2025-11-14T17:13:01-06:00 2024-12-31 202153727 SB & COMPANY LLC 10200 GRAND CENTRAL AVE SUITE 250 OWINGS MILLS MD 21117 990 2024-01-01 222072345 NATIONAL ASSOCIATION OF INVESTMENT COMPANIES INC NATI 2022043001 1300 PENNSYLVANIA AVENUE NW 700 WASHINGTON DC 20004 TINA MCINTYRE SVP & CHIEF FINANCIAL OFFICER 2022043001 2025-11-12 1 0 PAMELA GRAY P01237506 4105840060 2024 2025-03-06 01:10:19Z TINA MCINTYRE 1300 PENNSYLVANIA AVENUE NW 700 WASHINGTON DC 20004 5917717 0 X WWW.NAICPE.COM X 1971 DC REPRESENTS THE INTERESTS OF DIVERSE-OWNED ALTERNATIVE INVESTMENT FIRMS. 17 16 12 16 0 0 4445875 4791295 981450 1023550 80449 102872 453042 0 5960816 5917717 0 0 0 0 3154512 3341546 0 0 0 2222439 2461359 5376951 5802905 583865 114812 4858506 5070961 239816 215286 4618690 4855675 TO ADVOCATE FOR AN INCREASE IN ACCESS TO CAPITAL FOR DIVERSE-OWNED ALTERNATIVE INVESTMENT FIRMS. 0 0 5127685 1023550 NAIC ADMINISTERED VARIOUS PROGRAMS AND INITIATIVES DESIGNED TO INCREASE ACCESS TO CAPITAL FOR DIVERSE ALTERNATIVE INVESTMENT FIRMS BY EDUCATING INSTITUTIONAL INVESTORS AND OTHER KEY STAKEHOLDERS ABOUT THE STELLAR EXPERTISE AND RESULTS DELIVERED BY THESE OFTEN UNDERUTILIZED, YET HIGHLY QUALIFIED ASSET MANAGERS. 5127685 0 1 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 32 0 1 12 1 0 0 0 0 0 0 0 0 X 17 16 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X TINA MCINTYRE 4433946389 1300 PENNSYLVANIA AVENUE NW SUITE WASHINGTON DC 20004 ROBERT GREENE PRESIDENT & CEO 40.00 X X 900264 0 33698 JOSEPH HASLIP CHAIRMAN 5.00 X X 0 0 0 MICHAEL SMART VICE CHAIRMAN 5.00 X X 0 0 0 LLOYD METZ TREASURER 5.00 X X 0 0 0 XAVIER GUTIERREZ SECRETARY 5.00 X X 0 0 0 CHARLES WILLIS DIRECTOR 2.00 X 0 0 0 CHRIS ALLEN DIRECTOR 2.00 X 0 0 0 DAPHNE DUFRESNE DIRECTOR 2.00 X 0 0 0 DEREK JONES DIRECTOR 2.00 X 0 0 0 FRED EBRAHEMI DIRECTOR 2.00 X 0 0 0 IVELISSE SIMON DIRECTOR 2.00 X 0 0 0 JUAN SABATER DIRECTOR 2.00 X 0 0 0 KATHLIKA FONTES DIRECTOR 2.00 X 0 0 0 KOLA OLOFINBOBA DIRECTOR 2.00 X 0 0 0 MAURA REILLY KENNEDY DIRECTOR 2.00 X 0 0 0 PHILIP LO DIRECTOR 2.00 X 0 0 0 TONY LEE DIRECTOR 2.00 X 0 0 0 CARMEN ORTIZ-MCGHEE CHIEF OPERATING OFFICER 40.00 X 551866 0 47207 TINA MCINTYRE SVP & CHIEF FINANCIAL OFFICER 40.00 X 409521 0 55994 HARLAND ABRAHAM VICE PRESIDENT, DEVELOPMENT 40.00 X 190402 0 31610 KRISTEN PERLMAN VICE PRESIDENT, MARKETING & INSIGHTS 40.00 X 191540 0 46051 MARISSA MAHONEY SENIOR DIRECTOR, PARTNERSHIPS & ALLIANCES 40.00 X 157565 0 15992 JACQUANIESE WASHINGTON DIRECTOR, PROGRAMS & INITIATIVES 40.00 X 127141 0 10537 DAWN SIMMONS MEMBER SERVICES MANAGER 40.00 X 112461 0 30834 2640760 0 271923 8 0 1 0 FRUITION CONSULTING 501 W BROADWAY PLAZA A SUITE SAN DIEGO CA 92101 CONSULTING 305500 THE LOOM COLLECTIVE LLC 1105 BLACKTHORN LANE NORTHBROOK IL 60062 CONSULTING 140783 WORDS PLUS NUMBERS 540 W WEBSTER AVENUE SUITE CHICAGO IL 60614 CONSULTING 123480 3 1930615 2860680 4791295 CONFERENCE SPONSORSHIP 900099 670000 670000 PROGRAM INCOME 900099 315550 315550 CONFERENCE REGISTRATIO 900099 38000 38000 1023550 102872 102872 5917717 1023550 0 102872 X 2912683 2474634 438049 227257 193079 34178 50858 43337 7521 150748 128136 22612 11100 9434 1666 580380 493329 87051 124945 106203 18742 20891 17758 3133 68815 58487 10328 3300 2805 495 245556 208723 36833 23646 20099 3547 5837 4961 876 PROGRAMS 1308967 1308967 DUES AND SUBSCRIPTIONS 47453 40335 7118 OTHER EXPENSES 20469 17398 3071 5802905 5127685 675220 0 915923 821803 576280 587488 404268 403582 1855000 2005000 47500 137956 108176 53426 29780 1053059 1175258 550 550 4858506 5070961 175816 147036 64000 68250 239816 215286 X 4618690 4855675 4618690 4855675 4858506 5070961 114812 122173 0 X 0 0 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19701 14921 4780 118255 93255 25000 29780 CERTIFICATE OF DEPOSIT 25736 C INVESTMENTS 1149522 F 1175258 X X X X X 0 0 0 ROBERT GREENE PRESIDENT & CEO 550264 0 350000 0 0 0 13800 0 19898 0 933962 0 0 0 CARMEN ORTIZ-MCGHEE CHIEF OPERATING OFFICER 361866 0 190000 0 0 0 2600 0 44607 0 599073 0 0 0 TINA MCINTYRE SVP & CHIEF FINANCIAL OFFICER 289521 0 120000 0 0 0 13800 0 42194 0 465515 0 0 0 KRISTEN PERLMAN VICE PRESIDENT, MARKETING & INSIGHTS 155290 0 36250 0 0 0 7662 0 38389 0 237591 0 0 0 HARLAND ABRAHAM VICE PRESIDENT, DEVELOPMENT 180402 0 10000 0 0 0 5400 0 26210 0 222012 0 0 0 MARISSA MAHONEY SENIOR DIRECTOR, PARTNERSHIPS & ALLI 131315 0 26250 0 0 0 5601 0 10391 0 173557 0 0 0 ROBERT GREENE PRESIDENT & CEO SPLIT-DOLLAR ARRANGEMENT X 325000 2005000 0 1 1 2005000 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A ORGANIZATION HAS MEMBERS WHO MAY ELECT ONE OR MORE MEMBERS OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE TREASURER WORKS WITH THE CFO TO ENSURE THE ACCURATE AND COMPREHENSIVE COMPLETION OF THE FORM 990. THE EXECUTIVE COMMITTEE OF THE BOD, OR A MEMBER OF THE EXECUTIVE COMMITTEE, AND/OR THE CFO, REVIEWS THE FORM 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY APPLIES TO THE PRESIDENT & CEO AND THE BOARD OF DIRECTORS (BOD). DETERMINATION OF WHETHER A CONFLICT OF INTEREST EXISTS OCCURS AT THE EXECUTIVE COMMITTEE LEVEL. ACTUAL CONFLICTS OF INTERESTS ARE REVIEWED FIRST AT THE EXECUTIVE COMMITTEE LEVEL, THEN BY THE ENTIRE BOARD OF DIRECTORS. ONCE A PERSON IS DETERMINED TO HAVE A CONFLICT OF INTEREST, THE EXECUTIVE COMMITTEE OF THE BOD WILL NOTIFY THAT PERSON IN QUESTION IN WRITING OF ITS CONFLICT OF INTEREST FINDING(S). THE EXECUTIVE COMMITTEE WILL THEN CONVENE A SPECIAL MEETING WITH THE PARTY IN QUESTION TO DISCUSS THE MATTER AND TO GIVE THE PERSON THE OPPORTUNITY TO RESPOND TO THE CONFLICT OF INTEREST ALLEGATION BOTH VERBALLY AND IN WRITING. THE CHAIRMAN OF THE BOD WILL THEN CONVENE A SPECIAL MEETING OF THE ENTIRE BOD TO SHARE THE EXECUTIVE COMMITTEE'S FINDINGS AND THE MINUTES FROM THE IN-PERSON MEETING WITH THE PERSON IN QUESTION AS WELL AS THE PERSON IN QUESTION'S WRITTEN RESPONSE TO THE CONFLICT OF INTEREST ALLEGATION. THE BOD WILL DELIBERATE, THEN DETERMINE WHAT PENALTIES AND RESTRICTIONS WILL BE APPLIED TO THE PERSON IN QUESTION. THE PERSON IN QUESTION WILL NOT PARTICIPATE IN ANY BOD MEETINGS THAT ARE CONVENED TO DISCUSS THEIR RESPECTIVE CONFLICT OF INTEREST ISSUE. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE COMMITTEE REVIEWS SALARY PACKAGES OF DIRECTORS, OFFICERS AND KEY EMPLOYEES ONCE A YEAR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES COPIES OF ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G CONSULTANT AND OTHERS: PROGRAM SERVICE EXPENSES 493,329. MANAGEMENT AND GENERAL EXPENSES 87,051. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 580,380. THE MARATHON FOUNDATION 1300 PENNSYLVANIA AVENUE NW SUITE 7 WASHINGTON DC 02004 521621194 PROMOTES AND SUPPORTS DIVERSE AND WOMEN ENTREPRENEURIAL INITIATIVES. DC 501(C)(3) NATIONAL ASSOCIATION OF INVESTMENT COMPANIES INC 0 COMMUNITAS CAPITAL 1300 PENNSYLVANIA AVENUE NW SUITE 7 WASHINGTON DC 20004 463378618 FACILITATES BELOW-MARKET LOANS AND INVESTMENTS IN OPERATING COMPANIES LOCATE DE NATIONAL ASSOCIATION OF INVESTMENT COMPANIES INC N/A 0 0 0.99990 NAIC MANAGEMENT GROUP INC 1300 PENNSYLVANIA AVENUE NW SUITE 7 WASHINGTON DC 20004 521846750 FACILITATES THE ESTABLISHMENT OF EQUITY AND DEBT FINANCING VEHICLES. DE NATIONAL ASSOCIATION OF INVESTMENT COMPANIES INC C 1.00000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0