPOWERING INDIVIDUALS TO SAFEGUARD THEIR HEALTH. OUR NEW RESOURCES INCLUDE A VIDEO AND FACT SHEETS ON VOLATILE ORGANIC COMPOUNDS, OR VOCS. THESE CHEMICALS, FOUND IN THOUSANDS OF EVERYDAY PRODUCTS, INCLUDING HOUSEHOLD CLEANING SUPPLIES, CAN VAPORIZE AT ROOM TEMPERATURE, POTENTIALLY CAUSING CANCER. WE ALSO LAUNCHED A NEW CAMPAIGN ON WORK-RELATED, OR OCCUPATIONAL COPD, INCLUDING AN OVERVIEW OF EARLY WARNING SIGNS AND SYMPTOMS, AND AN ASSESSMENT TO DETERMINE WORKPLACE EXPOSURE TO DUST, CHEMICALS, VAPORS OR FUMES. RADON, A COLORLESS, TASTELESS AND ODORLESS GAS THAT CAUSES CANCER, CAN BE FOUND IN HOMES AND BUILDINGS THROUGHOUT THE U.S. THIS PAST YEAR, WE CONTINUED TO EDUCATE INDIVIDUALS ABOUT THE IMPORTANCE OF HOME RADON TESTING, AND IF WARRANTED, REMEDIATION. THIS INCLUDED HELPING THOUSANDS OF HOMES IN PENNSYLVANIA RECEIVE FREE RADON TEST KITS DURING FISCAL YEAR 2024. 98219876 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 515 0 543 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NH NJ NM NY NC ND OH OK OR PA RI SC TN VA WA WV WI X X LAURA SCOTT CFO 2177875864 3000 KELLY LANE SPRINGFIELD IL 62711 CHERYL A CALHOUN CPA MBA CHAIR 2.00 X X 0 0 0 MICHAEL V CARSTENS SECRETARY/TREASURER 2.00 X X 0 0 0 STEPHEN R O'KANE PAST CHAIR 2.00 X X 0 0 0 JOHNNY A SMITH JR MA VICE CHAIR 2.00 X X 0 0 0 RABIH I BECHARA MD FCCP DIRECTOR 2.00 X 0 0 0 ANNE E DIXON MD DIRECTOR 2.00 X 0 0 0 AFIF EL-HASAN MD DIRECTOR 2.00 X 0 0 0 DAVID G HILL MD DIRECTOR 2.00 X 0 0 0 MARK C JOHNSON CFA MBA DIRECTOR 2.00 X 0 0 0 WENDY LAWSON MPH RRT DIRECTOR 2.00 X 0 0 0 COLLEEN M MCINTOSH JD LLM DIRECTOR 2.00 X 0 0 0 JUANITA MORA MD DIRECTOR 2.00 X 0 0 0 SEAN R MULDOON MD MPH FCCP DIRECTOR 2.00 X 0 0 0 JOE OCHIPINTI DIRECTOR 2.00 X 0 0 0 SUSAN B PADERNACHT EDD PCC DIRECTOR 2.00 X 0 0 0 CLAUDE A ROBINSON JR DIRECTOR 2.00 X 0 0 0 JONATHON K ROSEN BA DIRECTOR 2.00 X 0 0 0 LAURIE SHELBY DIRECTOR 2.00 X 0 0 0 MICHELLE SYLVIA SPRIGGS CPA DIRECTOR 2.00 X 0 0 0 STERLING QL YEE MBA DIRECTOR 2.00 X 0 0 0 HAROLD WIMMER PRESIDENT & CEO 40.00 X 618373 0 67644 LAURA SCOTT CHIEF FINANCIAL OFFICER 40.00 X 309373 0 35386 SUE SWAN CHIEF DEVELOPMENT OFFICER 40.00 X 292377 0 51241 DEBORAH BROWN CHIEF MISSION OFFICER 40.00 X 291377 0 46036 JEFF SEYLER CHIEF FIELD OFFICER 40.00 X 286377 0 44933 SARAH KRIKORIAN CHIEF HUMAN RESOURCES OFFICER 40.00 X 275000 0 38071 NEIL BALLENTINE CHIEF TECHNOLOGY OFFICER 40.00 X 245373 0 38076 JOENELL HENRY-TANNER CHIEF OF STAFF, SVP GOVERNANCE 40.00 X 257873 0 17262 LEA GUTIERREZ CHIEF DIVERSITY, EQUITY & INCLUSION OFFICER 40.00 X 199707 0 26123 PAUL BILLINGS NATIONAL SENIOR VP, PUBLIC POLICY 40.00 X 236762 0 30556 ALLISON HICKEY EXECUTIVE VP, MOUNTAIN PACIFIC & CA 40.00 X 215911 0 28857 SUSAN RAPPAPORT NATIONAL VP, RESEARCH 40.00 X 207035 0 37151 EMILY MURPHY DIVISION SENIOR VP, DEVELOPMENT 40.00 X 187251 0 33418 MARIA VANEGAS-ZEA NATIONAL AVP, HUMAN RESOURCES 40.00 X 169123 0 42357 3791912 0 537111 105 0 1 0 PRODUCTION SOLUTIONS 1953 GALLOWS RD SUITE 500 VIENNA VA 22182 MARKETING 4131680 RR DONNELLEY 35 W WACKER DRIVE CHICAGO IL 60601 MARKETING 2242737 AD COUNCIL 815 SECOND AVENUE 9TH FLOOR NEW YORK NY 10017 PUBLIC SERVICE ADVERTISING 2199950 INNOVAIRREBRICKMILL MARKETING SERVICES 2 EXECUTIVE CAMPUS SUITE 200 CHERRY HILL NJ 08002 MARKETING 2080442 RESCUE AGENCY PUBLIC BENEFIT LLC 2437 MORENA BLVD SAN DIEGO CA 92110 MARKETING 1775677 72 14540724 32097825 50381664 87245 97020213 PROGRAM PARTICIPANT FEE 541900 1377131 1377131 PROGRAM SERVICE CONTRACTS 541900 499035 499035 MEMBERSHIP DUES 541900 73385 73385 1949551 5204715 5204715 1099184 1099184 173770 0 173770 173770 173770 29704131 2896577 29130487 1611266 573644 1285311 1858955 1858955 1561113 14540724 3370451 -1809338 -1809338 RESEARCH GRANT SERVICE FEE 541900 1813451 1813451 432822 432822 2246273 107743323 4195824 0 6527286 X 12784781 12784781 3089714 2718945 92696 278073 36884628 31417476 948779 4518373 2932699 2496190 75407 361102 4366712 3723445 113279 529988 2799385 2388996 72916 337473 378000 378000 90665 90665 30390803 29166049 685737 539017 1435006 1084182 350824 1107638 849203 72218 186217 2984871 2359334 238909 386628 1290342 1168529 28184 93629 299051 247648 26298 25105 388602 214 388388 459747 357207 42725 59815 DIRECT MAIL 11246403 6860305 449856 3936242 MISCELLANEOUS 649690 432703 27802 189185 PRINTING 127830 87351 876 39603 POSTAGE & SHIPPING 106013 77318 2353 26342 113812580 98219876 3357088 12235616 X 11246403 6860305 449856 3936242 240090 388273 17483806 13624344 18912971 15873955 637 90095 69333 2144445 2098381 18745491 9952915 10693763 8792576 129437208 140472615 42356524 44373439 221359539 225692916 13316160 12028062 13598538 12728843 7612007 7889016 12434203 11764396 46960908 44410317 X 126807362 128984881 47591269 52297718 174398631 181282599 221359539 225692916 X -6069257 10797214 2156011 X X 0 1 X 1 1 1 X 89851926 83540236 112291164 100309671 97020213 483013210 89851926 83540236 112291164 100309671 97020213 483013210 216918 482796292 4822544 4656339 8400917 6512649 6477669 30870118 452244 311677 763921 514647249 29707805 0.93810 0.92240 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2019 AMOUNT: $ 452,244. 2020 AMOUNT: $ 311,677. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 1 165635 1 34729 1 711 1 88836 1 751999 1 97489 0 1139399 0 PART II-B, LINE 1: THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ENGAGE IN A WIDE RANGE OF ADVOCACY ACTIVITIES TO FURTHER OUR MISSION TO SAVE LIVES BY IMPROVING LUNG HEALTH AND PREVENTING LUNG DISEASE. OUR WORK INCLUDES EFFORTS TO EDUCATE ELECTED OFFICIALS, THEIR STAFF AND THE PUBLIC ON LUNG HEALTH ISSUES AND ACCESS TO HEALTHCARE. WE ADVOCATE FOR CLEAN, HEALTHY AIR TO REDUCE THE HEALTH IMPACTS OF AIR POLLUTION. WE FOCUS ON SUPPORTING THE IMPLEMENTATION AND STRENGTHENING OF THE NATION'S CLEAN AIR LAWS. WE STRONGLY SUPPORT THE PUBLIC HEALTH INFRASTRUCTURE AND LUNG HEALTH RESEARCH FUNDING INCLUDING FUNDING FOR LUNG CANCER, CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD), ASTHMA, TUBERCULOSIS AND OTHER LUNG DISEASES. FURTHERMORE, THE AMERICAN LUNG ASSOCIATION VOLUNTEERS AND STAFF ACTIVELY ADVOCATE AT THE NATIONAL, STATE AND LOCAL LEVELS FOR TOBACCO CONTROL LAWS, INCLUDING EFFORTS TO REGULATE TOBACCO PRODUCTS INCLUDING E-CIGARETTES, PROMOTE TOBACCO CESSATION AND ELIMINATE EXPOSURE TO SECONDHAND SMOKE. 9104563 56000 734541 545412 9349692 7970231 1005405 648658 519731 9104563 9016928 5300 -952335 99662 7970231 8600852 5000 1326442 915366 9016928 8779996 6100 -40790 144454 8600852 1.00000 0 0 2490989 2490989 12161164 6023388 6137776 455278 351507 103771 3638060 3578020 60040 8792576 BENEFICIAL INTEREST IN PERPETUAL TRUSTS 38765184 AMOUNTS HELD ON BEHALF OF OTHERS 1099850 REFUNDABLE DEPOSITS 224385 RIGHT-OF-USE-ASSETS 4284020 44373439 AMOUNTS HELD ON BEHALF OF OTHERS 1099850 ANNUITY FUND INVESTMENTS 709590 LEASE LIABILITIES 4596514 OTHER LIABILITIES 18351 PENSION & LIFE INSURANCE BENEFITS 5340091 11764396 X 166353530 10797214 45747647 2156011 58700872 107652658 90665 90665 107743323 159469562 45747647 45747647 113721915 90665 90665 113812580 PART V, LINE 4: PROCEEDS EARNED FROM THE CORPUS OF THESE NUMEROUS ENDOWMENT FUNDS MAY BE EXPENDED FOR RESEARCH, RESEARCH FELLOWSHIPS, LUNG-HEALTH EDUCATION, CONTINUING MEDICAL EDUCATION LECTURES, SCHOLARSHIPS, PATIENT ASSISTANCE, ADVOCACY, TOBACCO CESSATION ASSISTANCE, AND GENERAL OPERATIONS IN ACCORDANCE WITH DONOR STIPULATIONS. PART X, LINE 2: THE ASSOCIATION IS DESIGNATED AS A NON-PROFIT ORGANIZATION AND IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. THEREFORE, CHARITABLE CONTRIBUTIONS ARE TAX DEDUCTIBLE. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN TRUSTS 2,580,727. CHANGE IN VALUE OF SPLIT-INTEREST TRUSTS 138,395. PENSION AND POSTRETIREMENT PLAN CHANGES -563,111. X X X 1 NNE MARKETING 1666 MASSACHUSETTS AVE SUITE 14 LEXINGTON MA 02420 DIRECT MARKETING 0 14199395 378000 13821395 14199395 378000 13821395 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC FIGHT FOR AIR CLIMB 6350764 6350764 53178 143444 49613 14814 484147 LUNG FORCE WALKS 2248750 2248750 5328 86258 15015 6707 219734 57 7502323 5941210 1561113 138660 586233 537090 32158 998072 16101837 14540724 1561113 197166 815935 601718 53679 1701953 3370451 -1809338 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE AMERICAN LUNG ASSOCIATION ACQUIRES CONTRIBUTIONS FROM DIRECT MAIL AND TELEMARKETING SERVICES. IN ORDER TO MANAGE THESE ACTIVITIES, THE AMERICAN LUNG ASSOCIATION CONTRACTS WITH PROFESSIONAL FUNDRAISERS TO DEVELOP FUNDRAISING STRATEGIES ON THESE INITIATIVES. 1 AMERICAN THORACIC SOCIETY INC 25 BROADWAY 4TH FL NEW YORK NY 10004 061548706 501(C)(3) 46666 0 RESEARCH BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON TX 770303411 741613878 501(C)(3) 323105 0 RESEARCH BOARD OF TRUSTEES OF THE UNIVERISTY OF ILLINOIS 809 S MARSHFIELD AVE M/C 551 CHICAGO IL 606127502 376000511 501(C)(3) 95000 0 RESEARCH BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON MA 02115 042774441 501(C)(3) 200000 0 RESEARCH BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 102500 0 RESEARCH CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVE CLEVELAND OH 441067037 341018992 501(C)(3) 150000 0 RESEARCH COLUMBIA UNIVERSITY 615 WEST 131ST STREET NEW YORK NY 10027 135598093 501(C)(3) 517140 0 RESEARCH DUKE UNIVERSITY BOX 104132 DURHAM NC 27708 560532129 501(C)(3) 296485 0 RESEARCH GATEWAY FOR CANCER RESEARCH 20 NORTH MARTINGALE ROAD SUITE 180 SCHAUMBURG IL 60173 731386920 501(C)(3) 25000 0 RESEARCH H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(C)(3) 200000 0 RESEARCH ICAHN SCHOOL OF MEDICINE AT MOUNT SINAI ONE GUSTAVE L LEVY PLACE BOX 3500 NEW YORK NY 100296574 136171197 501(C)(3) 500000 0 RESEARCH INDIANA UNIVERSITY 1024 E 3RD STREET ROOM 132 BLOOMINGTON IN 47405 356001673 STATE OF IN 300000 0 RESEARCH JOHNS HOPKINS UNIVERSITY 3910 KESWICH RD N4 327-B BALTIMORE MD 21211 520595110 501(C)(3) 970310 0 RESEARCH LOYOLA UNIVERSITY MEDICAL CENTER 2160 S FIRST AVENUE MAYWOOD IL 60153 364015560 501(C)(3) 200000 0 RESEARCH MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 041564655 501(C)(3) 250000 0 RESEARCH MAYO CLINIC 200 FIRST STREET SW ROCHESTER MN 55905 416011702 501(C)(3) 200000 0 RESEARCH MEMORIAL SLOAN KETTERING CANCER CENTER 1275 YORK AVENUE NEW YORK NY 10065 131924236 501(C)(3) 400000 0 RESEARCH NATIONAL JEWISH MEDICAL AND RESEARCH CENTER 1400 JACKSON STREET DENVER CO 80206 742044647 501(C)(3) 253265 0 RESEARCH NEMOURS CHILDREN CLINIC 10140 CENTURION PARKWAY NORTH JACKSONVILLE FL 32256 590634433 501(C)(3) 165000 0 RESEARCH NEW YORK UNIVERSITY SCHOOL OF MEDICINE 550 FIRST AVENUE NEW YORK NY 10016 135562308 501(C)(3) 298105 0 RESEARCH NORTHWESTERN UNIVERSITY 619 CLARK STREET EVANSTON IL 60208 362167817 501(C)(3) 462675 0 RESEARCH OKLAHOMA MEDICAL RESEARCH FOUNDATION 825 NE 13TH STREET OKLAHOMA CITY OK 73104 730580274 501(C)(3) 100000 0 RESEARCH RHODE ISLAND HOSPITAL 593 EDDY STREET PROVIDENCE RI 02903 050258954 501(C)(3) 100000 0 RESEARCH SEATTLE BIOMEDICAL RESEARCH INSTITUTE 307 WESTLAKE AVENUE SEATTLE WA 98109 911452438 501(C)(3) 135000 0 RESEARCH ST VINCENT OF INDIANA 1 HOSPITAL DRIVE INDIANAPOLIS INDIANAPOLIS IN 46260 350869066 501(C)(3) 132810 0 RESEARCH STATE UNIVERSITY OF IOWA 105 JESSUP HALL IOWA CITY IA 52242 426004813 STATE OF IA 100000 0 RESEARCH TEMPLE UNIVERSITY 1852 N 10TH STREET PHILADELPHIA PA 19122 231365971 501(C)(3) 246050 0 RESEARCH THE BOARD OF TRUSTEES OF THE LELAND STANFORD JUNIOR UNIVERSITY 485 BROADWAY MAIL CODE 8838 REDWOOD CITY CA 94063 941156365 501(C)(3) 400000 0 RESEARCH THE OHIO STATE UNIVERSITY 901 WOODY HAYES DR 2020 BLANKENSHIP HALL COLUMBUS OH 43210 316025986 STATE OF OH 232790 0 RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS 1850 RESEARCH PARK DRIVE DAVIS CA 95618 946036494 STATE OF CA 250000 0 RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BLVD SUITE 700 LOS ANGELES CA 900951406 956006143 STATE OF CA 200000 0 RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DIVE MC 0955 LA JOLLA CA 92093 956006144 STATE OF CA 305455 0 RESEARCH THE REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN FRANCISCO 1855 FOLSOM STREET SAN FRANCISCO CA 94143 946036493 STATE OF CA 815160 0 RESEARCH TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 501(C)(3) 400000 0 RESEARCH TRUSTEES OF TUFTS COLLEGE 80 GEORGE STREET MEDFORD MA 02155 042103634 501(C)(3) 100000 0 RESEARCH UNIVERSITY OF ALABAMA AT BIRMINGHAM UNIVERSITY STATION BIRMINGHAM AL 35294 636005396 STATE OF AL 530000 0 RESEARCH UNIVERSITY OF ARIZONA PO BOX 3308 TUCSON AZ 85722 742652689 501(C)(3) 266615 0 RESEARCH UNIVERSITY OF KANSAS CENTER FOR RESEARCH 2385 IRVING HILL ROAD LAWRENCE KS 66045 480680117 501(C)(3) 465000 0 RESEARCH UNIVERSITY OF LOUISVILLE RESEARCH FOUNDATION CONTROLLERS OFFICE SERVICE COMPLES BLDG LOUISVILLE KY 40292 611029626 501(C)(3) 200000 0 RESEARCH UNIVERSITY OF MICHIGAN 5082 WOLVERINE TOWER 3003 S STATE STREET ANN ARBOR MI 48109 386006309 STATE OF MI 305570 0 RESEARCH UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 104 AIRPORT DRIVE SUITE 2200 CHAPEL HILL NC 25799 566001393 501(C)(3) 95000 0 RESEARCH UNIVERSITY OF PITTSBURGH 116 ATWOOD STREET SUITE 201 PITTSBURGE PA 15260 250965591 501(C)(3) 245000 0 RESEARCH UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER 1515 HOLCOMBE BLVD HOUSTON TX 770307009 746001118 STATE OF TX 200000 0 RESEARCH UNIVERSITY OF TEXAS MEDICAL BRANCH AT GALVESTON 301 UNIVERSITY BLVD GALVESTON TX 775551166 746000949 STATE OF TX 200000 0 RESEARCH UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER 5323 HARRY HINES BLVD MC9029 DALLAS TX 75390 756002868 STATE OF TX 100000 0 RESEARCH UNIVERSITY OF VERMONT 85 SOUTH PROSPECT STREET BURLINGTON VT 05405 030179440 501(C)(3) 365000 0 RESEARCH VIRGINIA COMMONWEALTH UNIVERSITY 800 E LEIGH STREET SUITE 3100 RICHMOND VA 23284 546001758 STATE OF VA 100000 0 RESEARCH WASHINGTON UNIVERSITY 700 ROSEDALE AVENUE CAMPUS BOX 1034 ST LOUIS MO 631121408 430653611 501(C)(3) 200000 0 RESEARCH WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY PO BOX 22371 NEW YORK NY 100872371 131623978 501(C)(3) 245000 0 RESEARCH RETURNED FUNDS & CANCELLED PAYMENTS - VARIOUS UNIVERSITIES 55 W WACKER DR CHICAGO IL 60601 131632524 501(C)(3) -204920 0 RESEARCH 49 0 PART I, LINE 2: AWARD RECIPIENTS ARE REQUIRED TO SUBMIT A RENEWAL APPLICATION AFTER THEIR FIRST YEAR OF FUNDING. RENEWAL APPLICATIONS ARE THEN REVIEWED BY OUR RESEARCH COMMITTEE CHAIRS FOR APPROVAL OF SECOND YEAR FUNDING. AT THE TIME OF TERMINATION (AFTER THE SECOND YEAR OF FUNDING), AWARD RECIPIENTS ARE REQUIRED TO SUBMIT A SUMMARY OF THEIR ACTIVITIES, COPIES OF PRESENTATIONS AND/OR PUBLICATIONS, AND A CASH DISBURSEMENT REPORT FOR THE ENTIRE GRANT TIME. X X X X X X 0 1 0 0 0 0 0 0 0 HAROLD WIMMER PRESIDENT & CEO 558373 0 60000 0 0 0 37022 0 30622 0 686017 0 0 0 LAURA SCOTT CHIEF FINANCIAL OFFICER 284373 0 25000 0 0 0 33681 0 1705 0 344759 0 0 0 SUE SWAN CHIEF DEVELOPMENT OFFICER 272377 0 20000 0 0 0 32952 0 18289 0 343618 0 0 0 DEBORAH BROWN CHIEF MISSION OFFICER 271377 0 20000 0 0 0 34245 0 11791 0 337413 0 0 0 JEFF SEYLER CHIEF FIELD OFFICER 271377 0 15000 0 0 0 34270 0 10663 0 331310 0 0 0 SARAH KRIKORIAN CHIEF HUMAN RESOURCES OFFICER 255000 0 20000 0 0 0 18083 0 19988 0 313071 0 0 0 NEIL BALLENTINE CHIEF TECHNOLOGY OFFICER 230373 0 15000 0 0 0 24689 0 13387 0 283449 0 0 0 JOENELL HENRY-TANNER CHIEF OF STAFF, SVP GOVERNANCE 237873 0 20000 0 0 0 15524 0 1738 0 275135 0 0 0 PAUL BILLINGS NATIONAL SENIOR VP, PUBLIC POLICY 229004 0 7758 0 0 0 28391 0 2165 0 267318 0 0 0 ALLISON HICKEY EXECUTIVE VP, MOUNTAIN PACIFIC & CA 215161 0 750 0 0 0 17568 0 11289 0 244768 0 0 0 SUSAN RAPPAPORT NATIONAL VP, RESEARCH 206285 0 750 0 0 0 24761 0 12390 0 244186 0 0 0 LEA GUTIERREZ CHIEF DIVERSITY, EQUITY & INCLUSION 199707 0 0 0 0 0 15248 0 10875 0 225830 0 0 0 EMILY MURPHY DIVISION SENIOR VP, DEVELOPMENT 180904 0 6347 0 0 0 20570 0 12848 0 220669 0 0 0 MARIA VANEGAS-ZEA NATIONAL AVP, HUMAN RESOURCES 161973 0 7150 0 0 0 20388 0 21969 0 211480 0 0 0 PART I, LINE 4B HAROLD WIMMER RECEIVED $39,330 FROM A 457(F) PLAN. X SUPPLIES 92 87245 FMV 0 1 0 FORM 990, PART VI, SECTION A, LINE 1A EXECUTIVE COMMITTEE: THE EXECUTIVE COMMITTEE SHALL ACT IN PLACE OF AND WITH THE FULL AUTHORITY OF THE BOARD OF DIRECTORS WHEN THE BOARD OF DIRECTORS IS NOT IN SESSION, SUBJECT TO THE BOARD'S POWER TO AMEND OR CHANGE THOSE ACTIONS WHICH HAVE NOT BEEN IMPLEMENTED PRIOR TO THE BOARD MEETING OR MEETINGS FOLLOWING THE EXECUTIVE MEETING AT WHICH SUCH ACTION WAS TAKEN. THE BOARD OF DIRECTORS HAS THE POWER TO AUTHORIZE AND DELEGATE TO THE EXECUTIVE COMMITTEE TO THE EXTENT PERMITTED BY THE ASSOCIATION'S BYLAWS AND APPLICABLE LAW. THE EXECUTIVE COMMITTEE SHALL NOT HAVE THE AUTHORITY TO APPOINT OFFICERS EXCEPT ON AN INTERIM BASIS TO FILL A VACANCY, ENTER INTO OR AMEND CONTRACTS WITH OFFICERS, AMEND THE POLICIES MANUAL, OR BORROW MONEY IN EXCESS OF THE AMOUNTS EXPRESSLY AUTHORIZED BY THE BOARD. THE EXECUTIVE COMMITTEE SHALL HAVE NO AUTHORITY TO AMEND THE ARTICLES OF INCORPORATION, ADOPT A PLAN OF MERGER OR CONSOLIDATION, AUTHORIZE THE SALE OR OTHER DISPOSITION OF ALL OR SUBSTANTAILLY ALL OF THE PROPERTY AND ASSETS OF THE ASSOCIATION, AUTHORIZE THE VOLUNTARY DISSOLUTION OF THE ASSOCIATION OR REVOCATION OF SUCH DISSOLUTION, OR AMEND THE BYLAWS OF THE ASSOCIATION. THE EXECUTIVE COMMITTEE MAY ESTABLISH A LEADERSHIP SUBCOMMITTEE CONSISTING OF THE CHAIR, VICE-CHAIR, AND PAST-CHAIR, WHICH SHALL SERVE AS THE EXECUTIVE COMMITTEE'S LIAISON TO THE PRESIDENT AND CEO. THE GOVERNANCE COMMITTEE SHALL PRESENT ANNUALLY TO THE BOARD OF DIRECTORS ITS RECOMMENDED NOMINEES FOR MEMBERS OF THE BOARD OF DIRECTORS, MEMBERS OF THE GOVERNANCE COMMITTEE AND OFFICERS (OTHER THAN THE PRESIDENT AND CHIEF EXECUTIVE OFFICER) OF THE ASSOCIATION (INCLUDING A RECOMMENDATION WHERE APPROPRIATE, FOR THE DESIGNATION OF THE VICE-CHAIR AS CHAIR-ELECT). OTHER NOMINATIONS MAY NOT BE MADE AT THE MEETING OF THE BOARD OF DIRECTORS FROM THE FLOOR. FORM 990, PART VI, SECTION B, LINE 11B AMERICAN LUNG ASSOCIATION HAS ESTABLISHED THE FOLLOWING REVIEW PROCESS TO ENSURE THAT THE INFORMATION REPORTED IS COMPLETE AND ACCURATE. FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND REVIEWED BY THE CFO. PRIOR TO ELECTRONIC SUBMISSION, IT IS REVIEWED BY THE ORGANIZATION'S DELEGATED RESPONSIBLE BODY, THE AUDIT AND RISK OVERSIGHT COMMITTEE, FOR APPROVAL. AFTER APPROVAL BY THE AROC COMMITTEE, THE MEMBERS OF THE GOVERNING BODY REVIEW THE FORM PRIOR TO SUBMISSION. ALL COMMENTS ARE DOCUMENTED, ADDRESSED AND FINALIZED BEFORE SUBMISSION. FORM 990, PART VI, SECTION B, LINE 12C ALA CURRENTLY HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT MONITORS AND ENFORCES ANNUALLY AND HAS A STANDING GOVERNANCE COMMITTEE THAT OVERSEES ITS EXECUTION. THE ORGANIZATION CURRENTLY MANDATES THAT ALL MEMBERS OF THE GOVERNING BODY, COMMITTEE MEMBERS AND ALL STAFF ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED CONFLICT OF INTEREST POLICY STATEMENTS ARE SUBMITTED TO THE GOVERNANCE COMMITTEE. THESE STATEMENTS ARE REVIEWED FOR POTENTIAL OR ACTUAL CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE AMERICAN LUNG ASSOCIATION HAS ESTABLISHED A COMPENSATION POLICY FOR ITS EXECUTIVE COMMITTEE TO FOLLOW IN ESTABLISHING THE COMPENSATION FOR ITS CEO, TOP MANAGEMENT OFFICIAL, OTHER OFFICERS OR KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE COMPENSATION BE PERIODICALLY REVIEWED BY THE COMMITTEE AND THAT THE COMMITTEE SHOULD BE FREE OF CONFLICTS OF INTEREST. IN ADDITION, THE APPROVING COMMITTEE NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF THE COMPENSATION BEING CONSIDERED. THE COMMITTEE MAY USE A VARIETY OF INFORMATION AND STUDIES THAT ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT AND DOCUMENTS THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE MEETING AND THOSE WHO VOTED ON IT. THE DETAILS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABILITY DATA USED AND RELIED UPON TO MAKE THE DECISION. ALA CONDUCTS PERIODIC COMPENSATION REVIEW FOR THE CEO AS WELL AS OTHER OFFICERS AND KEY EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE THREE MOST RECENT YEARS OF FORM 990 AND ANNUAL REPORTS ARE AVAILABLE ON AMERICAN LUNG ASSOCIATION'S WEBSITE, WWW.LUNG.ORG. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE TO THE PUBLIC UPON REQUEST. OUR WEBSITE ALSO PROVIDES THE NAMES OF OUR BOARD OF DIRECTORS AND OUR ETHICS POLICY. FORM 990, PART IX, LINE 11G PROGRAM CONSULTING: PROGRAM SERVICE EXPENSES 22,782,605. TOTAL EXPENSES 22,782,605. OTHER FEES: PROGRAM SERVICE EXPENSES 6,383,444. MANAGEMENT AND GENERAL EXPENSES 685,737. FUNDRAISING EXPENSES 539,017. TOTAL EXPENSES 7,608,198. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN TRUSTS 2,580,727. CHANGE IN VALUE OF SPLIT-INTEREST TRUSTS 138,395. PENSION AND RETIREMENT PLAN CHANGES -563,111. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.