2025-04-02T14:38:45-05:00 2024-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2023-07-01 871401636 POLICY & INNOVATION CENTER POLI 6192352300 2508 HISTORIC DECATUR ROAD 120 SAN DIEGO CA 92106 JAMES HOWELL TREASURER 6192352300 2025-04-02 1 0 PATRICIA J MAYER P00188643 8586271400 2023 2025-03-06 01:10:19Z X X SAN DIEGO REGIONAL POLICY AND INNOVATION CENTER JAMES HOWELL 2508 HISTORIC DECATUR ROAD 120 SAN DIEGO CA 92106 4491002 0 X WWW.THINKPIC.ORG X 2021 CA THE POLICY & INNOVATION CENTER'S (PIC) MISSION IS TO UNLOCK THE REGION'S POTENTIAL BY CULTIVATING AND BUILDING PARTNERSHIPS. OUR NICHE IS TO ADDRESS INTRACTABLE ISSUES THAT CAN ONLY BE SOLVED WITH CROSS-SECTOR, MULTI-JURISDICTIONAL COLLABORATIONS. PIC DEVELOPS, TESTS, AND IMPLEMENTS WORLD-CLASS RESEARCH AND POLICY-DRIVEN SOLUTIONS TO SUPPORT CLIMATE RESILIENCE, CRITICAL INFRASTRUCTURE, AFFORDABLE HOUSING, QUALITY JOBS, AND BUILDING COMMUNITY WEALTH FOR DISINVESTED COMMUNITIES. 11 8 0 10 0 0 3385331 2019692 726688 2471310 0 0 0 0 4112019 4491002 0 0 0 0 1461523 2580521 0 0 130350 1537731 2210698 2999254 4791219 1112765 -300217 5077386 3977227 4641359 3841417 436027 135810 X THE POLICY & INNOVATION CENTER'S (PIC) MISSION IS TO UNLOCK THE REGION'S POTENTIAL BY CULTIVATING AND BUILDING PARTNERSHIPS. OUR NICHE IS TO ADDRESS INTRACTABLE ISSUES THAT CAN ONLY BE SOLVED WITH CROSS-SECTOR, MULTI-JURISDICTIONAL COLLABORATIONS. PIC DEVELOPS, TESTS, AND IMPLEMENTS WORLD-CLASS RESEARCH AND POLICY-DRIVEN SOLUTIONS TO SUPPORT CLIMATE RESILIENCE, CRITICAL INFRASTRUCTURE, AFFORDABLE HOUSING, QUALITY JOBS, AND BUILDING COMMUNITY WEALTH FOR DISINVESTED COMMUNITIES. 0 0 0 0 0 SEE SCHEDULE O.USING RESEARCH AND DATA ANALYSIS, THE POLICY & INNOVATION CENTER PRODUCED REGIONAL PLANS, INFORMED THE COUNTY OF SAN DIEGO'S CLIMATE ACTION PLAN, AND DEVELOPED MUNICIPAL FINANCING AND HOUSING SOLUTIONS, ALSO, THE POLICY & INNOVATION CENTER IDENTIFIED LOCAL GAPS IN BACCALAUREATE DEGREES TO ASSIST A COMMUNITY COLLEGE DISTRICT TO OFFER FOUR-YEAR DEGREE PROGRAMS. 0 0 0 SEE SCHEDULE O.APPLYING EQUITY FOCUSED RESEARCH TO OUR REGION'S MOST PRESSING CHALLENGES. FOUND SIGNIFICANT DISPARITIES IN EVERY DOMAIN AND DEMOGRAPHIC, BUT SOME OF THE STARKEST WERE RACIAL DISPARITIES IN EMPLOYMENT AND INCOME. COUNTINUED TO TRACK PROGRESS SAN DIEGO COUNTY YOUTH HAVE MADE DESPITE A VARIETY OF OBSTACLES FROM DISCRIMINATION TO HOMELESSNESS AND IDENTIFIED OPPORTUNITIES FOR TARGETED ASSISTANCE. EXAMINED DRIVERS ON WATER PRICES AND POTENTIAL FINANCIAL SOLUTIONS TO MITIGATE WATER POVERTY. 0 0 0 SEE SCHEDULE O.APPLICATIONS, CONTRACT PROPOSALS AND RESEARCH LED TO AWARDS TOTALING OVER $15 MILLION TO THE REGION, ALONGSIDE CONTINUED GRANTS OF $4.5 MILLION. 2352603 0 2471310 THE ORGANIZATION HAS BEEN:(1) BRINGING TOGETHER AND FOSTERING COLLABORATION AND CONSENSUS AMONG LOCAL GOVERNMENTAL BODIES, COMMUNITY LEADERS, RESEARCHERS, SUBJECT MATTER EXPERTS, AND STAKEHOLDERS FROM ACROSS THE REGION;(2) COLLECTING AND ANALYZING DATA AND CONDUCTING RIGOROUS ORIGINAL RESEARCH TO HELP EFFECTIVELY ADDRESS THE REGION'S PUBLIC INFRASTRUCTURE, HEALTH, HOUSING, ENVIRONMENTAL AND OTHER COMMUNITY NEEDS, AND MAKING THE RESULTS PUBLICLY AVAILABLE;(3) DEVELOPING AND HELPING IMPLEMENT INNOVATIVE STRATEGIES AND SOLUTIONS BASED ON THAT DATA RESEARCH;(4) HELPING LOCAL GOVERNMENTAL BODIES INCREASE FEDERAL GRANT FUNDING AND IDENTIFY AND OBTAIN OTHER FUNDING RESOURCES TO ADDRESS PUBLIC NEEDS ACROSS THE REGION; AND(5) SHARING THE RESEARCH, RESULTS, POLICIES AND INNOVATIONS NATIONALLY, TO BENEFIT THE PUBLIC IN OTHER REGIONS OF THE U.S. 2352603 0 2471310 2352603 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 33 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 11 8 0 0 1 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X JAMES HOWELL 6192352300 2508 HISTORIC DECATUR ROAD NO 120 SAN DIEGO CA 92106 X BEN HADDAD CHAIR 0.50 0.00 X X 0 0 0 CONSTANCE CARROLL DIRECTOR, IMMEDIATE PAST VICE CHAIR 0.50 0.00 X 0 0 0 ERNEST RADY DIRECTOR 0.50 0.00 X 0 0 0 JAMES HOWELL TREASURER 0.50 42.50 X X 0 415597 70994 LISA CUESTAS DIRECTOR, AUDIT CHAIR 0.50 0.00 X 0 0 0 MARK STUART DIRECTOR 0.50 41.20 X 0 597886 91347 MEL KATZ SECRETARY 0.50 1.30 X X 0 0 0 MICHEL ANDERSON DIRECTOR, VICE AUDIT CHAIR 0.50 0.00 X 0 0 0 P KAY COLEMAN VICE CHAIR 0.50 1.30 X X 0 0 0 SUSAN DAVIS DIRECTOR 0.50 0.00 X 0 0 0 SUSAN GUINN CEO, PRESIDENT 20.00 40.00 X X 0 672993 48244 DANIEL ENERMARK VP, CHIEF ECONOMIST 40.00 0.00 X 207692 0 18891 MICHELLE ZALOOM CONTROLLER 40.00 0.00 X 176246 0 55114 AUDRA M LEE DIRECTOR OF GOVERNMENT GRANTS 40.00 0.00 X 146764 0 26102 KAREN BOYD ECONOMIST, DIRECTOR OF RESEARCH 40.00 0.00 X 131354 0 10763 JAMAL RUSSELL BLACK SENIOR OFFICER, ANALYTICS & IMPACT 40.00 0.00 X 122558 0 9577 784614 1686476 331032 8 0 1 0 SAN DIEGO WORKFORCE PARTNERSHIP 9246 LIGHTWAVE AVENUE SUITE 210 SAN DIEGO CA 92123 JOB DEVELOPMENT & TRAINING SUPPORT 176115 J WALCHER COMMUNICATIONS INC 1940 MARKET STREET SAN DIEGO CA 92102 PUBLIC RELATIONS & MARKETING 112697 SHEPPARD MULLIN RICHTER & HAMPTON 333 S HOPE ST 43RD FLR LOS ANGELES CA 90071 LEGAL SERVICES 108299 3 850000 1169692 2019692 RESEARCH PROGRAM REVEN 541700 2342100 2342100 SHARED SERVICES 525920 129210 129210 2471310 4491002 2471310 0 0 X 1903719 1126880 701064 75775 246000 139569 97046 9385 285168 161792 112497 10879 145634 82626 57452 5556 108299 7096 101203 74850 4904 69946 1443781 725600 718181 16412 8400 8012 131642 402 112830 18410 7223 7223 SHARED SERVICES 134253 134253 294238 95334 188559 10345 4791219 2352603 2308266 130350 3461717 2408438 12971 49435 640762 575186 27351 48403 38122 16872 132640 44882 38716 87758 857747 791135 5077386 3977227 129345 141108 3308243 2169453 1203771 1530856 4641359 3841417 X 2689 18764 433338 117046 436027 135810 5077386 3977227 -300217 0 X 0 1 X 1 1 1 X 1596445 3385331 2019692 7001468 1596445 3385331 2019692 7001468 49330 6952138 7001468 3274665 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 55859 1449 54410 76781 43433 33348 87758 SECURITY DEPOSITS 5000 RIGHT OF USE ASSET 786135 791135 DUE TO RELATED PARTY 702920 LEASE LIABILITY 827936 1530856 X 4945309 454307 454307 4491002 0 4491002 5245526 454307 454307 