2024-08-15T12:44:02-05:00 2023-09-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2022-10-01 530206027 SMITHSONIAN INSTITUTION SMIT 2026331000 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 RONALD CORTEZ UNDER SEC FOR ADMINISTRATION 2026331000 2024-08-14 1 1 SHAWN HUTCHINSON P01048557 7032868000 2024-08-08 2022 2024-08-08 14:25:15Z LONNIE G BUNCH III 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 2543602913 0 X WWW.SI.EDU X 1846 "INCREASE AND DIFFUSION OF KNOWLEDGE" IS THE MISSION SET FORTH BY JAMES SMITHSON. 17 17 7170 82471 10070576 0 1440330179 1639379712 92495451 110685734 269279800 59876906 53877616 66600225 1855983046 1876542577 17565171 16736496 0 0 748449680 799079583 2292446 1783493 76652662 719339140 784197474 1487646437 1601797046 368336609 274745531 6953060016 7198888846 1542889062 1509141868 5410170954 5689746978 X *INCREASE AND DIFFUSION OF KNOWLEDGE* IS THE MISSION SET FORTH BY JAMES SMITHSON. THE SMITHSONIAN ENDEAVORS TO SHAPE THE FUTURE BY PRESERVING OUR HERITAGE, DISCOVERING NEW KNOWLEDGE, AND SHARING OUR RESOURCES WITH THE WORLD. 0 0 424319372 3969946 47497328 EDUCATION, PUBLIC PROGRAMS AND EXHIBITIONS (SEE SCHEDULE O) 665551119 12766550 51382885 RESEARCH AND COLLECTIONS (SEE SCHEDULE O) 120196807 57553957 MEMBERSHIP (SEE SCHEDULE O) 1210067298 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 1 1 0 1 1 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 1 1 0 1 1 0 0 0 1 1 0 0 0 1 3693 0 7170 1 1 1 1 AM GB PM 0 0 0 1 1 0 0 0 0 1 0 X 17 17 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X OFFICE OF FINANCE & ACCOUNTING 2026337167 PO BOX 37012 WASHINGTON DC 200137012 HONORABLE JOHN G ROBERTS JR REGENT 2.00 0.00 X 0 0 0 HONORABLE KAMALA D HARRIS REGENT 2.00 0.00 X 0 0 0 HONORABLE JOHN BOOZMAN REGENT 2.00 0.00 X 0 0 0 HONORABLE CATHERINE CORTEZ MASTO REGENT 2.00 0.00 X 0 0 0 HONORABLE DORIS MATSUI REGENT 2.00 0.00 X 0 0 0 HONORABLE ADRIAN SMITH REGENT 2.00 0.00 X 0 0 0 HONORABLE BARBARA M BARRETT REGENT 3.00 0.00 X 0 0 0 MR STEVE CASE REGENT (UNTIL 04/25/2023 10.00 0.00 X 0 0 0 MR JOHN FAHEY REGENT 3.00 0.00 X 0 0 0 MR ROGER W FERGUSON JR REGENT 3.00 0.00 X 0 0 0 MR MICHEAL GOVAN REGENT 3.00 0.00 X 0 0 0 DR RISA J LAVIZZO-MOUREY REGENT 3.00 0.00 X 0 0 0 MR MICHAEL M LYNTON REGENT 3.00 0.00 X 0 0 0 MS DENISE M O'LEARY REGENT 2.00 0.00 X 0 0 0 MR FRANKLIN D RAINES REGENT 2.00 0.00 X 0 0 0 HONORABLE GARY PETERS REGENT 2.00 0.00 X 0 0 0 HONORABLE GARRET GRAVES REGENT 2.00 0.00 X 0 0 0 MS TONI BUSH REGENT 2.00 0.00 X 0 0 0 MR LONNIE G BUNCH III SECRETARY OF THE SMITHSONIAN 50.00 0.00 X 861379 0 68391 MEROE PARK DEPUTY SECRETARY & COO 50.00 0.00 X 580769 0 46288 RONALD CORTEZ UNDER SEC FOR FIN/ADMIN & CFO 50.00 0.00 X 417084 0 70316 JUDITH LEONARD GENERAL COUNSEL 50.00 0.00 X 286288 0 51035 PORTER WILKINSON CHIEF OF STAFF TO THE REGENTS 50.00 0.00 X 251361 0 34961 CATHY HELM INSPECTOR GENERAL 50.00 0.00 X 233481 0 24631 FARLEIGH EARHART GENERAL COUNSEL (ACTING) 50.00 0.00 X 209443 0 24413 JOAN MOCKERIDGE INSPECTOR GENERAL (ACTING) 50.00 0.00 X 197538 0 34296 AMY CHEN CHIEF INVESTMENT OFFICER 50.00 0.00 X 1110792 0 46520 NANCY BECHTOL DIRECTOR, SMITHSONIAN FACILITIES 50.00 0.00 X 215593 0 29419 ROBERT SPILLER ASSISTANT SECRETARY FOR ADVANCEMENT 50.00 0.00 X 427363 0 82713 ELLEN STOFAN UNDER SEC FOR SCIENCE & RESEARCH 50.00 0.00 X 422915 0 66402 KEVIN GOVER UNDER SEC FOR HISTORY & CULTURE 50.00 0.00 X 422643 0 70188 CAROL LEBLANC PRESIDENT, SMITHSONIAN ENTERPRISES 50.00 0.00 X 387874 0 44500 JULISSA MARENCO ASST SEC. FOR COMM/EXT AFFAIRS & CMO 50.00 0.00 X 273141 0 64595 JANICE LAMBERT CHIEF FINANCIAL OFFICER 50.00 0.00 X 247796 0 39672 JEFFREY SMITH INVESTMENT OFFICER 50.00 0.00 X 680092 0 77914 MICHAEL GIOVENCO INVESTMENT OFFICER 50.00 0.00 X 625494 0 47991 RYAN DOTSON INVESTMENT OFFICER 50.00 0.00 X 612491 0 72870 JOSHUA TEWKSBURY DIRECTOR, STRI 50.00 0.00 X 455421 0 54363 MELISSA CHIU DIR, HIRSHHORN MUSEUM & SCULPTURE GARDEN 50.00 0.00 X 435857 0 79902 RICHARD KURIN THRU 93019 FMR, ACT UNDER SEC MUSEUMS & RESEARCH/PROVOST 50.00 0.00 X 365033 0 68429 ERA MARSHALL THRU 93018 FMR, DIR OF EQUAL EMPLOYMENT & MINORITY AFFAIRS 50.00 0.00 X 241693 0 21154 ZULLY DORR THRU 093019 FMR, ACTING ASST SEC. FOR ADVANCEMENT 50.00 0.00 X 231070 0 55660 DERON BURBA FMR, CHIEF INFORMATION OFFICER 50.00 0.00 X 219176 0 60497 JOHN LAPIANA THRU 93018 FMR, ACTING ASST SEC. FOR COMM/EXT AFFAIRS 50.00 0.00 X 213882 0 40566 DOUGLAS HALL FMR, ACTING UNDER SEC. FOR ADMINISTRATION 50.00 0.00 X 197469 0 34432 CHARLES ALCOCK THRU 123120 FMR DIR, HARVARD-SMITHSONIAN CENTER ASTROPHYS 50.00 0.00 X 176004 0 22269 ROGER BRISSENDEN THRU 31321 FMR, ACTING UNDER SEC. FOR SCI & RSCH 50.00 0.00 X 299111 0 2618 11298253 0 1437005 1828 1 1 1 CLARKSMOOTCONSIGLI A JOINT VENTURE 7500 OLD GEORGETOWN RD BETHESDA MD 20814 CONSTRUCTION 98893155 UNIVERSAL PROTECTION SERVICE LP 1551 N TUSTIN AVE SANTA ANA CA 927058664 SECURITY 20885621 TC PENNSY DRIVE LLC 444 MADISON AVENUE 18TH FLOOR NEW YORK NY 100226903 REAL ESTATE 7904344 DELL MARKETING LP 1 DELL WAY ROUND ROCK TX 78682 MARKETING 5608467 100 DISCOVERY PARK DE LLC 116 HUNTINGTON AVE BOSTON MA 02116 REAL ESTATE 4652746 136 36330 26699264 5379042 409993 1337296650 269558433 79506303 1639379712 VISITORS/MEMBERS/EMPLO 900099 57117600 42557893 14559707 SUBSCRIPTIONS-MAGAZINE 513120 29038449 29038449 TOURS/CLASSES 900099 21342923 21342923 TRAVELING EXHIBITIONS 711300 1666789 1666789 THEATER INCOME 512000 103936 103936 1416037 1416037 110685734 24167850 2230640 21937210 8744219 8744219 11876513 3131301 8745212 8745212 8745212 