2025-02-28T16:45:39-06:00 2024-06-30 991856619 GRANT THORNTON ADVISORS LLC 5955 TG LEE BLVD STE 200 ORLANDO FL 32822 990 2023-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 JOANNA WEISS EVP/CFO 8137451188 2025-02-28 1 0 MICHELE N MELCHIOR P00488037 4074815100 2023 2025-03-06 01:10:19Z MARIA MULLER 12902 MAGNOLIA DRIVE TAMPA FL 33612 198543366 0 X WWW.MOFFITT.ORG/GIVE X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 25 25 45 25 -174300 0 33916694 43781129 0 0 306618 158630 -54382 -154346 34168930 43785413 23064145 18749335 0 0 5531452 6473407 867327 243209 4949675 2668190 2785791 32131114 28251742 2037816 15533671 234732542 274181553 13300231 6891602 221432311 267289951 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 19593335 18749335 THE MOFFITT CANCER CENTER FOUNDATION WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE. IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW.PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS ASTHE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP, AND INTEGRATIVE MEDICINE PROGRAMS.IN FY24, MOFFITT FOUNDATION'S THREE LARGEST FUNDRAISING EVENTS ARE ASFOLLOWS:2024 MOFFITT CANCER CENTER LUNCHEON: THE 2024 MOFFITT CANCER CENTER LUNCHEON WAS HELD AT MICHAEL'S ON THE BAY AT MARIE SELBY GARDENS IN SARASOTA ON APRIL 4TH. THE EVENT RAISED MORE THAN $400,000 FOR MOFFITT AND WAS CHAIRED BY SARASOTA RESIDENT AND FOUNDATION BOARD MEMBER, EILEEN CURD. GUESTS AT THE LUNCHEON HEARD FROM KEYNOTE SPEAKER DR. BRIAN CZERNIECKI, CHAIR OF MOFFITT'S DEPARTMENT OF BREAST ONCOLOGY. FUNDS RAISED EACH YEAR AT THE MOFFITT CANCER CENTER LUNCHEON IN SARASOTA SUPPORT MOFFITT'S RESEARCH INNOVATION FUND. THE FUND ESTABLISHED IN 2020 PROVIDES SEED FUNDING FOR KEY INITIATIVES INCLUDING RESEARCH DEVELOPMENT STUDIES, CLINICAL TRIALS, AND TREATMENTS AT THE FOREFRONT OF THE NEXT SCIENTIFIC BREAKTHROUGH FOR MOFFITT PATIENTS. MILES FOR MOFFITT: MILES FOR MOFFITT IS MOFFITT CANCER CENTER'S PREMIER MOVEMENT FOR RAISING FUNDS TO TOUCH LIVES AND PROPEL US TOWARD A CANCER-FREE WORLD. SINCE 2006, MOFFITT CANCER CENTER SUPPORTERS HAVE COME TOGETHER TO RAISE CRITICAL FUNDS FOR CANCER RESEARCH IN A COMMUNITY-WIDE MOVEMENT OF INSPIRATION, COURAGE, AND HOPE THAT THOUSANDS OF INDIVIDUALS AND FAMILIES LOOK FORWARD TO EVERY YEAR. THE EVENT PROVIDES A 1K/5K/10K/WHEELCHAIR RACE AND KIDS DASH. SINCE 2006, MILES FOR MOFFITT HAS RAISED MILLIONS OF DOLLARS TOWARD ADVANCING CANCER RESEARCH, HELPING MOFFITT SUSTAIN AND ADVANCE ITS STATUS AS ONE OF THE BEST CANCER CENTERS IN THE COUNTRY AND THE ONLY NATIONAL CANCER INSTITUTE-DESIGNATED COMPREHENSIVE CANCER CENTER IN FLORIDA.MAGNOLIA BALL EVENT: THE MAGNOLIA BALL TOOK PLACE ON FEBRUARY 17, 2024, DRAWING A LARGE CROWD AT THE JW MARRIOTT IN DOWNTOWN TAMPA. THE EVENT, CHAIRED BY MARK & CINDY PENTECOST, RAISED OVER FIVE MILLION DOLLARS TO SUPPORT MOFFITT CANCER CENTER. SINCE 1994, THE MAGNOLIA BALL, THE CANCER CENTER'S SIGNATURE EVENT, HAS RAISED TENS OF MILLIONS FOR MOFFITT'S CANCER-FIGHTING EFFORTS. A PRIVATE CONCERT BY FLO RIDA, BILLY DEAN AND THE REMISSIONS, MOFFITT'S HOUSE BAND MADE UP ENTIRELY OF MOFFITT TEAM MEMBERS, ENTERTAINED THE CROWD FOLLOWED BY A VALENTINE'S THEMED AFTER-PARTY WITH DJ FRESH. 19593335 1 1 0 0 0 0 0 0 0 1 0 1 0 0 1 1 0 1 0 0 1 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 19 0 1 45 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 25 25 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT WV WI X X JOANNA WEISS 8137451188 12902 MAGNOLIA DRIVE TAMPA FL 33612 X YVETTE M LYONS TREMONTI EVP-CFAO & ASST TREAS TO 5/17/24 4.00 52.00 X 0 1042682 397146 L DAVID DE LA PARTE EVP GEN CO & ASST SEC TO 6/11/24 4.00 52.00 X 0 865274 392072 SARABDEEP SINGH EVP/COO 3.00 52.00 X 0 872462 120699 JOANNA WEISS EVP-CFAO & ASST TREAS AS OF 5/19/24 4.00 51.00 X 0 528314 191655 MARIA MULLER PRES/EVP-CHIEF PHILAN OFFICER 55.00 0.00 X 544664 0 91510 B LEE GREEN FRM INT PRES 9/1-11/30/2018 0.00 50.00 X 0 346031 266964 MARY L COFFEEN DIR DONOR REL & COMMUNICATIONS 50.00 0.00 X 191213 0 146864 REBECCA S NORMAN SR DIR DEVELOPMENT SVCS 50.00 0.00 X 204542 0 53894 AMANDA S HOLLIS DIR FOUNDATION GIVING 50.00 0.00 X 180561 0 52177 MICHAEL LAYTON PROSPECT DEV ANALYTICS DIRECTOR 50.00 0.00 X 159082 0 25096 TYLER WILSON MAJORS GIFT DIRECTOR 50.00 0.00 X 150832 0 26692 ROSE BAKER REILLY DIRECTOR & CHAIRMAN 1.00 1.00 X X 0 0 0 EDWARD C DROSTE DIRECTOR & IMMED PAST CHAIRMAN 1.00 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ DIRECTOR, PAST CHAIR 1.00 1.00 X X 0 0 0 PETER T KIRKWOOD ESQ DIRECTOR & VICE CHAIRMAN 1.00 0.00 X X 0 0 0 JOSEPH CABALLERO DIRECTOR & SEC/TREAS 1.00 2.00 X X 0 0 0 ASHLEY BELL BARNETT DIRECTOR 1.00 0.00 X 0 0 0 BARBARA RYALS DIRECTOR 1.00 0.00 X 0 0 0 EILEEN SENA CURD DIRECTOR 1.00 0.00 X 0 0 0 FREDERICK LYNCH DIRECTOR 1.00 0.00 X 0 0 0 JIM OVERTON DIRECTOR 1.00 0.00 X 0 0 0 JIM U MORRISON DIRECTOR 1.00 0.00 X 0 0 0 JULIE WOOLEY DIRECTOR 1.00 0.00 X 0 0 0 KIERSTEN L ALLEN DIRECTOR TO 2/1/24 1.00 0.00 X 0 0 0 KIM SWEERS DIRECTOR 1.00 0.00 X 0 0 0 PATRICK SOBERS DIRECTOR 1.00 0.00 X 0 0 0 PAUL ANDERSON DIRECTOR 1.00 0.00 X 0 0 0 PETER J CAMPO DIRECTOR 1.00 0.00 X 0 0 0 RICHARD GONZMART DIRECTOR 1.00 0.00 X 0 0 0 ROBERT DUTKOWSKY DIRECTOR 1.00 0.00 X 0 0 0 RONALD J CAMPBELL DIRECTOR 1.00 0.00 X 0 0 0 S KATHERINE FRAZIER DIRECTOR 1.00 0.00 X 0 0 0 SAREET MAJUMDAR DIRECTOR 1.00 0.00 X 0 0 0 SEAN HYER DIRECTOR TO 3/1/24 1.00 1.00 X 0 0 0 SHAY GRIESE DIRECTOR 1.00 0.00 X 0 0 0 STEVEN M RANEY DIRECTOR 1.00 0.00 X 0 0 0 THE HON H LEE MOFFITT ESQ DIRECTOR 1.00 2.00 X 0 0 0 WILLIAM BRAND DIRECTOR 1.00 0.00 X 0 0 0 1430894 3654763 1764769 16 1 1 0 RKD GROUP LLC 2701 N DALLAS PKWY STE 650 PLANO TX 75093 PROFESSIONAL FUNDRAISER 692148 SHAKEJI INC 2000 AVENUE OF THE STARS LOS ANGELES CA 90067 PROFESSIONAL ENTERTAINMENT 150000 2 6276073 37505056 1140206 43781129 5357149 -174300 5531449 148400860 153599379 -5198519 -5198519 -5198519 1004228 6276073 1158574 -154346 -154346 43785413 0 -174300 178584 X 18749335 18749335 605555 60555 151388 393612 4855773 429472 1634701 2791600 206112 18285 68976 118851 446545 41068 138529 266948 359422 32329 116954 210139 35737 25780 9957 2078 2078 243209 243209 780981 780981 236315 100075 136240 117444 110394 7050 61457 24334 37123 729928 139138 378334 212456 63619 63619 87392 10761 76631 7899 7899 189438 189438 9817 9817 ALLOCATION OF INTERCOMP 0 123153 -218179 95026 OTHER FUNDRAISING 166626 0 0 166626 CATERING & FOOD 153324 0 16833 136491 RECRUITMENT 70873 0 70873 0 72863 25147 47716 28251742 19593335 3708732 4949675 24760172 13491354 6947514 22934324 22045597 20024795 200790 185104 160751004 193952663 18726126 22031201 1301339 1562112 234732542 274181553 505899 594155 12794332 6297447 13300231 6891602 X 94177056 122427510 127255255 144862441 221432311 267289951 234732542 274181553 X 15533671 21377815 8946154 X 0 1 X 1 0 X 14529670 28888234 45435303 33916694 43781129 166551030 14529670 28888234 45435303 33916694 43781129 166551030 30919568 135631462 3254062 3022309 3286957 3755263 5357149 18675740 185226770 2947514 0.73220 0.70650 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 31871672 2864133 3700018 897793 37538030 29852082 45025 3209351 1234786 31871672 31937246 65978 -1248877 902265 29852082 26454695 846610 5447004 811063 31937246 26439919 64551 954254 1004029 26454695 0.38330 0.61670 1 0 0 ALTERNATIVE INVESTMENTS 22031201 F 22031201 DUE TO RELATED ORGANIZATION 4329080 CHARITABLE GIFT ANNUITIES 1968367 6297447 X PART V, LINE 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. PART X, LINE 2: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. DID NOT HAVE ANY UNCERTAIN POSITIONS IN ITS AUDITED FINANCIAL STATEMENTS. THE ASC-740 FOOTNOTE READS AS FOLLOWS: SIGNIFICANT JUDGMENT IS REQUIRED TO EVALUATE UNCERTAIN TAX POSITIONS. THE CANCER CENTER EVALUATES ITS UNCERTAIN TAX POSITIONS ON A REGULAR BASIS. ITS EVALUATIONS ARE BASED ON A NUMBER OF FACTORS, INCLUDING CHANGES IN FACTS AND CIRCUMSTANCES, CHANGES IN TAX LAW, AND CORRESPONDENCE WITH TAX AUTHORITIES. THE CANCER CENTER ACCOUNTS FOR UNCERTAIN TAX POSITIONS BY RECOGNIZING A TAX BENEFIT OR LIABILITY AT THE LARGEST AMOUNT THAT, IN ITS JUDGMENT, IS MORE THAN 50% LIKELY TO BE REALIZED OR PAID BASED UPON TECHNICAL MERITS OF THE POSITION. THE CANCER CENTER CURRENTLY HAS NO TAX BENEFITS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENT 1186395 NORTH AMERICA 0 0 INVESTMENT 363162 0 0 0 0 0 0 1549557 0 1549557 1 0 0 1 1 0 X X X X X 1 RKD GROUP LLC 3400 WATERVIEW PARKWAY RICHARDSON TX 75080 MAIL SOLICITATION 0 434180 69158 365022 434180 69158 365022 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC MAGNOLIA BALL 5216656 4757949 458707 4967 166221 141195 181000 272785 MILES FOR MOFFITT 1667932 1188182 479750 15409 13230 5224 3845 313848 1 395713 329942 65771 32140 8710 7280301 6276073 1004228 20376 179451 178559 184845 595343 1158574 -154346 SCHEDULE G, PART I, LINE 2B, COLUMN (V) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING SERVICES TO RKD GROUP, LLC TOTALED $69,158 AND FUNDRAISING EXPENSES TOTALED $566. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(C)(3) 1960300 38777 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(C)(3) 14848533 1896191 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS 2 0 PART I, LINE 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE ORGANIZATION MAY ALSO, FROM TIME TO TIME, GIVE DONATIONS OR SPONSORSHIPS TO OTHER ORGANIZATIONS THAT ALIGN WITH OUR MISSION. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. 