4791219 0 4791219 PART X, LINE 2: PIC IS EXEMPT FROM INCOME TAXES UNDER THE CURRENT PROVISIONS OF THE INTERNAL REVENUE CODE (IRC) SECTION 501(C)(3) AND SECTION 23701(D) OF THE CALIFORNIA FRANCHISE TAX CODE. ALL TAX-EXEMPT ENTITIES ARE SUBJECT TO REVIEW AND AUDIT BY FEDERAL, STATE, AND OTHER APPLICABLE AGENCIES. SUCH AGENCIES MAY REVIEW THE TAXABILITY OF UNRELATED BUSINESS INCOME OR THE QUALIFICATION OF THE TAX-EXEMPT ENTITY UNDER THE IRC AND APPLICABLE STATE STATUTES. PIC DOES NOT HAVE ANY MATERIAL UNCERTAIN TAX POSITIONS. X X 0 0 0 0 0 0 0 1 0 SUSAN GUINN CEO, PRESIDENT 0 571435 0 101558 0 0 0 47554 0 690 0 721237 0 0 MARK STUART DIRECTOR 0 503279 0 94607 0 0 0 68055 0 23292 0 689233 0 0 JAMES HOWELL TREASURER 0 380247 0 35350 0 0 0 40452 0 30542 0 486591 0 0 MICHELLE ZALOOM CONTROLLER 162708 0 13538 0 0 0 26901 0 28213 0 231360 0 0 0 DANIEL ENERMARK VP, CHIEF ECONOMIST 207692 0 0 0 0 0 8308 0 10583 0 226583 0 0 0 AUDRA M LEE DIRECTOR OF GOVERNMENT GRANTS 136687 0 10077 0 0 0 12804 0 13298 0 172866 0 0 0 PART I, LINE 3 EXECUTIVE OFFICER COMPENSATION FOR THE CEO OF THE POLICY & INNOVATION CENTER WAS DETERMINED BASED ON THE ADVICE OF AN INDEPENDENT EXPERT COMPENSATION CONSULTANT AND IN ACCORDANCE WITH THE PROCESS TO QUALIFY UNDER FEDERAL TAX LAW FOR A REBUTTABLE PRESUMPTION THAT THE COMPENSATION IS REASONABLE. THE COMPENSATION REFLECTS THE AMOUNT PAID BY THE SAN DIEGO FOUNDATION TO ITS CHIEF INNOVATION OFFICER AND AN IN-KIND DONATION TO SUPPORT THE CEO POSITION AT THE POLICY & INNOVATION CENTER. OTHER COMPENSATION INCLUDES THE COMPENSATION PAID BY THE SAN DIEGO FOUNDATION FOR ITS CEO AND CFO, WHO ALSO SERVE AS NON-PAID DIRECTORS ON THE POLICY & INNOVATION CENTER'S BOARD. PART I, LINE 7 NONDISCRETIONARY BONUS PAYMENTS WERE PAID BASED ON PERSONS MEETING GOALS SET BY AND APPROVED BY BOARD OF GOVERNORS. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION'S ARTICLES OF INCORPORATION WERE AMENDED APRIL 17, 2024 TO CHANGE ITS NAME FROM "SAN DIEGO REGIONAL POLICY AND INNOVATION CENTER" TO "POLICY & INNOVATION CENTER". FORM 990, PART VI, SECTION A, LINE 6 THE SAN DIEGO FOUNDATION IS THE SOLE MEMBER OF THE ORGANIZATION. THE SOLE MEMBER MUST APPROVE THE ELECTION OF THE BOARD MEMBERS. IN ADDITION IT HAS OTHER RIGHTS UNDER CALIFORNIA NONPROFIT LAW AND AS CUSTOMARY FOR THE SOLE MEMBER OF A NONPROFIT, SUCH AS TO APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION AND BYLAWS AND FUNDAMENTAL CHANGES SUCH AS A MERGER OR DISSOLUTION. FORM 990, PART VI, SECTION A, LINE 7A THE SAN DIEGO FOUNDATION, SOLE MEMBER, MUST APPROVE THE ELECTION AND REMOVAL OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B THE SAN DIEGO FOUNDATION MUST APPROVE AMENDMENTS TO THE GOVERNING DOCUMENTS, MERGER, CONSOLIDATION AND JOINT VENTURE, SALE, LEASE, EXCHANGE, MORTGAGE, PLEDGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE CORPORATION AND DISSOLUTION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY MANAGEMENT AND THE AUDIT AND RISK COMMITTEES OF THE BOARD FOR ACCURACY AND COMPLETENESS. A COMPLETE COPY OF THE FINAL VERSION OF THE FORM 990 WAS PROVIDED TO THE BOARD OF DIRECTORS FOR THEIR REVIEW BEFORE THE RETURN WAS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE CONFLICT OF INTEREST POLICY IS DISTRIBUTED TO EACH BOARD MEMBER ANNUALLY, AND THEY ARE REQUIRED TO COMPLETE AND SIGN A CONFLICTS DISCLOSURE FORM ANNUALLY. BOARD MEMBERS ARE ALSO REQUIRED TO DISCLOSE ANY CONFLICTS AS THEY ARISE DURING THE YEAR. ANY DISCLOSED CONFLICTS ARE MANAGED IN ACCORDANCE WITH THE CONFLICT OF INTEREST POLICY, WHICH INCLUDES REQUIRING RECUSAL OF THE CONFLICTED DIRECTOR FROM THE DELIBERATION AND VOTE BY THE BOARD OR BOARD COMMITTEE AND APPROPRIATE DOCUMENTATION OF THE PROCESS, TO ENSURE THAT ANY CONFLICTS ARE MANAGED BY INDEPENDENT DIRECTORS IN THE ORGANIZATION'S BEST INTEREST. THE CONFLICT OF INTEREST POLICY IS CONSISTENT WITH THE IRS' TEMPLATE CONFLICT OF INTEREST POLICY AND APPLICABLE STATE LAW. FORM 990, PART VI, SECTION B, LINE 15 EXECUTIVE OFFICER COMPENSATION FOR THE CEO OF THE POLICY & INNOVATION CENTER WAS DETERMINED BASED ON THE ADVICE OF AN INDEPENDENT EXPERT COMPENSATION CONSULTANT AND IN ACCORDANCE WITH THE PROCESS TO QUALIFY UNDER FEDERAL TAX LAW FOR A REBUTTABLE PRESUMPTION THAT THE COMPENSATION IS REASONABLE. THE COMPENSATION REFLECTS THE AMOUNT PAID BY THE SAN DIEGO FOUNDATION TO ITS CHIEF INNOVATION OFFICER AND AN IN-KIND DONATION TO SUPPORT THE CEO POSITION AT THE POLICY & INNOVATION CENTER. OTHER COMPENSATION INCLUDES THE COMPENSATION PAID BY THE SAN DIEGO FOUNDATION FOR ITS CEO AND CFO, WHO ALSO SERVE AS NON-PAID DIRECTORS ON THE POLICY & INNOVATION CENTER'S BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE AND IN THE ANNUAL REPORT. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. PART V LINE 1A, 2A, AND PART VII, SECTION A: ALL WAGES, BENEFITS, PENSION CONTRIBUTIONS, AND PAYROLL TAXES ARE PAID BY THE SAN DIEGO FOUNDATION. THESE EXPENSES ARE REIMBURSED BY THE POLICY AND INNOVATION CENTER, UNDER A SHARED SERVICE AGREEMENT OR PROVIDED BY THE SAN DIEGO FOUNDATION IN-KIND. THE AMOUNT LISTED ON FORM 990, PART VII, SECTION A, REPRESENTS COMPENSATION PAID BY THE SAN DIEGO FOUNDATION TO ITS CHIEF INNOVATION OFFICER AND AN IN-KIND DONATION TO SUPPORT THE CEO POSITION AT THE POLICY & INNOVATION CENTER. OTHER COMPENSATION SHOWN INCLUDES THE COMPENSATION PAID BY THE SAN DIEGO FOUNDATION FOR ITS CEO AND CFO, WHO ALSO SERVE AS NONPAID DIRECTORS ON THE POLICY & INNOVATION CENTER'S BOARD. FORM 990, PART IX, LINE 11G CONTRACTED SERVICES: PROGRAM SERVICE EXPENSES 725,600. MANAGEMENT AND GENERAL EXPENSES 718,181. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,443,781. THE SAN DIEGO FOUNDATION 2508 HISTORIC DECATUR RD 200 SAN DIEGO CA 92106 952942582 GRANT MAKING CA 501(C)(3) LINE 8 N/A 0 ALLIANCE TO THE SAN DIEGO REGIONAL POLICY AND INNOVATION CENTER 2508 HISTORIC DECATUR RD 120 SAN DIEGO CA 92106 923860851 PROMOTE SOCIAL WELFARE CA 501(C)(4) N/A POLICY & INNOVATION CENTER 1 INNOVATION & RESILIENCE VENTURES 2508 HISTORIC DECATUR RD 120 SAN DIEGO CA 92106 923144611 PUBLIC BENEFIT CA POLICY & INNOVATION CENTER C 11450 1.00000 1 0 0 1 1 1 0 0 0 0 0 0 1 1 1 1 0 0 0 0