2025-05-15T09:22:50+00:00 2024-06-30 990 2023-07-01 060646973 Yale University YALE 2034325530 PO Box 208239 New Haven CT 065208239 Stephen C Murphy VP For Finance and CFO 2034325530 2025-05-15 2023 2025-03-06 01:10:19Z Maurie McInnis PO Box 208229 New Haven CT 065208229 14944662661 false X www.yale.edu X 1701 CT TO IMPROVE THE WORLD THROUGH RESEARCH, SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. 18 17 34705 15000 -23224990 0 1328427356 1419967393 2747218097 2982357785 2196267937 2379740354 43110398 59190547 6315023788 6841256079 713315715 800884314 0 3072987279 3345923969 0 86668255 1826398254 2050262976 5612701248 6197071259 702322540 644184820 54308947172 55210972740 10409366761 10013756266 43899580411 45197216474 X SEE SCHEDULE O false false 2605592620 72847389 2512997254 Instruction: The program service costs include salaries, fringe benefits and supplies of teaching approximately 15,000 students including 6,749 undergraduates and 8,263 graduate and professional school students. A faculty of nearly 5,500 teach and administer programs across a range of disciplines in the sciences and engineering, the social sciences, the humanities, and the various learned professions. More than 80 majors are available in the undergraduate college and more than 35 different degree programs are offered by the university. In addition to the graduate school of arts and sciences, the university has professional schools in disciplines of architecture, art, divinity, drama, engineering and applied science, global affairs, the environment, law, management, medicine, music, nursing, and public health. 1018330533 569279805 140385795 Student financial aid and services: Yale college admits students for their academic and personal promise without regard to their ability to pay. Yale is committed to an admissions policy that does not consider a student's ability to pay, and a financial aid policy that meets the full need of all students with no loans required. These two principles: need-blind admissions and need-based financial aid, ensure that a Yale education is affordable for everyone. With this policy, Yale strives to create a learning environment accessible to the most talented students from around the world and that incorporates the widest possible range of student backgrounds. In FY2024, 3,709 or 54% of undergraduates received need-based scholarships or grants from Yale sources of $65,347 on average. All of Yale's graduate and professional schools provide financial aid to their students based on their individual policies and procedures. This category of expenditures also includes: the operation of dining halls that provided 2,994,345 meals to students, faculty, and staff; maintenance of dormitories housing 5,120 undergraduates and 944 graduate and professional school students; operation and maintenance of athletic facilities for the 35 intercollegiate sports, over 20 intramural sports, and approximately 49 club sports teams offered at Yale. Also included are fitness, wellness, and instructional programs, parking facilities, laundry facilities, student centers, and other facilities and programs (including extracurricular activities and student health services) that provide support, services, and academic/cultural enrichment to the University's students. 872517257 142763503 191698355 Research: The University engages in extensive research in medicine, science, engineering, the arts, social sciences, and humanities. The University's research activities are aimed at the advancement of knowledge as well as training students in the research process. As integral parts of a unified, innovative, and accessible student-centered research University, Yale's labs and classrooms are turning out groundbreaking medical and scientific discoveries and the next generation of innovators in many areas of research excellence. The University's outstanding facilities devoted to research are comprised of myriad laboratories, centers, libraries, collections, and institutes that focus on research in geology, chemistry, biology, engineering and applied science, anthropology, paleontology, psychology, molecular and structural biology, nuclear structure, child development, social policy, biospheric studies and numerous biomedical sciences, to name but a few. 826650345 15993617 135551689 OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT. 826650345 15993617 135551689 5323090755 true true false true true true true true true true true false false true false false true true true true true true false true false false true true true true false false false false false true true false true false true true false false true true true true false false true X 33835 0 true 34705 true true true true HK HU IN AR EI IS LU MP MO PL SN SZ UK BR CA CJ CH CY false false false true true 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Bysiewicz Trustee (ex-officio) 0.0 0.0 X 0 0 0 William E Kennard Trustee 5.0 0.0 X 0 0 0 Alexander E Dreier Sr VP for Institutional Affairs 50.0 0.0 X 881218 0 108059 Jack F Callahan Jr Sr VP for Operations 50.0 0.0 X 828950 0 84427 Jack Michael Bellamy VP for Facilities, Campus Development & Sustainability 50.0 0.0 X 663536 0 42354 Joan E O'Neill VP for Alumni Affairs & Development 50.0 1.2 X 817363 0 75238 John Barden VP for Technology and Campus Services 50.0 2.0 X 472613 0 75028 John Whelan VP for HR 50.0 0.0 X 435377 0 76436 Kimberly M Goff-Crews Secretary & VP for University Life 50.0 1.0 X 530671 0 50442 Renee Kopkowski VP for Communications 50.0 0.0 X 393137 0 59708 Scott A Strobel Provost 50.0 0.0 X 887887 0 64463 Stephen C Murphy VP for Finance & CFO 50.0 4.6 X 596624 0 146769 Matthew S T Mendelsohn Chief Investment Officer 50.0 2.6 X 2320131 0 2122959 Nancy J Brown Dean, School of Medicine 50.0 0.0 X 1130957 0 58325 Alex Hetherington Managing Director, Investments 50.0 0.0 X 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93802734 31244272067 0.1737 0.1476 0.6787 true true true 138812155 138812155 66772444 9812862472 4042935796 5836699120 32016800 16164032 15852768 465995738 306980618 159015120 6150379163 Fixed income 102205 F Common Stock 1346098 F Equity Investments 40407891203 F Other Investments 661480847 F 41070820353 Employee benefit obligations 769882789 Compensated absences 85739955 Financial aid grant obligations 52282166 Asset retirement obligations 35445849 Lease Liabilities 200868062 Liabilities under split-interest agreements 136930753 Due to institutions 1972069087 Securities sold not yet purchased 333644455 Other Liabilities 650483490 4237346606 6721343438 523041625 -332968350 190073275 6531270163 344690213 -34704297 309985916 6841256079 5412253732 47299742 47299742 5364953990 344690213 487427056 832117269 6197071259 Schedule D, Part V ENDOWMENT FUNDS ENDOWMENT FUNDS INCLUDE THE VALUE OF THE ENDOWMENT AND UNEXPENDED ENDOWMENT INCOME AT JUNE 30, 2024. Schedule D, Part X, Line 2 LIABILITY FOR UNCERTAIN TAX POSITIONS THE UNIVERSITY WAS NOT REQUIRED TO INCLUDE A FIN 48 (ASC 740), ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, FOOTNOTE IN ITS FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2024. Schedule D, Part II, Line 5 CONSERVATION EASEMENTS Per the agreement, the university reserves a pedestrian ingress and egress easement over the real property as part of the conservation easement for the purposes of inspecting the real property to determine compliance with the provisions, terms, covenants and purposes of the conservation easement. In addition, the university has the right to enforce the terms of the conservation easement, and to take necessary actions to remedy or abate violations of this conservation easement and to prevent any activity on the real property inconsistent with the purpose of the conservation easement. Schedule D, Part II, Line 9 Conservation easements financial reporting During the fiscal year ended June 30, 2024, the University held a conservation easement, with conservation rights it retained as part of the sale of land. The university did not recognize revenue or incur expenses related to the conservation easement nor did it include a footnote to the financial statements that describes the accounting for conservation easements. Schedule D, Part III, Line 1a Collections of art - financial statement footnote Yale University Financial Statements - Collections Footnote: Collections at Yale include works of art, literary works, historical treasures, and artifacts that are maintained in the University's museums and libraries. These collections are protected and preserved for public exhibition, education, research, and the furtherance of public service. Collections are not capitalized; purchases of collection items are recorded as expenses in the University's consolidated statement of activities in the period in which the items are acquired. Schedule D, Part III, Line 4 Collections of art - description of collections Yale University's museums and libraries are an integral part of teaching and learning across the university and include the Yale University Art Gallery, the Yale Center for British Art, Yale Peabody Museum, and the Morris Steinert Collection of Musical Instruments. Most of the museums and libraries are open to the public, all of them are free of charge. People of all ages are invited to visit the collections, join an exhibition tour, take classes with artists and curators, and enjoy many other public programs offered throughout the year. In service of its mission, Yale University released to the public LUX: Yale Collections Discovery. LUX is a digital platform that enables users to search across Yale's museums, archives, and library collections. Since its foundation in the early 18th century, the University has encouraged, accumulated, and actively built its collections in the service of its educational mission. LUX supports this mission by making many of these objects and resources accessible, so that new knowledge and understanding can be built by those within and beyond Yale. The Yale University Art Gallery: The Yale University Art Gallery, founded in 1832, is the oldest university art museum in America. The museum collects, preserves, studies, and presents art in all media, from all regions of the globe and across time. The museum's exceptional collection - numbering over 300,000 objects - is the core of its identity. The collection includes ancient art, Asian art, African art, Indo-Pacific art, American paintings and sculpture, American Decorative Arts, art of the Ancient Americas, prints and drawings, photography, numismatics, European art, and Modern and Contemporary art. The Art Gallery's mission is to collect, preserve, study, and present art in all media and to serve as a center for teaching, learning, and scholarship for the Yale campus, community, and national and international audiences. The Art Gallery seeks to make the museum a place where creativity continuously enriches our lives, sparks curiosity and inspiration, and generates wonder, new ways of thinking, and mutual respect. It is a center for teaching, learning, and scholarship and is a preeminent cultural asset for Yale University, the wider academic community, and the public. The museum is open to all, free of charge, and is committed to engaging audiences through thoughtful, creative, and relevant exhibitions, programs, and publications. The Yale Center for British Art: The Yale Center for British Art is a public art museum and research institute for the study of British art and culture. The Yale Center for British Art, which opened in 1977, holds the largest and most comprehensive collection of British art outside the United Kingdom. The collections of paintings, sculpture, photographs, prints, drawings, rare books, and manuscripts present the story of British art and culture, and its global contexts, from the fifteenth century to today. The Center offers a year-round schedule of