2025-07-01T17:34:00-05:00 2024-08-31 363963131 MANN WEITZ & ASSOCIATES LLC 570 LAKE COOK ROAD SUITE 330 DEERFIELD IL 60015 990 2023-09-01 362595074 CFA SOCIETY CHICAGO CFAS 3122511301 33 N LASALLE ST 910 CHICAGO IL 60602 PEEYUSH SHUKLA TREASURER 3122511301 2025-07-01 1 1 MARCY STEINDLER P00573131 8472673400 2023 2025-03-06 01:10:19Z CHRISTOPHER VINCENT 33 N LASALLE ST 910 CHICAGO IL 60602 1742279 0 X WWW.CFACHICAGO.ORG X 1965 IL CFA SOCIETY CHICAGO AIMS TO LEAD THE INVESTMENT MANAGEMENT AND FINANCIAL SERVICES PROFESSIONS BY PROMOTING THE HIGHEST STANDARDS OF ETHICS, CONTINUING EDUCATION, AND FOR THE BENEFIT OF CFA CHARTER HOLDERS IN OUR MARKET. 17 17 10 135 8800 94 617643 512683 881249 920233 566973 53658 47568 70482 2113433 1557056 500 0 0 0 840755 824537 0 0 0 931771 1052491 1773026 1877028 340407 -319972 3272290 3207633 1731934 1790642 1540356 1416991 X CFA SOCIETY CHICAGO, THE WORLD'S FIRST INVESTMENT ANALYSTS' SOCIETY, IS COMMITTED TO WORKING WITH OUR MEMBERS AND THE INVESTMENT COMMUNITY TO ACHIEVE OUR MISSION THROUGH THREE ORGANIZATIONAL PILLARS: (1) DELIVER MEMBER VALUE: DELIVER INDUSTRY-LEADING EVENTS FOCUSED ON CONTINUING EDUCATION AND PROFESSIONAL DEVELOPMENT. OFFER A RANGE OF NETWORKING OPPORTUNITIES TO OUR MEMBERS. IMPLEMENT NEW TECHNOLOGY AND BUILD A DIGITAL CONTENT LIBRARY. (2) DEVELOP FUTURE PROFESSIONALS: MEASURE OUR ENGAGEMENT WITH TOP EMPLOYERS OF CFA CHARTERHOLDERS AND IMPROVE THESE SCORES OVER TIME. BUILD BRAND AWARENESS THROUGH MARKETING, SOCIAL MEDIA, AND PARTNERSHIPS. (3) BUILD MARKET INTEGRITY: SUPPORT FINANCIAL LITERACY IN OUR COMMUNITY THROUGH PARTNERSHIPS AND VOLUNTEER OPPORTUNITIES. BUILD RELATIONSHIPS WITH LOCAL UNIVERSITIES AND SUPPORT STUDENTS WHO ARE STUDYING FOR OR CONSIDERING THE CFA EXAMS. ENCOURAGE A DIVERSITY OF GENDER, RACE, AND THOUGHT. 0 0 SPECIAL EDUCATIONAL EVENTS INCLUDE AN ANNUAL DINNER AND OTHER EVENTS DESIGNED TO FACILITATE NETWORKING AND INTERACTION AMONG THE MEMBERS AND INVESTMENT PROFESSIONALS. APPROXIMATELY 750 INVESTMENT PROFESSIONALS REGISTERED TO ATTEND OUR 2023 ANNUAL DINNER. ACADEMIC PROGRAMS ARE DESIGNED TO EDUCATE ATTENDEES ON CURRENT ISSUES OF IMPORTANCE IN THE PROFESSION. MEMBERS RECEIVE CONTINUING EDUCATION CREDITS WITH THE CFA INSTITUTE FOR MOST OF THESE EVENTS. THERE WERE APPROXIMATELY 50 PROGRAMS HELD DURING THE YEAR, WITH APPROXIMATELY 3,500 REGISTERED TO ATTEND. MEMBER DEVELOPMENT INVOLVES THE CREATION AND DELIVERY OF PROGRAMMING THAT FOSTERS EDUCATION, NETWORKING AND JOB PLACEMENT OPPORTUNITIES. MEMBER DEVELOPMENT ALSO REFERS TO EFFORTS WITH ACADEMIA THAT BUILD THE CONSTITUENCY OF CFA CHARTER HOLDERS IN THIS MARKET. CFA SOCIETY CHICAGO PARTNERS WITH THE ECONOMIC AWARENESS COUNCIL AND THE GREENWOOD PROJECT TO SHAPE THE INVESTMENT INDUSTRY AND SERVE THE GREATER GOOD BY SHARING FINANCIAL LITERACY VOLUNTEER OPPORTUNITIES FOR CFA MEMBERS TO TEACH INNER CITY HIGH SCHOOL STUDENTS THE BASICS OF SAVINGS AND INVESTMENTS AND TO MENTOR MINORITY COLLEGE STUDENTS AND TO INTRODUCE THEM TO CAREERS IN THE FINANCE INDUSTRY. 0 1 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 1 10 1 1 1 0 0 0 1 1 0 0 0 X 17 17 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 0 0 X CHRISTOPHER VINCENT 3122511301 33 N LASALLE STREET SUITE 910 CHICAGO IL 60602 WILLIAM FITZPATRICK IMMEDIATE PAST CHAIR 0.50 X X 0 0 0 CATHERINE DRAKE CHAIR 1.00 X X 0 0 0 JEREMY HEER VICE CHAIR 1.00 X X 0 0 0 KATHARINE WYATT SECRETARY/TREASURER 1.00 X X 0 0 0 JAMES BOUDREAULT DIRECTOR 0.50 X 0 0 0 TIFFANY GREENHOUSE DIRECTOR 0.50 X 0 0 0 SHERI HAWKINS DIRECTOR 0.50 X 0 0 0 AARON MEDER DIRECTOR 0.50 X 0 0 0 KWEKU OBED DIRECTOR 0.50 X 0 0 0 BLAKE PONTIUS DIRECTOR 0.50 X 0 0 0 PEEYUSH SHUKLA DIRECTOR 0.50 X 0 0 0 CARLA NORFLEET-TAYLOR DIRECTOR 0.50 X 0 0 0 JENNIKA GOLD THOMAS DIRECTOR 0.50 X 0 0 0 SULIN BA DIRECTOR 0.50 X 0 0 0 BENJAMIN JOHNSON DIRECTOR 0.50 X 0 0 0 ERIKA MASCHMEYER DIRECTOR 0.50 X 0 0 0 MATTHEW MORRIS DIRECTOR 0.50 X 0 0 0 CHRISTOPHER VINCENT PRESIDENT AND CEO 40.00 X 207402 0 30675 JOYOLIN BROWN COO 40.00 X 156489 0 12657 ROSEMARY SPROVIERI DIRECTOR OF FINANCE 40.00 X 0 0 0 SUZANNE KARPICK DIRECTOR OF FINANCE 40.00 X 0 0 0 KATHLEEN HURLEY DIR OF PROGRAMMING/SPONSORSHIPS 40.00 X 108922 0 6598 472813 0 49930 3 0 1 0 0 512683 512683 MEMBERSHIP DUES 900099 829683 829683 ACADEMIC PROGRAMS 611600 29443 29443 EDUCATIONAL EVENTS 611600 27460 27460 MEMBER DEVELOPMENT 900099 24847 24847 COMMUNICATIONS AND JOB 541800 8800 8800 920233 38931 38931 69407 69407 199950 185223 14727 14727 14727 MISCELLANEOUS 524292 1075 1075 1075 1557056 911433 8800 124140 431355 281155 11656 40932 59439 4039 51146 78305 15383 86796 74641 128070 18767 527591 16757 7196 BOD PROJECTS AND EXPENS 30698 MISCELLANEOUS 11083 SPECIAL PROJECTS 2019 1877028 624409 647174 31 37 28800 7381 147836 126507 208939 202638 21734 6301 1494977 1545286 954503 874947 3272290 3207633 87348 130037 695746 738779 948840 921826 1731934 1790642 X 1540356 1416991 1540356 1416991 3272290 3207633 -319972 196607 0 X 0 1 X 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 208939 202638 6301 6301 SECURITY DEPOSIT 15000 NEW LEASE STANDARD RIGHT OF USE ASSET 859947 874947 NEW LEASE STANDARD LEASE