2025-05-07T10:24:50-05:00 2024-06-30 331374517 PKF O'CONNOR DAVIES ADVISORY LLC 500 MAMARONECK AVENUE SUITE 301 HARRISON NY 105281633 990 2023-07-01 131632530 UNION SETTLEMENT ASSOCIATION INC UNIO 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 DR DERRICK BOONE CEO, CHIEF COMPL & PRGM OFFICER 2128286000 2025-05-07 1 1 X EVA MRUK P00543254 9143818900 2025-05-06 2023 2025-03-06 01:10:19Z X DR DERRICK BOONE 237 EAST 104TH STREET NEW YORK NY 10029 30680790 0 X WWW.UNIONSETTLEMENT.ORG X 1902 NY UNION SETTLEMENT CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 24 24 455 24 0 0 23196302 21418535 6007683 5052621 388414 572648 -90757 -224218 29501642 26819586 480612 501835 0 0 19934016 19449554 0 0 576639 9553031 9126070 29967659 29077459 -466017 -2257873 30429631 28294486 17931773 16383009 12497858 11911477 X UNION SETTLEMENT ASSOCIATION CREATES OPPORTUNITY IN EAST HARLEM BY OFFERING COMPREHENSIVE PROGRAMS THAT HELP UNDERSERVED RESIDENTS IMPROVE THEIR SKILLS AND BUILD BETTER LIVES FOR THEMSELVES AND THEIR FAMILIES. 0 0 6645420 46 1017 EARLY CHILDHOOD EDUCATION & FAMILY SERVICE: PROVIDING HIGH QUALITY EARLY CARE AND EDUCATION SERVICES FOR HEAD START AND CHILD CARE ELIGIBLE FAMILIES AND CHILDREN. OPERATING FROM 6 SITES ACROSS EAST HARLEM, WE SERVE 2-, 3-, AND 4-YEARS OLDS IN CLASSROOM DESIGNED TO MEET THE SOCIAL-EMOTIONAL, COGNITIVE, PHYSICAL, AND LANGUAGE NEEDS OF THE CHILDREN TO SUPPORT SCHOOL READINESS. IN ADDITION, OUR FAMILY CHILD CARE NETWORKS SUPPORTS INDIVIDUAL FAMILY CHILD CARE PROVIDERS IN THE PROVISION OF HIGH-QUALITY SERVICES TO INFANTS, TODDLER, AND PRESCHOOLERS FOLLOWING THE NYCDOE'S LET'S PLAY CURRICULUM. THE EARLY CHILDHOOD PROGRAM AND THE FAMILY CHILD CARE NETWORK SERVE OVER 500 CHILDREN YEARLY.FAMILY SERVICES: PROVIDING PROGRAMMING TO COMMUNITY RESIDENTS IN RESPONSE TO IDENTIFIED NEEDS BY COMMUNITY MEMBERS. COMMUNITY MEMBERS ARE FULLY INTEGRATED INTO THE DECISION-MAKING PROCESS FOR OUR TWO-FAMILY FOCUSED PROGRAMS: THE FAMILY ENRICHMENT CENTER AND THE COMMUNITY PARTNERSHIP. THESE TWO PROGRAMS PROVIDE VITAL SERVICES TO COMMUNITY RESIDENTS ACROSS EAST HARLEM IN COLLABORATION WITH OTHER COMMUNITY-BASED PARTNERS AND PROGRAM GOVERNING BOARDS THAT INCLUDE COMMUNITY-RESIDENTS AS PARTNERS IN DESIGNING AND OFFERING SERVICES. 4700059 25432 0 YOUTH SERVICES:OUR YOUTH SERVICES DEPARTMENT PROVIDES MORE THAN 3,000 CHILDREN, ADOLESCENTS AND YOUNG ADULTS WITH PROGRAMS THAT FOSTER CREATIVITY, CURIOSITY, RESILIENCE AND PROBLEM SOLVING; INSTILL HABITS OF PERSISTENCE AND PERSEVERANCE; AND ENHANCE SOCIAL AND EMOTIONAL SKILLS. SERVICES INCLUDE AFTERSCHOOL AND SUMMER PROGRAMS, COLLEGE PREPARATION, JOB READINESS, AND PROGRAMS FOR DISCONNECTED AND COURT-INVOLVED YOUTH. 