2025-05-13T14:46:33-05:00 2024-06-30 135565207 KPMG LLP 515 BROADWAY ALBANY NY 022072974 990 2023-07-01 150532081 SYRACUSE UNIVERSITY SYRA 3154433765 640 SKYTOP RD SKYTOP OFFICE BLDG SYRACUSE NY 132445300 BRETT PADGETT SVP & CFO 3154433765 2025-05-06 1 0 GENEVA FURLANO P01877392 5184274600 2025-05-01 2023 2025-03-06 01:10:19Z KENT SYVERUD CROUSE HINDS HALL SYRACUSE NY 13244 2428375927 0 X WWW.SYRACUSE.EDU X 1870 NY SYRACUSE UNIVERSITY IS A NON-PROFIT RESEARCH UNIVERSITY DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. 49 48 17147 1466 19774599 3853074 95341963 104857504 1558516471 1616454854 85111428 143412198 224481 167835 1739194343 1864892391 434775766 457294778 0 0 700766513 753210686 0 0 26461420 470428617 521597633 1605970896 1732103097 133223447 132789294 4268712597 4676447711 1225485910 1347096905 3043226687 3329350806 X ORGANIZATION'S MISSIONAS A UNIVERSITY WITH THE CAPACITY TO ATTRACT AND ENGAGE THE BEST SCHOLARS FROM AROUND THE WORLD, YET SMALL ENOUGH TO SUPPORT A PERSONALIZED AND ACADEMICALLY RIGOROUS STUDENT EXPERIENCE, SYRACUSE UNIVERSITY FACULTY AND STAFF SUPPORT STUDENT SUCCESS BY:- ENCOURAGING GLOBAL STUDY, EXPERIENTIAL LEARNING, INTERDISCIPLINARYSCHOLARSHIP, CREATIVITY, AND ENTREPRENEURIAL ENDEAVORS- BALANCING PROFESSIONAL STUDIES WITH AN INTENSIVE LIBERAL ARTS EDUCATION- PROMOTING A CULTURE OF INNOVATION AND DISCOVERY- SUPPORTING FACULTY, STAFF, AND STUDENT COLLABORATION IN CREATIVE ACTIVITY AND RESEARCH THAT ADDRESS EMERGING OPPORTUNITIES AND SOCIETAL NEEDS- MAINTAINING PRIDE IN OUR LOCATION AND HISTORY AS A PLACE OF ACCESS, ENGAGEMENT, INNOVATION, AND IMPACT. 0 0 932077996 451721279 INSTRUCTION AND DEPARTMENTAL RESEARCH:EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF APPROXIMATELY 15,700 UNDERGRADUATE AND 7,200 GRADUATE AND LAW STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 337573638 5573500 1340734347 STUDENT SERVICES:EXPENDITURES IN THIS AREA INCLUDE SUPPORT SERVICES FOR THE UNIVERSITY'S UNDERGRADUATE FRESHMEN AND SOPHOMORES. THE UNIVERSITY HAS A TWO-YEAR RESIDENCE REQUIREMENT FOR FRESHMEN AND SOPHOMORES WITH THE PRIMARY PURPOSE OF CONTRIBUTING TO THE STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND THEIR INTELLECTUAL, AND SOCIAL DEVELOPMENT OUTSIDE THE FORMAL INSTRUCTION PROGRAM. 88631576 105344094 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES:EXPENDITURES IN THIS AREA INCLUDE RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 292814122 170376413 OTHER PROGRAM SERVICES:OTHER PROGRAM SERVICE EXPENDITURES SUPPORT SYRACUSE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT, STUDENT SERVICES AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. 292814122 170376413 1651097332 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 0 0 1 X 28612 0 1 17147 1 1 1 1 CI FR IT SP UK 0 0 0 1 1 0 0 0 0 1 0 X 49 48 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AZ CA CO FL KY ME MD MA MI NH NC OH OR SC WA X JEAN B GALLIPEAU 3154433765 640 SKYTOP RD SYRACUSE NY 13244 KENT SYVERUD CHANCELLOR AND PRESIDENT 60.00 X X 1189621 0 571273 PATRICK J AHEARN TRUSTEE 1.00 X 0 0 0 RICHARD M ALEXANDER VICE CHAIR 3.00 X 0 0 0 STEVEN W BALLENTINE TRUSTEE 3.00 X 0 0 0 SHARON R BARNER TRUSTEE 1.00 X 0 0 0 STEVEN W BARNES VICE CHAIR 3.00 X 0 0 0 STEVEN R BECKER TRUSTEE 1.00 X 0 0 0 NAOMI BERGMAN TRUSTEE 1.00 X 0 0 0 ANDREW T BERLIN TRUSTEE 3.00 X 0 0 0 MICHAEL E BLACKSHEAR TRUSTEE 1.00 X 0 0 0 LAUREN B CRAMER TRUSTEE 1.00 X 0 0 0 CHRISTINE A CARONA TRUSTEE 1.00 X 0 0 0 VINCENT H COHEN JR TRUSTEE 1.00 X 0 0 0 STEVEN L EINHORN TRUSTEE 1.00 X 0 0 0 CLIFFORD J ENSLEY TRUSTEE 3.00 X 0 0 0 HAROLD A FETNER TRUSTEE 3.00 X 0 0 0 SHELLY L FISHER TRUSTEE 3.00 X 0 0 0 ELISABETH FONTENELLI TRUSTEE 3.00 X 0 0 0 PETER GIANESINI JR TRUSTEE 1.00 X 0 0 0 RAJ-ANN REKHI GILL TRUSTEE 1.00 X 0 0 0 NEIL A GOLD TRUSTEE 1.00 X 0 0 0 BRIAN D GROSSMAN TRUSTEE 1.00 X 0 0 0 STEPHEN H HAGERTY TRUSTEE 1.00 X 0 0 0 DEBORAH A HENRETTA TRUSTEE 1.00 X 0 0 0 ALLEGRA F IVEY TRUSTEE 1.00 X 0 0 0 RICHARD M JONES TRUSTEE 1.00 X 0 0 0 LAWRENCE S KRAMER VICE CHAIR 3.00 X 0 0 0 JOHN A LALLY TRUSTEE 1.00 X 0 0 0 CHRISTINE E LARSEN VICE CHAIR 3.00 X 0 0 0 DEBORAH R LEONE TRUSTEE 3.00 X 0 0 0 JEANNINE L LOSTRITTO TRUSTEE 1.00 X 0 0 0 RAQUEL-ANN MCNABB TRUSTEE 1.00 X 0 0 0 GISELE A MARCUS TRUSTEE 1.00 X 0 0 0 PATRICIA H MAUTINO TRUSTEE 3.00 X 0 0 0 SANDRA CORDOVA MICEK TRUSTEE 1.00 X 0 0 0 MICHAEL A NEWHOUSE TRUSTEE 1.00 X 0 0 0 TONIA O'CONNOR TRUSTEE 1.00 X 0 0 0 RONALD P O'HANLEY TRUSTEE 1.00 X 0 0 0 EDWARD J PETTINELLA TRUSTEE 1.00 X 0 0 0 LOUISE PHANSTIEL TRUSTEE 3.00 X 0 0 0 KENNETH A PONTARELLI TRUSTEE 3.00 X 0 0 0 ELLIOTT I PORTNOY TRUSTEE 1.00 X 0 0 0 DOUGLAS A PRESENT TRUSTEE 3.00 X 0 0 0 KIRTHIGA U REDDY TRUSTEE 1.00 X 0 0 0 JEFFREY M SCRUGGS BOARD CHAIRMAN 10.00 X 0 0 0 MICHAEL T TIRICO TRUSTEE 3.00 X 0 0 0 KATHLEEN A WALTERS CHAIR EMERITUS 2.00 X 0 0 0 MICHAEL R VENUTOLO TRUSTEE 1.00 X 0 0 0 DAVID N WATSON TRUSTEE 1.00 X 0 0 0 HOWARD E WOOLLEY TRUSTEE 3.00 X 0 0 0 DAVID M ZASLAV TRUSTEE 1.00 X 0 0 0 J MICHAEL HAYNIE VC- STRATEGIC INITIATIVES & INNOVATION 60.00 X 874945 0 144261 BRETT PADGETT SVP & CHIEF FINANCIAL OFFICER 60.00 X 780418 0 58685 GRETCHEN RITTER VC, PROVOST & CHIEF ACADEMIC OFFICER 60.00 X 670865 0 118921 MARY OPPERMAN SECRETARY 60.00 X 412490 0 51255 GABE NUGENT GENERAL COUNSEL 60.00 X 275218 0 22761 ALLEN GROVES SVP & CHIEF STUDENT EXP 60.00 X 498343 0 52146 BEHZAD MORTAZAVI DEAN OF ARTS & SCIENCE 60.00 X 217478 0 25777 DINO BABERS FOOTBALL HEAD COACH 60.00 X 12957233 0 55878 JAMES BOEHEIM BASKETBALL HEAD COACH 60.00 X 2609654 0 58323 ADRIAN AUTRY BASKETBALL HEAD COACH 60.00 X 1786673 0 59850 CANDACE CAMPBELL JACKSON SVP AND CHIEF OF STAFF 60.00 X 1095688 0 128696 RODERICK LONG FOOTBALL DEFENSIVE COORDINATOR 60.00 X 906420 0 34418 GWENN JUDGE FORMER VP & CFO 60.00 X 555834 0 54646 MICHELE WHEATLY FORMER VICE CHAN & PROVOST 60.00 X 325662 0 54320 DANIEL FRENCH FORMER SVP & GEN COUNSEL 60.00 X 340145 0 0 ZHANJIANG LIU FORMER INTERIM PROVOST 60.00 X 251175 0 33400 LISA DOLAK FORMER SVP & UNIV SEC/PROF 60.00 X 221483 0 34284 GUILHERME COSTA FORMER INTERIM SECRETARY 60.00 X 124107 0 29410 KARIN RUHLANDT FORMER DEAN OF ARTS & SCI 60.00 X 374423 0 66155 LOIS AGNEW FORMER INTERIM DEAN OF ARTS & SCI 60.00 X 291697 0 52913 26759572 0 1707372 1223 1 1 1 LEGENDS SALES & MARKETING LLC 61 BROADWAY STE 2400 NEW YORK NY 10006 MARKETING 2322861 POPULOUS 4800 MAIN ST STE 300 KANSAS CITY MO 64112 ARCHITECTS 2091338 BARCLAY DAMON LLP 125 E JEFFERSON ST SYRACUSE NY 13202 ATTORNEYS 1872778 ASHLEY MCGRAW ARCHITECTS PC 125 E JEFFERSON ST SYRACUSE NY 13202 ARCHITECTS 1821253 PROSKAUER ROSE LLP 11 TIMES SQUARE NEW YORK NY 100368299 ATTORNEYS 1647874 97 192203 104665301 18913269 104857504 STUDENT SERVICES 611600 1340734347 1340734347 SPONSORED RESEARCH 611600 105344094 105344094 AUXILIARY - RELATED 611710 64110069 64110069 SHERATON SU HOTEL / CO 721110 10825626 10825626 AUXILIARY - UNRELATED 541900 5438134 5438134 90002584 90002584 1616454854 65950822 3501272 62449550 143763 143763 751591 537188 214403 214403 214403 640044857 53053 562532267 104267 77512590 -51214 77461376 77461376 109916 192203 309814 -199898 -199898 ALUMNI TOURS 541800 9567 9567 9567 1864892391 1600191094 19774599 140069194 123490 123490 446450056 446450056 10721232 10721232 6340282 868126 4534302 937854 501648 501648 579254217 548661372 17141692 13451153 42386348 39798612 1541142 1046594 88633025 84154957 2334764 2143304 36095166 33857301 1354274 883591 107710 107710 8494629 1700187 6773295 21147 857229 857229 665000 665000 5856341 5856341 43563084 40290229 2059247 1213608 6973078 6254825 411599 306654 67319771 65315204 1168468 836099 41757659 40447466 737239 572954 653070 653070 67710937 63370109 2805367 1535461 48604138 46848559 966829 788750 4837068 4682702 85489 68877 27136764 27136764 96327410 93390260 1695773 1241377 396641 396641 COGS - AUXILIARIES 21246075 21126406 119669 EQUIP NOT CAPITALIZED 19544071 19544071 ROOM AND BOARD 12022502 12022502 UNRELATED BUSINESS INC 1448569 1448569 46075887 42116543 2545347 1413997 1732103097 1651097332 54544345 26461420 28331576 39604580 196021540 258007593 114288938 112028769 32784948 25182364 105053 5762473 5579346 49106510 59477758 3296140243 1674383838 1500381926 1621756405 909058863 1070468573 1420547668 1476556111 11375045 7581227 1053110 99932 