669061759 1861 633354564 0 35707195 1861 35709056 1861 35707195 599137 5379042 3099251 -2500114 -2500114 70159260 27475220 42684040 42505383 178657 MAG/WEBSITE ADVERTISIN 541800 5685676 7661279 -1975603 INTERCOMPANY REVENUE 900099 3219358 3219358 MISCELLANEOUS REVENUE 900099 21834 21834 8926868 1876542577 141874463 10070576 85217826 X 617653 617653 13238423 13238423 2880420 2880420 10486193 2440065 7536052 510076 2087523 771924 1028869 286730 589964626 457395022 99716339 32853265 63369262 36483309 26841824 44129 99804476 70827354 20801809 8175313 33367503 16929679 16406171 31653 365918 266385 81321 18212 869408 869408 1783493 1783493 4515155 4515155 247551071 191689809 38576795 17284467 3657651 2718937 40927 897787 45929045 31822962 8833598 5272485 63786931 30420901 32094936 1271094 825245 260093 552 564600 95023719 85662436 8129990 1231293 15523440 13833073 643123 1047244 5030530 3987173 887724 155633 8826353 841657 7767972 216724 197013734 158556653 38043352 413729 2121714 838085 1280480 3149 PROGRAM PRODUCTION 61231961 56266252 559337 4406372 RESEARCH/SUBCONTRACT 34168519 34172973 -35033 30579 EQUIPMENT 9590175 8363607 1100060 126508 UNRELATED BUS. INC. TAX 599262 599262 -12432357 -11217547 -1242937 28127 1601797046 1210067298 315077086 76652662 845280151 861134110 158647491 353902694 344702780 290649838 15383181 15291418 16504520 15619432 7863619 8701099 6091631290 3129234192 2836265466 2962397098 202975 1426646 2626748576 2607781410 91375098 70336620 10086159 11648481 6953060016 7198888846 277383954 270834736 744897810 750396555 90814091 88810231 383570854 344446027 46222353 54654319 1542889062 1509141868 X 2986871964 3066495491 2423298990 2623251487 5410170954 5689746978 6953060016 7198888846 X 274745531 -3957229 8647618 140104 X X 0 1 X 1 1 1 X 1292933360 1308610079 1527783787 1440330179 1639379712 7209037117 1292933360 1308610079 1527783787 1440330179 1639379712 7209037117 47878168 7161158949 40511011 30305042 23458833 31893398 42557942 168726226 1108442 1442506 861724 494916 50222 3957810 59614575 29009345 15067957 48833252 71845329 224370458 7606091611 565421974 0.94150 0.96670 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 1 88.25 0 0 1 0 X X X X 1 2323063719 168176189 33071913 97227935 2973540 2424110346 2532513197 55461423 -177127991 84916966 2865944 2323063719 1937754681 50779878 626775984 79750157 3047189 2532513197 1713248540 35816167 270503159 76885815 4927370 1937754681 1645269208 36000996 113052434 75789588 5284510 1713248540 0.41000 0.27000 0.32000 0 0 32818456 32818456 5331809850 2609742559 2722067291 138958151 108815810 30142341 328846054 292446791 36399263 259198779 118229032 140969747 2962397098 SECURITIES-ENDOWMENT CONSOLIDATED 2421753249 F SECURITIES-SHORT-TERM 122848431 F SECURITIES-GIFT ANNUITY PROGRAM 22336819 F SECURITIES-MID TERM 39892635 F SECURITIES-ENDOWMENT US TREAS 950276 F 2607781410 ESTIMATED REMEDIATION OBLIGATION 52971783 ACCTS. PAY-CANCELLED APPROP. 343537 OTHER ACCRUED LIABILITIES 748172 BOND INTEREST PAYABLE 588876 OTHER LIABILITIES 1951 54654319 X 1970921936 -3957229 8816340 63460932 68320043 1902601893 4515155 -30574471 -26059316 1876542577 1691345912 8816340 8816340 1682529572 4515155 -85247681 -80732526 1601797046 PART II, LINE 3: SMITHSONIAN INSTITUTION DID NOT MODIFY, TRANSFER, RELEASE, EXTINGUISH OR TERMINATE ANY CONSERVATION EASEMENTS DURING THE YEAR. PART II, LINE 6: THE SMITHSONIAN ENVIRONMENTAL RESEARCH CENTER (SERC) IS LOCATED ON 2,650 ACRES OF LAND ON THE CHESAPEAKE BAY IN SOUTHERN MARYLAND SPANNING FORESTS, WETLANDS, MARSHES, AND 12 MILES OF PROTECTED SHORELINE. THE SITE SERVES AS A NATURAL LABORATORY FOR LONG-TERM AND CUTTING-EDGE ECOLOGICAL RESEARCH. THE SMITHSONIAN HAS A CONSERVATION EASEMENT ASSOCIATED WITH PROPERTY THAT IS IMMEDIATELY ADJACENT TO SERC LAND OWNED BY THE INSTITUTION. FACILITIES AND SECURITY STAFF VISIT THE AREA REGULARLY AND ARE THUS ABLE TO REPORT ANY UNUSUAL ACTIVITY ON THE LAND SUBJECT TO THE EASEMENT. THE ORGANIZATION DOES NOT SEPARATELY TRACK THE HOURS AND EXPENSES ASSOCIATED WITH MONITORING THE PROPERTY RELATED TO THE EASEMENT. PART II, LINE 9: THE SMITHSONIAN INSTITUTION'S CONSERVATION EASEMENT DOES NOT APPEAR IN THE INSTITUTION'S AUDITED FINANCIAL STATEMENTS. PART III, LINE 1A: IN CONFORMITY WITH THE PRACTICE GENERALLY FOLLOWED BY MUSEUMS, NO VALUE IS ASSIGNED TO THE COLLECTIONS IN THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECOGNIZED AS REDUCTIONS IN NET ASSETS WITHOUT DONOR RESTRICTION IN THE PERIOD OF ACQUISITION. PROCEEDS FROM DEACCESSIONS OR INSURANCE RECOVERIES FOR LOST OR DESTROYED COLLECTION ITEMS ARE RECOGNIZED AS INCREASES IN THE APPROPRIATE NET ASSET CLASS AND ARE DESIGNATED FOR FUTURE COLLECTION ACQUISITIONS, CARE, AND MAINTENANCE. PART III, LINE 4: THE ACQUISITION, PRESERVATION, MANAGEMENT, AND STUDY OF COLLECTIONS ARE FUNDAMENTAL TO THE SMITHSONIAN'S MISSION TO INCREASE AND DIFFUSE KNOWLEDGE AND HAVE BEEN THE FOUNDATION UPON WHICH IT RESTS. SMITHSONIAN COLLECTIONS ARE A NATIONAL AND GLOBAL RESOURCE ACCESSED EACH YEAR BY MILLIONS OF VISITORS AND RESEARCHERS WHO USE TRADITIONAL METHODS AND CUTTING-EDGE TECHNOLOGIES TO EXPLORE SUBJECTS FROM AERONAUTICS TO ZOOLOGY. THROUGH ITS COLLECTIONS, THE SMITHSONIAN PRESENTS THE ASTONISHING RECORD OF AMERICAN AND INTERNATIONAL ARTISTIC, HISTORICAL, CULTURAL, AND SCIENTIFIC ACHIEVEMENT, WITH A SCOPE AND DEPTH NO OTHER INSTITUTION IN THE WORLD CAN MATCH. SMITHSONIAN COLLECTIONS CONTRIBUTE TO POPULATION RECOVERY OF ENDANGERED SPECIES, ADVANCES IN REPRODUCTIVE BIOLOGY, GENOME RESOURCE BANKING, MEDICAL RESEARCH, FORENSIC ANALYSIS, BIO-SECURITY, AND CONSERVATION POLICY WORLDWIDE. ASSEMBLED OVER MORE THAN 175 YEARS, THE COLLECTIONS ARE CENTRAL TO THE CORE ACTIVITIES AND TO THE VITALITY AND SIGNIFICANCE OF THE SMITHSONIAN. PART V, LINE 4: THE ENDOWMENT INCLUDES APPROXIMATELY 700 INDIVIDUAL ENDOWMENT FUNDS. THE ENDOWMENT PROVIDES STABLE FINANCIAL SUPPORT FOR SCHOLARSHIP, RESEARCH ACTIVITIES, OTHER PROGRAMS, ACQUISITIONS OF COLLECTIONS AND OTHER INSTITUTIONAL ACTIVITIES. IT PLAYS A CRITICAL ROLE IN ENABLING THE INSTITUTION TO ACHIEVE ITS MISSION - "THE INCREASE AND DIFFUSION OF KNOWLEDGE." THE ENDOWMENT INCLUDES BOTH DONOR-RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF REGENTS TO FUNCTION AS ENDOWMENTS. CLASSIFICATION AND REPORTING OF NET ASSETS ASSOCIATED WITH THE ENDOWMENT REFLECT DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE THE SMITHSONIAN ACCOUNTS FOR UNCERTAIN TAX POSITIONS, WHEN APPLICABLE. THE TAX YEARS THAT REMAIN SUBJECT TO EXAMINATION BY THE MAJOR TAX JURISDICTIONS UNDER THE STATUTE ARE FROM THE YEAR 2019 AND FORWARD. PART XI, LINE 2D - OTHER ADJUSTMENTS: IMPUTED REVENUE 54,673,210. GAIN ON SALE OF COLLECTIONS 144,300. CHANGE IN NET ASSETS OF RELATED ORGS -4,196. PRIOR PERIOD ADJUSTMENT 8,647,618. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT FUNDRAISING EXPENSE -3,099,251. DIRECT EXPENSES COGS -27,475,220. PART XII, LINE 4B - OTHER ADJUSTMENTS: DIRECT EXPENSES COGS -27,475,220. IMPUTED REVENUE -54,673,210. DIRECT FUNDRAISING EXPENSE -3,099,251. 1 SOUTH ASIA 0 0 ACADEMIC APPOINTMENT STIPENDS 76312 SUB-SAHARAN AFRICA 0 0 ACADEMIC APPOINTMENT STIPENDS 94501 NORTH AMERICA 0 0 ACADEMIC APPOINTMENT STIPENDS 246069 EAST ASIA AND THE PACIFIC 0 0 ACADEMIC APPOINTMENT STIPENDS 327929 RUSSIA AND NEIGHBORING STATES 0 0 ACADEMIC APPOINTMENT STIPENDS 56767 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 ACADEMIC APPOINTMENT STIPENDS 616534 CENTRAL AMERICA AND THE CARIBBEAN 0 0 ACADEMIC APPOINTMENT STIPENDS 864476 SOUTH AMERICA 0 0 ACADEMIC APPOINTMENT STIPENDS 597832 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 573226 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 933340 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 903737 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 1771327 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 409948 NORTH AMERICA 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 415574 RUSSIA AND NEIGHBORING STATES 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 47934 SOUTH AMERICA 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 643848 SOUTH ASIA 0 0 PROGRAM SERVICES TRAVEL, RELATED TO RESEARCH, CONFERENCES AND TRAINING 70501 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 1091016065 NORTH AMERICA 0 0 INVESTMENTS 5037260 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 122652691 SUB-SAHARAN AFRICA 0 0 INVESTMENTS 39794058 0 0 0 0 0 0 2880420 1264269509 1267149929 EUROPE (INCLUDING ICELAND & GREENLAND) ACADEMIC APPOINTMENT STIPENDS 15000 DIRECT DEPOSIT AND CHECKS 0 0 1 ACADEMIC APPOINTMENT STIPENDS NORTH AMERICA 25 246069 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS SUB-SAHARAN AFRICA 5 94501 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS SOUTH ASIA 6 76312 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS EAST ASIA AND THE PACIFIC 19 327929 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS RUSSIA AND NEIGHBORING STATES 3 56767 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS EUROPE (INCLUDING ICELAND & GREENLAND) 58 601534 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS CENTRAL AMERICA AND THE CARIBBEAN 111 864476 DIRECT DEPOSIT AND CHECKS ACADEMIC APPOINTMENT STIPENDS SOUTH AMERICA 77 597832 DIRECT DEPOSIT AND CHECKS 1 1 1 1 1 1 PART I, LINE 2: THE OFFICE OF ACADEMIC APPOINTMENTS AND INTERNSHIPS HAS CENTRAL MANAGEMENT AND ADMINISTRATIVE RESPONSIBILITY FOR THE SMITHSONIAN PROGRAMS OF RESEARCH FELLOWSHIPS AND OTHER ACADEMIC APPOINTMENTS FOR UNDERGRADUATE, GRADUATE STUDENTS, POSTDOCTORAL AND SENIOR SCHOLARS. THE SMITHSONIAN INSTITUTION FELLOWSHIP PROGRAM IS A COMPETITIVE FELLOWSHIP PROGRAM FOR GRADUATE AND POSTDOCTORAL FELLOWS, WHO APPLY TO CONDUCT RESEARCH AT THE INSTITUTION WITH RESEARCH STAFF SERVING AS ADVISORS. THE REVIEW PROCESS IS MADE UP OF DISCIPLINARY COMMITTEES COMPRISED OF THE INSTITUTION'S STAFF WHO EVALUATE THE CANDIDATES AND THEN SELECT THE FELLOWS. THERE ARE OTHER COMPETITIVE AND NON-COMPETITIVE FELLOWSHIPS FOR VISITING SCHOLAR AND STUDENT APPOINTEES SELECTED THROUGH THE SMITHSONIAN UNITS THAT GO THROUGH A VARIETY OF OTHER SELECTION PROCESSES BEFORE AN AWARD IS MADE. AN OFFICIAL LETTER/AGREEMENT IS PROVIDED TO EACH AWARD RECIPIENT IDENTIFYING THE AWARD TITLE, DATES OF TENURE, STIPEND ALLOWANCES, AND REQUIRED RESPONSIBILITIES FOR HOLDING THIS POSITION. ALL RECIPIENTS EITHER WILL IDENTIFY A FINANCIAL INSTITUTION FOR RECEIPT OF THEIR MONETARY AWARD OR THEY WILL RECEIVE US TREASURY CHECKS. DEPENDING ON THE TENURE OF THE APPOINTMENT, PAYMENTS CAN RANGE FROM ONE LUMP SUM, BIWEEKLY PAYMENTS OR MONTHLY PAYMENTS. MOST FELLOWSHIP APPOINTMENTS ARE AWARDED FOR ONE TO TWO YEARS. ON OCCASION, THE SMITHSONIAN INSTITUTION HAS VISITING SCHOLARS OR FELLOWS WHO ARE CONDUCTING RESEARCH IN ANOTHER COUNTRY. PAYMENTS ARE USUALLY SUBMITTED AS STATED ABOVE, HOWEVER, ON OCCASION, THERE MAY BE ONE OR TWO WHO REQUEST THAT THEIR PAYMENTS BE SENT TO THE COUNTRY OF THEIR RESEARCH. AT THE END OF TENURE, A FINAL REPORT OF THEIR RESEARCH ACCOMPLISHMENTS IS PROVIDED FOR OUR RECORDS. SMITHSONIAN RESEARCH STAFF WHO SERVE AS ADVISORS TO THESE FELLOWS, STUDENTS AND SCHOLARS ARE USUALLY IN THE FIELD DURING THEIR TENURE. THE EIGHT SMITHSONIAN RESEARCH CENTERS LOCATED IN THE UNITED STATES AND ONE LOCATED IN PANAMA MONITOR THE PROGRESS OF THEIR FELLOWS ESPECIALLY THOSE FELLOWS IN OTHER COUNTRIES, AND THE ADMINISTRATIVE MANAGEMENT OF FUNDS IS MANAGED THROUGH THE INSTITUTION'S CENTRAL ADMINISTRATION FOR ACCOUNTABILITY. PART III ACCOUNTING METHOD: PART I, LINE 3 ACADEMIC APPOINTMENTS (STIPENDS) PER FORM 990 INSTRUCTIONS, STIPENDS ARE REPORTED ON SCHEDULE F IF THE PERSON RECEIVING THE STIPEND IS LIVING OR RESIDING OUTSIDE THE UNITED STATES AT THE TIME THE STIPEND IS PAID OR DISTRIBUTED. HOWEVER, MANY OF THESE STIPEND RECIPIENTS LATER TRAVELED TO THE SMITHSONIAN IN THE UNITED STATES TO PERFORM THEIR RESEARCH. FOREIGN TRAVELER PROGRAM SERVICES FOR TRAVEL RELATED TO RESEARCH, CONFERENCES AND TRAINING IS FOR TRAVEL BY SI EMPLOYEES, RESEARCH ASSOCIATES, OR INVITATIONAL TRAVELERS (I.E., INDIVIDUALS WHO ARE NOT SI EMPLOYEES). ONLY TRAVEL ESSENTIAL TO THE PERFORMANCE OF OFFICIAL SMITHSONIAN BUSINESS AND FOR WHICH TRAVEL-RELATED EXPENSES ARE TO BE PAID BY THE SMITHSONIAN, CAN BE APPROVED, AUTHORIZED, AND REIMBURSED. INVESTMENTS INVESTMENTS IN REGIONS INCLUDE INVESTMENTS IN FOREIGN PARTNERSHIPS AND FOREIGN CORPORATIONS. THE FOREIGN REGION IS DETERMINED BY THE COUNTRY WHOSE LAWS GOVERN THE INVESTMENT ENTITY. THE VALUE REPORTED REPRESENTS THE FAIR MARKET VALUE OF THE INVESTMENT AT THE END OF THE FISCAL YEAR. METHOD TO ACCOUNT FOR EXPENDITURES ON ORG'S FINANCIAL STATEMENTS CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL EUROPE (INCLUDING ICELAND AND GREENLAND): ACCRUAL MIDDLE EAST AND NORTH AFRICA: ACCRUAL NORTH AMERICA (CANADA & MEXICO ONLY): ACCRUAL RUSSIA AND NEIGHBORING STATES: ACCRUAL SOUTH AMERICA: ACCRUAL SOUTH ASIA: ACCRUAL SUB-SAHARAN AFRICA: ACCRUAL X X X X X X X 1 AVALON CONSULTING GROUP INC 805 15TH STREET NW WASHINGTON DC 20005 DIRECT MARKETING CONSULTANT 0 0 1175116 -1175116 COMMUNITY COUNSELLING SERVICE CO LLC 461 5TH AVENUE NEW YORK NY 10017 FUNDRAISING CONSULTANT 0 0 450000 -450000 YES & LIPMANHEARNE LLC 227 W MONROE STREET 21 FLOOR CHIGAGO IL 60606 MARKETING SERVICES 0 0 70000 -70000 1695116 -1695116 NPG GALA 3570431 3375371 195060 370 1741709 NY GALA 1377289 1286899 90390 3375 875227 15 1030459 716772 313687 220577 2425 255568 5978179 5379042 599137 220577 6170 2872504 3099251 -2500114 SCHEDULE G, PART I, LINE 2B SI ENGAGED MULTIPLE FUNDRAISING SERVICES AND MANY WORK ON THE SAME CAMPAIGNS. IT IS NOT POSSIBLE TO ACCURATELY REPORT THE EXACT AMOUNT OF REVENUE ASSOCIATED WITH EACH CONTRACTOR. NONE OF THE CONTRACTORS RETAINED HAD CONTROL OF CONTRIBUTIONS; ALL WERE PAID UNDER THE TERMS OF NEGOTIATED CONTRACTS. SI CLOSELY MONITORS FUNDRAISING PERFORMANCE AGAINST ESTABLISHED