3650330 476182 36270 SENIOR SERVICES:OUR FIVE OLDER ADULT CENTERS, MEALS ON WHEELS, AND NATURALLY OCCURRING RETIREMENT COMMUNITY (NORC) PROGRAMS PROVIDE NUTRITION, WELLNESS, EDUCATION, CASE ASSISTANCE, TRANSPORTATION AND OTHER SERVICES TO OVER 1,500 OLDER ADULTS EACH YEAR. 8241301 175 5015334 OTHER PROGRAMS INCLUDE: MENTAL HEALTH SERVICES: OUR LICENSED OUTPATIENT MENTAL HEALTH COUNSELING CLINIC PROVIDES CRITICAL STRENGTH-BASED AND TRAUMA-INFORMED MENTAL HEALTH SERVICES TO OVER 1,300 CHILDREN, ADOLESCENTS, ADULTS AND SENIORS EACH YEAR, HELPING THEM TO HEAL, DEVELOP RESILIENCY, AND LEAD FULFILLING AND PRODUCTIVE LIVES.ADULT EDUCATION:ENGLISH LANGUAGE, LITERACY, DIGITAL LITERACY, JOB TRAINING AND OTHER EDUCATIONAL CLASSES FOR OVER 400 ADULT STUDENTS EACH YEAR.ECONOMIC DEVELOPMENT:BUSINESS CLASSES, TECHNOLOGY EDUCATION, NEIGHBORHOOD IMPROVEMENTS, ACCESS TO CAPITAL AND TECHNICAL ASSISTANCE PROVIDED TO OVER 500 ENTREPRENEURS AND SMALL BUSINESSES THROUGHOUT EAST HARLEM. 8241301 175 5015334 23237110 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 125 0 455 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 24 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY X X X DR DERRICK BOONE 2128286000 237 EAST 104TH STREET NEW YORK NY 10029 DAWN M ZAPPETTI CHAIR 4.00 X X 0 0 0 COURTNEY DANKWORTH CO-VICE CHAIR 1.00 X X 0 0 0 JAGDEEP DAYAL CO-VICE CHAIR 1.00 X X 0 0 0 WILLIAM ARNOLD TREASURER 2.00 X X 0 0 0 ROBIN SPARKMAN SECRETARY 2.00 X X 0 0 0 ED ADLER DIRECTOR 1.00 X 0 0 0 JO-ANN BARRETT DIRECTOR 1.00 X 0 0 0 ELIEZER BERRIOS DIRECTOR 1.00 X 0 0 0 DAVID CASTELBLANCO DIRECTOR 1.00 X 0 0 0 SUSAN CHAPMAN DIRECTOR 1.00 X 0 0 0 HENRY COLEN DIRECTOR 1.00 X 0 0 0 JOE CRUZ DIRECTOR 1.00 X 0 0 0 KALAIVANI S DUANE DIRECTOR 1.00 X 0 0 0 EDWARD FITZPATRICK III DIRECTOR 1.00 X 0 0 0 BRAD GREEN DIRECTOR 1.00 X 0 0 0 KATE HAMILL DIRECTOR 1.00 X 0 0 0 MICKIE KERSON DIRECTOR 1.00 X 0 0 0 SALIQ KHAN DIRECTOR 1.00 X 0 0 0 KEVIN LIBBY DIRECTOR 1.00 X 0 0 0 WILLIAMS LOPEZ DIRECTOR 1.00 X 0 0 0 LATEEFAH ODEDINA DIRECTOR 1.00 X 0 0 0 RUTH PACHMAN DIRECTOR 1.00 X 0 0 0 DREW WARSHAW DIRECTOR 1.00 X 0 0 0 ARIANA YOUNAI DIRECTOR 1.00 X 0 0 0 LIJO VARGHESE CHIEF FINANCIAL OFFICER (THRU SEP 2023) 40.00 X 122036 0 4585 DARLENE WILLIAMS CHIEF EXECUTIVE OFFICER 40.00 X 138000 0 0 ERNIE ENDARA CHIEF FIN- ANCIAL OFFICER (THRU MAY 2024) 40.00 X 26738 0 876 GABRIELLE SHAPIRO PSYCHIATRIST 40.00 X 202430 0 18502 ROD AMAZAN NURSE PRACTITIONER 40.00 X 190380 0 18011 DERRICK BOONE CHIEF PROGRAM OFFICER, ADULT 40.00 X 186918 0 7500 ONEIDA PEREZ CHIEF PEOPLE OFFICER 40.00 X 156345 0 19549 SEAN WYNTER EXECUTIVE DIRECTOR, YOUTH DEV. 40.00 X 126147 0 0 1148994 0 69023 17 0 1 0 BTQ FINANCIAL 115 BROADWAY 19TH FLOOR NEW YORK NY 10006 FINANCIAL MANAGEMENT SERVICES 898644 PROGRESS TECHNOLOGY SOLUTIONS INC 99 WALL STREET 2988 NEW YORK NY 10005 IT SERVICES 208779 ANTONIA RAMIREZ DE PAULINO 248 WADSWORTH AVENUE 2A NEW YORK NY 10033 DAY CARE SERVICES 158515 SOHO EXPERIENTAL LLC 16 VESTRY STREET 3RD FL NEW YORK NY 10013 MARKETING SERVICES 142027 ALTAGRACIA RODRIGUEZ 111 WADSWORTH AVENUE APT 17H