2025-11-17T12:35:15-06:00 2024-12-31 752393478 WHITLEY PENN LLP 8343 DOUGLAS AVENUE SUITE 400 DALLAS TX 75225 990 2024-01-01 750945939 SOUTHWESTERN MEDICAL FOUNDATION SOUT 2143516143 3889 MAPLE AVENUE 100 DALLAS TX 75219 MICHAEL MCMAHAN PRESIDENT 2143516143 2025-11-17 1 1 CURTIS MAXFIELD P00445178 2143939300 2024 2025-03-06 01:10:19Z MICHAEL MCMAHAN 3889 MAPLE AVENUE 100 DALLAS TX 75219 399168699 0 X WWW.SWMEDICAL.ORG X 1939 TX SOUTHWESTERN MEDICAL FOUNDATION (THE "FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NON-PROFIT CORPORATION, COMMITTED TO THE DEVELOPMENT AND IMPROVEMENT OF MEDICAL EDUCATION, MEDICAL RESEARCH AND PATIENT CARE IN THE NORTH TEXAS COMMUNITY AND THROUGHOUT THE WORLD. IN 1943, THE FOUNDATION ESTABLISHED SOUTHWESTERN MEDICAL COLLEGE, NOW KNOWN AS UT SOUTHWESTERN MEDICAL CENTER (THE "CENTER"). THE FOUNDATION CONTINUES TO RAISE AND MANAGE PRIVATE PHILANTHROPIC DOLLARS PRIMARILY FOR CONTINUED SUPPORT OF THE CENTER THROUGH GRANTS AND SCHOLARSHIPS. 87 87 17 0 4306653 894949 25841597 57558864 0 0 45184385 120709255 1764715 4801131 72790697 183069250 44546549 48528987 0 0 2547453 2599684 0 0 1860167 4756612 4176354 51850614 55305025 20940083 127764225 1199963212 1290642191 11269527 11373178 1188693685 1279269013 X SOUTHWESTERN MEDICAL FOUNDATION (THE "FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NON-PROFIT CORPORATION, COMMITTED TO THE DEVELOPMENT AND IMPROVEMENT OF MEDICAL EDUCATION, MEDICAL RESEARCH AND PATIENT CARE IN THE NORTH TEXAS COMMUNITY AND THROUGHOUT THE WORLD. IN 1943, THE FOUNDATION ESTABLISHED SOUTHWESTERN MEDICAL COLLEGE, NOW KNOWN AS THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER (THE "CENTER"). THE FOUNDATION CONTINUES TO RAISE AND MANAGE PRIVATE PHILANTHROPIC DOLLARS PRIMARILY FOR CONTINUED SUPPORT OF THE CENTER THROUGH GRANTS AND SCHOLARSHIPS. 0 0 49875774 48528987 SOUTHWESTERN MEDICAL FOUNDATION ("FOUNDATION") WAS ORGANIZED IN 1939 AS A TEXAS NONPROFIT CORPORATION. THE FOUNDATION IS EXEMPT FROM INCOME TAX UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE AS A CHARITABLE ORGANIZATION.PROGRAMS SUPPORTED BY THE FOUNDATION ARE PRIMARILY BENEFITTING UT SOUTHWESTERN MEDICAL CENTER AS A LEADING BIOMEDICAL INSTITUTION IN EDUCATION, RESEARCH AND PATIENT CARE, AND ITS PRINCIPAL AFFILIATED INSTITUTIONS. THE FOUNDATION ALSO PROVIDES SUPPORT TO OTHER EXEMPT CIVIC AND MEDICAL ORGANIZATIONS, AND PROVIDES SCHOLARSHIP AWARDS TO MEDICAL STUDENTS AND OTHER HEALTH CARE PROVIDERS. THE FOUNDATION SPONSORS INFORMATIONAL LECTURES THAT FEATURE EXPERT SPEAKERS IN VARIOUS FIELDS. THE FOUNDATION EARNS NO INCOME FROM THESE LECTURES. 49875774 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 57 0 1 17 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 87 87 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS NV NH NJ NM ND NY NC OH OK OR PA RI SC TN UT VA WA WV WI MO X MICHAEL MCMAHAN 2143516143 3889 MAPLE AVE SUITE 100 DALLAS TX 75219 JERE W THOMPSON JR CHAIRMAN OF THE BOARD 0.25 X X 0 0 0 CHERYL D ALSTON TRUSTEE 0.25 X 0 0 0 LIZ ARMSTRONG TRUSTEE 0.25 X 0 0 0 KIM J ASKEW TRUSTEE 0.25 X 0 0 0 KELVIN A BAGGETT MD TRUSTEE 0.25 X 0 0 0 RANDY BEST TRUSTEE 0.25 X 0 0 0 LUCY BILLINGSLEY TRUSTEE 0.25 X 0 0 0 JAN HART BLACK TRUSTEE 0.25 X 0 0 0 RANDY BOWMAN TRUSTEE 0.25 X 0 0 0 TUCKER S BRIDWELL TRUSTEE 0.25 X 0 0 0 DAVID O BROWN TRUSTEE 0.25 X 0 0 0 J ROBERT BROWN TRUSTEE 0.25 X 0 0 0 SHONN BROWN TRUSTEE 0.25 X 0 0 0 PETER D BRUNDAGE TRUSTEE 0.25 X 0 0 0 LELAND R BURK TRUSTEE 0.25 X 0 0 0 JENNIFER CHANDLER TRUSTEE 0.25 X 0 0 0 PETE CHILLIAN TRUSTEE 0.25 X 0 0 0 NITA P CLARK TRUSTEE 0.25 X 0 0 0 DAVID R CORRIGAN TRUSTEE 0.25 X 0 0 0 TIMOTHY P COSTELLO TRUSTEE 0.25 X 0 0 0 KATHY CROW TRUSTEE 0.25 X 0 0 0 LINDA PITTS CUSTARD TRUSTEE 0.25 X 0 0 0 ROBERT H DEDMAN JR TRUSTEE 0.25 X 0 0 0 LINDA P EVANS TRUSTEE 0.25 X 0 0 0 CURT FARMER TRUSTEE 0.25 X 0 0 0 HILL A FEINBERG TRUSTEE 0.25 X 0 0 0 ANDERSEN C FISHER TRUSTEE 0.25 X 0 0 0 CATE FORD TRUSTEE 0.25 X 0 0 0 HOLLAND P GARY TRUSTEE 0.25 X 0 0 0 MARK D GIBSON TRUSTEE 0.25 X 0 0 0 MANDY GINSBERG TRUSTEE 0.25 X 0 0 0 DAVID C HALEY TRUSTEE 0.25 X 0 0 0 PILAR TABERNERO HENRY TRUSTEE 0.25 X 0 0 0 KENNETH A HERSH TRUSTEE 0.25 X 0 0 0 JOAN BUCHANAN HILL TRUSTEE 0.25 X 0 0 0 JAMES R HUFFINES TRUSTEE 0.25 X 0 0 0 KAY BAILEY HUTCHISON TRUSTEE 0.25 X 0 0 0 JACOB JONES TRUSTEE 0.25 X 0 0 0 ROD C JONES TRUSTEE 0.25 X 0 0 0 BOB JORDAN TRUSTEE 0.25 X 0 0 0 ROBERT W JORDAN TRUSTEE 0.25 X 0 0 0 MICHAEL L KAHN TRUSTEE 0.25 X 0 0 0 LINDA KAO TRUSTEE 0.25 X 0 0 0 JAMES KEYES TRUSTEE 0.25 X 0 0 0 IMRAN KHAN TRUSTEE 0.25 X 0 0 0 CHRIS KLEINERT TRUSTEE 0.25 X 0 0 0 CAREN KLINE TRUSTEE 0.25 X 0 0 0 JOYCE LACERTE TRUSTEE 0.25 X 0 0 0 MARK LANGDALE TRUSTEE 0.25 X 0 0 0 TODD LEMKIN TRUSTEE 0.25 X 0 0 0 JACK B LOWE JR TRUSTEE 0.25 X 0 0 0 NANCY CAIN MARCUS PHD TRUSTEE 0.25 X 0 0 0 CHARLES W MATTHEWS TRUSTEE 0.25 X 0 0 0 AMY MCKNIGHT TRUSTEE 0.25 X 0 0 0 DAVID B MILLER TRUSTEE 0.25 X 0 0 0 SARAH K MILLER TRUSTEE 0.25 X 0 0 0 KIT TENNISON MONCRIEF TRUSTEE 0.25 X 0 0 0 CARTER MONTGOMERY TRUSTEE 0.25 X 0 0 0 J RAY NIXON JR TRUSTEE 0.25 X 0 0 0 ALFREDA B NORMAN TRUSTEE 0.25 X 0 0 0 LYDIA H NOVAKOV TRUSTEE 0.25 X 0 0 0 CONNIE O'NEILL TRUSTEE 0.25 X 0 0 0 MARSHALL PAYNE TRUSTEE 0.25 X 0 0 0 JEANNE L PHILLIPS TRUSTEE 0.25 X 0 0 0 DANIEL K PODOLSKY MD TRUSTEE 0.25 X 0 0 0 MATTHEW S RAMSEY TRUSTEE 0.25 X 0 0 0 KATIE H ROBBINS TRUSTEE 0.25 X 0 0 0 CATHERINE M ROSE TRUSTEE 0.25 X 0 0 0 DANIEL G ROUTMAN TRUSTEE 0.25 X 0 0 0 ROBERT B ROWLING TRUSTEE 