0 1 0 0 0 1 1 0 0 YVETTE M LYONS TREMONTI EVP-CFAO & ASST TREAS TO 5/17/24 0 772296 0 212568 0 57818 0 362337 0 38529 0 1443548 0 0 L DAVID DE LA PARTE EVP GEN CO & ASST SEC TO 6/11/24 0 643431 0 178715 0 43128 0 365841 0 29834 0 1260949 0 0 SARABDEEP SINGH EVP/COO 0 682357 0 185203 0 4902 0 87740 0 38053 0 998255 0 0 JOANNA WEISS EVP-CFAO & ASST TREAS AS OF 5/19/24 0 407594 0 94914 0 25806 0 158381 0 36877 0 723572 0 0 MARIA MULLER PRES/EVP-CHIEF PHILAN OFFICER 424383 0 116158 0 4123 0 80833 0 14292 0 639789 0 0 0 B LEE GREEN FRM INT PRES 9/1-11/30/2018 0 288120 0 53548 0 4363 0 235441 0 38578 0 620050 0 0 MARY L COFFEEN DIR DONOR REL & COMMUNICATIONS 146346 0 19280 0 25587 0 132639 0 14851 0 338703 0 0 0 REBECCA S NORMAN SR DIR DEVELOPMENT SVCS 173565 0 21549 0 9428 0 21135 0 33586 0 259263 0 0 0 AMANDA S HOLLIS DIR FOUNDATION GIVING 154157 0 19553 0 6851 0 16761 0 36197 0 233519 0 0 0 MICHAEL LAYTON PROSPECT DEV ANALYTICS DIRECTOR 136905 0 16657 0 5520 0 12098 0 14242 0 185422 0 0 0 TYLER WILSON MAJORS GIFT DIRECTOR 125457 0 10403 0 14972 0 21367 0 6139 0 178338 0 0 0 PART I, LINE 3 MOFFITT FOUNDATION RELIES ON H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, A RELATED ORGANIZATION WHICH USES AN INDEPENDENT COMPENSATION CONSULTANT, COMPENSATION SURVEYS OR STUDIES, AN EXECUTIVE COMPENSATION COMMITTEE, AND THE APPROVAL BY THE BOARD OR THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD, TO ESTABLISH THE ORGANIZATION'S CEO, PRESIDENT, AND TOP MANAGEMENT OFFICIALS' COMPENSATION. PART I, LINE 4B TO BE ELIGIBLE TO PARTICIPATE IN THE 457(F) NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP), PARTICIPANTS MUST ELECT TO CONTRIBUTE AT LEAST 10% ACROSS THE 403(B) AND 457(B) PLANS, AND ARE VESTED AFTER 10 YEARS OF SERVICE. LUMP SUM DISTRIBUTIONS FROM THE ACCOUNT ARE MADE UPON NORMAL RETIREMENT OR TERMINATION. BELOW ARE INDIVIDUALS LISTED ON FOUNDATION'S 2023 FORM 990 PART VII, SECTION A, THAT PARTICIPATED IN THE 457(F) SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND THEIR RESPECTIVE AMOUNTS OF COMPENSATION CONSTRUCTIVELY RECEIVED IN TAX YEAR 2023 FROM THE PLAN: LOUIS D. DE LA PARTE - $32,791 YVETTE M LYONS TREMONTI - $45,116 JOANNA WEISS - $24,396 MARIA MULLER - $0 SARABDEEP SINGH - $0 B. LEE GREEN STEPPED DOWN FROM HIS EXECUTIVE POSITION AND THEREFORE, NO LONGER PARTICIPATES IN THE SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN. PART I, LINE 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. X 2344 FMV X 23972 FMV X 20 854360 SELLING PRICE X OTHER - AUCTION ITEMS 69 183955 FMV X OTHER - GIFT CARDS 1 47325 FMV X OTHER - MEDICAL EQUIPMENT 2 28250 FMV 1 0 1 0 PART I, COLUMN (B): THE NUMBERS REPORTED IN COLUMN (B) REPRESENT THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 1A THE FOUNDATION BOARD, BY RESOLUTION SHALL DESIGNATE AN EXECUTIVE COMMITTEE ON THE RECOMMENDATION OF THE CHAIR WHICH SHALL CONSIST OF NO FEWER THAN 5 MEMBERS, A MAJORITY OF WHOM SHALL BE DIRECTORS. THE CHAIR OF THE BOARD SHALL SERVE AS CHAIR AND THE VICE CHAIR OF THE BOARD SHALL SERVE AS VICE CHAIR OF THE EXECUTIVE COMMITTEE. THE POWERS AND DUTIES OF THE EXECUTIVE COMMITTEE ARE AS FOLLOWS: A) A MAJORITY OF THE MEMBERS OF THE COMMITTEE MAY DETERMINE ITS ACTION AND FIX THE TIME AND PLACE OF ITS MEETINGS. B) THE COMMITTEE SHALL REVIEW THE BOARD'S ANNUAL PERFORMANCE EVALUATION. C) THE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL POWERS OF THE BOARD EXCEPT THE POWER TO FILL VACANCIES ON THE BOARD OR ANY COMMITTEE THEREOF; AMEND EITHER THE ARTICLES OF INCORPORATION OR THE BYLAWS OF THE CORPORATION; ADOPT A PLAN OF MERGER, CONSOLIDATION, RECAPITALIZATION, OR OTHER FORM OF REORGANIZATION; SELL, LEASE, EXCHANGE, OR OTHERWISE DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION; ADOPT A PLAN OF VOLUNTARY DISSOLUTION OF THE CORPORATION; OR EXERCISE ANY OTHER POWERS SPECIFICALLY RESERVED FOR THE BOARD AS A WHOLE. D) THE COMMITTEE SHALL DEVELOP AND MAINTAIN A VIABLE SHORT-RANGE AND LONG -RANGE PLAN FOR FULFILLMENT OF THE CORPORATION'S PURPOSE. E) THE COMMITTEE SHALL REVIEW AND EVALUATE THE CORPORATION'S PERFORMANCE ON MEETING ITS SHORT-RANGE AND LONG-RANGE PLANS. F) WHEN APPROPRIATE, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR THE ELECTION OR RE-ELECTION OF OFFICERS OF THE CORPORATION. G) WHEN A VACANCY IN THE BOARD OCCURS, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR APPOINTMENT OR REAPPOINTMENT TO THE BOARD. THE COMMITTEE SHALL CAUSE A REPORT OF ITS ACTIONS TO BE MADE TO THE BOARD AT THE BOARD'S NEXT REGULARLY SCHEDULED MEETING, WHICH SHALL BE DULY NOTED IN THE MINUTES OF THE PROCEEDINGS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. LOUIS D. DE LA PARTE - FOUNDATION OFFICER; MTC OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; MTC OFFICER FORM 990, PART VI, SECTION A, LINE 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. ("THE INSTITUTE") IS THE SOLE MEMBER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7A AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS ($200,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF ONE MILLION DOLLARS ($1,000,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TWENTY THOUSAND DOLLARS ($20,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING FIFTY THOUSAND DOLLARS ($50,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($1,000,000.00) PER EXPENDITURE OR FIVE HUNDRED THOUSAND DOLLARS ($1,00,000.00) IN THE AGGREGATE ANNUALLY; AND I. APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICERS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO ELECTRONICALLY FILING FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX), A COPY OF THE RETURN IS PROVIDED TO THE JOINT FINANCE COMMITTEE, CONSISTING OF BOARD MEMBERS ACROSS THE CANCER CENTER, GIVING EACH MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. FOUNDATION'S FORM 990 IS ALSO PROVIDED TO THE CHIEF FINANCIAL OFFICER FOR REVIEW. BASED ON THE REVIEW ANY SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED, AND IF DEEMED NECESSARY CHANGES ARE MADE PRIOR TO SIGNING. FORM 990, PART VI, SECTION B, LINE 12C H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC., THE INSTITUTE AND PARENT ORGANIZATION OF THE CANCER CENTER, DEVELOPS, IMPLEMENTS, AND ENFORCES COMPANY POLICY FOR THE CANCER CENTER AS A WHOLE. ON AN ANNUAL BASIS A PRESENTATION IS MADE TO ALL BOARD MEMBERS THROUGHOUT MOFFITT'S ENTITIES, INCLUDING FOUNDATION'S BOARD MEMBERS, TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE CERTIFICATION VIA THE ELECTRONIC DISCLOSURE SYSTEM. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE ELECTRONIC FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 THE INSTITUTE HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE COMMITTEE MEMBERS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE COMPENSATION OF MOFFITT DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, CHIEF HUMAN RESOURCES OFFICER, CHIEF ENTERPRISE RISK OFFICER, VP FINANCE, VP MOFFITT MEDICAL GROUP, VP PATIENT CARE SERVICES/CHIEF NURSING OFFICER AND VP CHIEF PHARMACY OFFICER. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN, AS NEEDED, AND DOES AT ITS DISCRETION, ENGAGE INDEPENDENT OUTSIDE ADVISORS, INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND THIRD-PARTY COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD-PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH DISQUALIFIED PERSON. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE INSTITUTE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT, INCLUDING THE VALUE OF ALL BENEFITS AND PERQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE DISQUALIFIED PERSONS. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF COMPENSATION, WHO IS NOT INCLUDED IN THE DISQUALIFIED PERSON CATEGORY, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS, ALONG WITH THE CONSULTANT'S COMPARABILITY DATA, ARE PRESENTED TO THE JEC&BC FOR THE COMMITTEE MEMBERS TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE INSTITUTE BOARD. FORM 990, PART VI, SECTION C, LINE 19 MOFFITT FOUNDATION MAKES AVAILABLE ITS CONSOLIDATED AUDITED FINANCIAL STATEMENTS TO THE PUBLIC THROUGH DAC BOND, A THIRD PARTY VENDOR'S WEBSITE AND THE MOFFITT'S WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR AS WELL AS MOFFITT'S WEBSITE. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A, LINE 1A EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S FORM 990 ARE EMPLOYEES WHOSE W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER AND RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. FORM 990, PART IX, LINE 24A CERTAIN MOFFITT CANCER CENTER INTERCOMPANY OVERHEAD HAS BEEN ALLOCATED FROM THE PARENT ENTITY TO THE FOUNDATION AND THOSE AMOUNTS ARE INCLUDED IN COLUMN (C) AND THEN REALLOCATED ON LINE 24A TO THE PROPER FUNCTIONAL CATEGORIES. FORM 990, PART XI, LINE 9 CHANGES IN NET ASSETS PREDOMINANTLY RELATES TO THE CLOSE OUT OF INTERCOMPANY ACCOUNTS PAYABLE AND RECEIVABLE (DUE TO/DUE FROM) IN THE AMOUNT OF $8,946,154 TO NET ASSETS. H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(C)(3) LINE 3 H LEE MOFFITT CC&RI INC 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(C)(3) LINE 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(C)(3) LINE 10 H LEE MOFFITT CC&RI INC 0 MOFFITT REAL ESTATE HOLDING CORP 12902 MAGNOLIA DRIVE TAMPA FL 33612 923387708 HOLDING TITLE TO REAL ESTATE FL 501(C)(2) N/A H LEE MOFFITT CC&RI INC 0 MOFFITT LIFESCIENCES CAMPUS MANAGEMENT CORP 12902 MAGNOLIA DRIVE TAMPA FL 33612 923388291 REAL ESTATE PROPERTY MANAGEMENT FL 501(C)(3) LINE 12A, I H LEE MOFFITT CC&RI INC 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL N/A C 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 1