NEW YORK NY 10033 HOME HEALTH SERVICES 140155 7 273671 20174126 970738 1156 21418535 PROGRAM SERVICE FEES 624110 3886455 3886455 COMMUNITY GROUP SERVICES 624110 1166166 1166166 5052621 571415 571415 2900 0 2900 2900 2900 3558366 3557133 1233 1233 1233 30400 273671 304071 -273671 -273671 REFUNDS & CREDITS 900099 29359 29359 OTHER REVENUE 900099 17194 17194 46553 26819586 5052621 0 348430 X 501835 501835 416869 54000 362869 15166915 13510768 1314095 342052 919302 780979 118018 20305 1402211 1196144 174968 31099 1544257 1311901 198248 34108 863446 863446 8667 3512 4840 315 152050 61616 84907 5527 3900489 2873956 914831 111702 64069 60726 3343 885884 519062 342124 24698 57295 33064 23587 644 741763 507829 233464 470 134697 127034 7275 388 84403 59814 24589 514673 100590 414083 FOOD 686595 646156 38679 1760 PROGRAM SUPPLIES 533567 515563 17478 526 REPAIRS AND MAINTENANCE 261937 209717 52220 BAD DEBT EXPENSE 93730 93730 142805 69114 70646 3045 29077459 23237110 5263710 576639 1423677 2382631 1553158 1217566 10695145 6959694 995912 1691566 204030 320293 80757 80757 0 0 11487589 12046076 4070120 3676660 30429631 28294486 2627127 3266329 6658058 5057047 8646588 8059633 17931773 16383009 X 9370294 8438695 3127564 3472782 12497858 11911477 30429631 28294486 X -2257873 902703 768789 X X 0 1 X 1 1 1 X 22086235 32082926 22742863 23174557 21418535 121505116 5914252 6185833 6370578 6565163 6774528 31810354 28000487 38268759 29113441 29739720 28193063 153315470 153315470 169804 82516 288245 329088 574315 1443968 36385 44570 46022 47225 46553 220755 154980193 27814932 0.98930 0.99180 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2019 AMOUNT: $ 5,183. 2020 AMOUNT: $ 44,570. 2021 AMOUNT: $ 27,174. 2022 AMOUNT: $ 43,142. 2023 AMOUNT: $ 17,194. REIMBURSEMENTS - 2019 AMOUNT: $ 31,202. REFUNDS/CREDITS - 2021 AMOUNT: $ 18,848. 2022 AMOUNT: $ 4,083. 2023 AMOUNT: $ 29,359. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5030238 30300 1181392 160000 6081930 4004054 149173 1033470 156459 5030238 4858173 240096 -946126 148089 4004054 3438870 760704 658599 4858173 2701228 588370 149272 3438870 0.49500 0.40170 0.10330 0 0 80757 80757 0 0 SECURITY DEPOSITS 57867 RIGHT-OF-USE ASSETS, OPERATING LEASES 3618793 3676660 ACCRUED PENSION LIABILITY 3067481 RECOVERABLE GRANT 1300000 LEASE LIABILITIES 3692152 8059633 X 35382703 902703 6869880 790534 8563117 26819586 0 26819586 35969084 6869880 21745 6891625 29077459 0 29077459 PART V, LINE 4: UNION SETTLEMENT'S ENDOWMENT CONSISTS OF GIFTS FROM VARIOUS DONORS. INCOME FROM THE ENDOWMENT IS USED TO SUPPORT THE ORGANIZATION'S PROGRAMS. PART X, LINE 2: UNION SETTLEMENT RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY WHEN THEY ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT UNION SETTLEMENT HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. UNION SETTLEMENT BELIEVES IT IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO JUNE 30, 2021. PART XI, LINE 2D - OTHER ADJUSTMENTS: PENSION LIABILITY ADJUSTMENT 790,534. PART XII, LINE 2D - OTHER ADJUSTMENTS: WRITE OFF OF UNCOLLECTIBLE PLEDGES 21,745. GALA 299273 268873 30400 8029 143975 18195 123179 TURKEY DRIVE 2900 2900 319 2 1898 1898 10374 304071 273671 30400 8029 143975 18195 133872 304071 -273671 1 SCHOLARSHIPS 11 11000 FOOD ASSISTANCE 2000 476182 COST FOOD ITEMS STUDENT AID AND AWARDS 7 14653 PART I, LINE 2: ASSISTANCE TO INDIVIDUALS: HOUSING AND BASIC NECESSITIES ASSISTANCE WAS OFFERED TO INDIVIDUALS BY PAYING EXPENSES DIRECTLY. INDIVIDUAL ASSISTANCE AMOUNTS WERE DETERMINED BY THE SENIOR PROGRAM DIRECTOR. SCHOLARSHIPS: COLLEGE SCHOLARSHIPS FUNDS WERE AWARDED TO STUDENTS AS APPROVED BY THE CEO. SCHOLARSHIP RECIPIENTS WERE SELECTED BASED ON THEIR ACADEMIC PERFORMANCE THROUGHOUT THE YEAR, BASED ON THE ASSESSMENTS OF THE UNION SETTLEMENT COLLEGE READINESS PROGRAM STAFF. X X X 0 0 0 0 0 0 0 0 0 GABRIELLE SHAPIRO PSYCHIATRIST 202430 0 0 0 0 0 6088 0 12414 0 220932 0 0 0 ROD AMAZAN NURSE PRACTITIONER 190380 0 0 0 0 0 6457 0 11554 0 208391 0 0 0 DERRICK BOONE CHIEF PROGRAM OFFICER, ADULT 186918 0 0 0 0 0 7500 0 0 0 194418 0 0 0 ONEIDA PEREZ CHIEF PEOPLE OFFICER 156345 0 0 0 0 0 4269 0 15280 0 175894 0 0 0 FORM 990, PART VI, SECTION A, LINE 3 THE ORGANIZATION ENGAGED BTQ FINANCIAL FOR FINANCIAL MANAGEMENT SERVICES. NO EMPLOYEES OF THE ORGANIZATION ARE COMPENSATED BY BTQ FINANCIAL. THE ORGANIZATION INCURRED $863,446 OF EXPENSES FOR THESE SERVICES IN FISCAL YEAR 2024. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN OUTSIDE ACCOUNTING FIRM AND IS REVIEWED BY THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER, FINANCIAL CONSULTANT, AND OTHER MEMBERS OF THE EXECUTIVE TEAM. IT IS DISTRIBUTED TO ALL MEMBERS OF THE BOARD OF DIRECTORS FOR THEIR REVIEW AND APPROVAL PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY APPLICABLE TO DIRECTORS, OFFICERS, AND KEY PERSONS. COVERED PERSONS HAVE A DUTY TO DISCLOSE TO UNION SETTLEMENT'S COMPLIANCE OFFICER THE EXISTENCE OF ANY POSSIBLE CONFLICT OF INTEREST. THE COMPLIANCE OFFICER IS RESPONSIBLE FOR REPORTING POSSIBLE CONFLICTS OF INTEREST TO THE BOARD. DETERMINATIONS REGARDING CONFLICT MATTERS ARE TO BE MADE BY THE BOARD OF DIRECTORS BY A MAJORITY VOTE OF THE DIRECTORS PRESENT AT THE TIME OF THE VOTE, IF A QUORUM IS PRESENT AT THAT TIME. NO RELATED PARTY OR OTHER COVERED PERSON MAY PARTICIPATE IN DELIBERATIONS OR VOTING RELATING TO A MATTER WITH RESPECT TO WHICH THEY MAY BE CONFLICTED. HOWEVER, SUCH PERSON MAY PRESENT INFORMATION CONCERNING THE TRANSACTION AT A MEETING OF THE BOARD OF DIRECTORS PRIOR TO THE COMMENCEMENT OF DELIBERATIONS OR VOTING RELATING TO SUCH TRANSACTION. IN NO EVENT MAY A COVERED PERSON OR A RELATED PARTY INFLUENCE IMPROPERLY THE DELIBERATION OR VOTING ON THE MATTER GIVING RISE TO A CONFLICT OR POSSIBLE CONFLICT. DELIBERATIONS AND DECISIONS REGARDING CONFLICTS