2025-03-14T07:48:38-05:00 2024-08-31 440160260 FORVIS MAZARS LLP 135 WEST 50TH STREET NEW YORK NY 100200002 990 2023-09-01 061043042 TRICKLE UP PROGRAM INC TRIC 2122559980 31 WEST 34TH STREET 7001 NEW YORK NY 10001 LAUREN HENDRICKS CEO 2122559980 2025-03-12 1 0 TAMAR PLOTZKER P02047230 2128127000 2025-03-12 2023 2025-03-06 01:10:19Z LAUREN HENDRICKS 31 WEST 34TH STREET 7001 NEW YORK NY 10001 5829988 0 X WWW.TRICKLEUP.ORG X 1981 CT TO BRING BREAKTHROUGH OPPORTUNITIES TO THE WORLD'S POOREST AND MOST VULNERABLE PEOPLE 19 19 25 28 0 0 5903072 5270542 0 0 360322 334583 3407 42920 6266801 5648045 785221 1127245 0 0 3130438 3075670 0 0 1106192 1600053 1705373 5515712 5908288 751089 -260243 8802105 9083686 721429 840198 8080676 8243488 TRICKLE UP HELPS PEOPLE IN EXTREME POVERTY AND VULNERABILITY ADVANCE THEIR ECONOMIC AND SOCIAL WELL-BEING. WE DRIVE LARGE-SCALE CHANGE BY PARTNERING WITH GOVERNMENTS, GLOBAL INSTITUTIONS, AND LOCAL ORGANIZATIONS. 0 0 864672 175675 TRICKLE UP'S PROGRAMS IN INDIA CONNECT MARKETS TO ALLOW WOMEN TO ACCESS GREATER POTENTIAL FOR GROWTH AND HIGHER SUSTAINED INCOMES FROM THEIR LIVELIHOODS ULTIMATELY HELPING THEM MOVE FROM LOW-RISK, LOW-RETURN ACTIVITIES INTO HIGHER-RETURN ENTERPRISES, AND BUILD RESILIENCE TO ECONOMIC SHOCKS. TRICKLE WORKS WITH LOCAL PARTNERS (22) AND REGIONAL GOVERNMENTS IN THE STATES OF ORRISA, JHARKAND AND WEST BENGAL PROVIDING MORE THAN 19,300 PARTICIPANTS WITH SERVICES, SUPPORT A TOTAL OF 96,580 WHEN YOU CONSIDER AN AVERAGE FAMILY SIZE. 2282761 853322 TRICKLE UP JOINED FORCES WITH FOUR MUNICIPAL PARTNERS TO INSTITUTIONALIZE ECONOMIC AND SOCIAL SUPPORT POLICIES TO ADDRESS EXTREME POVERTY IN GUATEMALA, MEXICO AND COLOMBIA. OUR LATIN AMERICA PROJECTS CONNECTED PARTICIPANTS TO EXISTING BUT YET UNTAPPED PUBLIC SOCIAL PROGRAMS. TRICKLE WORKS WITH LOCAL PARTNERS (9) AND LOCAL GOVERNMENTS (5) IN THE GUATEMALA AND COLOMBIA AND IN THE MEXICAN STATES OF CHIAPAS, OAXACA AND YUCATAN PROVIDING MORE THAN 5,600 PARTICIPANTS WITH SERVICES, SUPPORT A TOTAL OF 28,295 INDIVIDUALS WHEN YOU CONSIDER AN AVERAGE FAMILY SIZE. 641002 98248 42920 TRICKLE UP PROVIDES TECHNICAL ASSISTANCE TO POPULATIONS AFFECTED BY DISPLACEMENT, WORKING IN PARTNERSHIP WITH INTERNATIONAL NGOS (13) IN UGANDA, KENYA, AND COLOMBIA, TO LEAD POPULATIONS THESE ORGANIZATIONS WORK WITH ON THEIR PATHWAYS TOWARD SELF-RELIANCE AND RESILIENCE. OUR TEAM PROVIDES TECHNICAL ASSISTANCE TO PROGRAMS IN THE BEST PRACTICE FOR MOVING AFFECTED POPULATIONS OUT OF EXTREME POVERTY, PROVIDING SERVICES TO 7,100 PARTICIPANTS SUPPORTING 35,995 INDIVIDUALS IF YOU CONSIDER AVERAGE FAMILY SIZE. 3788435 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 21 0 1 25 1 0 1 IN GT MX 0 0 0 0 0 