LIABILITY 921826 921826 X 1753663 196607 196607 1557056 0 1557056 1877028 0 1877028 0 1877028 PART X, LINE 2: THE FINANCIAL STATEMENT EFFECTS OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN ARE RECOGNIZED IN THE FINANCIAL STATEMENTS WHEN IT IS MORE LIKELY THAN NOT, BASED ON THE TECHNICAL MERITS, THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION. AS OF AUGUST 31, 2024, THE SOCIETY HAD NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. X X X 0 0 0 CHRISTOPHER VINCENT PRESIDENT AND CEO 155902 0 51500 0 0 0 11000 0 19675 0 238077 0 0 0 JOYOLIN BROWN COO 149989 0 6500 0 0 0 6363 0 6294 0 169146 0 0 0 FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE MAY MEET AND ACT ON BEHALF OF THE BOARD OF DIRECTORS WITHOUT FORMAL NOTICE. FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS APPROXIMATELY 4,000 MEMBERS WHO ARE INVESTMENT PROFESSIONALS. THEY ARE CATEGORIZED INTO 7 DIFFERENT CLASSES CONSISTING OF REGULAR, AFFILIATE, PROFESSIONAL LEAVE, STUDENT, CANDIDATE, ADJUNCT AND HONORARY MEMBERSHIPS. REGULAR MEMBERS SHALL HAVE VOTING PRIVILEGES. AFFILIATE, PROFESSIONAL LEAVE, STUDENT, CANDIDATE, ADJUNCT, AND HONORARY MEMBERS SHALL NOT HAVE VOTING PRIVILEGES. FORM 990, PART VI, SECTION A, LINE 7A THERE IS AN ANNUAL BUSINESS MEETING EACH YEAR WHERE MEMBERS VOTE ON THE PROPOSED SLATE OF OFFICERS AND DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B BYLAW CHANGES MUST BE PRESENTED TO THE FULL MEMBERSHIP AND APPROVED BY A MAJORITY OF MEMBERS WHO VOTE. THERE ARE NO OTHER REQUIREMENTS FOR FULL MEMBER APPROVAL. FORM 990, PART VI, SECTION B, LINE 11B THE COO REVIEWS THE 990 FOR ACCURACY BEFORE GIVING IT TO THE TREASURER WHO ALSO REVIEWS AND THEN SIGNS IT. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ANNUALLY COLLECTS THE SIGNED CONFLICT OF INTEREST STATEMENTS. FORM 990, PART VI, SECTION B, LINE 15A THE BENEFITS AND COMPENSATION COMMITTEE CONSISTING OF 3 BOARD MEMBERS REVIEW THE PERFORMANCE ANNUALLY OF THE CEO/PRESIDENT WHO IS THE ONLY KEY EMPLOYEE AND RECOMMEND CHANGES IN SALARY IN COMPARISON TO THE CPI AND TO COMPENSATION SURVEYS. THEY ALSO RECOMMEND WHAT PORTION OF THE BONUS SHOULD BE PAID OUT AS WELL AS RECOMMENDING WHETHER FUTURE BENEFITS SHOULD BE KEPT IN EFFECT. FORM 990, PART VI, SECTION C, LINE 19 CFA CHICAGO PUBLISHES AN ANNUAL REPORT EACH YEAR THAT CONTAINS THE FULL AUDITED FINANCIAL STATEMENTS. THIS ANNUAL REPORT IS ACCESSIBLE ON A PUBLIC SECTION OF THE CFA CHICAGO WEBSITE. THE BYLAWS ARE ALSO POSTED ON A PUBLIC SECTION OF THE CFA CHICAGO WEBSITE. BOARD OF DIRECTORS' MEETING MINUTES ARE HOUSED ON BOARDEFFECT.