4268712597 4676447711 185744913 258603701 70161827 71179354 741347961 733783433 3621742 10127075 150080906 202687529 74528561 70715813 1225485910 1347096905 X 1909145425 2087135209 1134081262 1242215597 3043226687 3329350806 4268712597 4676447711 X 132789294 152794835 539990 X 0 1 X 1 1 1 X 76114264 66987589 148013654 95341963 104857504 491314974 76114264 66987589 148013654 95341963 104857504 491314974 61010750 430304224 980104 23457230 35546829 37975077 63344904 161304144 7248024 173145 6393987 5188137 3853074 22856367 49703 49703 675525188 7197247496 0.63700 0.67060 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 49,703. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 8109 0 1 665000 673109 0 PART II-B, LINE 1: THE OFFICE OF GOVERNMENT AND COMMUNITY RELATIONS (GCR) IS THE UNIVERSITY'S DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS AND THEIR STAFF. GCR ENSURES ALL CONTACT WITH PUBLIC OFFICIALS IS COMPLIANT WITH LOBBYING RULES AND REGULATIONS AT ALL LEVELS OF FEDERAL, STATE AND LOCAL GOVERNMENT. THEY ARE THE DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS, AND ARE RESPONSIBLE FOR COORDINATING AN EFFECTIVE GOVERNMENT RELATIONS PROGRAM. COMMUNICATION CAN BE IN THE FORM OF PHONE CALLS, IN PERSON MEETINGS OR FORMAL LETTERS. STAFFING WITHIN THE OFFICE OF GCR INCLUDES MANAGEMENT AND STAFF AS NEEDED. MERCURY GROUP ASSISTED THE UNIVERSITY WITH LOBBYING ACTIVITIES AT THE STATE LEVEL REGARDING COLLEGIATE ATHLETICS, NAME/IMAGE/LIKENESS LEGISLATION, COLLEGIATE SPORTS BETTING, WASTE WATER SURVEILLANCE BILL, AND CONTINUED SUPPORT TO SYRACUSE UNIVERSITY IN THIS SECTOR. VAN SCOYOC ASSOCIATES (VSA) PROVIDES CONSULTING AND LOBBYING SERVICES IN SUPPORT OF D'ANIELLO INSTITUTE FOR VETERANS AND MILITARY FAMILIES PROGRAMMING FOR SERVICEMEMBER, VETERAN AND MILITARY-CONNECTED COMMUNITY MEMBERS TO ASSIST IN THE TRANSITION FROM MILITARY TO CIVILIAN LIFE. THIS INCLUDES CAREER TRAINING AND EMPLOYMENT ASSISTANCE. VSA SUPPORTS LOBBYING ACTIVITY ON VETERANS CONNECTED PROGRAMMING AND BUDGET MATTERS RELATING TO CONGRESSIONAL APPROPRIATIONS, AND DEPARTMENT OF DEFENSE TRANSITION ASSISTANCE PROGRAM. IN ADDITION, VSA ADVISES ON POLICY MATTERS RELATED TO COMMUNITY BASED COORDINATED CARE FOR VETERANS AND THEIR FAMILIES. BROWN & WEINRAUB, PLLC PROVIDES LEGISLATIVE AND REGULATORY REPRESENTATION AND HAS ADVOCATED AND SUPPORTED WORK ON SEVERAL PROPOSED LEGISLATIVE BILLS AND FUNDING OPPORTUNITIES AT THE STATE LEVEL, TO INCLUDE COLLEGIATE ATHLETICS, NAME/IMAGE/LIKENESS LEGISLATION, CAPITAL PROJECTS, AND ALSO WASTE WATER SURVEILLANCE BILL AND CONTINUED SUPPORT TO SYRACUSE UNIVERSITY IN THIS SECTOR. CORNERSTONE GOVERNMENT AFFAIRS PROVIDES STRATEGIC CONSULTING AND ADVOCACY SERVICES TO ASSIST IN DEALING WITH FEDERAL GOVERNMENT AND GOVERNMENTAL AND REGULATORY AUTHORITIES. THEY ARE DEVELOPING AND IMPLEMENTING AN INDIVIDUALIZED PLAN FOR EACH PRIORITY INTIATIVE, IDENTIFYING OPPORTUNITIES AND OFFERING STRATEGIC ADVICE ON HOW BEST TO BUILD AND MARKET SYRACUSE'S CORE CAPACITIES AND COMPETE EFFECTIVELY. THEY ARE PURSUING CONGRESSIONALLY-DIRECTED FUNDING AND APPROPRIATIONS STRATEGIES THAT ALIGN WITH SYRACUSE'S PRIORITIES AND INITIATIVES. THEY ARE RAISING THE PROFILE OF SYRACUSE ON CAPITOL HILL AND WITHIN THE EXECUTIVE BRANCH. HILL EAST GROUP LLC PROVIDES LOBBYING AND CONSULTING SERVICES TO INCLUDE FEDERAL ADVOCACY AND POLICY MONITORING RELATED TO UNIVERSITY INITIATIVES AND DEVELOPMENT. 564125 41812377 X X X X X CLASSROOM TEACHING 0 0 1 X 1876437296 34486018 235064438 17699849 48679712 4776116 2074832075 1759953565 30282458 151640935 16226077 44802872 4410713 1876437296 1818491336 82808934 -82206835 14762131 39799754 4577985 1759953565 1394057542 47938659 431356270 13978154 36923886 3959095 1818491336 1384151784 21114277 40506535 13175471 35457752 3081831 1394057542 0.48280 0.51720 1 0 39974572 39974572 2831394877 1322763707 1508631170 155352545 124014260 31338285 269418249 227605871 41812378 1621756405 HEDGE FUNDS 763585130 F PRIVATE EQUITY FUNDS 705684713 F COMMINGLED FUNDS 7286268 F 1476556111 ASSET RETIREMENT OBLIGATIONS 26021274 ACCRUED POSTRETIREMENT BENEFIT 41991596 REFUNDABLE GOVERNMENT LOANS 2702943 70715813 