0.25 X 0 0 0 BRIAN SCHULTZ TRUSTEE 0.25 X 0 0 0 JENNIFER SCRIPPS TRUSTEE 0.25 X 0 0 0 DAVID T SEATON TRUSTEE 0.25 X 0 0 0 NICOLE G SMALL TRUSTEE 0.25 X 0 0 0 BONNIE BASS SMITH TRUSTEE 0.25 X 0 0 0 JERRY V SMITH TRUSTEE 0.25 X 0 0 0 MARVIN J STONE MD TRUSTEE 0.25 X 0 0 0 SAM L SUSSER TRUSTEE 0.25 X 0 0 0 CHARMAINE TANG TRUSTEE 0.25 X 0 0 0 MCHENRY T TICHENOR JR TRUSTEE 0.25 X 0 0 0 KIP TINDELL TRUSTEE 0.25 X 0 0 0 MARGARET VONDER HOYA TRUSTEE 0.25 X 0 0 0 TODD WILLIAMS TRUSTEE 0.25 X 0 0 0 DENNIS WONG TRUSTEE 0.25 X 0 0 0 KATHLEEN J WU TRUSTEE 0.25 X 0 0 0 MARK ZALE TRUSTEE 0.25 X 0 0 0 DAWN ZIERK TRUSTEE 0.25 X 0 0 0 MICHAEL MCMAHAN PRESIDENT AND CEO 40.00 0.25 X 441583 0 48760 SARAH FLETCHER CHIEF FINANCIAL OFFICER 40.00 X 263000 0 27063 EMILY DAVIS CORPORATE SECRETARY 40.00 0.25 X 150040 0 26810 TRAE HOLMES SENIOR DIRECTOR OF ACCOUNT 40.00 X 165278 0 30994 STEPHANIE VIDIKAN SENIOR DIRECTOR OF OPERATIONS 40.00 X 148350 0 28649 BRITTANY LEBLING DIRECTOR OF COMMUNICATIONS 40.00 X 136062 0 16168 BLAKE EVANS DIRECTOR OF DONOR RELATIONS 40.00 X 110920 0 23030 RAPHAEL FOSTER SENIOR FINANCIAL ANALYST AND TREASURY MANAGER 40.00 X 108304 0 23473 1523537 0 224947 8 0 1 0 LDWW GROUP MARKETING COMMUNICATIONS LP 1444 OAK LAWN AVENUE SUITE 100 DALLAS TX 75201 MARKETING SERVICES 402482 FUND EVALUATION GROUP 201 EAST FIFTH STREET SUITE 1600 CINCINNATI OH 45202 INVESTMENT MANAGEMENT 399588 PEOPLE PERFORMANCE RESOURCES LLC 1914 SKILLMAN STREET SUITE 110153 DALLAS TX 75206 HR MANAGEMENT SERVICES 393381 NORTHERN TRUST COMPANY 50 S LASALLE STREET CHICAGO IL 60675 INVESTMENT MANAGEMENT 384406 AFFINAQUEST TECHNOLOGIES LLC 17304 PRESTON ROAD DALLAS TX 75252 DATA MANAGEMENT 288421 8 401790 1000000 56157074 482858 57558864 10730691 10730691 864390 864390 325539461 415714 215976611 0 109562850 415714 109978564 415714 109562850 14700 401790 122838 -108138 -108138 PARTNERSHIP INCOME 523000 3890939 3890939 FEDERAL INCOME TAX BENEFIT 900099 153940 153940 4044879 183069250 0 4306653 121203733 47455474 47455474 1073513 1073513 957256 287177 382902 287177 1259667 377900 503867 377900 110500 33150 44200 33150 133497 39956 53586 39955 138764 41629 55506 41629 189829 189829 150178 2387 145404 2387 844808 844808 408253 115185 177883 115185 162807 162807 40233 12891 14451 12891 417882 112537 150051 155294 702485 210745 280995 210745 1299 1289 10 28756 1631 5750 21375 96905 96905 134871 134871 PUBLIC RELATIONS 434722 92306 235455 106961 FOCUS GROUP/SPECIAL EVE 320599 151241 169358 FOUNDATION DEVELOPMENT 70154 4774 65380 GENERAL AND ADMINISTATI 69144 69144 103429 14519 30947 57963 55305025 49875774 3569084 1860167 6642570 10249082 3033711 8961512 12884422 48274718 147850 152287 1933906 750386 930417 1183520 417028914 513762007 743019721 689068791 16275607 18990274 1199963212 1290642191 10081903 10309628 1033331 1063550 154293 0 11269527 11373178 X 61651097 65362424 1127042588 1213906589 1188693685 1279269013 1199963212 1290642191 127764225 -37188897 0 X X 0 1 X 1 0 X 14659367 28846152 23126440 25841597 57558864 150032420 14659367 28846152 23126440 25841597 57558864 150032420 51486386 98546034 12754658 12424287 13930257 13371004 11179367 63659573 169600 179941 894949 1244490 9112 9112 214945595 0.45850 0.49350 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1034208652 12604773 76961781 41549991 1082225215 976820104 12080461 85465254 40157167 1034208652 1096540874 7015011 -91375507 35360274 976820104 938315090 17970162 170206380 29950758 1096540874 845982842 5943921 114485256 28096930 938315090 0.15540 0.43412 0.41048 0 1 1 49014 49014 753982 217688 536294 1130910 532698 598212 1183520 PARTNERSHIP INVESTMENTS 689068791 F 689068791 X 144989743 -37188897 -37188897 182178640 844808 45802 890610 183069250 54414415 0 54414415 844808 45802 890610 55305025 PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC"), AS AN ORGANIZATION OTHER THAN A PRIVATE FOUNDATION, THOUGH IT IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE FOUNDATION HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; AND TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH STATE CHARITABLE SOLICITATION REGISTRATIONS ARE REQUIRED. GAAP REQUIRES MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY THE FOUNDATION AND RECOGNIZE A TAX LIABILITY IF THE FOUNDATION HAS TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD BE SUSTAINED UPON EXAMINATION BY THE INTERNAL REVENUE SERVICE. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE FOUNDATION AND HAS CONCLUDED THAT AS OF DECEMBER 31, 2024, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE FINANCIAL STATEMENTS. THE FOUNDATION IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. MANAGEMENT BELIEVES THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATION FOR YEARS PRIOR TO 2021. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -108,138. UBIT 153,940. PART XII, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES -108,138. UBIT 153,940. SCHEDULE D, FORM 990, PART V: LINE 4 DONORS MAKE PERMANENT ENDOWMENTS TO SUPPORT THE ONGOING CHARITABLE SERVICES AND MISSION OF THE ORGANIZATION. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENT INVESTMENT 6882087 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 INVESTMENT INVESTMENT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENT INVESTMENT 3193853 0 0 0 0 0 0 10075940 0 10075940 1 0 1 0 1 0 DOCSTARS 416490 401790 14700 35205 5145 82488 416490 401790 14700 35205 5145 82488 122838 -108138 1 AMERICAN ACADEMY OF RESTORATIVE DENTISTRY PO BOX 1764 BROKEN ARROW OK 74013 461861202 501(C)(6) 73200 0 TO SUPPORT THE EDUCATIONAL EFFORTS OF THE AMERICAN ACADEMY OF RESTORATIVE DENTISTRY BIONORTH TX 2330 INWOOD ROAD STE 340 DALLAS TX 75235 471752944 501(C)(6) 10000 0 COMMUNITY EVENT CANCER PREVENTION INITIATIVE INC 1722 ROUTH STREET STE 770 DALLAS TX 75201 473425850 170(B)(1)(A)(VI) 1595000 0 CANCER PREVENTION INITIATIVE COLLIN COUNTY HEALTH CARE FOUNDATION 825 NORTH MCDONALD STREET MCKINNEY TX 75069 756000873 GOVERNMENT 98000 0 TO SUPPORT THE PROGRAMS OF THE COLLIN COUNTY HEALTH DEPARTMENT DALLAS COUNTY MEDICAL SOCIETY 611 FAIRMOUNT STREET DALLAS TX 75201 750223610 501(C)(6) 80000 0 TO SUPPORT THE DALLAS COUNTY MEDICAL SOCIETY LAUNCHBIO INC 10210 CAMPUS POINT DRIVE STE 150 SAN DIEGO CA 92121 474851964 170(B)(1)(A)(VI) 7500 0 COMMUNITY EVENT PARKLAND FOUNDATION 1341 W MOCKINGBIRD LANE 1100 DALLAS TX 75247 752089180 170(B)(1)(A)(VI) 252500 0 COMMUNITY EVENT PHOENIX HOUSES OF TEXAS INC 1910 PACIFIC AVENUE 10500 DALLAS TX 75201 133810073 170(B)(1)(A)(VI) 53528 0 TO SUPPORT PROGRAMS AT THE PHOENIX HOUSE OF TEXAS TEXAS WOMAN'S UNIVERSITY 5500 SOUTHWESTERN MEDICAL AVENUE DALLAS TX 75235 756002618 170(B)(1)(A)(VI) 40000 0 TO SUPPORT THE STROKE CENTER AT TEXAS WOMAN'S UNIVERSITY DALLAS THE JUNIOR LEAGUE OF DALLAS 8003 INWOOD ROAD DALLAS TX 75209 751004680 509(A)(2) 5250 0 COMMUNITY EVENT UNIVERSITY OF NORTH CAROLINA AT GREENSBORO 821 SOUTH AYCOCK STREET GREENSBORO NC 27403 566001468 170(C)(1) 27544 0 TO SUPPORT THE BRENDA WELLING RECHTINE SCHOLARSHIP FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 677048 0 MARY R. SANER ENDOWMENT FUND ANNUAL 4% DISTRIBUTION TO BE APPLIED TO OUTSTANDING HOSPITAL BILLS FOR INDIGENT ELDERLY PATIENTS YOUNGSTOWN STATE UNIVERSITY FOUNDATION 655 WICK AVENUE YOUNGSTOWN OH 44502 346576610 170(B)(1)(A)(VI) 18364 0 TO SUPPORT THE THOMAS W. CROGAN III MEMORIAL SCHOLARSHIP IN NURSING FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 17345872 0 SPRING 2024 SEMI-ANNUAL 4.5% DISTRIBUTIONS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 17475561 0 SUMMER 2024 SEMI-ANNUAL 4.5% DISTRIBUTIONS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 150000 0 TO SUPPORT 2024 CARY COUNCIL DOCSTARS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 104553 0 TO SUPPORT ALZHEIMER'S RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 0 TO SUPPORT BEHAVIORAL NEUROLOGY AND DEMENTIA RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 18000 0 TO SUPPORT BRAIN TUMOR RESEARCH UNDER ELIZABETH MAHER, M.D., PH.D. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 45000 0 TO SUPPORT BREAST CANCER RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10575 0 TO SUPPORT CANCER RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 0 TO SUPPORT CARE OF VULNERABLE ELDERLY (COVE) PROGRAM UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 27500 0 TO SUPPORT DEPRESSION RESEARCH AND CLINICAL CARE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 0 TO SUPPORT DR. MACK MITCHELL'S WORK UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 30000 0 TO SUPPORT DR. PANAGIOTIS MASTORAKOS, ASSISTANT PROFESSOR OF NUEROLOGICAL SURGERY. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 0 TO SUPPORT FAMILY MEDICINE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 20000 0 TO SUPPORT FUND FOR GI MOTILITY AT UTSW UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 0 TO SUPPORT GASTROINTESTINAL CANCER RESEARCH UNDER THE DIRECTION OF TIMOTHY BROWN, M.D. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 500000 0 TO SUPPORT GULF WAR SYNDROME RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 1380000 0 TO SUPPORT INITIATIVES OF THE PETER O'DONNELL, JR. BRAIN INSTITUTE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 2127101 0 TO SUPPORT KEY ACTIVITIES AT UT SOUTHWESTERN MEDICAL SCHOOL UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 8500 0 TO SUPPORT MEDICAL CARE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 49935 0 TO SUPPORT MEDICAL RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 25000 0 TO SUPPORT MISCELLANOUS INITIATIVES AT UT SOUTHWESTERN UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10950 0 TO SUPPORT NEURO-METABOLIC DISEASE RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 250000 0 TO SUPPORT NEW EQUIPMENT FOR ALZHEIMER'S RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 0 TO SUPPORT ONCOLOGY SERVICES UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 15000 0 TO SUPPORT OVARIAN CANCER RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 0 TO SUPPORT POSTURAL ORTHOSTATIC TACHYCARDIA SYNDROME (POTS) RESEARCH UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 60000 0 TO SUPPORT PROJECT "INVESTIGATING HUMAN TUMOR METABOLISM IN VIVO TO PREDICT MELANOMA METASTASIS AND THERAPY RESPONSE" UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 500000 0 TO SUPPORT RESEARCH IN THE AREA OF PROSTATE CANCER UNDER THE DIRECTION OF DR. KEVIN COURTNEY AND IN COLLABORATION WITH THE GENITOURINARY DISEASE ORIENTED TEAM OF THE UT SOUTHWESTERN HAROLD C. SIMMONS COMPREHENSIVE CANCER CENTER FOR THE PURPOSE OF COORDINATING CLINICAL TRIALS TO ADVANCE RE OF PATIENTS WITH PROSTATE CANCER UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 125000 0 TO SUPPORT THE AMGEN SCHOLARS PROGRAM UNDER THE DIRECTION OF ARNALDO DIAZ VAZQUEZ, PH.D. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 0 TO SUPPORT THE CDRC BIOREPOSITORY UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 111105 0 TO SUPPORT THE CENTER FOR DEPRESSION RESEARCH AND CLINICAL CARE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 100000 0 TO SUPPORT THE CHAIR AND EFFORTS IN OBESITY AND DIABETES RESEARCH OF DR. SHAWN BURGESS UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 17795 0 TO SUPPORT THE CONSTRUCTION OF A NEW PEDIATRIC CAMPUS JOINTLY DEVELOPED BY UTSW AND CHILDREN'S UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 0 TO SUPPORT THE DIVISION OF RHEUMATIC DISEASES UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 53104 0 TO SUPPORT THE ELLER CDRC RESEARCH FUND UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 500000 0 TO SUPPORT THE EXPANSION OF AN OPERATING ROOM "BLACK BOX" UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 1000040 0 TO SUPPORT THE HAROLD C. SIMMONS COMPREHENSIVE CANCER CENTER UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 160000 0 TO SUPPORT THE HEALING OVER PSYCHOSIS EARLY PROGRAM UNDER THE DIRECTION OF ELENA I. IVLEVA, M.D., PH.D. UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 0 TO SUPPORT THE HOPE PROGRAM UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 572440 0 TO SUPPORT THE O'DONNELL BRAIN INSTITUTE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 11600 0 TO SUPPORT THE PARKLAND MEMORIAL HOSPITAL NEURO-TRAUMA AWARD HONORING MAUREEN AND ROBERT DECHERD, DUKE SAMSON, M.D., JIM THORNTON, M.D. AND BABU WELCH, M.D. ENDOWMENT UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 15000 0 TO SUPPORT THE RESEARCH UNDER THE DIRECTION OF DR. DAVID GERBER UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 300000 0 TO SUPPORT UT SOUTHWESTERN CLINICAL SERVICE INITIATIVE (EXCELLENCE IN CLINICAL PRACTICE) UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 10000 0 TO SUPPORT UTSW UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 537996 0 TO SUPPORT VARIOUS INITIATIVES AT UTSW UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 18200 0 TO SUPPORT WOMEN IN SCIENCE AND MEDICINE ADVISORY COMMITTEE UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 150000 0 TO SUPPORT THE LAUNCH OF A NEW CHAPLAINCY AND BEREAVEMENT SUPPORT PROGRAM IN THE SIMMONS CANCER CENTER AT UTSW UT SOUTHWESTERN 5323 HARRY HINES BOULEVARD DALLAS TX 75390 746000203 170(B)(1)(A)(V) 50000 0 TO SUPPORT THE LUNG TRANSPLANT PROGRAM 0 SCHOLARSHIPS 8 1073513 PART I, LINE 2: THE ORGANIZATION THOROUGHLY REVIEWS AND APPROVES THE USE OF GRANT FUNDS MADE TO THE UT SOUTHWESTERN MEDICAL CENTER AND OTHER CHARITABLE ORGANIZATIONS. SCHEDULE I, PART III: THE FOUNDATION MAKES SCHOLARSHIPS AVAILABLE TO MEDICAL STUDENTS BASED UPON THE RECOMMENDATIONS OF THE SCHOLARSHIP AWARDS COMMITTEE OF THE UT SOUTHWESTERN MEDICAL SCHOOL. THE COMMITTEE IS COMPOSED OF THE ASSOCIATE DEANS FOR STUDENT