OF INTEREST ARE DOCUMENTED IN THE BOARD MINUTES. EACH DIRECTOR, OFFICER AND KEY PERSON MUST, PRIOR TO THE TIME SUCH PERSON ASSUMES SUCH POSITION, BE PROVIDED WITH A COPY OF THE CONFLICT OF INTEREST POLICY AND COMPLETE, SIGN AND SUBMIT A WRITTEN CONFLICT OF INTEREST DISCLOSURE FORM TO THE SECRETARY OF UNION SETTLEMENT. AT LEAST ANNUALLY THEREAFTER, EACH DIRECTOR, OFFICER AND KEY PERSON MUST SUBMIT A SIGNED STATEMENT DISCLOSING ANY POSSIBLE CONFLICTS OF INTEREST AND CONFIRMING THAT SUCH PERSON HAS AGREED TO COMPLY WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15A THE CHIEF EXECUTIVE OFFICER'S GOALS ARE ESTABLISHED ANNUALLY AND REVIEWED WITH THE BOARD CHAIR THROUGHOUT THE YEAR. AT THE CONCLUSION OF THE PERFORMANCE YEAR, THE ED CONDUCTS A SELF-EVALUATION, AS WELL AS A 360-SURVEY WITH STAFF, ALL OF WHICH IS REVIEWED BY THE BOARD CHAIR. THE COMPENSATION FOR THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER IS APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS FOLLOWING A REVIEW OF THE EVALUATION; IN ADDITION, RESULTS OF THE SALARY SURVEY CONDUCTED BY UNITED NEIGHBORHOOD HOUSES ("UNH"), AS WELL AS OTHER RELEVANT MARKET SALARY INFORMATION IS TAKEN INTO ACCOUNT. THE APPROVAL IS DISCUSSED DURING EXECUTIVE SESSION AND THEREFORE IS NOT DOCUMENTED IN THE MINUTES OF THE MEETING OF THE EXECUTIVE COMMITTEE. THE PROCESS WAS LAST CONDUCTED IN 2024. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS AVAILABLE ON THE ORGANIZATIONS' WEBSITE AND IS ALSO POSTED ON GUIDESTAR.ORG AND OTHER SIMILAR TYPES OF WEBSITES. IN ADDITION, THE ORGANIZATION MAKES ITS FORM 990, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G HOME PROVIDER PAYMENTS: PROGRAM SERVICE EXPENSES 1,617,069. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,617,069. FINANCIAL MANAGEMENT SERVICES: PROGRAM SERVICE EXPENSES 1,245,304. MANAGEMENT AND GENERAL EXPENSES 739,858. FUNDRAISING EXPENSES 111,702. TOTAL EXPENSES 2,096,864. PAYROLL FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 112,742. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 112,742. SECURITY SERVICES: PROGRAM SERVICE EXPENSES 11,583. MANAGEMENT AND GENERAL EXPENSES 851. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 12,434. CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 61,380. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 61,380. FORM 990, PART XI, LINE 9: PENSION LIABILITY ADJUSTMENT 790,534. WRITE OFF OF UNCOLLECTIBLE PLEDGES -21,745. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT IS RESPONSIBLE FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. UNION SETTLEMENT HOME CARE INC 237 EAST 104TH STREET NEW YORK NY 10029 133018240 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 UNION SETTLEMENT HOME CARE SERVICES INC 237 EAST 104TH STREET NEW YORK NY 10029 202033817 INACTIVE NY UNION SETTLEMENT ASSOCIATION INC C 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0