X 1562211645 152794835 -450475527 -297680692 1859892337 5856341 -856287 5000054 1864892391 1276491391 7539414 7539414 1268951977 5856341 457294779 463151120 1732103097 PART III, LINE 4: SYRACUSE UNIVERSITY HAS A COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. THE SYRACUSE UNIVERSITY ART MUSEUM - THE SYRACUSE UNIVERSITY ART MUSEUM IS AN ACADEMIC MUSEUM THAT ACQUIRES AND PRESERVES IMPORTANT WORKS OF ART AND USES ITS EXTENSIVE COLLECTION TO SERVE AS A MUSEUM-LABORATORY FOR EXPLORATION, EXPERIMENTATION, AND DISCUSSION. THE MUSEUM STRIVES TO FOSTER PERSPECTIVES BY UNITING STUDENTS ACROSS CAMPUS WITH EACH OTHER AND THE LOCAL AND GLOBAL COMMUNITY, ENGAGING WITH ARTWORK TO BRING US TOGETHER AND EXAMINING THE FORCES THAT KEEP US APART. IT WELCOMES ALL VISITORS TO EXPERIENCE ITS EXHIBITIONS AND PUBLIC PROGRAMS THAT PROMOTE ORIGINAL RESEARCH, CREATIVE THINKING, AND INCREASED MINDFULNESS. SYRACUSE UNIVERSITY COLLEGE OF LAW LIBRARY - THE LAW LIBRARY COLLECTION IS COMPRISED OF HISTORICAL AND CONTEMPORARY LAW BOOKS THAT SUPPORT TEACHING, LEARNING, AND RESEARCH, AND OF THE INDEXES AND FINDING AIDS THAT ENABLE DISCOVERY, ANALYSIS, AND UNDERSTANDING OF BOTH THEORETICAL LEGAL CONCEPTS AND THE PRACTICAL APPLICATION OF THOSE CONCEPTS IN A COMPLEX LEGAL ENVIRONMENT. UNIVERSITY ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES, PART OF THE SPECIAL COLLECTIONS RESEARCH CENTER, IS DEDICATED TO COLLECTING AND PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION, POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO FACULTY, STAFF, STUDENTS AND RESEARCHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. THE UNIVERSITY ARCHIVES ACCEPTS MATERIALS FROM THE SCHOOLS AND COLLEGES, CAMPUS OFFICES, ALUMNI, FACULTY, THE UNIVERSITY'S STUDENT AND ALUMNI ORGANIZATIONS, AND THE GENERAL PUBLIC. TO BE ELIGIBLE FOR INCLUSION, THE RECORDS MUST DOCUMENT THE HISTORY OF AND/OR THE CREATOR'S RELATIONSHIP WITH THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE BUT ARE NOT LIMITED TO THE RECORDS OF THE BOARD OF TRUSTEES, SCHOOLS, COLLEGES, DEPARTMENTS AND OTHER CAMPUS OFFICERS; PAPERS OF FACULTY, STAFF, AND ALUMNI; UNIVERSITY PUBLICATIONS; PHOTOGRAPHIC MATERIALS AND AUDIO AND MOVING IMAGE RECORDINGS; MASTERS THESSES AND DISSERTATIONS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE - IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT, PRESERVE, AND PROVIDE ACCESS TO THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS, FACULTY, AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER COLLECTS, MAINTAINS AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL AND PRIMARY SOURCE MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF, ALONG WITH THE LOCAL AND GLOBAL COMMUNITY HAVE AVAILABLE TO THEM MORE THAN 150,000 PRINTED WORKS AND 4,000 ARCHIVAL COLLECTIONS, INCLUDING RARE BOOKS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS, MEMORABILIA, AUDIO AND MOVING IMAGE RECORDINGS AND BORN DIGITAL MATERIAL. PART IV, LINE 2B: THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. PART V, LINE 4: THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 2,600 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS ARE RESTRICTED TO THE VARIOUS PURPOSES SPECIFIED BY THE ORIGINAL DONOR. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, IS DESIGNED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ORANGE INSURANCE COMPANY, LLC, SYRACUSE ADVANCE HOLDINGS LLC, 601 SOUTH CROUSE AVENUE, LLC, AND SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC ARE WHOLLY OWNED BY THE UNIVERSITY AND ARE REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. SYRACUSE UNIVERSITY ALUMNI ASSOCIATION, INC., OF WHICH THE UNIVERSITY IS THE SOLE MEMBER, IS A TAX-EXEMPT ORGANIZATION THAT FILES ITS OWN TAX RETURN. DRUMLINS, INC. IS A TAXABLE SUBSIDIARY OF THE UNIVERSITY AND FILES ITS OWN TAX RETURNS. SYRACUSE UNIVERSITY MADRID IS A DELEGATION OF THE UNIVERSITY IN SPAIN AND IS EXEMPT FROM SPAIN'S CORPORATE TAXES. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE REFLECTED IN THE CONSOLIDATED FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUALLY OR IN THE AGGREGATE, ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUES OF SUBSIDIARIES 6,279,262. POSTRETIREMENT BENEFIT OBLIGATION CHANGE 539,990. FINANCIAL AID -457,294,779. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL/FUNDRAISING EXPENSES -847,002. LOSS ON DISPOSAL -9,285. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF SUBSIDIARIES 6,683,127. RENTAL/FUNDRAISING EXPENSES 847,002. LOSS ON DISPOSAL 9,285. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 457,294,779. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SYRACUSE UNIVERSITY'S NONDISCRIMINATION POLICY AS TO STUDENTS IS DISCLOSED IN ALL OF ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS AND IN OTHER WRITTEN ADVERTISING USED TO INFORM PROSPECTIVE STUDENTS OF THE UNIVERSITY'S PROGRAMS. ACCORDINGLY, SYRACUSE UNIVERSITY MEETS THE REQUIREMENTS OF REV. PROC. 75-50 (SEE SECTION 4.03(2)(B)). SYRACUSE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: POLICIES.SYR.EDU. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS THOSE PROVIDING FEDERAL DIRECT LOANS ($150,629,749), PELL GRANTS ($15,917,885), FEDERAL WORK STUDY PROGRAM ($3,618,147), AND FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($3,084,265). 1 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 771122078 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES HIGHER ED 78485 EAST ASIA AND THE PACIFIC INVESTMENTS 4612521 EAST ASIA AND THE PACIFIC PROGRAM SERVICES HIGHER ED 950398 EAST ASIA AND THE PACIFIC GRANT MAKING 724840 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 49279970 EUROPE (INCLUDING ICELAND & GREENLAND) 4 301 PROGRAM SERVICES HIGHER ED 34526823 EUROPE (INCLUDING ICELAND & GREENLAND) GRANT MAKING 9716437 EUROPE (INCLUDING ICELAND & GREENLAND) FUNDRAISING 41155 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES HIGHER ED 209845 MIDDLE EAST AND NORTH AFRICA GRANT MAKING 95386 NORTH AMERICA INVESTMENTS 8427540 NORTH AMERICA PROGRAM SERVICES HIGHER ED 407834 RUSSIA AND NEIGHBORING STATES PROGRAM SERVICES HIGHER ED 32137 SOUTH AMERICA 1 2 PROGRAM SERVICES HIGHER ED 866457 SOUTH AMERICA GRANT MAKING 149769 SOUTH ASIA PROGRAM SERVICES HIGHER ED 126906 SOUTH ASIA GRANT MAKING 34800 SUB-SAHARAN AFRICA PROGRAM SERVICES HIGHER ED 292499 4 301 1 2 5 303 871011552 10684328 881695880 SCHOLARSHIPS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 51 724840 TUITION DISCOUNT SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 797 9716437 TUITION DISCOUNT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 3 95386 TUITION DISCOUNT SCHOLARSHIPS SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 8 149769 TUITION DISCOUNT SCHOLARSHIPS SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL 1 34800 TUITION DISCOUNT 1 0 1 1 1 1 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS OUTSIDE THE US SYRACUSE UNIVERSITY PROVIDED MORE THAN $10 MILLION IN INSTITUTIONAL INTERNATIONAL FINANCIAL AID TO STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2024. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARD FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). PART I, LINE 3: BASIS OF ACCOUNTING THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. PART III, COL (C): NUMBER OF RECIPIENTS THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT BILLING SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2024. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. X X X X X X X 1 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY MIRROR AWARDS 120017 94510 25507 141976 TONER PRIZE 170277 97443 72834 166251 1 11825 250 11575 1587 302119 192203 109916 309814 309814 -199898 1 CROUSE HEALTH FOUNDATION 736 IRVING AVE SYRACUSE NY 13210 161035427 501 (C) (3) 21000 0 SUPPORT EVERSON MUSEUM OF ART 401 HARRISON ST SYRACUSE NY 13202 150616499 501 (C) (3) 7000 0 SUPPORT FOCUS GREATER SYRACUSE INC 201 E WASH ST SYRACUSE NY 13202 161606023 501 (C) (3) 7500 0 SUPPORT INTERFAITH WORKS OF CNY 1010 JAMES ST SYRACUSE NY 13203 161064233 501 (C) (3) 11890 0 SUPPORT LONGHOUSE COUNCIL INC 2803 BREWERTON RD SYRACUSE NY 13211 160966978 501 (C) (3) 20100 0 SUPPORT MUSEUM OF SCI & TECH 500 S FRANKLIN ST SYRACUSE NY 13202 223158446 501 (C) (3) 6000 0 SUPPORT NEW YORK UNIVERSITY 115 5TH AVE 5TH FL NEW YORK NY 10003 135562308 501 (C) (3) 50000 0 SUPPORT 7 PROVISION OF BOOKS AND SUPPLIES 400 0 282000 FMV BOOKS AND SUPPLIES HEOP 337 1667011 SEOG 1873 3084265 ROOM AND BOARD 741 7414500 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 16537 434002280 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS IN THE U.S. SYRACUSE UNIVERSITY PROVIDED APPROXIMATELY $446 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2024. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE; AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITION LIMIT ARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. PART II: GRANTS TO ORGANIZATIONS IN THE U.S.: THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO CROUSE HEALTH FOUNDATION, EVERSON MUSEUM OF ART, FOCUS GREATER SYRACUSE, INTERFAITH WORKS OF CENTRAL NEW YORK, LONGHOUSE COUNCIL, INC., MUSEUM OF SCIENCE & TECHNOLOGY, AND NEW YORK UNIVERSITY AND RECEIVED ACKNOWLEDGMENT THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR THE ORGANIZATION'S EXEMPT PURPOSE. PART III, COLUMN B: NUMBER OF RECIPIENTS THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT BILLING SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2024. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. X X X X 1 1 X X X X 1 1 0 0 0 0 0 1 0 DINO BABERS FOOTBALL HEAD COACH 3823394 0 240000 0 8893839 0 33000 0 22878 0 13013111 0 0 0 JAMES BOEHEIM BASKETBALL HEAD COACH 1485446 0 1020000 0 104208 0 33000 0 25323 0 2667977 0 40000 0 ADRIAN AUTRY BASKETBALL HEAD COACH 1755646 0 0 0 31027 0 33000 0 26850 0 1846523 0 0 0 KENT SYVERUD CHANCELLOR AND PRESIDENT 1010833 0 150000 0 28788 0 533000 0 38273 0 1760894 0 0 0 CANDACE CAMPBELL JACKSON SVP AND CHIEF OF STAFF 459894 0 561000 0 74794 0 108000 0 20696 0 1224384 0 0 0 J MICHAEL HAYNIE VC- STRATEGIC INITIATIVES & INNOVATI 635875 0 236940 0 2130 0 133000 0 11261 0 1019206 0 0 0 RODERICK LONG FOOTBALL DEFENSIVE COORDINATOR 898600 0 0 0 7820 0 33000 0 1418 0 940838 0 0 0 BRETT PADGETT SVP & CHIEF FINANCIAL OFFICER 599368 0 100000 0 81050 0 33000 0 25685 0 839103 0 0 0 GRETCHEN RITTER VC, PROVOST & CHIEF ACADEMIC OFFICER 581687 0 75000 0 14178 0 103000 0 15921 0 789786 0 0 0 GWENN JUDGE FORMER VP & CFO 555834 0 0 0 0 0 33000 0 21646 0 610480 0 0 0 ALLEN GROVES SVP & CHIEF STUDENT EXP 408722 0 88750 0 871 0 33000 0 19146 0 550489 0 0 0 MARY OPPERMAN SECRETARY 389085 0 20000 0 3405 0 33000 0 18255 0 463745 0 0 0 KARIN RUHLANDT FORMER DEAN OF ARTS & SCI 374423 0 0 0 0 0 33000 0 33155 0 440578 0 0 0 MICHELE WHEATLY FORMER VICE CHAN & PROVOST 325662 0 0 0 0 0 33000 0 21320 0 379982 0 0 0 LOIS AGNEW FORMER INTERIM DEAN OF ARTS & SCI 291697 0 0 0 0 0 27500 0 25413 0 344610 0 0 0 DANIEL FRENCH FORMER SVP & GEN COUNSEL 340145 0 0 0 0 0 0 0 0 0 340145 0 0 0 GABE NUGENT GENERAL COUNSEL 227251 0 0 0 47967 0 22727 0 34 0 297979 0 0 0 ZHANJIANG LIU FORMER INTERIM PROVOST 251175 0 0 0 0 0 25424 0 7976 0 284575 0 0 0 LISA DOLAK FORMER SVP & UNIV SEC/PROF 221483 0 0 0 0 0 22643 0 11641 0 255767 0 0 0 BEHZAD MORTAZAVI DEAN OF ARTS & SCIENCE 197195 0 0 0 20283 0 20000 0 5777 0 243255 0 0 0 GUILHERME COSTA FORMER INTERIM SECRETARY 124107 0 0 0 0 0 13221 0 16189 0 153517 0 0 0 PART I, LINE 1A BUSINESS-CLASS TRAVEL UNIVERSITY POLICY ALLOWS, IN CERTAIN SITUATIONS, EMPLOYEES TO TRAVEL VIA BUSINESS CLASS AIRFARE WHILE ON UNIVERSITY BUSINESS IF THE MILES TRAVELED REQUIREMENT IS MET. AS A RESULT OF THIS POLICY, CERTAIN OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEES INCLUDED IN THIS FILING AT TIMES UTILIZED BUSINESS CLASS AIRFARE FOR UNIVERSITY BUSINESS TRAVEL DURING CALENDAR YEAR 2023. CHARTER TRAVEL CERTAIN SYRACUSE UNIVERSITY HIGHLY COMPENSATED EMPLOYEES UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS CERTAIN OFFICERS, KEY EMPLOYEES, AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. HOUSING ALLOWANCE THE CHANCELLOR IS PROVIDED WITH LODGING AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN SCHEDULE J, PART II, COLUMN (D) IS THE COMPUTED NONTAXABLE MARKET VALUE OF THE CHANCELLOR'S OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NONTAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W2. PART I, LINES 4A-B SEVERANCE PAYMENT THE FOLLOWING INDIVIDUAL RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2023: DINO BABERS 8,862,500.00 NONQUALIFIED 457(F) PLAN CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES PARTICIPATE IN DEFERRED COMPENSATION ARRANGEMENTS: CONTRIBUTIONS MADE: J. MICHAEL HAYNIE 100,000 KENT SYVERUD 500,000 GRETCHEN RITTER 70,000 CANDACE CAMPBELL-JACKSON 75,000 DISTRIBUTIONS FROM: CANDACE CAMPBELL-JACKSON 54,905 JAMES A. BOEHEIM JR. 80,000 PART I, LINE 7 NONFIXED PAYMENTS CERTAIN FORMER OFFICERS RECEIVED AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT. AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PART II SUPPLEMENTAL INFORMATION: THE FOLLOWING IS INCLUDED IN THE BASE COMPENSATION REPORTED IN PART II, COLUMN (B) (I): DANIEL J. FRENCH, AS AN EMPLOYEE OF BARCLAY DAMON LLP, AN UNRELATED ORGANIZATION, SERVED AS GENERAL COUNSEL UNDER A CO-SOURCED MODEL. THE TOTAL COMPENSATION REPORTED IN PART II, (B)(I) IS $340,145. ADRIAN AUTRY'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $1,755,646 WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W2. BIG ORANGE BASKETBALL CAMP REALIZED A NET LOSS OF $5,023 FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W2 OR FORM 1099. DINO BABERS' TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $3,823,394 WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED ON FORM W2. DINO BABERS FOOTBALL LLC REALIZED A NET LOSS OF $24,677 FROM CONDUCTING SUMMER FOOTBALL CAMPS WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W2 OR FORM 1099. A TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FDS6 2019-12-19 384214494 MULTI-PURPOSE ISSUE REFUNDING BONDS 0 0 0 B ONONDAGA CIVIC DEVELOPMENT CORPORATION 800458240 682832GB0 2020-06-23 151545396 REFUNDING ISSUE 0 0 0 A 384506513 1316494 138182640 245007379 2021 1 1 1 1 B 151545396 506879 151038517 2010 1 0 1 1 A 0 1 0 1 0 0.00100 0.00100 0 0 1 B 0 0 0 1 0 0.00280 0.00280 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 PART I, LINE A THIS FINANCING REFUNDED THE FOLLOWING DEBT ISSUANCES (INAME, EIN, CUSIP, DATE ISSUED, AMOUNT): CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 8717120BU, 12/13/2005, $80.0M CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 871720BZO, 01/30/2008, $14.9M ONONDAGA COUNTY IND DEV AGENCY, 16-0193714, 682747HG8, 01/30/2008, $26.2M TRUST FOR CULTURAL RESOURCES, 80-0516646, 68276FAL4, 01/14/2010, $30.2M OTHER PRE2003 DEBT ISSUANCES, $44.5M PART I, LINE B THIS FINANCING REFUNDED THE FOLLOWING DEBT ISSUANCES (NAME, EIN, CUSIP, DATE ISSUED, AMOUNT): CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 871720BZO, 01/30/2008, $50.0M TRUST FOR CULTURAL RESOURCES, 80-0516646, 68276FAL4, 01/14/2010, $75.5M PART I, COLUMN E AND PART II, LINE 3 DIFFERENCES BETWEEN THE ISSUE PRICE IN PART I AND THE TOTAL PROCEEDS OF ISSUE IN PART II CONSIST SOLELY OF EARNINGS OF CASH WITH TRUSTEE BALANCES. SPECIFIC AMOUNTS OF EARNINGS INCLUDED IN PART II NOT INCLUDED IN PART I ARE AS FOLLOWS: COLUMN A 12/19/2019 ISSUE 292,019 OTHER SPENT PROCEEDS SCHEDULE K, PART II, LINE 11, COLUMN A OTHER SPENT PROCEEDS INCLUDES REFUNDING OF PRIOR PERIOD DEBT AND ASSOCIATED SWAPS IN THE AMOUNT OF $244,148,000, AN ISSUER ADMINISTRATIVE FEE OF $750,000 AND INTEREST INCOME ON UNSPENT PROCEEDS OF $109,379. SCHEDULE K, PART II, LINE 11, COLUMN B OTHER SPENT PROCEEDS INCLUDES REFUNDING OF PRIOR PERIOD DEBT AND ASSOCIATED SWAPS IN THE AMOUNT OF $150,833,500 AND ISSUER ADMINISTRATIVE FEE OF $205,016.82 OTHER SPENT PROCEEDS SCHEDULE K, PART II, LINE 15, COLUMN A PART OF THE PROCEEDS FROM THIS BOND ISSUANCE WERE USED TO PAY OFF TAXABLE COMMERICAL DEBT IN THE AMOUNT OF $30,375,000. RUTH CHEN SPOUSE- K. SYVERUD 154201 SU EMPLOYEE 0 ULRICH B ENGLICH SPOUSE- K. RUHLANDT 88320 SU EMPLOYEE 0 AMY FAIRCHILD SPOUSE- G. RITTER 259127 SU EMPLOYEE 0 X 83 558750 APPRAISED VALUE X 5375 APPRIASED VALUE X 12153 MARKET VALUE X 9 7815 MARKET VALUE X 230 15178483 MARKET VALUE X 3 1588016 APPRAISED VALUE X 6 19243 MARKET VALUE X 2 5227 MARKET VALUE X SPONSORED EQUIP 47 1538207 MARKET VALUE 8 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. FORM 990 PART I LINE 6: VOLUNTEERS VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS A COMPLETELY VOLUNTEER BOARD COMPRISED OF INDIVIDUALS WHO GIVE THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY'S PROCESS OF REVIEWING THE FORM 990: THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT AND RISK COMMITTEE. A MEETING WITH THESE COMMITTEE MEMBERS WAS HELD TO REVIEW THE FORM 990 AND ANSWER ANY QUESTIONS THAT WERE RAISED. ONCE FINALIZED, THE COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS) IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD THROUGH A SECURED SYRACUSE UNIVERSITY BOARD OF TRUSTEES WEB PORTAL BEFORE ITS FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT OF COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY: ARTICLE IX OF SYRACUSE UNIVERSITY'S BYLAWS AND THE TRUSTEE CONFLICT OF INTEREST POLICY REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICTS OF INTEREST AND COMMITMENT POLICY FOR FACULTY AND STAFF, THE UNIVERSITY REQUIRES ELIGIBLE EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE. THESE ANNUAL DISCLOSURE PROCESSES ARE ADMINISTERED THROUGH THE OFFICE OF COMPLIANCE. CONFLICT OF INTEREST DISCLOSURES ARE ASSESSED BASED ON THE PERCEIVED RISK ASSOCIATED WITH THE RELATIONSHIP OR CONFLICT AND THE INDIVIDUAL'S DECISION-MAKING ABILITIES WITHIN THEIR ROLE. ACTUAL AND SOMETIMES EVEN POTENTIAL CONFLICTS ARE ADDRESSED WITH MANAGEMENT PLANS. RELEVANT CONFLICTS ARE REPORTED TO THE AUDIT AND RISK COMMITTEE OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES THAT MEET THE THREE REQUIREMENTS OF THE REBUTTABLE PRESUMPTIONS PROVISIONS UNDER TREAS. REG. 53.4958-6. ON AN ANNUAL BASIS, TYPICALLY IN JUNE, THE UNIVERSITY'S BOARD OPERATING AND NOMINATIONS COMMITTEE (BONC), A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT AND FREE OF ANY CONFLICTS OF INTEREST THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT, MEETS TO REVIEW THE COMPENSATION OF UNIVERSITY LEADERSHIP. THE EXECUTIVE COMMITTEE SETS THE COMPENSATION OF THE CHANCELLOR AFTER A REVIEW OF PERFORMANCE AGAINST PRE-SET GOALS. THE PURPOSE OF THESE REVIEWS IS TO DETERMINE THE REASONABLENESS OF COMPENSATION FOLLOWING RECOMMENDATIONS BY THE UNIVERSITY LEADERSHIP, REVIEW OF NATIONAL, HIGHER EDUCATION COMPENSATION SURVEYS AND INTERNAL COMPENSATION DATA. A RECORD OF THE REVIEW IS RECORDED IN THE MINUTES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE SYRACUSE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT OBLIGATION CHANGE 539,990. ORANGE INSURANCE COMPANY LLC 100 BANK ST SUITE 610 BURLINGTON VT 05401 473844706 INSURANCE VT -3275235 10014808 SYRACUSE UNIVERSITY SU SHERATON HOTEL & CONFERENCE CENTER 801 UNIVERSITY AVE SYRACUSE NY 13210 161586346 ACCOMODATIONS NY 3460232 9112373 SYRACUSE UNIVERSITY SU ADVANCE HOLDINGS LLC 900 SOUTH CROUSE AVE SYRACUSE NY 13244 882488637 INVESTMENTS NY 229781 1877441 SYRACUSE UNIVERSITY 601 SOUTH CROUSE AVENUE LLC 601 SOUTH CROUSE AVE SYRACUSE NY 13244 990741039 ACCOMODATIONS NY 213010 10715562 SYRACUSE UNIVERSITY SU ALUMNI ASSOCIATION 401 UNIVERSITY PLACE SYRACUSE NY 13244 161431749 ALUMNI ACTIVITY NY 501 (C) (3) 12A SYRACUSE UNIVERSITY 1 SYRACUSE UNIVERSITY (USA LONDON) 48 OLD GLOUCESTER ST LONDON UK WC1N 38E EDUCATION UK N/A N/A SYRACUSE UNIVERSITY 1 SYRACUSE UNIVERSITY MADRID CALLE MIGUEL ANGEL 8 MADRID SP 28010 EDUCATION SP N/A N/A SYRACUSE UNIVERSITY 1 ORANGE VALUE FUND 721 UNIVERSITY AVE SYRACUSE NY 13244 204577033 INVESTMENTS NY SYRACUSE UNIVERSITY EXCLUDED TAX -196409 3350597 0 0 0.79020 DRUMLINS INC 800 NOTTINGHAM RD SYRACUSE NY 13224 150516881 DINING/REC NY SYRACUSE UNIVERSITY C -343777 8976013 1.00000 1 SYRACUSE IDEAS INC 254 HINDS HALL SU SYRACUSE NY 13244 462339155 EDUCATIONAL NY SYRACUSE UNIVERSITY C 2000 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST - 2 CRAT NY SYRACUSE UNIVERSITY T 1 CHARITABLE REMAINDER UNITRUST - 4 CRUT NY SYRACUSE UNIVERSITY T 1 1 0 1 0 0 0 0 0 0 1 1 0 1 0 1 1 1 1 1 SYRACUSE UNIVERSITY ALUMNI ASSOCIATION C 68106 COST DRUMLINS INC R 849954 COST DRUMLINS INC K 40963 COST DRUMLINS INC M 343512 COST DRUMLINS INC Q 553880 COST DRUMLINS INC A 18272 COST SU LONDON USA R 9986765 COST SU MADRID R 3492220 COST CHARITABLE REMAINDER UNITRUST S 447047 COST