AFFAIRS, THE VICE PRESIDENT FOR STUDENT & ALUMNI AFFAIRS, THE DIRECTOR OF ADMISSIONS, THE REGISTRAR & THE DIRECTOR OF FINANCIAL AID. SCHOLARSHIP AWARDS MAY BE BASED EITHER UPON FINANCIAL NEED OR UPON PRIOR OUTSTANDING ACADEMIC PERFORMANCE. ALL APPLICANTS ARE SCREENED WITH THE MANDATES OF THE STATE OF TEXAS. FELLOWSHIPS ARE MADE UPON THE RECOMMENDATION OF THE PRESIDENT OF THE UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL CENTER AND THE APPROPRIATE MEDICAL CHAIRMAN. 1 X X X X X 0 1 0 0 0 0 0 0 0 MICHAEL MCMAHAN PRESIDENT AND CEO 441583 0 0 0 0 0 34500 0 14260 0 490343 0 0 0 SARAH FLETCHER CHIEF FINANCIAL OFFICER 263000 0 0 0 0 0 26300 0 763 0 290063 0 0 0 TRAE HOLMES SENIOR DIRECTOR OF ACCOUNT 165278 0 0 0 0 0 17250 0 13744 0 196272 0 0 0 STEPHANIE VIDIKAN SENIOR DIRECTOR OF OPERATIONS 148350 0 0 0 0 0 14950 0 13699 0 176999 0 0 0 EMILY DAVIS CORPORATE SECRETARY 150040 0 0 0 0 0 15100 0 11710 0 176850 0 0 0 BRITTANY LEBLING DIRECTOR OF COMMUNICATIONS 136062 0 0 0 0 0 1650 0 14518 0 152230 0 0 0 X 10 482858 FAIR MARKET VALUE 0 1 1 PART I, COLUMN (B): THE NUMBER OF NON-CASH CONTRIBUTIONS REFLECTS THE TOTAL NUMBER OF CONTRIBUTIONS RATHER THAN THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 32B: THE ORGANIZATION USES A BROKERAGE SERVICE TO PROCESS AND SELL THEIR NON-CASH CONTRIBUTIONS OF PUBLIC SECURITIES. FORM 990, PART VI, SECTION A, LINE 2 SOME BOARD MEMBERS HAVE A FAMILY RELATIONSHIP WITH ONE ANOTHER. THESE RELATIONSHIPS DO NOT AFFECT THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE BOARD OF TRUSTEES HAS DELEGATED THE RESPONSIBILITY OF REVIEWING THE TAX RETURN TO THE AUDIT COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C THE SECRETARY ANNUALLY REVIEWS THE CODE OF CONDUCT AND CONFLICT OF INTEREST STATEMENTS FOR ANY CHANGES AND/OR NEW DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION DETERMINES COMPENSATION UPON THE REVIEW AND APPROVAL: - EXECUTIVE COMPENSATION COMMITTEE FOR THE PRESIDENT AND CEO - PERSONNEL COMMITTEE FOR ALL OTHER OFFICERS FORM 990, PART VI, SECTION C, LINE 19 IF THE ORGANIZATION RECEIVES A DOCUMENT REQUEST, THEY EVALUATE THE REQUESTS AND PROVIDE THE ORGANIZATIONAL AND GOVERNING DOCUMENTS ON A CASE BY CASE BASIS. FORM 990, PART XI, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT OVERSEES THE AUDIT AND THE SELECTION OF INDEPENDENT AUDITORS. FORM 990, PAGE 1, LINE 8: THE AMOUNT ON PAGE 1, LINE 8 INCLUDES AN ADJUSTMENT FOR THE INCREASE IN VALUE OF SPLIT INTEREST CONTRIBUTIONS OF $168,042. SWMF PROPERTIES INC 3889 MAPLE AVE SUITE 100 DALLAS TX 75219 752838956 PROVIDE FUNDS TO SUPPORT THE CHARITABLE ACTIVITIES OF SW MEDICAL FOUNDATION TX 501(C)(3) 11A N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 SWMF PROPERTIES INC C 1000000 FAIR VALUE