2024-11-15T14:49:45-06:00 2023-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2023-01-01 396570280 INVESTOR PROTECTION TRUST INVE 2027752112 750 FIRST STREET NE 990 WASHINGTON DC 20002 TANYA SOLOV AUTHORIZED OFFICER OF ORGANIZATION 2027752112 2024-11-15 1 0 ROBERT WILLIAMS P01345960 5712279500 2024-11-14 2023 2024-10-15 13:58:12Z TANYA SOLOV 750 FIRST STREET NE 990 WASHINGTON DC 20002 7220259 0 X N/A X 1993 DC INVESTOR PROTECTION TRUST PROVIDES INDEPENDENT, OBJECTIVE INFORMATION NEEDED BY CONSUMERS TO MAKE INFORMED INVESTMENT DECISIONS. 4 4 0 4 0 0 371183 563041 0 0 200928 121347 6162 33066 578273 717454 2205764 3287541 0 0 140273 109090 0 0 0 463892 2359539 2809929 5756170 -2231656 -5038716 10525291 6833520 140325 1281763 10384966 5551757 X INVESTOR PROTECTION TRUST IS A NONPROFIT ORGANIZATION DEVOTED TO INVESTOR EDUCATION. SINCE 1993 INVESTOR PROTECTION TRUST HAS WORKED WITH THE STATES AND AT THE NATIONAL LEVEL TO PROVIDE INDEPENDENT, OBJECTIVE INVESTOR EDUCATION NEEDED BY ALL AMERICANS TO MAKE INFORMED INVESTMENT DECISIONS. 0 0 5502747 3287541 EDUCATION OF INVESTORS, RESEARCH AND EDUCATION WITH RESPECT TO THE PROTECTION OF INVESTORS, AND PROMOTION OF COMPLIANCE WITH FEDERAL AND STATE SECURITIES AND COMMODITIES LAWS. 5502747 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 5 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 4 4 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 0 0 0 X TANYA SOLOV 7739710831 1255 WEST HOOD AVENUE CHICAGO IL 60660 TUNG CHAN TRUSTEE 2.00 X 0 0 0 KELLY JANES TRUSTEE 2.00 X 0 0 0 BARRY GLENNON TRUSTEE 4.00 X 0 0 0 NOULA ZAHARIS TRUSTEE 2.00 X 0 0 0 TANYA SOLOV AUTHORIZED OFFICER 30.00 X 109090 0 0 109090 0 0 1 0 0 0 0 563041 563041 358510 358510 6265642 6502805 -237163 -237163 -237163 OTHER INCOME 900099 33066 33066 33066 717454 0 0 154413 3287541 3287541 109090 54545 54545 5133 5133 34993 34993 12335 12335 175106 88095 87011 9367 4700 4667 10981 5510 5471 5269 2644 2625 10345 5191 5154 7878 3953 3925 2698 1354 1344 OTHER DIRECT PROGRAM EX 2031538 2031538 CREDIT LOSS EXPENSE 25000 25000 OTHER EXPENSES 22440 11220 11220 PUBLICATION 6456 6456 5756170 5502747 253423 0 592 592 8355889 6827928 25372 5000 2143438 0 10525291 6833520 36325 52019 104000 1229744 140325 1281763 X 3689314 3315034 6695652 2236723 10384966 5551757 10525291 6833520 -5038716 205507 0 X 0 0 0 X 729552 368646 2911190 371183 563041 4943612 729552 368646 2911190 371183 563041 4943612 3861115 1082497 216661 78381 60186 128971 358510 842709 1414 496354 52210 6162 33066 589206 6375527 0.16980 0.15750 X PURSUANT TO IPT'S ESTABLISHING DOCUMENTS, THE BOARD OF TRUSTEES MUST CONSIST OF FIVE TRUSTEES WHO ARE INDIVIDUALS AFFILIATED WITH A STATE SECURITIES REGULATORY AGENCY. THE IPT THROUGH THE TRUSTEES SERVES THE INTEREST OF THE GENERAL PUBLIC, BOTH PROSPECTIVE INVESTORS AND CURRENT INVESTORS. THE MISSION OF THE TRUST REQUIRES IT TO USE ITS ASSETS EXCLUSIVELY FOR INVESTOR EDUCATION, INVESTOR PROTECTION, OR RESEARCH FOR INVESTOR EDUCATION OR PROTECTION. THE IPT RECEIVES CONTRIBUTIONS FROM CY PRES AWARDS FROM COURT LITIGATION, RECEIVERSHIPS BASED ON ENFORCEMENT ACTIONS, AND UNRESTRICTED CONTRIBUTIONS FROM INDIVIDUALS, ENTITIES OR FOUNDATIONS. FOR EXAMPLE, IPT RECEIVES CONTRIBUTIONS FROM FINANCIAL SERVICE FIRMS WHO CHOOSE TO MAKE CONTRIBUTIONS TO IPT OUT OF ACCOUNTS REPRESENTING BROKEN TRADES AND OTHER TRADING ERRORS. THE IPT MAKES ITSELF KNOWN TO THE PUBLIC THROUGH STATE SECURITIES REGULATORS AND THE IPT WEBSITE. THE IPT COLLABORATES WITH A PUBLISHER TO PUBLISH NUMEROUS INVESTOR EDUCATION AND PROTECTION PAMPHLETS FOR THE USE OF THE GENERAL PUBLIC. STATE REGULATORS USE THESE MATERIALS TO EDUCATE INVESTORS. NON-PROFIT ORGANIZATIONS AND SCHOOLS USE THESE PUBLICATIONS TO EDUCATE STUDENTS AND GRADUATES ABOUT INVESTMENT FRAUD AND GENERAL FINANCIAL LITERACY TOPICS. NON-PROFIT ORGANIZATIONS ARE ELIGIBLE FOR IPT GRANTS FOR PROGRAMS THAT FURTHER THE TRUST'S PURPOSE OF INVESTOR EDUCATION, INVESTOR PROTECTION AND RESEARCH FOR THE EDUCATION AND PROTECTION OF INVESTORS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 IOWA INSURANCE DIVISION SECURITIES AND REGULATED INDUSTRIES 1963 BELL AVE STE 100 DES MOINES IA 50315 426004539 GOV 37477 0 PROGRAM SUPPORT ALABAMA SECURITIES COMMISSION 445 DEXTER AVE STE 12000 MONTGOMERY AL 36104 636000619 GOV 33495 0 PROGRAM SUPPORT NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION 25 CAPITOL ST CONCORD NH 03301 026000618 GOV 59701 0 PROGRAM SUPPORT NEW JERSEY BUREAU OF SECURITIES 153 HALSEY ST 6 NEWARK NJ 07102 026000618 GOV 81496 0 PROGRAM SUPPORT VERMONT DEPARTMENT OF FINANCIAL REGULATION 89 MAIN ST MONTPELIER VT 05620 036000264 GOV 13799 0 PROGRAM SUPPORT UNIVERSITY OF MASSACHUSETTS BOSTON 100 MORRISSEY BLVD BOSTON MA 02125 043167352 501C3 228541 0 PROGRAM SUPPORT NEW YORK STATE ATTORNEY GENERAL THE CAPITOL ALBANY NY 12224 146013200 GOV 96758 0 PROGRAM SUPPORT MICHIGAN SECURITIES 21415 CIVIC CENTER DR STE 200 SOUTHFIELD MI 48076 386000134 GOV 159000 0 PROGRAM SUPPORT MINNESOTA DEPARTMENT OF COMMERCE 85 7TH PL E 280 ST PAUL MN 55101 416007162 GOV 30113 0 PROGRAM SUPPORT PIABA FOUNDATION 2415A WILCOX DR NORMAN AL 73072 454458410 501C3 35000 0 PROGRAM SUPPORT DELAWARE DEPARTMENT OF JUSTICE 114 E MARKET ST GEORGETOWN DE 19947 516000279 GOV 112400 0 PROGRAM SUPPORT VIRGINIA SECURITIES 6135 OLIVET DRIVE ALEXANDRIA VA 22315 546001780 GOV 80975 0 PROGRAM SUPPORT NORTH CAROLINA DEPARTMENT OF STATE PO BOX 29622 RALEIGH NC 27626 561611340 GOV 13704 0 PROGRAM SUPPORT SOUTH CAROLINA OFFICE OF THE ATTORNEY GENERAL 1000 ASSEMBLY ST COLUMBIA SC 29201 576000286 GOV 131193 0 PROGRAM SUPPORT UNIVERSITY OF GEORGIA HERTY DR ATHENS GA 30602 581353149 501C3 124453 0 PROGRAM SUPPORT FLORIDA ASSOCIATION OF BROADCASTERS 201 S MONROE ST 201 TALLAHASSEE FL 32301 590864165 501C3 350000 0 PROGRAM SUPPORT KENTUCKY DEPARTMENT OF FINANCIAL INSTITUTIONS 500 MERO STREET MAYO-UNDERWOOD BUILDING 2 SW 19 FRANKFORT KY 40601 610600439 GOV 280190 0 PROGRAM SUPPORT ALABAMA BROADCASTERS ASSOCIATION 2180 PARKWAY LAKE DR HOOVER AL 35244 630568022 501C3 28295 0 PROGRAM SUPPORT MIDDLE ALABAMA AREA AGENCY ON AGING 209 CLOVERDALE CIR ALABASTER AL 35007 630994564 501C3 5250 0 PROGRAM SUPPORT MISSISSIPPI SECRETARY OF STATE SECURITIES DIVISION 401 MISSISSIPPI STREET JACKSON MS 39201 646000814 GOV 11000 0 PROGRAM SUPPORT MISSISSIPPI ASSOCIATION OF BROADCASTERS 403D-3 TOWNE CENTER BLVD RIDGELAND MS 39157 646000814 501C3 21977 0 PROGRAM SUPPORT MONATANA STATE AUDITOR'S OFFICE 840 HELENA AVE HELENA MT 59601 810302402 GOV 136986 0 PROGRAM SUPPORT IDAHO DEPARTMENT OF FINANCE SECURITIES BUREAU 800 PARK BLVD SUITE 200 BOISE ID 83712 826000952 GOV 124940 0 PROGRAM SUPPORT UNIVERSITY OF COLORADO BOULDER 800 GRANT STREET SUITE 800 DENVER CO 80203 DENVER CO 80203 846000555 501C3 195000 0 PROGRAM SUPPORT SHORT THE SQUIRREL 2595 BELL RD MONTGOMERY AL 36117 853337400 501C3 30000 0 PROGRAM SUPPORT NEW MEXICO REGULATION & LICENSING DEPARTMENT - SECURITIES DIVISION 2550 CERRILLOS RD SANTA FE NM 87505 856000565 GOV 180000 0 PROGRAM SUPPORT UTAH DIVISION OF SECURITIES 160 E 300 S 2ND FLOOR SALT LAKE CITY UT 84111 876000545 GOV 40000 0 PROGRAM SUPPORT NEVADA SECRETARY OF STATE 101 NORTH CARSON STREET SUITE 3 CARSON CITY NV 89701 886000022 GOV 71843 0 PROGRAM SUPPORT ALASKA SECURITIES 550 W 7TH AVE STE 1850 ANCHORAGE AK 99501 926001185 GOV 10314 0 PROGRAM SUPPORT OREGON DEPARTMENT OF CONSUMER AND BUSINESS SERVICES 350 WINTER ST NE 2ND FLOOR SALEM OR 97301 930952021 GOV 15558 0 PROGRAM SUPPORT CALIFORNIA DEPARTMENT OF FINANCIAL PROTECTION AND INNOVATION 2101 ARENA BLVD SACRAMENTO CA 95834 946001347 GOV 470193 0 PROGRAM SUPPORT DC DEPARTMENT OF INSURANCE SECURITIES AND BANKING 1050 FIRST ST NE 801 WASHINGTON DC 20002 566001131 GOV 45068 0 PROGRAM SUPPORT 13 PART I, LINE 2: INVESTOR PROTECTION TRUST MONITORS GRANTS THROUGH REGULAR FINANCIAL AND NARRATIVE REPORTS SUBMITTED BY THE GRANTEE. IN ADDITION, GRANTS THAT INVOLVE PUBLISHED MATERIALS ARE MONITORED VIA AN INVOICE COPY SUBMITTED TO THE IPT, INCLUDING COST OF MATERIALS AND SHIPPING. FORM 990, PART VI, SECTION A, LINE 8B NA. THERE WERE NO OTHER COMMITTEES. THE TRUSTEES VOTE ON EVERYTHING AND ALL VOTES ARE DOCUMENTED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 11B INITIALLY REVIEWED BY TANYA SOLOV AND HELEN NELSON. ALL TRUSTEES, THE OFFICE MANAGER AND THE GRANT MANAGER THEN RECEIVE THE 990 FOR REVIEW. TANYA SIGNS THE 990 AFTER RECEIVING APPROVAL FROM THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE TRUST FOUNDING DOCUMENTS SET FORTH, IN WRITING, THE CONFLICT OF INTEREST PROHIBITIONS. THE WRITTEN CONTRACTS OF THE INDEPENDENT CONTRACTORS (MANAGEMENT) SET FORTH THE CONFLICTS PROHIBITIONS AND REPORTING REQUIREMENTS. WHEN VOTES ARE TAKEN ON ANY DISTRIBUTION OF GRANT FUNDS, IF THE HOME STATE OF THE TRUSTEE IS THE GRANTEE, THE TRUSTEE IS RECUSED FROM VOTING. NO OUTSIDE VENDORS ARE HIRED OR PAID THAT HAVE ANY RELATIONSHIP OR CONFLICTS WITH ANY MEMBERS OF MANAGEMENT OR THE TRUSTEES. THE TRUSTEES ARE MADE AWARE OF ALL VENDORS IN ADVANCE. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, INCLUDING FINANCIAL STATEMENTS, ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST.