2024-09-10T09:15:52-05:00 2023-12-31 390859910 BAKER TILLY ADVISORY GROUP LP 2055 E WARNER RD STE 101 TEMPE AZ 85284 990 2023-01-01 311496646 SOUTHWEST AUTISM RESEARCH AND RESOURCE CENTER SOUT 6023408717 300 N 18TH STREET PHOENIX AZ 85006 DANIEL OPENDEN PRESIDENT AND CEO 6023408717 2024-08-26 1 0 COLETTE KAMPS CPA P00367616 4808394900 2024-08-26 2023 2024-08-08 14:25:15Z DANIEL OPENDEN 300 N 18TH STREET PHOENIX AZ 85006 24252748 0 X WWW.AUTISMCENTER.ORG X 1996 AZ TO ADVANCE RESEARCH AND PROVIDE A LIFETIME OF SUPPORT FOR INDIVIDUALS WITH AUTISM & THEIR FAMILIES. 18 18 336 590 0 0 11703825 10211519 11925272 13270824 397780 232905 -246259 -321156 23780618 23394092 180098 123535 0 0 13907822 14064403 87000 16500 1340666 4032041 3840580 18206961 18045018 5573657 5349074 23151563 30925198 1895536 3469460 21256027 27455738 THE SOUTHWEST AUTISM RESEARCH & RESOURCE CENTER (SARRC) IS A NONPROFIT, COMMUNITY-BASED ORGANIZATION DEDICATED TO AUTISM RESEARCH, EDUCATION AND OUTREACH FOR INDIVIDUALS WITH AUTISM AND THEIR FAMILIES. 0 0 2351680 123535 1527745 RESEARCH: TO ADVANCE AUTISM RESEARCH, SARRC INITIATES AND COLLABORATES IN LARGE-SCALE STUDIES TO FIND ANSWERS TO PRESSING QUESTIONS FACED BY INDIVIDUALS WITH ASD (AUTISM SPECTRUM DISORDER) AND THEIR FAMILIES. SARRC'S CUTTING-EDGE RESEARCH IS FOCUSED ON IMPROVING SCREENING AND DIAGNOSIS FOR AUTISM, ENHANCING BEHAVIORAL AND PHARMACEUTICAL TREATMENTS FOR AUTISM, AND EDUCATING PROFESSIONALS IN ORDER TO INCREASE THEIR CAPACITY TO SERVE THE AUTISM COMMUNITY. 10553917 11236077 CLINICAL SERVICES: FOLLOWING A FAMILY-CENTERED APPROACH, SARRC IS FOCUSED ON ASSISTING FAMILIES ON THEIR JOURNEY ONCE A CHILD IS DIAGNOSED WITH ASD. SARRC'S CLINICAL MODEL IS GROUNDED IN APPLIED BEHAVIOR ANALYSIS WITH A PARTICULAR FOCUS ON NATURALISTIC BEHAVIORAL INTERVENTIONS IN INCLUSIVE ENVIRONMENTS (E.G. AT HOME, IN SCHOOL, ON THE JOB AND IN THE COMMUNITY). EACH OF OUR PROGRAMS, CLASSES AND TRAININGS ARE GUIDED BY BEST-PRACTICE MODELS; THE MOST CURRENTLY AVAILABLE SCIENCE; IMPROVING QUALITY OF LIFE AND PRODUCING MEANINGFUL OUTCOMES; AND THE INDIVIDUALIZED NEEDS OF THE CHILDREN, ADOLESCENTS, ADULTS AND FAMILIES WE SERVE. 510872 507002 RESIDENTIAL TRANSITION ACADEMY: THE FIRST PLACE AZ TRANSITION ACADEMY OPERATED BY THE CENTER, IS A TWO-YEAR INTENSIVE AND COMPREHENSIVE COMMUNITY BASED STATE-OF-THE-ART PROGRAM DESIGNED TO TRANSITION YOUNG ADULTS WITH AUTISM TO LIVING INDEPENDENTLY IN THE COMMUNITY. THROUGH A PARTNERSHIP WITH FIRST PLACE AZ AND THE CENTER, STUDENTS LIVE IN THEIR OWN APARTMENTS WITHIN A MULTI-GENERATIONAL APARTMENT COMPLEX. 8400 17160 8400 17160 13424869 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 78 0 336 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 18 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 X X THE ORGANIZATION 6023408717 300 N 18TH STREET PHOENIX AZ 85006 CHRISTINE WILKINSON PHD CHAIR 1.00 X X 0 0 0 CHADWICK CAMPBELL VICE CHAIR 1.00 X X 0 0 0 STEPHANIE KING SECRETARY 1.00 X X 0 0 0 SCOTT WALLACE TREASURER 1.00 X X 0 0 0 CHARLIE MARKLE MEMBER 1.00 X 0 0 0 GREGORY BERNOSKY MEMBER 1.00 X 0 0 0 JASON LATTIN MEMBER 1.00 X 0 0 0 JULIE ALPERT MEMBER 1.00 X 0 0 0 KIM SHEPARD MEMBER 1.00 X 0 0 0 LORRIE HOCHULI MEMBER 1.00 X 0 0 0 MARC ISAACS MEMBER 1.00 X 0 0 0 PAIGE ROTHERMEL MEMBER 1.00 X 0 0 0 PEARL CHANG ESAU MEMBER 1.00 X 0 0 0 PEARL WOODRING MEMBER 1.00 X 0 0 0 DENISE RESNIK EMERITUS MEMBER 1.00 X 0 0 0 GARY JABURG EMERITUS MEMBER 1.00 X 0 0 0 HOWARD SOBELMAN EMERITUS MEMBER 1.00 X 0 0 0 NEIL BALTER EMERITUS MEMBER 1.00 X 0 0 0 DANIEL OPENDEN PRESIDENT & CEO 40.00 X 302074 0 40796 CHRISTOPHER SMITH CHIEF SCIENCE OFFICER 40.00 X 182247 0 18135 JENNIFER BURWELL VP OF OPERATIONS 40.00 X 99491 0 11223 AMY KENZER COO (THRU APRIL 2023) 40.00 X 71395 0 6418 MAUREEN JORDEN CHIEF DEVELOPMENT OFFICER 30.00 X 117004 0 12133 RACHEL ANDERSON CHIEF CLINICAL OFFICER 40.00 X 144029 0 13117 PAIGE RAETZ SR DIRECTOR OF CLIENT EXPERIENCE 40.00 X 113576 0 21211 BRIAN SHAW DIRECTOR OF FINANCE 40.00 X 125495 0 21358 SUMMER BOYD LICENSED PSYCHOLOGIST 40.00 X 100787 0 9071 NICOLE JAMES DIRECTOR OF RESEARCH 40.00 X 111869 0 11747 1367967 0 165209 8 0 1 0 0 2019790 935754 7255975 3581765 10211519 CLINICAL SERVICES 624100 10681098 10681098 RESEARCH 541700 1527745 1527745 COMMUNITY SCHOOL 624100 554979 554979 RESIDENTIAL 623990 507002 507002 13270824 209013 209013 544232 520340 23892 23892 23892 0 2019790 338316 -338316 -338316 MISCELLANEOUS REVENUE 900099 17160 17160 17160 23394092 13287984 0 -105411 123535 123535 1018066 498926 218567 300573 10716250 8570350 1612728 533172 204589 162298 42291 1255911 887667 315751 52493 869587 681932 130134 57521 5733 5733 42171 42171 16500 16500 41042 41042 596357 426614 125207 44536 474240 303692 138656 31892 169373 61121 47215 61037 672265 538534 85619 48112 159961 116497 26906 16558 633648 539029 69500 25119 141565 31933 103244 6388 SUPPLIES 474289 322876 88771 62642 OTHER OPERATIONAL SERVI 175342 11744 151962 11636 BAD DEBT EXPENSE 139941 74019 65922 STAFF DEVELOPMENT 114653 74102 33986 6565 18045018 13424869 3279483 1340666 2251475 1841972 2576426 6415631 4979148 2389651 3269279 290545 329660 14858680 4813040 4300236 10045640 6616309 7098904 439215 454888 448501 329281 23151563 30925198 1235413 1384467 140390 157888 1504570 519733 422535 1895536 3469460 X 10918893 12048448 10337134 15407290 21256027 27455738 23151563 30925198 5349074 850637 0 X 0 1 X 1 0 X 3931413 5349314 6094337 11703825 10219919 37298808 3931413 5349314 6094337 11703825 10219919 37298808 6033510 31265298 151377 125728 149049 185219 209013 820386 38119194 56298466 0.82020 0.88720 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4474034 97349 624097 285252 26439 4883789 5587856 -816746 268785 28291 4474034 5146952 71568 632300 233557 29407 5587856 4410608 318388 531588 89000 24632 5146952 3508725 246734 678080 22931 4410608 0.29111 0.70889 1 0 821969 821969 5915517 3494124 2421393 995919 496876 499043 1017035 770193 246842 6108240 51847 6056393 10045640 INSURANCE OVERPAYMENTS 91288 OPERATING LEASE LIABILITIES 331247 422535 X 24306663 850637 8400 859037 23447626 41042 -94576 -53534 23394092 18106952 8400 94576 102976 18003976 41042 41042 18045018 PART V, LINE 4: SARRC'S ENDOWMENT FUNDS CONSIST OF 3 INDIVIDUAL DONOR-RESTRICTED FUNDS AND 1 BOARD-DESIGNATED FUND ESTABLISHED FOR A VARIETY OF PURPOSES. A CERTAIN AMOUNT IS APPROPRIATED FOR EXPENDITURE EACH YEAR, BASED ON AN AVERAGE PERCENTAGE OF THE ENDOWMENT FUNDS BALANCE. AMOUNTS EXPENDED ARE ADDED TO THE ANNUAL BUDGET. PART X, LINE 2: THE ORGANIZATION RECOGNIZES UNCERTAINTY IN INCOME TAXES IN THE FINANCIAL STATEMENTS WHEN IT IS MORE LIKELY-THAN-NOT THAT THE TAX POSITIONS WILL NOT BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. AS OF DECEMBER 31, 2023, THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT SPECIAL EVENTS -94,576. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT SPECIAL EVENTS 94,576. X X X X X X 1 C3 STRATEGIES 8776 E SHEA BLVD SUITE 106-551 SCOTTSDALE AZ 85260 CAMPAIGN PREPARATION & PLANNING SERVICES 0 0 16500 -16500 16500 -16500 COMMUNITY BREAKFAST 1600217 1600217 189866 44062 YES DAY 419573 419573 1437 50685 4858 9893 37515 0 2019790 2019790 1437 240551 4858 9893 81577 338316 -338316 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE CENTER UTILIZED THE SERVICES OF PROFESSIONAL FUNDRAISERS TO ASSIST WITH CAMPAIGN PREPARATION AND PLANNING. 1 ASU PO BOX 871908 TEMPE AZ 852871908 860196696 N/A 38601 0 TO DEVELOP AND MAINTAIN INDEPENDENCE IN ADULTS WITH ASD THE RESEARCH FOUNDATION SUNY PO BOX 9 ALBANY NY 122010009 141368361 501C3 80352 0 EARLY TREATMENT IN YOUNG CHILDREN WITH ASD WITH LEUCOVORIN PART I, LINE 2: SOUTHWEST AUTISM RESEARCH AND RESOURCE CENTER MAINTAINS AGREEMENTS FOR ALL GRANTS AWARDED TO OTHER ORGANIZATIONS. SARRC MONITORS GRANTS BY REVIEWING INVOICES AND RELATED SUPPORT FOR THE WORK PERFORMED. SARRC MAINTAINS ONGOING COMMUNICATION WITH THE GRANT RECIPIENTS TO ENSURE THE GRANTS ARE BEING USED FOR THEIR INTENDED PURPOSE. X X X 0 1 0 0 0 0 0 0 0 DANIEL OPENDEN PRESIDENT & CEO 292074 0 10000 0 0 0 28165 0 12631 0 342870 0 0 0 CHRISTOPHER SMITH CHIEF SCIENCE OFFICER 182247 0 0 0 0 0 5809 0 12326 0 200382 0 0 0 RACHEL ANDERSON CHIEF CLINICAL OFFICER 144029 0 0 0 0 0 4480 0 8637 0 157146 0 0 0 PART I, LINE 4B THE CENTER ADOPTED A 457F PLAN FOR THE CEO. ANNUAL CONTRIBUTIONS IN AN AMOUNT EQUAL TO TEN PERCENT OF THE CEO'S TOTAL COMPENSATION FOR THE PRIOR PLAN YEAR ARE MADE TO THE PLAN AND 25% OF THE ANNUAL CONTRIBUTION VESTS PER YEAR. DURING THE YEAR ENDED DECEMBER 31, 2023, THE CENTER RECORDED CONTRIBUTION EXPENSE IN THE AMOUNT OF $30,400 FOR THE CEO. X 1 3545430 APPRAISAL X SUPPLIES 56 36335 FMV 0 0 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B OF PART I REPRESENTS THE NUMBER OF DONATIONS RECEIVED. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11B THE VICE PRESIDENT OF FINANCE WILL REVIEW THE FORM 990 DRAFT WITH THE PRESIDENT. IF CORRECTIONS ARE NECESSARY, THEY WILL BE DIRECTED TO THE TAX PREPARER. IF NO CORRECTIONS ARE NECESSARY, THE 990 WILL BE PROVIDED TO THE FINANCE COMMITTEE OF THE BOARD FOR REVIEW. IF THERE ARE NO CORRECTIONS FROM THE FINANCE COMMITTEE, THE GENERAL BOARD WILL BE GIVEN A COPY FOR REVIEW PRIOR TO THE FORM 990 BEING SIGNED AND ACCEPTANCE GIVEN TO THE TAX PREPARER TO FINALIZE AND FILE. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY BY REVIEWING AND OBTAINING SIGNED STATEMENTS FROM BOTH BOARD MEMBERS AND EMPLOYEES ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION IS DETERMINED BY THE HUMAN RESOURCE COMMITTEE BY WHICH AN EVALUATION OF MARKET DATA IS RESEARCHED, JOB DUTIES ARE ASSESSED AND GIVEN A POINT VALUE, AND A SALARY RANGE IS DETERMINED FOR EACH POSITION. THE PRESIDENT CONFERS WITH THE HUMAN RESOURCES COMMITTEE REGARDING COMPENSATION ISSUES FOR OFFICER POSITIONS OTHER THAN THE PRESIDENT AND MAKES A RECOMMENDATION FOR ANY CHANGE TO THE BOARD EXECUTIVE COMMITTEE FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS SUCH AS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST.