2024-11-11T07:17:43-06:00 2023-12-31 Foundation Source 3333 New Hyde Park Rd Ste 406 New Hyde Park NY 11042 990PF 2023-01-01 465641218 Debra and Kenneth Caplan Foundation % Foundation Source DEBR 8008391754 Foundation Source 501 Silverside Rd Wilmington DE 198091377 DEBRA CAPLIN CO-PRESIDENT 8008391754 2024-11-07 true true Jeffrey D Haskell P01345770 8008391754 2023 2024-10-15 13:58:12Z X 24920961 X 1075000 3199 3199 264255 264255 290370 4260306 290370 1632824 557824 0 162409 62409 100000 7364 964 7979 360 7619 177752 63733 107619 1249315 1249315 1427067 63733 1356934 205757 494091 162317 121179 121179 12705864 12841855 23166190 1599321 1761193 1633592 14467502 14724227 24920961 0 0 X 14467502 14724227 14467502 14724227 14467502 14724227 14467502 205757 50968 14724227 14724227 Publicly-traded Securities 4260306 3969936 290370 290370 290370 6868 6868 6868 7024 0 7024 X 0 156 156 false false false false false false false true true DE true false false false false true Foundation Source 8008391754 55 WALLS DRIVE FL 3 Fairfield CT 06824 false false false false false false false false false false false false false false false false false false false false false Debra Lynn Caplan Foundation Source 501 Silverside Rd Wilmington DE 198091377 Co- Pres, Dir, Sec 1.0 0 0 0 Kenneth Alan Caplan Foundation Source 501 Silverside Rd Wilmington DE 198091377 Dir, Treas, Co- Pres 1.0 0 0 0 The Bridgespan Group Inc 2 Copley Place Suite 3700B Boston MA 02116 Philanthropic srvcs 100000 Weil Group ONE BRYANT PARK 28TH FLOOR NEW YORK NY 10036 Investment MGMT 62409 21974004 203468 0 22177472 0 22177472 332662 21844810 1092241 1092241 6868 6868 1085373 1085373 1085373 1356934 0 0 0 0 1356934 1085373 917014 2021 2020 2019 1356934 917014 439920 0 0 645453 0 0 Debra Lynn Caplan Kenneth Alan Caplan X 18 CORP 650 S ORANGE AVE LIVINGSTON NJ 07039 N/A PC General & Unrestricted 10000 ALZHEIMERS DISEASE AND RELATED DISORDERS ASSOCIATI 225 N MICHIGAN AVE 17TH FL CHICAGO IL 60601 N/A PC General & Unrestricted 10000 ALZHEIMERS DISEASE AND RELATED DISORDERS NEW YORK 360 LEXINGTON AVE 3RD FL NEW YORK NY 10017 N/A PC Charitable Event 5000 AMERICAN FRIENDS OF LIBI INC 2001 BEACON ST STE 107 BRIGHTON MA 02135 N/A PC General & Unrestricted 5000 BIG BROTHERS AND BIG SISTERS OF NEW YORK CITY INC 40 RECTOR ST 11TH FL NEW YORK NY 10006 N/A PC Charitable Event 5000 BRAINUP INC PO BOX 244 FRANKFORT IL 60423 N/A PC Charitable Event 2500 BREAKING GROUND HOUSING DEVELOPMENT FUND CORPORATI 505 8TH AVENUE 5TH FLOOR NEW YORK NY 10018 N/A PC Charitable Event 10000 BREAST CANCER RESEARCH FOUNDATION INC 28 W 44TH ST STE 609 NEW YORK NY 10036 N/A PC General & Unrestricted 10000 CASA FOR CHILDREN OF ESSEX COUNTY INC 212 WASHINGTON ST ROOM 912 NEWARK NJ 07102 N/A PC General & Unrestricted 5000 CHILD MIND INSTITUTE INC 101 EAST 56TH ST NEW YORK NY 10022 N/A PC General & Unrestricted 5000 CITY HARVEST INC 150 52ND ST BROOKLYN NY 11232 N/A PC Resiliency Fund - Deliver Together for NYC 10000 CIVIC BUILDERS INC 180 VARICK ST - SUITE 1414 NEW YORK NY 10014 N/A PC Charitable Event 25000 COREGIVING CO 233 S WACKER DR STE 4700 CHICAGO IL 60606 N/A PC General & Unrestricted 10000 CROHNS & COLITIS FOUNDATION INC 733 3RD AVE STE 510 NEW YORK NY 10017 N/A PC General & Unrestricted 100 CURE BREAST CANCER FOUNDATION INC 1122 CLIFTON AVE CLIFTON NJ 07013 N/A PC General & Unrestricted 1250 EAST HARLEM TUTORIAL PROGRAM INC 2050 2ND AVE NEW YORK NY 10029 N/A PC Build Love fund 10000 FAMILY LEGAL CARE INC 55 BROADWAY STE 2002 NEW YORK NY 10006 N/A PC Charitable Event 50000 FIRST TEE NEW YORK INC 3545 JEROME AVE BRONX NY 10467 N/A PC Charitable Event 1000 GABRIEL PROJECT MUMBAI PO BOX 5025 BERGENFIELD NJ 07621 N/A PC General & Unrestricted 10000 GOOD GRIEF INC 38 ELM ST MORRISTOWN NJ 07960 N/A PC General & Unrestricted 5500 GREENLIGHT FUND INC 50 MILK ST 16TH FLOOR BOSTON MA 02109 N/A PC General & Unrestricted 100000 HILLEL THE FOUNDATION FOR JEWISH CAMPUS LIFE 80 BROWN ST PROVIDENCE RI 02906 N/A PC General & Unrestricted 25000 ILLINOIS HOLOCAUST MUSEUM & EDUCATION CENTER 9603 WOODS DR SKOKIE IL 60077 N/A PC General & Unrestricted 18000 INTERFAITH FOOD PANTRY OF THE ORANGES INC PO BOX 341 SHORT HILLS NJ 07078 N/A PC General & Unrestricted 1800 JEWISH FAMILY SERVICE OF METROWEST NJ A NEW JERSEY 256 COLUMBIA TPKE STE 105 FLORHAM PARK NJ 07932 N/A PC Charitable Event AND GENERAL OPERATING SUPPORT 10500 JEWISH FEDERATION OF GREATER METROWEST NJ 901 RTE 10 WHIPPANY NJ 07981 N/A PC General & Unrestricted 36000 LINCOLN CENTER FOR THE PERFORMING ARTS INC PO BOX 22349 NEW YORK NY 10087 N/A PC Charitable Event 5000 LISA B FISHMAN FOUNDATION INC 11 WEDGEWOOD DR MONTVILLE NJ 07045 N/A PC General & Unrestricted 10000 LUPUS RESEARCH ALLIANCE INC 270 MADISON AVE STE 300 NEW YORK NY 10016 N/A PC General & Unrestricted 10000 MARCH TO THE TOP - AFRICA 20300 VENTURA BLVD STE 160 WOODLAND HLS CA 91364 N/A PC to support the Brother Andre Hospital in Nairobi 10000 MARCH TO THE TOP - AFRICA 20300 VENTURA BLVD STE 160 WOODLAND HLS CA 91364 N/A PC Charitable Event 10000 MAUI FOOD BANK INC 760 KOLU ST WAILUKU HI 96793 N/A PC General & Unrestricted 25000 MELANOMA RESEARCH FOUNDATION 1420 K ST NW 7TH FL WASHINGTON DC 20005 N/A PC Charitable Event 10000 MEMORIAL SLOAN-KETTERING CANCER CENTER The Societ PO BOX 27106 NEW YORK NY 10087 N/A PC Charitable Event 1000 MICHAEL WOLK HEART FOUNDATION INC 876 PARK AVE NEW YORK NY 10075 N/A PC General & Unrestricted 5000 NATIONAL COUNCIL OF JEWISH WOMEN INCORPORATED 70 S ORANGE AVE STE 120 LIVINGSTON NJ 07039 N/A PC General & Unrestricted 1000 NATIONAL MULTIPLE SCLEROSIS SOCIETY 733 THIRD AVE NEW YORK NY 10017 N/A PC Charitable Event 1000 NEW JERSEY TUTORING CORPS INC 168 PROSPECT PLAINS RD MONROE NJ 08831 N/A PC General & Unrestricted 25000 PENCILS OF PROMISE INCORPORATED 1115 BROADWAY STE 1157 NEW YORK NY 10010 N/A PC General & Unrestricted 100000 PHIPPS NEIGHBORHOODS INC 902 BROADWAY FL 13 NEW YORK NY 10010 N/A PC Charitable Event 5000 REFLEX SYMPATHETIC DYSTROPHY SYNDROME ASSOCIATION 99 CHERRY ST MILFORD CT 06460 N/A PC General & Unrestricted 100 RWJ BARNABAS HEALTH INC C/O CORP FINANCE 2 CRESCENT PL OCEANPORT NJ 07757 N/A PC General & Unrestricted 1000 RWJBH MEDICAL GROUP PC C/O CORP FINANCE 2 CRESCENT PL OCEANPORT NJ 07757 N/A SO I General & Unrestricted 565 SAN FRANCISCO AIDS FOUNDATION 1035 MARKET ST SUITE 400 SAN FRANCISCO CA 94103 N/A PC General & Unrestricted 1000 SHARING NETWORK FOUNDATION INC 691 CENTRAL AVE NEW PROVIDNCE NJ 07974 N/A SO II General & Unrestricted 1000 SPARK YOUTH NYC INC 444 MADISON AVE NEW YORK NY 10022 N/A PC Charitable Event 5000 STACHESTRONG INC 511 CASTLEMAN RD VESTAL NY 13850 N/A PC General & Unrestricted 500 TEACH FOR AMERICA INC 25 BROADWAY 12TH FL NEW YORK NY 10004 N/A PC Charitable Event 5000 THE OASIS HAVEN FOR WOMEN & CHILDREN INC 59 MILL ST PATERSON NJ 07501 N/A PC General & Unrestricted 25000 THE SAMBURU PROJECT INC 8800 VENICE BLVD STE 208 LOS ANGELES CA 90034 N/A PC General & Unrestricted 500 TRUSTEES FOR HARVARD UNIVERSITY 1033 MASSACHUSETTS AVE STE 3 CAMBRIDGE MA 02138 N/A PC General & Unrestricted 315000 TRUSTEES OF NEWARK ACADEMY 91 S ORANGE AVE LIVINGSTON NJ 07039 N/A PC General & Unrestricted 75000 UNITED JEWISH APPEAL FEDERATION OF JEWISH PHILANTH PO BOX 4227 NEW YORK NY 10261 N/A PC General & Unrestricted 100000 UNIVERSITY OF MICHIGAN OFC OF FINANCIAL AID 2500 STUDENT ACTIVITIES ANN ARBOR MI 48109 N/A PC General & Unrestricted (SEE IN-KIND GRANT EXPLANATION STMT) 100000 VILLAGE ACADEMIES INC 35 W 124TH ST 5TH FL NEW YORK NY 10027 N/A PC General & Unrestricted 10000 VOLUNTEERS OF AMERICA INC 135 WEST 50TH ST 9TH FL NEW YORK NY 10020 N/A PC General & Unrestricted 10000 1249315 14 3199 14 264255 18 290370 557824 557824 false false false false false false false false false false X X 1 Caplan Kenneth Alan 18 Highview Road Short Hills NJ 07078 1075000 X IN-KIND GRANTS PART I LINE 25 AND PART XIV LINE 3A DISTRIBUTIONS OF PROPERTY VALUE AT FAIR MARKET VALUE AT DATE OF DISTRIBUTION METHOD FOR DETERMINING FMV OF SECURITIES: AVERAGE OF HIGH/LOW ON DATE GRANTED TO CHARITY METHOD OF DETERMINING BOOK VALUE OF SECURITIES: COST OR AVERAGE OF HIGH/LOW ON DATE CONTRIBUTED TO FOUNDATION TOTAL FAIR MARKET VALUE OF PROPERTY: $97,394 TOTAL BOOK VALUE OF PROPERTY: $46,426 TOTAL CASH PORTION OF GRANTS: $2,606 TOTAL AMOUNT OF GRANTS: $97,394 FORM 990-PF, PART III, LINE 3 - OTHER INCREASES/DECREASES: $50,968 DETAILS OF ITEMS GRANTED: DESCRIPTION OF PROPERTY: HILTON WORLDWIDE HOLDINGS, INC UNITS: 575 DATE OF DISTRIBUTION: 12/7/2023 GRANT RECIPIENT: UNIVERSITY OF MICHIGAN FMV OF PROPERTY: $97,394 BOOK VALUE OF PROPERTY: $46,426 CASH PORTION OF GRANT: $2,606 TOTAL AMOUNT OF GRANT: $97,394 AIR LEASE CORP - 3.625% - 04/0 20216 20820 ALPHABET - 0.800% - 08/15/2027 33797 30406 AMERICAN EXPRESS CO NOTE - 4.9 29825 29904 AMERIPRISE FINANCIAL - 2.875% 18694 19145 AON CORP - 2.800% - 05/15/2030 34671 28425 APPALACHIAN PWR - 2.700% - 04/ 33080 27378 ASTRAZENECA - 4.000% - 01/17/2 30624 28656 AT&T INC - 4.300% - 02/15/2030 34523 28441 AUTOZONE INC - 3.125% - 04/21/ 20524 21144 BAT CAPITAL CORP MTN CALL 30810 28407 BECTON DICKINSON &CO - 1.957% 40860 35893 BOSTON PPTYS LTD - 4.500% - 12 31690 27605 BP CAP MKTS AMER INC NOTE - 4. 29743 30306 CATERPILLAR INC - 3.400% - 05/ 29621 26798 CITIGROUP INC NOTE - 2.561% - 41859 40949 COMCAST CORP NOTE - 4.150% - 1 32553 28621 CSX CORP - 3.800% - 03/01/2028 30631 28414 CVS HEALTH - 3.875% - 07/20/20 33801 29486 DEERE JOHN CAPITAL CORP SER H 33784 28793 DISNEY WALT CO - 2.000% - 09/0 28074 25742 DUKE ENERGY PROGRESSLLC BOND - 26503 24822 EATON CORP PLC - 3.103% - 09/1 18907 19165 ECOLAB INC NOTE - 4.800% - 03/ 33646 27741 ENTERGY CORP - 2.950% - 09/01/ 20120 20896 ENTERPRISE PRODS OPER LLC - 2. 32788 28076 ERP OPERATING LP BOND - 3.000% 34307 28566 EXELON CORP - 3.400% - 04/15/2 33579 29054 FEDERATED CAPITAL APPRECIATION 29996 25863 GENERAL MTRS CO NOTE - 5.600% 32084 33811 GOLDMAN SACHS GROUP - 3.500% - 31547 29863 HOME DEPOT INC NOTE - 3.900% - 34528 28555 HONDA - 2.967% - 03/10/2023 29798 30240 INTERNATIONAL BUSINESS MACHS B 21459 17925 JPMORGAN CHASE & CO FR - 3.875 31127 27687 KIMBERLY-CLARK CORP - 1.050% - 34358 30338 KINDER MORGAN ENERGY - 4.250% 18199 17831 LINCOLN NATL CORP IND - 3.800% 20065 20176 LOWES COS INC NOTE CALL MAKE W 21283 16925 LYB INTERNATIONAL FIN III LLC 33251 30822 MARRIOTT INTL - 2.750% - 10/15 31788 33024 NORTHROP GRUMMAN CORP - 3.200% 30914 29837 ORACLE CORP NOTE - 6.250% - 11 29825 32686 PEPSICO INC NOTE - 3.500% - 07 20792 19678 PHILP MORRIS - 5.375% - 02/15/ 31819 32858 PRINCIPAL FINANCIAL GROUP - 2. 29751 24534 PROGRESSIVE CORP NOTE - 3.000% 30180 28598 QUALCOMM NOTE - 2.900% - 05/20 45977 43580 REALTY INCOME CORP - 3.875% - 19755 19662 REPUBLIC SVCS INC - 3.950% - 0 19856 19622 RIO TINTO - 5.000% - 03/09/203 31856 32300 SHERWIN-WILLIAMS CO - 2.950% - 34199 28550 SIMON - 5.500% - 03/08/2033 29540 30019 T- MOBILE - 2.700% - 03/15/203 31303 32431 TOTAL CAPITAL INTL - 3.700% - 32844 29976 TOYOTA MOTOR CREDIT CORP - 2.1 33273 28388 UNITED PARCEL SERVICE - 3.400% 27974 29991 VERIZON COMMUNICATIONS - 3.376 30147 29441 WASTE MANAGEMENT INC - 1.500% 30203 25377 WELLS FARGO CO - 4.100% - 06/0 32272 29351 ALPHABET INC CL A 158922 214843 AMAZON COM 213598 205271 AMPHENOL CORPORATION 138574 143838 APPLE INC 227103 478052 BLACKROCK INC 156621 181031 BOEING CO 153165 187154 BOSTON SCIENTIFIC 148018 174355 BROADCOM INC 71663 141764 CONOCOPHILLIPS 50998 91347 COSTCO WHOLESALE CORPORATION 194527 290435 ELI LILLY & CO 122432 131157 EXXON MOBIL CORP 203516 176565 FERRARI NV 85606 95776 HILTON GRAND VACATIONS INC. 662155 973200 HILTON WORLDWIDE HOLDINGS, INC 3923499 11857884 HOME DEPOT INC 126832 146937 HONEYWELL INTL 69193 71721 INVITATION HOMES INC. 2221817 2613236 ISHARES RUSSELL 2000 107524 128360 ISHARES TRUST MSCI EAFE INDEX 117744 134009 JP MORGAN CHASE 175482 226743 KENVUE INC 137067 131785 MCDONALD'S CORP 129503 140842 MICROSOFT CORP 365948 575341 NETFLIX INC 156364 180632 NVIDIA CORP 106250 252562 O'REILLY AUTOMOTIVE INC 90972 103559 PALO ALTO NETWORKS INC 35066 66643 PARKER HANNIFIN CP 147695 212843 PROCTER GAMBLE CO 73864 67995 PROGRESSIVE CORP OHIO 125086 163740 PROLOGIS 161057 187153 ROSS STORES, INC 64841 74592 S&P GLOBAL INC COM 166202 175327 SCHLUMBERGER LTD 78229 94244 SERVICE NOW 98260 138472 SPDR S&P 500 ETF TRUST 333545 548716 TESLA MOTORS INC 105955 111816 THERMO FISHER SCIENTIFIC INC 72260 71657 TORONTO DOMINION 78474 71405 UNION PACIFIC 169293 179548 UNITED RENTALS INC 97629 115257 UNITEDHEALTH GROUP INC 183742 192688 VISA INC 171786 214008 WAL-MART STORES INC 125530 151975 WELLTOWER INC. 92408 99908 ZOETIS INC 145840 179804 Administrative Fees 7594 7594 Bank Charges 360 360 State or Local Filing Fees 25 25 GRANT OF PUBLICLY-TRADED SECURITIES 50968 Investment Management Services 62409 62409 Philanthropic Consulting Srvcs 100000 100000 990-PF Estimated Tax for 2023 6400 Foreign Tax Paid 964 964