exhibitions and programs, including talks and lectures, conferences, films, concerts, and performances. The Yale Center for British Art oversees an active research program through which it promotes and fosters the scholarship of all aspects of British art and material culture. Academic resources of the center include the Reference Library and Photograph Archives, conservation laboratories, a study room for examining works on paper as well as rare books and manuscripts from the museum's physical and digital collections. Over 100,000 records from the paintings and sculpture, prints and drawings, rare books and manuscripts, reference library, and archives collections are searchable online, along with nearly all of the Center's historic frames. The Center closed in February 2023 for building conservation and will reopen in 2025. During this period, The Center will maintain a robust schedule of online and off-site programs and off-site exhibitions. Onsite access to the collection, Reference Library, and Study Room will be limited during the building conservation project and will be by appointment only. When it reopens in 2025, The British Art Center will continue to offer admission free of charge. Yale Peabody Museum: The Yale Peabody Museum, founded in 1866, is one of the oldest and largest university-based natural history museums with worldwide acclaim for its dinosaur skeletons, mammal displays, and natural history collections. The Yale Peabody Museum houses more than 14 million specimens and artifacts representing more than 4 billion years of geological, biological, and human history. The Yale Peabody Museum's collections, a major component of research and teaching at the Museum and across Yale, are used in undergraduate and graduate courses and research, as well as in public programs and exhibitions. The curators and staff contribute new knowledge and make it available to the public and to specialized audiences. The Peabody's mission is to serve the University by advancing the understanding of earth's history through geological, biological, and anthropological research, and by communicating the results of this research to the widest possible audience through publication, exhibition, and educational programs. Fundamental to this mission is stewardship of the Museum's rich collections, which provide a remarkable record of the history of the earth, its life, and its cultures. Conservation, augmentation and use of these collections become increasingly urgent as modern threats to the diversity of life and culture continue to intensify. The Yale Peabody Museum Office of Student Programs supports Yale student participation in the activities of the Museum across all its departments and divisions. The Museum's collections are available to legitimate researchers at established institutions for scholarly use. The Museum recently completed a major renovation and is now open to the public, free of charge. Morris Steinert Collection of Musical Instruments: Established in 1900, the Morris Steinert Collection of Musical Instruments today comprises more than 1,000 objects including instruments, instrument accessories, and more. The Collection focuses on Western European and North American art-music traditions, yet its holdings from musical cultures all over the world, including Asia, Africa, and Latin America, are continually growing. It is committed to fostering an understanding and appreciation of musical instruments from all cultures and periods. One of the foremost institutions of its kind, the Collection acquires, preserves, and exhibits musical instruments from antiquity to the present, and showcases restored examples in demonstration and live performances. The Morris Steinert Collection of Musical Instruments also serves as a laboratory for historical, artistic, and innovative exploration and education in the arts and sciences. It is a renowned study and research collection for scholars, musicians, and instrument makers, and a world-class museum that engages the public in the fascinating history of musical instruments through exhibits, publications, concerts, and outreach initiatives. The Collection is open to the public free of charge. The Morris Steinert Collection of Musical Instruments is currently closed for renovation. However, the online gallery is always open. Yale University Library: In addition to its museums, the Yale University Library advances teaching, research, learning, and practice through staff expertise, diverse collections, extensive electronic resources, inclusive programs and services, and welcoming spaces. Yale Library has accumulated and preserved extraordinary collections that represent a vast diversity of the human experience in more than a dozen libraries and locations, including Sterling Memorial Library, Beinecke Rare Book and Manuscript Library, and Bass Library, Marx Science and Social Science Library, as well as many other school and departmental libraries. Yale Library's unique collections, amassed over three centuries and widely used in teaching, are a distinctive feature of a Yale education, together with the collections of Yale's museums. In continuing to build and steward these collections, Yale has made a commitment to help preserve and disseminate human knowledge and to find new ways to make our collections accessible to the Yale community and beyond. Schedule D, Part IV, Line 2b Explanation of escrow agreement THE AMOUNT REPORTED ON FORM 990, PART X, LINE 21, ESCROW ACCOUNT LIABILITY, CONSISTS OF SECURITY DEPOSITS RELATED TO LEASE AGREEMENTS AND OTHER DEPOSITS. Schedule D, Part V, Line 4 Intended uses of endowment funds Spending from the endowment provides Yale's largest source of operating revenue. Over the past decade, the university has spent $14.3 billion from its endowment, supporting every aspect of Yale's mission by accelerating research and innovation, allowing for a global need-blind admissions policy, and propelling the next generation of leaders who are determined to change the world for the better. The endowment's strength also enables Yale to support New Haven with the largest voluntary financial contribution of any American university to its home city. The endowment is the university's single largest source of revenue, providing more than one-third of Yale's annual operating budget. Endowment investment returns allocated to operating activities increased by 11% in 2024 to $1.9 billion. At June 30, 2024, net assets in the endowment totaled approximately $41.4 billion. The majority of endowment spending is allocated across multiple purposes, including financial aid and professorships, based on donor restrictions or internal designations by the university. Endowment spending that is neither restricted nor designated provides additional support for priorities that carry out the university's mission. The endowment is structured to support the university in perpetuity. Yale pursues an investment strategy designed to achieve its goals through the careful consideration of risk and return across asset classes, including public equities, marketable alternatives, leveraged buyouts, venture capital, and real assets, and through the astute selection of external investment managers within those asset classes. The endowment spending policy, which allocates endowment earnings to operations, balances the competing objectives of providing a stable flow of income to the operating budget and protecting the real value of the endowment over time. The spending policy manages the trade-off between these two objectives by using a long-term target spending rate combined with a smoothing rule, which adjusts spending in any given year gradually in response to changes in endowment market value. The target spending rate approved by the Yale Corporation currently stands at 5.25% of the endowment's value. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Tuition discounts which were netted with student income on the audited financial statements - -XXX-XX-XXXX Non-Yale eliminations - 23610898 Change in funding status of defined benefit plans - XXX-XX-XXXX Actuarial adjustment for split-interest liability - 2837227 Non-controlling interest - 438190 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Expenses on the audited financial statements that are reclassified for Form 990 purposes and reported on Part VIII, Lines 6B, 7B, 8B, and 9B pursuant to form instructions - -34704297 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Expenses on the audited financial statements that are reclassified for Form 990 purposes and reported on Part VIII, Lines 6B, 7B, and 9B pursuant to form instructions - 34704297 Non-Yale Eliminations - 12595445 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Tuition Discounts which were netted with Student Income on the audited financial statements - XXX-XX-XXXX true true false true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY The university meets the criteria established in Section 4.03.2(b) of Rev. Proc. 75-50, as modified by Rev. Proc. 2019-22, through admission and financial aid offices outreach programs. The University's Equal Opportunity Statement is made known to all segments of the general community serviced by the University. It is included in catalogues and brochures dealing with student admissions, programs, and scholarships of the University as well as on its website which are all available to the public. The University's equal opportunity statement and nondiscrimination policy are included on its homepage. The university is in compliance with Sections 4.02 and 4.03 of IRS Revenue Procedure 75-50. Yale University is committed to maintaining a non-discriminatory learning and working environment for students, faculty, and staff and is committed to preventing and addressing discrimination, harassment, and retaliation, consistent with Connecticut and federal law. Yale University's Equal Opportunity Statement: The University is committed to basing judgments concerning the admission, education, and employment of individuals upon their qualifications and abilities and seeks to attract to its faculty, staff, and student body qualified persons from a broad range of backgrounds and perspectives. In accordance with this policy and as delineated by federal and Connecticut law, Yale does not discriminate in admissions, educational programs, or employment against any individual on account of that individual's sex, sexual orientation, gender identity or expression, race, color, national or ethnic origin, religion, age, disability, status as a special disabled veteran, veteran of the Vietnam era or other covered veteran. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY HAS RECEIVED AND CONTINUES TO RECEIVE STUDENT FINANCIAL AID AND GRANTS FROM GOVERNMENTAL AGENCIES. true Antarctica 0 0 Grantmaking 345856 Central America and the Caribbean 0 0 Program Services Academic Collaboration 10464 Central America and the Caribbean 0 0 Program Services Alumni Relations 11582 Central America and the Caribbean 0 2 Program Services Instruction 74464 Central America and the Caribbean 0 7 Program Services Other Mission Related Activities 143217 Central America and the Caribbean 0 8 Program Services Research 270803 Central America and the Caribbean 0 1 Program Services Seminars & Conferences 89917 Central America and the Caribbean 0 0 Program Services Study Abroad & Other Educational Programs 29244 Central America and the Caribbean 0 1 Program Services Training & Clinical Practice 14379 Central America and the Caribbean 0 0 Grantmaking 726391 Central America and the Caribbean 0 0 Investments 7868772635 East Asia and the Pacific 1 10 Program Services Academic Collaboration 798959 East Asia and the Pacific 0 0 Program Services Alumni Relations 108487 East Asia and the Pacific 0 7 Program Services Cultural Exchange 28742 East Asia and the Pacific 0 13 Program Services Instruction 85944 East Asia and the Pacific 2 10 Program Services Other Mission Related Activities 2367914 East Asia and the Pacific 1 29 Program Services Research 1465005 East Asia and the Pacific 0 9 Program Services Seminars & Conferences 1134461 East Asia and the Pacific 0 1 Program Services Student Recruitment 48883 East Asia and the Pacific 0 2 Program Services Study Abroad & Other Educational Programs 216682 East Asia and the Pacific 0 2 Program Services Training & Clinical Practice 13996 East Asia and the Pacific 0 0 Fundraising 246223 East Asia and the Pacific 0 0 Grantmaking 6232332 East Asia and the Pacific 0 0 Investments 4967036 Europe (Including Iceland and Greenland) 0 10 Program Services Academic Collaboration 568696 Europe (Including Iceland and Greenland) 0 1 Program Services Alumni Relations 381285 Europe (Including Iceland and Greenland) 0 61 Program Services Cultural Exchange 912341 Europe (Including Iceland and Greenland) 0 29 Program Services Instruction 329098 Europe (Including Iceland and Greenland) 0 30 Program Services Other Mission Related Activities 10643117 Europe (Including Iceland and Greenland) 0 71 Program Services Research 3098111 Europe (Including Iceland and Greenland) 0 26 Program Services Seminars & Conferences 3819981 Europe (Including Iceland and Greenland) 0 0 Program Services Student Recruitment 114494 Europe (Including Iceland and Greenland) 0 4 Program Services Study Abroad & Other Educational Programs 1013025 Europe (Including Iceland and Greenland) 0 7 Program Services Training & Clinical Practice 165449 Europe (Including Iceland and Greenland) 0 0 Fundraising 222960 Europe (Including Iceland and Greenland) 0 0 Grantmaking 14366509 Europe (Including Iceland and Greenland) 0 0 Investments 1468397442 Middle East and North Africa 0 0 Program Services Academic Collaboration 61578 Middle East and North Africa 0 0 Program Services Alumni Relations 27145 Middle East and North Africa 0 3 Program Services Cultural Exchange 30537 Middle East and North Africa 0 0 Program Services Instruction 125334 Middle East and North Africa 0 3 Program Services Other Mission Related Activities 123081 Middle East and North Africa 0 7 Program Services Research 434983 Middle East and North Africa 0 0 Program Services Seminars & Conferences 137845 Middle East and North Africa 0 1 Program Services Student Recruitment 18344 Middle East and North Africa 0 0 Program Services Study Abroad & Other Educational Programs 49570 Middle East and North Africa 0 0 Fundraising 32156 Middle East and North Africa 0 0 Grantmaking 612872 North America (Canada & Mexico only) 0 4 Program Services Academic Collaboration 121851 North America (Canada & Mexico only) 0 0 Program Services Alumni Relations 74129 North America (Canada & Mexico only) 0 9 Program Services Cultural Exchange 25523 North America (Canada & Mexico only) 0 6 Program Services Instruction 22537 North America (Canada & Mexico only) 0 14 Program Services Other Mission Related Activities 1481430 North America (Canada & Mexico only) 0 14 Program Services Research 410436 North America (Canada & Mexico only) 0 5 Program Services Seminars & Conferences 1029319 North America (Canada & Mexico only) 0 0 Program Services Student Recruitment 20924 North America (Canada & Mexico only) 0 0 Program Services Study Abroad & Other Educational Programs 283429 North America (Canada & Mexico only) 0 6 Program Services Training & Clinical Practice 126978 North America (Canada & Mexico only) 0 0 Fundraising 36150 North America (Canada & Mexico only) 0 0 Grantmaking 1667122 North America (Canada & Mexico only) 0 0 Investments 630052007 Russia and Neighboring States 0 0 Program Services Academic Collaboration 16152 Russia and Neighboring States 0 2 Program Services Cultural Exchange 18327 Russia and Neighboring States 0 0 Program Services Other Mission Related Activities 8835 Russia and Neighboring States 0 4 Program Services Research 173956 Russia and Neighboring States 0 1 Program Services Seminars & Conferences 18665 Russia and Neighboring States 0 4 Program Services Study Abroad & Other Educational Programs 22296 Russia and Neighboring States 0 0 Program Services Training & Clinical Practice 7775 Russia and Neighboring States 0 0 Grantmaking 763758 South America 0 1 Program Services Academic Collaboration 47075 South America 0 0 Program Services Alumni Relations 10634 South America 0 5 Program Services Cultural Exchange 40036 South America 0 3 Program Services Instruction 124943 South America 0 10 Program Services Other Mission Related Activities 283573 South America 0 19 Program Services Research 837193 South America 0 2 Program Services Seminars & Conferences 221943 South America 0 1 Program Services Student Recruitment 10201 South America 0 1 Program Services Study Abroad & Other Educational Programs 208461 South America 0 2 Program Services Training & Clinical Practice 8262 South America 0 0 Fundraising 22968 South America 0 0 Grantmaking 2014979 South America 0 0 Investments 198793 South Asia 0 1 Program Services Academic Collaboration 31015 South Asia 0 0 Program Services Alumni Relations 53416 South Asia 0 1 Program Services Instruction 13119 South Asia 0 8 Program Services Other Mission Related Activities 298794 South Asia 0 21 Program Services Research 420768 South Asia 0 1 Program Services Seminars & Conferences 190799 South Asia 0 1 Program Services Student Recruitment 14879 South Asia 0 0 Program Services Study Abroad & Other Educational Programs 42650 South Asia 0 1 Program Services Training & Clinical Practice 9941 South Asia 0 0 Fundraising 19512 South Asia 0 0 Grantmaking 1872176 South Asia 0 0 Investments 56421 Sub-Saharan Africa 0 2 Program Services Academic Collaboration 204962 Sub-Saharan Africa 0 0 Program Services Alumni Relations 36556 Sub-Saharan Africa 0 1 Program Services Cultural Exchange 77638 Sub-Saharan Africa 0 5 Program Services Instruction 173486 Sub-Saharan Africa 0 3 Program Services Other Mission Related Activities 368060 Sub-Saharan Africa 1 27 Program Services Research 1875399 Sub-Saharan Africa 0 9 Program Services Seminars & Conferences 405714 Sub-Saharan Africa 0 0 Program Services Student Recruitment 18870 Sub-Saharan Africa 0 1 Program Services Study Abroad & Other Educational Programs 237822 Sub-Saharan Africa 0 5 Program Services Training & Clinical Practice 88211 Sub-Saharan Africa 0 0 Fundraising 60311 Sub-Saharan Africa 0 0 Grantmaking 4749676 Sub-Saharan Africa 0 0 Investments 196119329 3 59 2 496 5 555 7873878998 2367860755 10241739753 Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 169608 WIRE TRANSFER Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 129119 WIRE TRANSFER Central America and the Caribbean SUBAWARD - SPONSORED RESEARCH 100893 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 238044 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 10561 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 176407 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 31597 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 10000 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 560000 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 169292 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 321447 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 125936 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 12000 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 84234 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 289485 WIRE TRANSFER East Asia and the Pacific SUBAWARD - SPONSORED RESEARCH 16819 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 363344 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 68250 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 573134 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 13249 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 104499 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 64535 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 75634 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 686937 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 36886 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 133674 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 140282 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 57804 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 63317 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 73033 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 384043 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 527176 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 66250 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 58223 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 83459 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 84207 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 118373 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 136500 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 5171 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 82906 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 36055 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 42737 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 273571 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 105560 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 112500 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 155739 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 88013 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 102421 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 13225 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 146988 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 8352 WIRE TRANSFER Europe (Including Iceland and Greenland) SUBAWARD - SPONSORED RESEARCH 138111 WIRE TRANSFER Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 26693 WIRE TRANSFER Middle East and North Africa SUBAWARD - SPONSORED RESEARCH 8620 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 59766 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 409302 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 393886 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 72991 WIRE TRANSFER North America (Canada & Mexico only) SUBAWARD - SPONSORED RESEARCH 37500 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 59481 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 268637 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 105312 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 98771 WIRE TRANSFER Russia and Neighboring States SUBAWARD - SPONSORED RESEARCH 150761 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 37174 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 9765 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 74744 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 117384 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 36489 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 96815 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 68842 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 27286 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 120811 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 80194 WIRE TRANSFER South America SUBAWARD - SPONSORED RESEARCH 429953 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 21594 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 76368 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 1090483 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 17777 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 50729 WIRE TRANSFER South Asia SUBAWARD - SPONSORED RESEARCH 145942 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 244950 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 157543 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 68097 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 29883 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 33738 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 120099 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 28313 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 74827 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 160537 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 164640 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 112276 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 1954677 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 212150 WIRE TRANSFER Sub-Saharan Africa SUBAWARD - SPONSORED RESEARCH 233122 WIRE TRANSFER 49 46 Student stipends and fellowships Antarctica 12 345856 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Central America and the Caribbean 30 316432 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships East Asia and the Pacific 297 3848430 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Europe (Including Iceland and Greenland) 671 8029654 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Middle East and North Africa 57 511507 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships North America (Canada & Mexico only) 48 476143 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Russia and Neighboring States 6 76296 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships South America 93 875124 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships South Asia 42 390788 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Student stipends and fellowships Sub-Saharan Africa 91 922381 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Central America and the Caribbean 4 4550 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships East Asia and the Pacific 65 303287 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Europe (Including Iceland and Greenland) 79 1012142 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Middle East and North Africa 5 55923 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships North America (Canada & Mexico only) 24 191943 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships South America 22 24338 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships South Asia 3 73683 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Scholarships Sub-Saharan Africa 13 201402 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Central America and the Caribbean 2 5788 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards East Asia and the Pacific 15 34793 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Europe (Including Iceland and Greenland) 42 100449 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Middle East and North Africa 4 10129 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards North America (Canada & Mexico only) 9 22412 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards South America 3 16061 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards South Asia 2 4812 CHECK, ELECTRONIC FUND OR WIRE TRANSFER Health Premium awards Sub-Saharan Africa 8 31040 CHECK, ELECTRONIC FUND OR WIRE TRANSFER true true true true true true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements ANTARCTICA-Accrual; CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual Schedule F, Part II, Line 1 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual Schedule F, Part III Method used to account for expenditures on org's financial statements ANTARCTICA -Accrual CENTRAL AMERICA AND THE CARIBBEAN -Accrual EAST ASIA AND THE PACIFIC -Accrual EUROPE (INCLUDING ICELAND AND GREENLAND) -Accrual MIDDLE EAST AND NORTH AFRICA -Accrual NORTH AMERICA (CANADA & MEXICO ONLY) -Accrual RUSSIA AND NEIGHBORING STATES -Accrual SOUTH AMERICA -Accrual SOUTH ASIA -Accrual SUB-SAHARAN AFRICA -Accrual Blue Leadership Ball 179192 60831 118361 0 0 4268 97565 0 66087 2023 Football Assn Golf Outing 106370 81761 24609 0 6425 20978 18721 0 12097 15 417127 151012 266115 0 60377 43795 228880 2456 48511 702689 293604 409085 0 66802 69041 345166 2456 126695 610160 -201075 true ACADEMIC PEDIATRICS ASSOCIATION 6728 OLD MCLEAN VILLAGE DRIVE MCLEAN VA 22101 510202446 501(C)(3) 12969 SEE PART IV ADVENTHEALTH ORLANDO 601 EAST ROLLINS STREET ORLANDO FL 328031248 590724459 501(C)(3) 80192 SEE PART IV AERODYNE RESEARCH INC 45 MANNING ROAD BILLERICA MA 01821 042471226 43749 SEE PART IV ALAMEDA HEALTH SYSTEM PO BOX 45730 SAN FRANCISCO CA 941450730 943302014 STATE OF CA 1106672 SEE PART IV ALBERT EINSTEIN 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ASSOCIATION INC PO BOX 209037 NEW HAVEN CT 06520 066069930 501(C)(3) 80000 CHARITABLE CONTRIBUTION AND COMMUNITY SUPPORT 311 29 STUDENT STIPENDS AND FELLOWSHIPS 7310 119623954 SCHOLARSHIPS 10499 485559788 COST TUITION REDUCTION HEALTH PREMIUM AWARDS 4572 17203451 COST HEALTHCARE PRIZES AND AWARDS 2208 7778222 Schedule I, Part II SUBAWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. Schedule I, Part III COLUMN B - NUMBER OF RECIPIENTS THE AMOUNTS REPORTED IN PART III REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2024 BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2024. Schedule I, Part II, Line 1 COLUMN H - PURPOSE OF GRANT OR ASSISTANCE SUBAWARDS - SPONSORED RESEARCH Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. WITH RESPECT TO SPONSORED PROJECT ACTIVITY SUBCONTRACTED TO OTHER ENTITIES, THE UNIVERSITY'S POLICY AND PROCEDURES FOR MONITORING SUB RECIPIENT AWARDS ("SUBAWARDS") ARE INTENDED TO ESTABLISH APPROPRIATE AND EFFECTIVE MECHANISMS TO PROMOTE COMPLIANCE WITH FEDERAL AND NON-FEDERAL REQUIREMENTS AND CONTRACTUAL ARRANGEMENTS, INCLUDING THE PROPER MONITORING AND STEWARDSHIP OF AWARDED FUNDS. PROPER MONITORING OF A SUBAWARD ENSURES THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES, PERFORMANCE GOALS ARE MET AND THE SUB RECIPIENT IS IN COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUB RECIPIENT AGREEMENT. SUB RECIPIENT MONITORING PROCEDURES INCLUDE BUT ARE NOT LIMITED TO THE FOLLOWING ACTIVITIES: A FORMAL PRE-QUALIFICATION PROCESS FOR SUB RECIPIENTS, PRE-AWARD AND POST-AWARD MONITORING OF SUB RECIPIENTS TO REVIEW THE FINANCIAL STATUS AND MANAGEMENT CONTROLS, COMPLIANCE CERTIFICATIONS, REVIEW OF COMPLIANCE WITH REGULATIONS RELATIVE TO THE USE OF HUMAN SUBJECTS AND ANIMALS, IDENTIFICATION AND REPORTING OF ANY CONFLICT OF INTEREST WITH A SUB RECIPIENT ENTITY, AND A REVIEW OF PERTINENT OTHER ORGANIZATION INFORMATION. IN ACCORDANCE WITH THESE PROCEDURES, THE UNIVERSITY REVIEWS THE SUB RECIPIENT'S ADMINISTRATION, FINANCIAL STATEMENTS, BILLINGS, SCIENTIFIC PROGRESS, TECHNICAL REPORTS, AND DELIVERABLES OF AN ACTIVE SUBAWARD REGULARLY AND CONDUCTS ON-GOING RISK ASSESSMENTS AS WELL AS MONTHLY QUALITY ASSURANCE REVIEWS ON RANDOMLY SELECTED SUBAWARDS. IN ADDITION TO A MONTHLY DEPARTMENTAL REVIEW, THE UNIVERSITY MONITORS A SUB RECIPIENT'S COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE SUBAWARD ANNUALLY AND UPON CLOSEOUT OF THE SUB RECIPIENT AGREEMENT. IF ANY OF THESE MONITORING PROCEDURES RESULT IN FINDINGS, THE UNIVERSITY WILL TAKE CORRECTIVE ACTION AS NECESSARY. THE PROCEDURES SERVE TO ENSURE THAT THE SUBAWARD FUNDS ARE USED FOR PROPER PURPOSES AND NOT DIVERTED FROM THEIR INTENDED USE. X X X X X true true X X X X X false true false false false false false true true true Peter Salovey Trustee & President 1552669 0 0 0 782860 0 37245 0 80568 0 2453342 0 180000 0 Pericles Lewis Former VP for Global Strategy 517293 0 0 0 22500 0 37245 0 89906 0 666944 0 0 0 Benjamin Polak Former Provost 473533 0 0 0 22500 0 37245 0 26557 0 559835 0 0 0 Karen Peart Former Interim VP for Communications 238586 0 0 0 0 0 24945 0 13858 0 277389 0 0 0 Alexander E Dreier Sr VP for Institutional Affairs 808718 0 0 0 72500 0 37245 0 70814 0 989277 0 0 0 Jack Michael Bellamy VP for Facilities, Campus Development & Sustainability 538135 0 50000 0 75401 0 37245 0 5109 0 705890 0 0 0 Jack F Callahan Jr Sr VP for Operations 828950 0 0 0 0 0 37245 0 47182 0 913377 0 0 0 Joan E O'Neill VP for Alumni Affairs & Development 740975 0 0 0 76388 0 37245 0 37993 0 892601 0 0 0 John Barden VP for Technology and Campus Services 472613 0 0 0 0 0 37245 0 37783 0 547641 0 0 0 John Whelan VP for HR 412717 0 0 0 22660 0 37245 0 39191 0 511813 0 0 0 Kimberly M Goff-Crews Secretary & VP for University Life 508171 0 0 0 22500 0 37245 0 13197 0 581113 0 0 0 Renee Kopkowski VP for Communications 295612 0 25000 0 72525 0 35839 0 23869 0 452845 0 0 0 Scott A Strobel Provost 853238 0 0 0 34649 0 37245 0 27218 0 952350 0 0 0 Stephen C Murphy VP for Finance & CFO 574124 0 0 0 22500 0 37245 0 109524 0 743393 0 0 0 Alexander C Banker Former Director of Investments 639138 0 945863 0 22500 0 37245 0 42330 0 1687076 0 240000 0 Robert J Alpern Former Dean, School of Medicine 321909 0 0 0 22500 0 37245 0 2548 0 384202 0 0 0 Dean J Takahashi Former Sr Director, Investments 168616 0 0 0 372096 0 20995 0 31979 0 593686 0 0 0 Matthew S T Mendelsohn Chief Investment Officer 861462 0 1436169 0 22500 0 2085120 0 37839 0 4443090 0 562289 0 Nancy J Brown Dean, School of Medicine 1086144 0 0 0 44813 0 37245 0 21080 0 1189282 0 0 0 Amelia Chivetta Managing Director, Investments 714746 0 930940 0 25462 0 37245 0 14721 0 1723114 0 0 0 Alex Hetherington Managing Director, Investments 708074 0 1042313 0 22500 0 37245 0 35722 0 1845854 0 0 0 John Ricotta Managing Director, Investments 705080 0 975489 0 22500 0 37245 0 37972 0 1778286 0 0 0 Murat Gunel Chair, Neurosurgery 1410853 0 250000 0 22500 0 37245 0 50380 0 1770978 0 0 0 Timothy R Sullivan Sr Director of Private Equity 792754 0 1242348 0 22500 0 37245 0 41154 0 2136001 0 340000 0 Schedule J, Part I, Line 1a First-class or charter travel ON OCCASION DURING THE CALENDAR YEAR 2023, THE UNIVERSITY CHARTERED PRIVATE AIRCRAFT WHEN DEEMED NECESSARY FOR THE CONDUCT OF UNIVERSITY BUSINESS, PURSUANT TO A CORPORATION POLICY. Two OFFICERs TRAVELED ON SUCH FLIGHTS IN 2023 IN ACCORDANCE WITH THE POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALs. In addition, one Key Employee traveled first class on a commercial flight during 2023 due to special circumstances and pursuant to university POLICY. UNDER APPLICABLE RULES, AMOUNTS FOR SUCH TRAVEL WERE NOT REPORTED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUAL. Schedule J, Part I, Line 1a Travel for companions The spouse of one officer on occasion accompanied the officer on university business. The primary purpose of the travel was to conduct university business. Under applicable rules, the cost of travel was not required to be reported as taxable compensation to the listed individual. Schedule J, Part I, Line 1a Tax indemnification and gross-up payments Three OFFICERS RECEIVED TAX GROSS-UP PAYMENTS DURING THE CALENDAR YEAR 2023 FOR CERTAIN LIMITED TAXABLE BENEFITS BASED ON THEIR ESTIMATED RELATED TAX OBLIGATIONS. THESE PAYMENTS WERE TREATED AS TAXABLE COMPENSATION TO THE LISTED INDIVIDUALS. Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF his EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY, THE PRESIDENT is REQUIRED TO LIVE ON CAMPUS IN AN APARTMENT WITHIN THE PRESIDENT'S HOUSE. In addition, in his capacity as Dean of Yale College, a former officer is required to live on campus AS A CONDITION OF HIS EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. THE ESTIMATED FAIR MARKET RENTAL VALUE OF THe HOUSING for both individuals IS INCLUDED AS A NONTAXABLE BENEFIT IN SCHEDULE J, PART II, COLUMN (D). One OFFICER Was PROVIDED a UNIVERSITY RESIDENCE FOR PERSONAL USE DURING THE CALENDAR YEAR 2023. THE VALUE OF THE RESIDENCE WAS DETERMINED PURSUANT TO IRC SECTION 119(D), AS REQUIRED, AND TREATED AS TAXABLE COMPENSATION. IN ADDITION, ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS TREATED AS TAXABLE COMPENSATION TO THE INDIVIDUAL DURING THE CALENDAR YEAR 2023. Schedule J, Part I, Line 1a Health or social club dues or initiation fees The university paid membership dues for one key employee during the calendar year 2023 which was used 100% for business purposes. Under applicable rules, the value of the membership was not required to be reported as taxable compensation to the individual. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan CERTAIN LISTED PERSONS PARTICIPATED IN SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLANS DURING THE CALENDAR YEAR 2023 AS DESCRIBED BELOW: THE UNIVERSITY HAS AGREED TO SUPPLEMENT THE PRESIDENT'S RETIREMENT INCOME BY MAKING AN ANNUAL CONTRIBUTION TO A NON-QUALIFIED DEFERRED COMPENSATION PLAN, SUBJECT TO VESTING CONDITIONS BASED ON CONTINUING SERVICE TO THE UNIVERSITY AND ADJUSTED FOR EARNINGS BASED ON POSITIVE PERFORMANCE OF THE ENDOWMENT. A portion of this benefit VESTED IN 2023 AND IS REFLECTED IN SCHEDULE J, PART II, COLUMN (B)(III). The university previously awarded a bonus to a former key employee that was taxed in the year awarded and subject to deferred payment with adjustments upward or downward depending on performance of the endowment. This former key employee CONTINUES TO RECEIVE EARNINGS RELATED TO PREVIOUSLY AWARDED DEFERRED BONUSES. The earnings associated with the previously awarded deferred bonus paid in 2023 are reflected in Schedule J, Part II, Column (B)(III). Schedule J, Part I, Line 7 Non-fixed payments THE UNIVERSITY PAID one key employee, one former Key Employee and four HIGHLY COMPENSATED EMPLOYEEs BONUSES UNDER A LONG-TERM INCENTIVE COMPENSATION PLAN WHICH PROVIDES FOR DEFERRED VESTING CONTINGENT ON THE PERFORMANCE OF FUTURE SERVICES AND MAY CHANGE UPWARD OR DOWNWARD DEPENDING ON PERFORMANCE OF THE ENDOWMENT PRIOR TO VESTING AND PAYMENT. THE CURRENT YEAR PAYMENT THAT WAS AWARDED IN PREVIOUS YEARS IS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). THE AMOUNT AWARDED IN THE CURRENT YEAR BUT SUBJECT TO DEFERRED VESTING IS INCLUDED AS DEFERRED COMPENSATION ON SCHEDULE J, PART II, COLUMN (C). THE UNIVERSITY ALSO PAID one HIGHLY COMPENSATED EMPLOYEE ADDITIONAL COMPENSATION PURSUANT TO a CLINICAL INCENTIVE PLAN. THE PAYMENT is REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception THERE was one key employee WITH RESPECT TO WHOM AMOUNTS WERE REPORTED IN PART VII WHERE THOSE AMOUNTS WERE PAID OR ACCRUED PURSUANT TO A CONTRACT THAT WAS SUBJECT TO THE INITIAL CONTRACT EXCEPTION DESCRIBED IN REGS. SECTION 53.4958-4(A)(3). THE COMPENSATION WAS ALSO APPROVED PURSUANT TO PROCESSES CONSISTENT WITH THE REBUTTABLE PRESUMPTION PROCEDURE DESCRIBED IN REGS. SECTION 53.4958-6(C). Schedule J, Part I, Line 1a Benefits provided EACH ONE OF THE BENEFITS THAT WAS CHECKED WAS PROVIDED PURSUANT TO A WRITTEN POLICY. Schedule J, Part II, Column (D) Nontaxable Benefits IN ADDITION TO THE EMPLOYER COST OF HEALTH, DENTAL AND OTHER NONTAXABLE BENEFITS AVAILABLE ON A NONDISCRIMINATORY BASIS, COLUMN (D) INCLUDES AMOUNTS AWARDED AS SCHOLARSHIP GRANTS TO CHILDREN OF EMPLOYEES UNDER THE UNIVERSITY'S NONDISCRIMINATORY QUALIFIED TUITION REDUCTION PLAN COVERING ALL ELIGIBLE FACULTY AND STAFF WITH SIX OR MORE YEARS OF SERVICE. A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774LZC2 2003-01-08 250000000 SEE PART VI false false false B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774UU60 2010-02-24 579984034 SEE PART VI false false false C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YPD3 2013-07-02 100000000 SEE PART VI false false false D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YRW9 2014-07-23 250000000 SEE PART VI false false false A 125000000 0 252221323 0 0 0 0 0 0 252221323 0 0 2009 false false true true B 247456317 0 580160339 0 0 0 0 0 0 490643522 89516817 0 2012 true false true true C 0 0 100000000 0 0 0 0 0 0 0 100000000 0 2007 true false true true D 0 0 250108651 0 0 0 0 0 0 250108651 0 0 2017 false false true true A false true true false true false 0.0 0.0 0.0 false false true B false false true false true false 0.0 0.005 0.005 false false true C false false true false true false 0.0 0.0 0.0 false false true D false false true false true false 0.0 0.0 0.0 false false true A false false true true true false false false true B false false false true true false false false true C false false true true true false false false true D false false false true true false false false true A true B true C true D true Schedule K, Part II, Line 3 PROCEEDS TOTAL PROCEEDS OF ISSUE REPRESENT THE ISSUE PRICE (PART I, COLUMN (E)) PLUS ANY INVESTMENT EARNINGS. Schedule K, Part III, Line 3b PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED ANY MANAGEMENT OR SERVICE CONTRACTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. Schedule K, Part III, Line 3d PRIVATE BUSINESS USE DURING THE 12-MONTH PERIOD USED TO REPORT ON THE BOND ISSUES, THE ORGANIZATION ROUTINELY REVIEWED RESEARCH AGREEMENTS RELATING TO THE FINANCED PROPERTY FOR PRIVATE BUSINESS USE, USING EITHER IN-HOUSE COUNSEL, OUTSIDE COUNSEL, OR PROFESSIONAL CONTRACT REVIEWERS TRAINED BY COUNSEL. Schedule K, Part III, Line 4 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. Schedule K, Part III, Line 5 PRIVATE BUSINESS USE IN CERTAIN CASES, A BOND ISSUE WITH AN ENTRY OF .00% MAY HAVE FINANCED PROPERTY WITH SOME PRIVATE BUSINESS USE. IN EACH OF THESE CASES, THE PRIVATE BUSINESS USE PERCENTAGE OF THE BOND ISSUE WAS LESS THAN 0.05% AS THE AMOUNTS ARE ROUNDED TO THE NEAREST TENTH OF A PERCENTAGE POINT, PURSUANT TO THE INSTRUCTIONS. Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE NEW MONEY PORTION OF THE 02/24/10 ISSUE IS REPORTED. Schedule K, Part III PRIVATE BUSINESS USE, LINES 4-6 CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): A PORTION OF THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; ONLY THE PRIVATE BUSINESS USE PERTAINING TO THE PORTION OF THE 06/07/17 ISSUE THAT REFUNDED A POST-2002 ISSUE IS REPORTED. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 02/24/10 (CUSIP# 20774UU60): A PORTION OF THE BOND ISSUE RELATING TO THE CONSTRUCTION FUND IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT FEBRUARY 24, 2020 WAS NEGATIVE. Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 1/8/2003 (CUSIP# 20774LZC2) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 2/24/2010 (CUSIP# 20774UU60) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES W BONDS ISSUED 4/2002 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/2/2013 (CUSIP# 20774YPD3) - TO FULLY REDEEM CHEFA SERIES X1 BONDS ISSUED 1/2003 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2015 (CUSIP# 20774YWE3) - TO FULLY REDEEM CHEFA SERIES Y1, Y2, AND Y3 BONDS ISSUED 10/2005 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 7/1/2016 (CUSIP# 20774YJ99) - TO FULLY REDEEM CHEFA SERIES Z1 BONDS ISSUED 10/2007 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX44) - TO FULLY REDEEM CHEFA SERIES Z2 AND Z3 BONDS ISSUED 10/2007 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 6/7/2017 (CUSIP# 20774YX69) - TO FULLY REDEEM CHEFA SERIES T1 AND X3 BONDS ISSUED 11/1997 AND 1/2003, RESPECTIVELY Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 12/22/2017 (CUSIP# 20774Y3D7) - TO FINANCE FACILITIES, ADDITIONS, IMPROVEMENTS, AND RENOVATIONS, AND TO FULLY REDEEM CHEFA SERIES 2010A-2 BONDS ISSUED 2/2010 Schedule K, Part I, Column (f) DESCRIPTION OF PURPOSE CHEFA BONDS ISSUED 07/02/2018 (CUSIP# 20774Y4X2) - TO FULLY REDEEM CHEFA SERIES 2010A-1 BONDS ISSUED 2/2010 Schedule K, Part III Private Business Use, Lines 4-6 CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): THE BOND ISSUE WAS A CURRENT REFUNDING OF A PRE-2003 ISSUE; NO PRIVATE BUSINESS USE OF THE 07/02/18 ISSUE IS REPORTED. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 12/22/17 (CUSIP# 20774Y3D7): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 1, 2023 WAS NEGATIVE. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 01/08/03 (CUSIP# 20774LZC2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 01/08/2023 resulted in no liability. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/13 (CUSIP# 20774YPD3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2023 resulted in no liability. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 7/23/2014 (CUSIP# 20774YRW9): A PORTION OF THE BOND ISSUE IS SUBJECT TO REBATE. THE REBATE LIABILITY COMPUTED AT JULY 23, 2019 WAS NEGATIVE. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/15 (CUSIP# 20774YWE3): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2020 resulted in no liability. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/01/16 (CUSIP# 20774YJ99): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/01/2021 resulted in no liability. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX44): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 06/07/17 (CUSIP# 20774YX69): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 06/07/2022 resulted in no liability. Schedule K, Part IV, Line 2c ARBITRAGE CALCULATION CHEFA BONDS ISSUED 07/02/18 (CUSIP# 20774Y4X2): We are acknowledging that we are aware of the computation requirement even though no funds were subject to rebate. The rebate liability computed at 07/02/2023 resulted in no liability. Schedule K, Part III, Line 8a Private Business Use One parcel of real property, as to which tax-exempt bond proceeds were used to finance only improvements thereon and not the real property itself, was sold after the improvements had no remaining economic life and had been written off by the University. Proceeds from the sale were attributable solely to the value of the land transferred. Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 01/08/2023 Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 02/24/2020 Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2023 Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/23/2019 Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2020 Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2021 Schedule K, Part IV, Line 2c COLUMN C Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022 Schedule K, Part IV, Line 2c COLUMN D Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 06/07/2022 Schedule K, Part IV, Line 2c COLUMN A Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/01/2023 Schedule K, Part IV, Line 2c COLUMN B Issuer name: STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY The calculation for computing no rebate due was performed on 07/02/2023 A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YWE3 2015-07-01 300000000 SEE PART VI false false false B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YJ99 2016-07-01 399995657 SEE PART VI false false false C STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YX44 2017-06-07 199998620 SEE PART VI false false false D STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774YX69 2017-06-07 249989726 SEE PART VI false false false A 0 0 300000000 0 0 0 0 0 0 0 300000000 0 2012 true false true true B 0 0 399995657 0 0 0 0 0 0 0 399995657 0 2012 true false true true C 0 0 199998620 0 0 0 0 0 0 0 199998620 0 2012 true false true true D 0 0 249989726 0 0 0 0 0 0 0 249989726 0 2009 true false true true A false true true false true false 0.001 0.0 0.001 false false true B false true true false true false 0.0 0.0 0.0 false false true C false true true false true false 0.001 0.0 0.001 false false true D false true true false true false 0.0 0.0 0.0 false false true A false false true true true false false false true B false false true true true false false false true C false false true true true false false false true D false false true true true false false false true A true B true C true D true A STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774Y3D7 2017-12-22 452759255 SEE PART VI false false false B STATE OF CONNECTICUT HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 060806186 20774Y4X2 2018-07-02 79969108 See Part VI false false false A 0 0 454448840 0 3846 0 0 0 0 301692656 152139095 0 2019 false true true true B 0 0 79969108 0 0 0 0 0 0 0 79969108 0 2002 true false true true A false false true false true false 0.0 0.002 0.002 false false true B 0.0 A false false false true true false false false true B false false true true false false false false true A true B true Nancy J Brown Key Employee Housing X 100000 11666 false false true Nancy J Brown Key Employee Housing X 100000 100000 false false true 111666 129500 scholarships See Part V 4500 Tuition Reimbursements See Part V STEFANIE MARKOVITS SPOUSE OF BENJAMIN POLAK, A FORMER OFFICER 237346 COMPENSATION AND BENEFITS, PROFESSOR OF ENGLISH false PAT PREISIG SPOUSE OF ROBERT ALPERN, A Former KEY EMPLOYEE 247323 COMPENSATION AND BENEFITS, PROFESSOR, MEDICINE (NEPHROLOGY) AND CELLULAR AND MOLECULAR PHYSIOLOGY false Wendy Sharp SPOUSE OF DEAN TAKAHASHI, A FORMER KEY EMPLOYEE 125298 COMPENSATION AND BENEFITS, Assistant Professor Adjunct, School of Music false Schedule L, Part II, Column (h) LOAN APPROVAL THE LOANs REPORTED ON SCHEDULE L, PART II Were MADE AND APPROVED PURSUANT TO UNIVERSITY COMPENSATION POLICIES. Schedule L, Part III, Column (e) Purpose of assistance The scholarship grants represent amounts awarded to interested persons under the university's nondiscriminatory qualified tuition reduction plan covering all eligible faculty and staff with six or more years of service. In addition, an interested person received tuition reimbursements which qualified as a working condition fringe benefit under IRC Section 132(d). X 77 0 Other - N/A X 0 Other X 888 152115294 Market value X 5 7965001 Other - Sale of Comp. Property X 5 1811536 Other - Sale of Comp. Property X 2 1350519 Other - SALE OF COMP. PROPERTY X 1 0 Other - N/A X 3 0 Other - N/A X Equipment 1 0 Other - N/A X Furniture 1 0 Other - N/A X royalty interest in literary/musical works, self-created work 1 0 Other - N/A X Digital Assets 1 25674 Market value X rights interest in literary/musical works, self-created work 1 0 Other - N/A 46 false true true Schedule M, Part I, Line 32b Third parties used to solicit, process, or sell noncash contributions OCCASIONALLY, THE UNIVERSITY ENGAGES THIRD PARTIES (E.G., REAL ESTATE BROKERS, AUCTION HOUSES, INVESTMENT BROKERS) TO SELL CERTAIN NON-CASH CONTRIBUTIONS. Schedule M, Part I, Line 33 Noncash contribution amounts not reported PURSUANT TO ACCOUNTING STANDARDS CODIFICATION 958 (ASC 958), THE UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, INCLUDING WORKS OF ART, LITERARY WORKS, HISTORICAL TREASURES AND ARTIFACTS THAT ARE MAINTAINED IN ITS MUSEUMS AND LIBRARIES. NON-CASH CONTRIBUTIONS OF THIS NATURE ARE, THEREFORE, NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. THESE COLLECTIONS ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. OTHER NON-CASH CONTRIBUTIONS WITH NO READILY ASCERTAINABLE FAIR VALUE OR WHICH ARE DEEMED IMMATERIAL ARE NOT RECOGNIZED AS REVENUE FOR FINANCIAL STATEMENT PURPOSES. Schedule M, Part I Explanations of reporting method for number of contributions Art - Works of art - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Books and publications - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Publicly traded - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Equipment AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Partnership, LLC, or trust interests - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Securities - Closely held stock - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Furniture AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - royalty interest in literary/musical works, self-created work AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Real estate - Other - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Historical artifacts - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Scientific specimens - AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - Digital Assets AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Other - rights interest in literary/musical works, self-created work AMOUNTS REPRESENT THE NUMBER OF NON-CASH CONTRIBUTIONS RECEIVED AND RECORDED IN THE CENTRAL CONTRIBUTION DATABASE OF THE UNIVERSITY. Form 990, Part I, Line 6 TOTAL NUMBER OF VOLUNTEERS VOLUNTEERS SUPPORT AND BENEFIT THE UNIVERSITY IN A WIDE VARIETY OF ACTIVITIES, PROGRAMS, AND SERVICES. WHILE YALE UNIVERSITY DOES NOT TRACK THE NUMBER OF ITS VOLUNTEERS, THE UNIVERSITY ESTIMATES THAT THE NUMBER OF VOLUNTEERS WAS APPROXIMATELY 15,000 DURING FYE 6/30/24. Form 990, Part III, Line 1 DESCRIPTION OF ORGANIZATION MISSION YALE IS COMMITTED TO IMPROVING THE WORLD TODAY AND FOR FUTURE GENERATIONS THROUGH OUTSTANDING RESEARCH AND SCHOLARSHIP, EDUCATION, PRESERVATION, AND PRACTICE. YALE EDUCATES ASPIRING LEADERS WORLDWIDE WHO SERVE ALL SECTORS OF SOCIETY. WE CARRY OUT THIS MISSION THROUGH THE FREE EXCHANGE OF IDEAS IN AN ETHICAL, INTERDEPENDENT, AND DIVERSE COMMUNITY OF FACULTY, STAFF, STUDENTS, AND ALUMNI. Form 990, Part III, Line 4d Description of other program services (Expenses $ 826,650,345 including grants of $ 15,993,617)(Revenue $ 135,551,689) OTHER PROGRAM SERVICES INCLUDE ACADEMIC SUPPORT, PUBLIC SERVICE, AND OTHER INSTITUTIONAL SUPPORT. Form 990, Part VI, Line 1b NUMBER OF VOTING MEMBERS WHO ARE INDEPENDENT THERE ARE TWO EX-OFFICIO TRUSTEES, THE GOVERNOR OF CONNECTICUT AND THE LIEUTENANT GOVERNOR OF CONNECTICUT. HISTORICALLY, THESE INDIVIDUALS DO NOT PARTICIPATE IN GOVERNANCE ACTIVITIES AT THE UNIVERSITY AND THEY ARE REPORTED AS INDEPENDENT. Form 990, Part VI, Line 4 Significant changes to organizational documents During the FYE 6/30/24, a corporation resolution was amended to make more uniform the monetary thresholds for corporation approval of certain transactions, adjust the signature authority of certain officers, and update the position titles or descriptions for a senior vice president and two vice presidents. In addition, during the FYE 6/30/24 the Yale Corporation By-Laws were amended to update the name of the Peabody Museum. Form 990, Part VI, Line 5 Diversion of organization assets THE UNIVERSITY HAS A SYSTEM OF INTERNAL CONTROLS DESIGNED TO PREVENT AND IDENTIFY THE DIVERSION OF ITS ASSETS. DURING THE FISCAL YEAR ENDED JUNE 30, 2024, THE UNIVERSITY BECAME AWARE OF INAPPROPRIATE DIVERSIONS OF UNIVERSITY FUNDS TOTALING APPROXIMATELY $506,000 INVOLVING TEN UNIVERSITY EMPLOYEES, ACTING SEPARATELY, WHO FALSELY CHARGED AND MISREPRESENTED PERSONAL EXPENSES AS BUSINESS EXPENSES ON UNIVERSITY- ISSUED PURCHASING CARDS. ONCE THE FRAUD WAS DISCOVERED, YALE CONDUCTED A THOROUGH INTERNAL INVESTIGATION AND CONCLUDED THAT NO OFFICERS, TRUSTEES, DISQUALIFIED PERSONS, OR OTHER EMPLOYEES WERE COMPLICIT IN THE DIVERSION OF THESE FUNDS. YALE TOOK NECESSARY ACTION WHICH INCLUDED NOTIFYING RELEVANT LAW ENFORCEMENT AUTHORITIES AS APPROPRIATE, FULLY COOPERATING WITH THEIR INVESTIGATION, AND EITHER TERMINATING THE EMPLOYMENT OF EMPLOYEES INVOLVED OR SUBJECTING THEM TO DISCIPLINARY ACTION PURSUANT TO UNIVERSITY POLICY. YALE HAS ACTED TO PREVENT FUTURE DIVERSIONS BY FURTHER STRENGTHENING ITS FINANCIAL PROCESSES, POLICIES, AND INTERNAL CONTROLS. SPECIFICALLY, YALE HAS EXPANDED EFFORTS TO PROMOTE A STRONG INTERNAL CONTROL CULTURE, CLARIFY ROLES AND RESPONSIBILITIES, DEVELOP A RISK-BASED QUALITY ASSURANCE FUNCTION, PROVIDE A ROBUST COMPLIANCE TRAINING PROGRAM FOCUSED ON ETHICS, INTERNAL CONTROLS, AND FRAUD AWARENESS, AND STRENGTHEN FEEDBACK LOOPS THAT LEAD TO CONTINUOUS IMPROVEMENT AND ACCOUNTABILITY. THESE UNIVERSITY-WIDE INITIATIVES WILL CONTRIBUTE TO ADVANCING A STRONG CULTURE OF FINANCIAL INTEGRITY, ACCOUNTABILITY, INSIGHT AND STEWARDSHIP OF YALE RESOURCES. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE GOVERNING BODY INCLUDES SIX ALUMNI TRUSTEES WHO ARE ELECTED BY THE ALUMNI. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 WAS REVIEWED BY SENIOR MANAGEMENT. IN ADDITION, THE UNIVERSITY DISTRIBUTED A DRAFT COPY OF FORM 990 TO THE CORPORATION AUDIT COMMITTEE, COMPRISED OF four MEMBERS OF THE UNIVERSITY'S GOVERNING BODY. MEMBERS OF SENIOR MANAGEMENT MET WITH CERTAIN UNIVERSITY OFFICERS AND THE CORPORATION AUDIT COMMITTEE TO DISCUSS THE DRAFT FORM 990 AND ANSWER ANY QUESTIONS PRIOR TO FILING. Form 990, Part VI, Line 12c Conflict of interest policy THE YALE UNIVERSITY CONFLICT OF INTEREST POLICY OBLIGATES EACH OFFICER, TRUSTEE, AND KEY EMPLOYEE TO PROMPTLY DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AS DEFINED IN THE POLICY. EACH SUCH PERSON MUST SIGN A STATEMENT ANNUALLY AFFIRMING THAT HE OR SHE HAS RECEIVED A COPY OF THE CONFLICT OF INTEREST POLICY, HAS READ AND UNDERSTANDS THE POLICY, AGREES TO COMPLY WITH THE POLICY, AND UNDERSTANDS THAT THE CORPORATION IS CHARITABLE AND IN ORDER TO MAINTAIN ITS EXEMPTION IT MUST ENGAGE PRIMARILY IN ACTIVITIES WHICH ACCOMPLISH ONE OR MORE OF ITS TAX-EXEMPT PURPOSES. IN CONNECTION WITH ANY ACTUAL OR POSSIBLE CONFLICT OF INTEREST, AN INTERESTED PERSON MUST DISCLOSE THE EXISTENCE OF HIS OR HER FINANCIAL INTEREST AND BE GIVEN THE OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS TO THE DIRECTOR AND MEMBERS OF THE COMMITTEE WITH GOVERNING BOARD DELEGATED POWERS CONSIDERING THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER DISCLOSURE OF A POTENTIAL CONFLICT OF INTEREST, THE INTERESTED PERSON IS EXCUSED FROM THE GOVERNING BOARD OR COMMITTEE MEETING WHILE THE DETERMINATION OF A CONFLICT OF INTEREST IS MADE, AND IS RECUSED FROM PARTICIPATING IN ANY VOTE ON THE MATTER. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE annual PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT INCLUDED INITIAL REVIEW BY THE COMMITTEE ON COMPENSATION (THE COMPENSATION COMMITTEE) OF THE YALE CORPORATION (YALE UNIVERSITY'S GOVERNING BOARD), A RECOMMENDATION VOTED BY THE COMMITTEE TO THE YALE CORPORATION, AND FULL REVIEW AND VOTE BY THE YALE CORPORATION. BOTH REVIEWS INCLUDED REVIEW OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER UNIVERSITIES, AS COMPILED BY A PROFESSIONAL COMPENSATION CONSULTANT RETAINED BY THE COMPENSATION COMMITTEE FOR THE PURPOSE, AND REVIEW OF INFORMATION ON SUCH COMPARABLE POSITIONS FROM IRS FORMS 990 FOR SIMILAR ORGANIZATIONS; BOTH REVIEWS CONSIDERED SUCH DATA IN LIGHT OF THE PERFORMANCE OF THE PRESIDENT, WHICH WAS REVIEWED BY THE COMPENSATION COMMITTEE AND BY THE YALE CORPORATION. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND THE PROCEEDINGS OF THE YALE CORPORATION EACH WERE DOCUMENTED IN MINUTES OF THE RESPECTIVE BODY, CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. Form 990, Part VI, Line 15b Process to establish compensation of other employees THE annual PROCESS FOR DETERMINING COMPENSATION OF THE OFFICERS CONSISTED OF REVIEW BY THE COMPENSATION COMMITTEE OF THE RECOMMENDATIONS MADE BY THE PRESIDENT, CONSIDERING THE PERFORMANCE OF EACH OFFICER, AND REVIEW OF DATA ON COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS, AS COLLECTED BY A PROFESSIONAL COMPENSATION CONSULTANT THROUGH SURVEYS; THE COMPENSATION COMMITTEE VOTED RECOMMENDATIONS ON COMPENSATION OF SUCH INDIVIDUALS TO THE YALE CORPORATION. THE YALE CORPORATION RECEIVED THE RECOMMENDATIONS OF THE COMPENSATION COMMITTEE, AND DISCUSSED THESE WITH THE PRESIDENT, WHO REVIEWED THE PERFORMANCE OF EACH OFFICER WITH THE YALE CORPORATION, AND ALSO THE COMPARABLE COMPENSATION INFORMATION. THE YALE CORPORATION THEN VOTED ON THE COMPENSATION OF EACH OFFICER. THE PROCEEDINGS OF THE COMPENSATION COMMITTEE AND OF THE CORPORATION EACH WERE DOCUMENTED IN MINUTES CONTEMPORANEOUSLY ADOPTED AND RETAINED IN THE RECORDS OF THE RESPECTIVE BODY, ALONG WITH THE DATA ON COMPARABLE COMPENSATION THAT WAS RELIED UPON. OF THE KEY EMPLOYEES, THE COMPENSATION OF THE DEAN, SCHOOL OF MEDICINE WAS RECOMMENDED BY THE PRESIDENT TO THE COMPENSATION COMMITTEE, AND REVIEWED BY THAT COMMITTEE IN CONJUNCTION WITH ITS REVIEW OF THE PERFORMANCE OF THE DEAN AND CONSIDERATION OF DATA ON THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER INSTITUTIONS COMPILED BY AN INDEPENDENT COMPENSATION CONSULTANT. THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION, AND CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. WITH RESPECT TO THE CHIEF INVESTMENT OFFICER, THE COMPENSATION COMMITTEE VOTED TO APPROVE THE COMPENSATION AFTER CONSIDERATION OF THE RECOMMENDATIONS OF THE PRESIDENT AND OF THE FOLLOWING: REVIEW OF THE PERFORMANCE of the Chief Investment Officer, INVESTMENT PERFORMANCE OF THE YALE ENDOWMENT OVER DESIGNATED PERIODS, OTHER PERFORMANCE-RELATED INFORMATION, AND AN ANALYSIS OF THE COMPENSATION OF SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT TAXABLE AND TAX-EXEMPT ORGANIZATIONS PREPARED BY AN INDEPENDENT COMPENSATION CONSULTANT RETAINED FOR THE PURPOSE. THE COMPENSATION COMMITTEE CONTEMPORANEOUSLY DOCUMENTED ITS PROCEEDINGS IN MINUTES RETAINED IN ITS RECORDS ALONG WITH THE COMPENSATION DATA RELIED UPON. NO MEMBER OF THE YALE CORPORATION WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO A COMPENSATION ARRANGEMENT DESCRIBED ABOVE (I.E., BY VIRTUE OF A FAMILY OR BUSINESS RELATIONSHIP) PARTICIPATED IN THE COMPENSATION COMMITTEE REVIEW OR THE VOTE OF THE YALE CORPORATION WITH RESPECT TO SUCH COMPENSATION ARRANGEMENT. Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY'S GOVERNING DOCUMENTS, INCLUDING ANY AMENDMENTS, FINANCIAL STATEMENTS AND Institutional STANDARDS OF CONDUCT ARE AVAILABLE ON THE UNIVERSITY'S WEBSITE OR UPON REQUEST. Form 990, Part VII, Section A, Line 1a, Column (B) AVERAGE HOURS PER WEEK THE NUMBER OF HOURS REPORTED FOR EACH LISTED PERSON IS AN ESTIMATE. THE ESTIMATE FOR TRUSTEES INCLUDES MEETING TIME AND PREPARATION, AS WELL AS ATTENDANCE AT CERTAIN OFFICIAL UNIVERSITY FUNCTIONS DURING THE YEAR, BUT DOES NOT INCLUDE TRAVEL TIME OR ATTENDANCE AT OTHER EVENTS AS TRUSTEES. IN MANY CASES, THE ACTUAL AVERAGE HOURS PER WEEK FOR LISTED PERSONS, OTHER THAN TRUSTEES, EXCEEDED 50 HOURS. Form 990, Part VII, Section A, Line 1a, Column (A) Continuation of titles for each listed person PETER SALOVEY: Professor of Psychology Alexander C. Banker: Sr Director of Finance Murat Gunel: Professor of Neurosurgery & Professor of Genetics & of Neuroscience Nancy J. Brown: Professor of Internal Medicine Alexander E. Dreier: General Counsel & Sr Counselor to the President SCOTT A. STROBEL: PROFESSOR OF MOLECULAR BIOPHYSICS & BIOCHEMISTRY; PROFESSOR OF CHEMISTRY; HOWARD HUGHES MEDICAL INSTITUTE PROFESSOR PERICLES LEWIS: Dean of Yale College; professor of comparative literature Dean Takahashi: Executive Director, Yale Carbon Containment Lab; Professor Adjunct Emeritus of Management BENJAMIN POLAK: PROFESSOR OF ECONOMICS; PROFESSOR OF MANAGEMENT ROBERT J. ALPERN: PROFESSOR OF MEDICINE (NEPHROLOGY) & professor of cellular & molecular physiology Karen Peart: Associate VP, Public Affairs and Communications Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: 43223654, Related or Exempt Function Revenue: 41932778, Unrelated Business Revenue: 1290876, Revenue Excluded from Tax Under Sections 512, 513, or 514: 0; Form 990, Part IX, Line 24 UNRELATED BUSINESS INCOME TAX OTHER EXPENSES INCLUDE $1,096,618 OF STATE UNRELATED BUSINESS INCOME TAX. Form 990, Part XI, Line 9 Other changes in net assets or fund balances Change in funding status of defined benefit plans - XXX-XX-XXXX; Actuarial adjustments for split interest liability - 2837227; Schedule F, Part I, Line 3 BREAKOUT OF INVESTMENTS PURSUANT TO THE FORM INSTRUCTIONS, THE FOLLOWING IS A BREAKOUT OF AMOUNTS REPORTED AS INVESTMENTS: CENTRAL AMERICA AND THE CARIBBEAN: INVESTMENTS = $7,805,098,821 EXPENDITURES = $63,673,815 EAST ASIA AND THE PACIFIC: INVESTMENTS = $4,650,024 EXPENDITURES = $317,012 EUROPE (INCLUDING ICELAND AND GREENLAND): INVESTMENTS = $1,430,761,138 EXPENDITURES = $37,636,304 NORTH AMERICA (CANADA & MEXICO ONLY): INVESTMENTS = $623,530,911 EXPENDITURES = $6,521,096 SOUTH AMERICA: INVESTMENTS = $0 EXPENDITURES = $198,793 SOUTH ASIA: INVESTMENTS = $0 EXPENDITURES = $56,421 SUB-SAHARAN AFRICA: INVESTMENTS = $196,119,329 EXPENDITURES = $0 Schedule F, Part II SUBWARD A SUBAWARD IS AN AWARD OF FINANCIAL SUPPORT FROM THE UNIVERSITY TO A QUALIFIED THIRD PARTY PRIMARILY TO PERFORM RESEARCH AND OTHER RELATED PROGRAMMATIC EFFORTS UNDER A SPONSORED RESEARCH PROJECT. Schedule F, Part II, Line 3 NUMBER OF OTHER ORGANIZATIONS OR ENTITIES THE TOTAL NUMBER REPORTED ON LINE 3 INCLUDES TAX-EXEMPT ORGANIZATIONS AND PUBLIC INSTITUTIONS. MOST OF THE SUBAWARD RECIPIENTS ARE UNIVERSITIES, HOSPITALS, AND RESEARCH INSTITUTIONS. Schedule F, Part III(c) TOTAL AWARDS THE AMOUNTS REPORTED IN COLUMNS (C) AND (D) REPRESENT AN ESTIMATE OF TOTAL AWARDS FOR THE FISCAL YEAR ENDED JUNE 30, 2024, BASED ON INFORMATION PROVIDED BY THE UNIVERSITY'S UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS. SOME STUDENTS RECEIVED MORE THAN ONE AWARD DURING THE FISCAL YEAR ENDED JUNE 30, 2024. Schedule J, Part II, Column (F) COMPENSATION REPORTED IN PRIOR FORM 990 THIS AMOUNT IS ALSO INCLUDED IN COLUMN (E). IT IS, THEREFORE, DOUBLE REPORTED IN PART II AND DOES NOT REPRESENT ADDITIONAL COMPENSATION. FORM 990, PART VII, SECTION B, COLUMN(C) COMPENSATION THE AMOUNT REPORTED REPRESENTS DIRECT CASH PAYMENTS MADE DURING THE CALENDAR YEAR 2023 TO INDEPENDENT CONTRACTORS FOR SERVICES. FOR CONSTRUCTION and related SERVICES, THE FEES REPRESENT THE ENTIRE CONTRACT COST. Schedule B, Part I, Column D Contributor No. 1 THIS CONTRIBUTION REPRESENTS A PLEDGE. IT IS UNKNOWN AT THIS TIME WHETHER THE PLEDGE WILL BE SATISFIED WITH CASH AND/OR NON-CASH PROPERTY. Investment Holdco LLC C/O Yale University PO Box 208239 New Haven CT 065208239 814546058 Investment DE -42065883 11494025031 Yale University Boylston LLC C/O Yale University PO Box 208239 New Haven CT 065208239 463324804 Investment DE 21397364 5333508985 Yale University Fir Co LLC C/O Yale University PO Box 208239 New Haven CT 065208239 923328645 Investment DE -94440637 4761288549 Yale University Alder Co LLC C/O Yale University PO Box 208239 New Haven CT 065208239 922885369 Investment DE 44169290 458645110 Yale University Anaxagoras LP C/O Yale University PO Box 208239 New Haven CT 065208239 854296496 Investment DE 0 160450554 Yale University WE 150 Munson LLC C/O Yale University PO Box 208239 New Haven CT 065208239 260233373 Investment DE 0 29572254 Yale University Fenix I LLC C/O Yale University PO Box 208239 New Haven CT 065208239 262863129 Investment DE 0 28083732 Yale University Harbor Hills Investments LLC C/O Yale University PO Box 208239 New Haven CT 065208239 200099423 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065208239 943106692 Investment CA Yale University Excluded 132410146 1387363853 true 0 false 0.9044 Foxway LP C/O Yale University PO Box 208239 New Haven CT 065208239 463794906 Investment DE Yale University Excluded 51362643 1256630003 false 0 false 0.9907 667 LP C/O Yale University PO Box 208239 New Haven CT 065208239 061609184 Investment DE BBF I Holdings LP Excluded 147257848 965621331 false 0 false 0.8373 BBF I HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 208497574 Investment NV Fifth Century LP Excluded 498376963 745624605 false 0 false 0.996 LONG TERM VALUE FUND LP C/O Yale University PO Box 208239 New Haven CT 065208239 980623624 Investment CJ LAUREL 2008 LP Excluded 98125856 707816357 true 0 false 0.9212 YB Institutional LP C/O Yale University PO Box 208239 New Haven CT 065208239 043431530 Investment DE Yale University Excluded 19237045 585348581 true -4547013 false 0.988 HIGH STREET PARTNERS LTD C/O Yale University PO Box 208239 New Haven CT 065208239 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CT 065208239 831481792 Investment DE Yale University Excluded 1615224 250209440 true 0 false 0.5718 WEN YUAN Ltd C/O Yale University PO Box 208239 New Haven CT 065208239 981498670 Investment CJ Fourth Century LLC Excluded -25891360 223687866 false 0 false 0.9974 Itiner VI Victrix LP C/O Yale University PO Box 208239 New Haven CT 065208239 842824716 Investment DE Yale University Excluded 3165702 162557117 false 0 false 1 Strategic Residential Fund II LLC C/O Yale University PO Box 208239 New Haven CT 065208239 043584406 Investment DE Yale University Excluded -2669279 160489915 false 0 false 0.95 Panco Strategic Real Estate Fund V-R LP C/O Yale University PO Box 208239 New Haven CT 065208239 871013228 Investment DE Yale University Excluded 0 159328644 true 0 false 0.5574 Manaslu Fund III LP C/O Yale University PO Box 208239 New Haven CT 065208239 981556897 Investment CJ Yale University Excluded 1406902 127318816 true 0 false 0.5442 M&H REALTY PARTNERS VI LP C/O Yale University PO Box 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HHLR Yali Feeder Ltd Excluded -48123265 50506481 false 0 false 0.6991 Yellow Warbler LP C/O Yale University PO Box 208239 New Haven CT 065208239 260342603 Investment TX Fourth Century LLC Excluded 216475922 49257090 true -333057 false 0.9579 RAMSGATE VIII LLC C/O Yale University PO Box 208239 New Haven CT 065208239 205259910 Investment DE Fourth Century LLC Excluded 0 44410715 false 0 false 0.7984 Keyframe 3523 Fund LP C/O Yale University PO Box 208239 New Haven CT 065208239 881891420 Investment DE Yale University Excluded 1922200 39878700 true 0 false 0.9566 The Lyme Forest Fund V TE LP C/O Yale University PO Box 208239 New Haven CT 065208239 832527383 Investment DE Yale University Unrelated -61066 37723095 false -267533 false 0.8616 PEPF IV HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 260290250 Investment NV Fifth Century LP Excluded 3788 36737205 false 0 false 0.996 CAUTHEN VIII LLC C/O Yale University PO Box 208239 New Haven CT 065208239 452750613 Investment 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HERNDON LLC C/O Yale University PO Box 208239 New Haven CT 065208239 371659934 Investment DE Fourth Century LLC Excluded 514688 26750011 false 0 false 0.7984 ECP II HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 260151337 Investment NV Fifth Century LP Excluded 13985754 24407233 false 0 false 0.996 HERNDON IV LLC C/O Yale University PO Box 208239 New Haven CT 065208239 471698457 Investment DE Fourth Century LLC Excluded -5272997 23027766 true 267512 false 0.7984 Farallon Capital Institutional Partners 25 LP C/O Yale University PO Box 208239 New Haven CT 065208239 943388317 Investment DE Yale University Unrelated -5314821 22929236 true -5316792 false 0.8726 GREENFIELD LAND PARALLEL PARTNERS I LP C/O Yale University PO Box 208239 New Haven CT 065208239 204411467 Investment DE Fourth Century LLC Unrelated -50019 22485266 true -50145 false 0.988 VERNON LLC C/O Yale University PO Box 208239 New Haven CT 065208239 800904292 Investment DE Fourth Century LLC Excluded 2390266 20422539 false 0 false 0.7984 Harbor Hills Development LP C/O Yale University PO Box 208239 New Haven CT 065208239 161453802 Investment DE Harbor Hills Holdings LP Unrelated 1028412 18802345 false 932180 false 0.99 Sail NH LP C/O Yale University PO Box 208239 New Haven CT 065208239 844561633 Investment DE Yale University Excluded 2214 18551192 true 0 false 0.8865 RADFORD LLC C/O Yale University PO Box 208239 New Haven CT 065208239 455470954 Investment DE Fourth Century LLC Excluded -2578898 17803543 false 0 false 0.7984 SP 8 HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 260558478 Investment NV Fifth Century LP Excluded 25382 17042955 false 0 false 0.996 CAUTHEN LLC C/O Yale University PO Box 208239 New Haven CT 065208239 202776143 Investment DE Fourth Century LLC Excluded 5696 17015205 true 150 false 0.7984 Manaslu Fund II LP C/O Yale University PO Box 208239 New Haven CT 065208239 981158285 Investment CJ Fourth Century LLC Excluded 5702736 16450641 true 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LLC Excluded 5632323 8235208 false 0 false 0.7984 YUMA LP C/O Yale University PO Box 208239 New Haven CT 065208239 261584783 Investment NV Fifth Century LP Excluded 791 7863213 false 0 false 0.7984 SANGAMORE III LLC C/O Yale University PO Box 208239 New Haven CT 065208239 260753284 Investment DE Fourth Century LLC Unrelated -304581 7386556 true -162479 false 0.7984 BARTON-A LLC C/O Yale University PO Box 208239 New Haven CT 065208239 611732894 Investment DE Fourth Century LLC Excluded 1347457 7151794 false 0 false 0.7984 IRIS 2009 LP C/O Yale University PO Box 208239 New Haven CT 065208239 264100777 Investment NV Fifth Century LP Excluded -774462 6599414 false 0 false 0.996 JBG Investment Fund IV LLC C/O Yale University PO Box 208239 New Haven CT 065208239 010815265 Investment DE Fourth Century LLC Unrelated -686565 6419007 true -701784 false 0.5988 YADKIN IV LLC C/O Yale University PO Box 208239 New Haven CT 065208239 461569715 Investment DE Fourth Century LLC Excluded -727261 6186070 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C/O Yale University PO Box 208239 New Haven CT 065208239 371567347 Investment DE Fourth Century LLC Excluded 0 4925404 false 0 false 0.7984 RAMSGATE IX LLC C/O Yale University PO Box 208239 New Haven CT 065208239 208833887 Investment DE Fourth Century LLC Excluded 0 4921882 false 0 false 0.7984 FIF IV (CFA) HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 204764198 Investment NV Fifth Century LP Unrelated -372431 4573056 true -348302 false 0.996 HUIDIKOPER LP C/O Yale University PO Box 208239 New Haven CT 065208239 264196504 Investment NV Fifth Century LP Excluded -517343 4408421 false 0 false 0.7984 KENHOWE LLC C/O Yale University PO Box 208239 New Haven CT 065208239 881786442 Investment DE Fourth Century LLC Excluded 507 4321336 false 0 false 0.8733 RANNOCH LLC C/O Yale University PO Box 208239 New Haven CT 065208239 881780056 Investment DE Fourth Century LLC Excluded 9236 4264390 false 0 false 0.8733 Elm Street Ventures LP C/O Yale University PO Box 208239 New Haven CT 065208239 043843574 Investment DE Yale University Excluded -365646 4250241 true 0 false 0.5367 MAYHEW LLC C/O Yale University PO Box 208239 New Haven CT 065208239 881815816 Investment DE Fourth Century LLC Excluded 1135 3929467 false 0 false 0.8733 Morris Island Partners LP C/O Yale University PO Box 208239 New Haven CT 065208239 464538290 Investment DE Fourth Century LLC Excluded 634 3821210 false 0 false 0.9878 UHLE LLC C/O Yale University PO Box 208239 New Haven CT 065208239 273981909 Investment DE Fourth Century LLC Excluded 4153022 3739825 false 0 false 0.7984 CALVERT LP C/O Yale University PO Box 208239 New Haven CT 065208239 203960036 Investment NV Fifth Century LP Excluded 6554826 3520246 true 40572 false 0.7984 ANACONDA LP C/O Yale University PO Box 208239 New Haven CT 065208239 980596408 Investment CA Fifth Century LP Excluded -974237 3384271 false 0 false 0.988 GLOSTER III LLC C/O Yale University PO Box 208239 New Haven CT 065208239 208833953 Investment DE Fourth Century LLC Excluded 0 3318055 false 0 false 0.7984 FRC II HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 261670120 Investment NV Fifth Century LP Excluded -92528 3261110 false 0 false 0.996 WOODWAY LP C/O Yale University PO Box 208239 New Haven CT 065208239 261206761 Investment NV Fifth Century LP Excluded 3029 3118963 false 0 false 0.7984 WYNNWOOD VIII LP C/O Yale University PO Box 208239 New Haven CT 065208239 263294405 Investment NV Fifth Century LP Excluded 170648 3102608 true -70696 false 0.7984 YADKIN LLC C/O Yale University PO Box 208239 New Haven CT 065208239 202707395 Investment DE Fourth Century LLC Excluded -314017 2724382 true 3598 false 0.7984 KCF HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 208861865 Investment NV Fifth Century LP Excluded -266416 2695985 false 0 false 0.996 DENT VI LP C/O Yale University PO Box 208239 New Haven CT 065208239 262867610 Investment NV Fifth Century LP Excluded 118802 2676399 false 0 false 0.7984 CAUTHEN IX LLC C/O Yale University PO Box 208239 New Haven CT 065208239 465376519 Investment DE Fourth Century LLC Unrelated 165697 2522351 true 86063 false 0.7984 CAUTHEN VI LLC C/O Yale University PO Box 208239 New Haven CT 065208239 208202030 Investment DE Fourth Century LLC Excluded -64365 2483457 true -25101 false 0.7984 BCVF 2007 HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 205965183 Investment NV Fifth Century LP Excluded -40890 2412225 false 0 false 0.996 BE III HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 205495967 Investment NV Fifth Century LP Excluded -409 2222489 false 0 false 0.996 BOF HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 205923569 Investment NV Fifth Century LP Excluded -893991 2079819 false 0 false 0.996 WHITEHAVEN LLC C/O Yale University PO Box 208239 New Haven CT 065208239 263915778 Investment DE Fourth Century LLC Excluded -12188 2038667 false 0 false 0.7984 WILSON LP C/O Yale University PO Box 208239 New Haven CT 065208239 202232279 Investment NV Fifth Century LP Excluded -262242 1905412 false 0 false 0.7984 RAMSGATE IX A LLC C/O Yale University PO Box 208239 New Haven CT 065208239 261797786 Investment DE Fourth Century LLC Excluded 0 1789776 false 0 false 0.7984 ALAMANCE VII LLC C/O Yale University PO Box 208239 New Haven CT 065208239 452046522 Investment DE Fourth Century LLC Excluded 3374866 1656354 false 0 false 0.7984 WESTPATH LLC C/O Yale University PO Box 208239 New Haven CT 065208239 202297672 Investment DE Fourth Century LLC Excluded 3938 1646650 false 0 false 0.7984 MEP IX LP C/O Yale University PO Box 208239 New Haven CT 065208239 752537935 Investment DE Fourth Century LLC Excluded 1261666 1446424 true 0 false 0.998 ALDERBROOK LP C/O Yale University PO Box 208239 New Haven CT 065208239 202939768 Investment NV Fifth Century LP Excluded 361526 1416320 true -103029 false 0.7984 LORTON LLC C/O Yale University PO Box 208239 New Haven CT 065208239 454238865 Investment DE Fourth Century LLC Excluded 21159369 1147192 false 0 false 0.7984 MEP IV HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 260646713 Investment NV Fifth Century LP Excluded -173725 1096730 false 0 false 0.996 LORTON-A LLC C/O Yale University PO Box 208239 New Haven CT 065208239 454239136 Investment DE Fourth Century LLC Excluded 814239 1020739 false 0 false 0.7984 Freshet Wind Energy LLC C/O Yale University PO Box 208239 New Haven CT 065208239 331200160 Investment DE FWEB LLC Excluded -13281 924041 false 0 false 0.7984 ARLINGTON LLC C/O Yale University PO Box 208239 New Haven CT 065208239 383909979 Investment DE Fourth Century LLC Excluded 2384308 838413 false 0 false 0.7984 CHANDLER LLC C/O Yale University PO Box 208239 New Haven CT 065208239 320438514 Investment DE Fourth Century LLC Excluded 117732 774349 true -23549 false 0.7984 FESSENDEN LP C/O Yale University PO Box 208239 New Haven CT 065208239 262270383 Investment NV Fifth Century LP Excluded 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University PO Box 208239 New Haven CT 065208239 274210952 Investment DE Fourth Century LLC Excluded 4973 4816 false 0 false 0.7984 Bluebart LP C/O Yale University PO Box 208239 New Haven CT 065208239 383979963 Investment DE Yale University Excluded -4465263 0 true 0 false 0.9415 College Street Innovation Fund LLC C/O Yale University PO Box 208239 New Haven CT 065208239 364773553 Investment CT Yale University Excluded 0 0 true 0 false 0.5251 GOLDSBORO LP C/O Yale University PO Box 208239 New Haven CT 065208239 201996058 Investment NV Fifth Century LP Excluded 354229 0 false 0 false 0.7984 JBG Investment Fund III LP C/O Yale University PO Box 208239 New Haven CT 065208239 522384738 Investment DE Fourth Century LLC Excluded 16461 0 false 0 false 0.5703 MACOMB VIII LP C/O Yale University PO Box 208239 New Haven CT 065208239 205681131 Investment NV Fifth Century LP Excluded -1451321 0 false 0 false 0.7984 Motus Fund Ltd C/O Yale University PO Box 208239 New Haven CT 065208239 981253737 Investment CJ Yale University Excluded 120408 0 false 0 true 0.9935 OM HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 205073267 Investment NV Fifth Century LP Excluded -1387246 0 false 0 false 0.996 SCOTT LLC C/O Yale University PO Box 208239 New Haven CT 065208239 273616316 Investment DE Fourth Century LLC Excluded -546080 0 false 0 false 0.7984 SP II HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 260697863 Investment NV Fifth Century LP Excluded -45007 0 false 0 false 0.996 RCP HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 202008465 Investment NV Fifth Century LP Excluded 5832162 -143547 true 3739 false 0.996 HEVP HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 204982016 Investment NV Fifth Century LP Excluded 138109 -2997452 false 0 false 0.996 WINDOM LP C/O Yale University PO Box 208239 New Haven CT 065208239 261768804 Investment NV Fifth Century LP Excluded 13043032 -4646177 true 361149 false 0.7984 SEDGWICK LP C/O Yale University PO Box 208239 New Haven CT 065208239 260483594 Investment NV Fifth Century LP Excluded 4730207 -4714281 true 4386 false 0.7984 NIFL HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 208973999 Investment NV Fifth Century LP Excluded 26350952 -5468680 false 0 false 0.996 RCP II HOLDINGS LP C/O Yale University PO Box 208239 New Haven CT 065208239 260444200 Investment NV Fifth Century LP Excluded 5900945 -6062448 true 5483 false 0.996 Harbor Hills Country Club LP C/O Yale University PO Box 208239 New Haven CT 065208239 161453797 Investment DE Harbor Hills Holdings LP Unrelated -90139 -9556601 false -90139 false 0.99 New FYI Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Wingspan LP C Corporation 494671376 1336236343 0.8824 true The Caeruleus Fund c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Fourth Century LLC C Corporation 140985060 628463329 0.9980 true CRS Fund Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 900314487 Investment CJ CYR Holdings LP C Corporation 10445596 272320807 0.9960 true EMK Capital Partners Feeder LP c/o Yale University PO Box 208239 New Haven CT 065208239 981585317 Investment UK Yale University C Corporation -161195 264348819 0.8899 true PWEB LLC c/o Yale University PO Box 208239 New Haven CT 065208239 273304430 Investment DE Fourth Century LLC C Corporation 7906200 76691621 0.9980 true HHLR Yali Feeder Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 Investment CJ Fourth Century LLC C Corporation -49468090 50458605 0.9980 true Fourth Century Trust c/o Yale University PO Box 208239 New Haven CT 065208239 206699631 Investment CT Yale University Trust 3447746 45450959 1.0000 true LTR Focus Fund c/o Yale University PO Box 208239 New Haven CT 065208239 Investment MP Yale University C Corporation 857077 43651175 1.0000 true Elementum Opportunities Fund Ltd c/o Yale University PO Box 208239 New Haven CT 065208239 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Schedule R, Part III, Column (h) DISPROPORTIONATE ALLOCATIONS INDICATED IN COLUMN (H) OF PART III GENERALLY RELATE TO I.) A GENERAL PARTNER'S TYPICAL CARRIED INTEREST WITH RESPECT TO PRIVATE FUND INVESTMENTS OR II.) ALLOCATIONS AMONG 501(C)(3) ORGANIZATIONS THAT ARE PARTNERS OR MEMBERS IN AN INVESTMENT ENTITY. Schedule R, Part IV CHARITABLE REMAINDER TRUSTS AS OF JUNE 30, 2024, YALE UNIVERSITY HELD A GREATER THAN 50% BENEFICIAL INTEREST IN 35 CHARITABLE REMAINDER TRUSTS (CRTS). THE UNIVERSITY WAS THE TRUSTEE OF 29 OF THESE CRTS, OF WHICH 27 WERE DOMICILED IN CONNECTICUT, ONE IN MASSACHUSETTS, AND ONE IN NEW YORK. Schedule R, Part V, Line 2 TRANSFERS THIS SCHEDULE REFLECTS ALL TRANSFERS BY YALE UNIVERSITY TO CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES MADE FURTHER TRANSFERS TO OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. IN ADDITION, THIS SCHEDULE REFLECTS ALL TRANSFERS TO YALE UNIVERSITY BY CORPORATIONS, PARTNERSHIPS, OR OTHER ENTITIES CONTROLLED BY YALE AS DEFINED IN IRC SECTION 512(B)(13) AND RELATED TAX-EXEMPT ORGANIZATIONS NOT DESCRIBED IN IRC SECTION 501(C)(3). IN SOME INSTANCES, THESE ENTITIES RECEIVED TRANSFERS FROM OTHER ENTITIES CONTROLLED BY THEM OR YALE UNIVERSITY. Schedule R, Part III, Column (g) End-of-Year-Assets Beginning with the FYE 6/30/21, the IRS requires partnerships to report partner capital accounts on a tax basis using the tax basis method. 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