0 0 0 0 0 X 19 19 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY MD MN PA OR VA NH CT MA AR AK AZ CA ME MI MS NM NC ND NJ OH OK RI SC TN UT WA WI WV CO VT WY MT SD AL DC FL GA ID IL IA KS KY MO X X THE ORGANIZATION 2122559980 31 WEST 34TH STREET 7001 NEW YORK NY 10001 PENELOPE D FOLEY BOARD CHAIR (THRU 12/31/23) 2.00 X X 0 0 0 BENJAMIN SEGAL BOARD CHAIR (FROM 1/1/24) 1.00 X X 0 0 0 FRANK DEGIOVANNI VICE CHAIR; CHAIR PROGRAM COMMITTEE 1.00 X X 0 0 0 SUSAN LEADER VICE CHAIR; CHAIR MARKETING COMMITTEE 2.00 X X 0 0 0 BARBARA SCHATZ GC EC VICE CHAIR; CHAIR GOVERNANCE COMMITTEE 2.00 X X 0 0 0 NICHOLAS GABRIEL TREASURER; CHAIR FINANCE COMMITTEE 1.00 X X 0 0 0 WILLIAM BEST BOARD MEMBER 2.00 X 0 0 0 ANNE BUEHL BOARD MEMBER (FROM 1/1/24) 1.00 X 0 0 0 JOYCE CHANG BOARD MEMBER 1.00 X 0 0 0 KATHLEEN A DONOVAN BOARD MEMBER 1.00 X 0 0 0 ELIZABETH M FORGET BOARD MEMBER 1.00 X 0 0 0 LISETTE GARCIA BOARD MEMBER 1.00 X 0 0 0 ANTONIA GEYELIN BOARD MEMBER; CHAIR AUDIT COMMITTEE 1.00 X 0 0 0 MARK LITTMAN BOARD MEMBER 1.00 X 0 0 0 RICHARD NEWMAN BOARD MEMBER 1.00 X 0 0 0 RESHMI PAUL BOARD MEMBER 2.00 X 0 0 0 RANGU SALGAME BOARD MEMBER 1.00 X 0 0 0 MASON H SMITH BOARD MEMBER 1.00 X 0 0 0 SAPNA R SRIVASTAVA BOARD MEMBER 2.00 X 0 0 0 LINDA STRUMPF BOARD MEMBER (THRU 1/1/24) 2.00 X 0 0 0 DAWN WRIGHT BOARD MEMBER (THRU 1/1/24) 1.00 X 0 0 0 JUDITH VALE BOARD MEMBER (FROM 1/1/24) 1.00 X 0 0 0 NATHALIE LAIDLER-KYLANDER PRESIDENT 40.00 X 225691 0 48568 MICHAEL CASTLEN VP FINANCE AND OPERATIONS 40.00 X 164764 0 13914 PETE LA RAUS VP, PROGRAMS 40.00 X 165777 0 17010 RHONDA ZAPATKA VP, DEVELOPMENT 40.00 X 162764 0 24220 URMY SHUKLA DIRECTOR, MONITORING/EVALU 40.00 X 115929 0 16338 SHOSHANA HECKER SR DIR. REFUGEE AFFAIRS 40.00 X 116959 0 39191 951884 0 159241 6 0 1 0 ARABELLA ADVISORS 50 E WASHINGTON STREET CHICAGO IL 60602 OUTSOURCED ACCOUNTING 248188 1 548705 4721837 282659 5270542 224036 224036 292490 181943 110547 110547 110547 OTHER INCOME 900099 42920 42920 42920 5648045 42920 0 334583 X 1127245 1127245 438159 211365 102236 124558 1908321 920563 445269 542489 189141 91241 44132 53768 384858 185653 89799 109406 155191 74863 36211 44117 32401 32401 39329 39329 2650 2650 602929 540667 6634 55628 75907 69194 49 6664 78663 31301 31543 15819 152511 75336 40106 37069 153998 77859 37910 38229 308487 254071 38016 16400 6118 1682 3534 902 31197 14142 7229 9826 OTHER 128307 35282 74109 18916 TRAINING/TECHNICAL ASSI 77971 77971 BAD DEBTS 14905 14905 5908288 3788435 1013661 1106192 666413 255192 2744442 2833675 532571 1097484 417196 58495 67423 4253470 4809498 107807 21711 20414 8802105 9083686 466629 585398 254800 254800 721429 840198 X 3232628 3492478 4848048 4751010 8080676 8243488 8802105 9083686 -260243 423055 0 X 0 1 X 1 0 X 5039651 4299929 6374385 5903072 5270542 26887579 5039651 4299929 6374385 5903072 5270542 26887579 3752003 23135576 111539 92745 97429 175390 224036 701139 10097 14561 42020 3407 42920 113005 27701723 40000 0.83520 0.86970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1746334 464515 113440 2097409 1790447 75497 119610 1746334 2146753 -246724 109582 1790447 1808548 31528 406197 99520 2146753 1641215 249268 81935 1808548 1.00000 0 0 0 SECURITY DEPOSITS PAYABLE 4800 REFUNDABLE ADVANCE 250000 254800 6477212 423055 408762 831817 5645395 2650 2650 5648045 6314400 408762 408762 5905638 2650 2650 5908288 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS SUPPORT ITS PROGRAMS AND OPERATIONS. 1 SOUTH ASIA GRANTS TO RECIPIENTS LOCATED IN THE REGION 175654 CENTRAL AMERICA AND THE CARIBBEAN GRANTS TO RECIPIENTS LOCATED IN THE REGION 182501 NORTH AMERICA GRANTS TO RECIPIENTS LOCATED IN THE REGION 670812 SUB-SAHARAN AFRICA GRANTS TO RECIPIENTS LOCATED IN THE REGION 98278 SOUTH ASIA 1 16 PROGRAM SERVICES MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 733251 CENTRAL AMERICA AND THE CARIBBEAN 1 6 PROGRAM SERVICES MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 613896 NORTH AMERICA 1 5 PROGRAM SERVICES MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 932371 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 418664 3 27 0 0 3 27 3825427 0 3825427 CENTRAL AMERICA AND THE CARIBBEAN SEED CAPITAL 46340 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN SEED CPAITAL 25634 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN SEED CPAITAL 110527 WIRE TRANSFER 0 NORTH AMERICA SEED CAPITAL 648890 WIRE TRANSFER 0 NORTH AMERICA PARTNER SUPPORT 21922 WIRE TRANSFER 0 SOUTH ASIA MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 32713 WIRE TRANSFER 0 SOUTH ASIA MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 34148 WIRE TRANSFER 0 SOUTH ASIA MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 34720 WIRE TRANSFER 0 SOUTH ASIA MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 26248 WIRE TRANSFER 0 SOUTH ASIA MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 47825 WIRE TRANSFER 0 SUB-SAHARAN AFRICA MICROENTERPRISE, TRAINING, SAVING MOBILIZATION, PARTNER CAPACITY BUILDING 98278 WIRE TRANSFER 0 11 0 0 0 0 0 0 PART I, LINE 2: TRICKLE UP PROVIDES FUNDING TO ITS PARTNERS TO MAKE GRANTS AND SUPPORT PROGRAM IMPLEMENTATION COSTS. PAYMENTS ARE DUE TO PARTNERS BASED ON A SCHEDULE RELATED TO PROGRAM IMPLEMENTATION, WITH EACH PAYMENT SUBJECT TO THE PARTNER SATISFYING CERTAIN CONDITIONS, INCLUDING RIGOROUS SELECTION PROCESSES, REGULAR HOUSEHOLD & SAVINGS GROUP LEVEL VISITS AND MONITORING SAVINGS & LOAN ACTIVITIES; PROGRAMMATIC AND REPORTING REQUIREMENTS. X X X 0 0 0 0 0 0 0 0 0 NATHALIE LAIDLER-KYLANDER PRESIDENT 225691 0 0 0 0 0 15798 0 32770 0 274259 0 0 0 RHONDA ZAPATKA VP, DEVELOPMENT 162764 0 0 0 0 0 11393 0 12827 0 186984 0 0 0 PETE LA RAUS VP, PROGRAMS 165777 0 0 0 0 0 7220 0 9790 0 182787 0 0 0 MICHAEL CASTLEN VP FINANCE AND OPERATIONS 162764 0 0 0 2000 0 11533 0 2381 0 178678 0 0 0 SHOSHANA HECKER SR DIR. REFUGEE AFFAIRS 116959 0 0 0 0 0 8187 0 31004 0 156150 0 0 0 X 8 282659 FMV 0 0 0 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS ABOVE REPRESENTS THE TOTAL NUMBER OF DONORS OF PUBLICLY TRADED SECURITIES DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS FIRST REVIEWED BY THE CONTROLLER, THE VP FINANCE & OPERATIONS AND THE PRESIDENT. IT IS THEN REVIEWED BY THE TREASURER AND THE BOARD CHAIR, BEFORE BEING DISTRIBUTED TO THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION PROVIDES ITS CONFLICT OF INTEREST POLICY TO ALL DIRECTORS, OFFICERS AND EMPLOYEES. THE POLICY REQUIRES DISCLOSURE OF POTENTIAL CONFLICTS ANNUALLY AND AT SUCH TIME AS ONE MAY ARISE. THE BOARD MONITORS THE COMPLETION OF THE DISCLOSURE STATEMENTS. WHEN AN ACTUAL OR POTENTIAL CONFLICT IS BROUGHT TO THEIR ATTENTION, THEY TAKE APPROPRIATE STEPS, INCLUDING BRINGING THE MATTER TO THE GOVERNANCE COMMITTEE FOR FOR PROPER ACTIONS UNDER THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 IN ORDER TO DETERMINE COMPENSATION FOR THE CHIEF EXECUTIVE POSITION AND OTHER OFFICERS/KEY EMPLOYEES, A VARIETY OF OBJECTIVE TOOLS ARE UTILIZED, INCLUDING SURVEY DATA SPECIFIC TO OUR AREA AND INDUSTRY, COMPARISONS TO PEER ORGANIZATIONS, PERFORMANCE AND COST OF LIVING. THERE IS A COMPENSATION COMMITTEE OF THE BOARD THAT MEETS EACH JANUARY TO REVIEW THE PRESIDENT AND REVIEWS THE SALARIES OF OTHER NEW YORK AND COMMUNITY OF PRACTICE CEOS. THE COMMITTEE USES SEVERAL PUBLISHED COMPENSATION GUIDES. THE COMPENSATION COMMITTEE REVIEWS THE SALARY RANGES FOR TOP EXECUTIVES ACCORDING TO A SURVEY OF NONPROFITS IN THE FIELD AND COMPARABLE SIZE IN NEW YORK. THIS RANGE IS THE LIMIT TO WHAT THE CEO CAN APPROVE FOR THE OTHER SENIOR POSITIONS. THE BUDGET PROCESS INCLUDES ANY COLA INCREASES FOR ALL STAFF, INCLUDING SENIOR STAFF. SHOULD SENIOR STAFF BE PROVIDED INCREASES BEYOND A COLA, THE CEO WOULD SEEK ADVICE FROM THE EXECUTIVE COMMITTEE AND APPROVAL FOR ANYTHING BEYOND THAT. FORM 990, PART VI, SECTION C, LINE 19 FULL FINANCIAL STATEMENTS ARE AVAILABLE ON OUR WEBSITE. ALL OTHER DOCUMENTS ARE AVAILABLE BY REQUEST. FORM 990, PART IX, LINE 11G CONSULTANTS/OTHER: PROGRAM SERVICE EXPENSES 540,667. MANAGEMENT AND GENERAL EXPENSES 6,634. FUNDRAISING EXPENSES 55,628. TOTAL EXPENSES 602,929.