CAMPAIGN GOALS FOR ITS CONTRACTORS, AND RESULTS ARE TAKEN INTO CONSIDERATION IN FUTURE CONTRACT NEGOTIATIONS. PART I, LINE 2B(II) LINE 2B COLUMN(II) ACTIVITY 5 MARKETING/FUNDRAISING CONSULTANT SCHEDULE G, PART I SI IS A TRUST INSTRUMENTALITY OF THE U.S. AND AS SUCH IS EXEMPT FROM STATE REGULATIONS PURSUANT TO THE SUPREMACY CLAUSE OF THE U.S. CONSTITUTION. ALL STATES THAT HAVE INQUIRED ABOUT SI FUNDRAISING SOLICITATION REGISTRATION HAVE ACKNOWLEDGED THIS EXEMPTION. 1 CLARK ATLANTA UNIVERSITY INC 223 JAMES P BRAWLEY DR SW ATLANTA GA 303144358 581825259 501(C)(3) 31850 0 ACADEMIC APPT. STIPENDS JACKSON STATE UNIVERSITY 1400 J R LYNCH ST STE 206 JACKSON MS 392170002 646000507 501(C)(3) 52050 0 ACADEMIC APPT. STIPENDS FLORIDA A&M UNIVERSITY 400 FOOTE-HILYER ADMINISTRATION CENTER TALLAHASSEE FL 323073100 590977035 501(C)(3) 31850 0 ACADEMIC APPT. STIPENDS UNIVERSITY OF MARYLAND 3112 LEE BLDG 7809 REGENTS DRIVE COLLEGE PARK MD 207420001 526002033 501(C)(3) 6810 0 ACADEMIC APPT. STIPENDS UNIVERSITY OF MARYLAND AT COLLEGE PARK 4500 CAMPUS DRIVE COLLEGE PARK MD 207420001 526002033 501(C)(3) 35000 0 ACADEMIC APPT. STIPENDS TEXAS SOUTHERN UNIVERSITY 3100 CLEBURNE ST HOUSTON TX 770044501 746001391 501(C)(3) 31850 0 ACADEMIC APPT. STIPENDS FISK UNIVERSITY 1000 17TH AVENUE NORTH NASHVILLE TN 37208 620202000 501(C)(3) 20500 0 ACADEMIC APPT. STIPENDS TUSKEGEE UNIVERSITY 1200 W MONTGOMERY RD TUSKEGEE INSTITUTE AL 360881923 630288878 501(C)(3) 47434 0 ACADEMIC APPT. STIPENDS HARVARD COLLEGE PRESIDENT & FACULTY PO BOX 4999 BOSTON MA 02212 042103580 501(C)(3) 74771 0 ACADEMIC APPT. STIPENDS APOLLO THEATRE FOUNDATION INC 253 W 125TH STREET NEW YORK NY 100274408 133630066 501(C)(3) 5100 0 ACADEMIC APPT. STIPENDS BERNSTEIN ARTISTS INC 898 UNION ST APT 3B BROOKLYN NY 112151681 113199855 16500 0 ACADEMIC APPT. STIPENDS CHICAGO HISTORICAL SOCIETY 1601 N CLARK STREET CHICAGO IL 606146038 362167004 501(C)(3) 7250 0 ACADEMIC APPT. STIPENDS DAMASCUS GATE LLC 31 TRINITY PASS ROAD POUND RIDGE NY 10576 921073266 6000 0 ACADEMIC APPT. STIPENDS DUBUQUE COUNTY HISTORICAL SOCIETY 350 E 3RD STREET DUBUQUE IA 520012302 426072050 501(C)(3) 7000 0 ACADEMIC APPT. STIPENDS ELIZABETH GRACE VEATCH LLC 7054 CHARLESTON AVE NORTH BEACH MD 207149606 257598757 59840 0 ACADEMIC APPT. STIPENDS FRIENDS OF THE NORTH CAROLINA 11 W JONES ST RALEIGH NC 276011029 561240806 501(C)(3) 12550 0 ACADEMIC APPT. STIPENDS HISTORICAL MUSEUM OF SOUTHERN FLORIDA 101 WEST FLAGLER ST STE C MIAMI FL 331301504 590968005 501(C)(3) 13250 0 ACADEMIC APPT. STIPENDS INFORM EVALUATION & RESEARCH 910 S EAST ST AMHERST MA 010023051 842883610 501(C)(3) 8760 0 ACADEMIC APPT. STIPENDS MARYLAND AFRICAN AMERICAN MUSE 830 E PRATT ST BALTIMORE MD 212024403 522107879 501(C)(3) 10000 0 ACADEMIC APPT. STIPENDS MONTANA STATE UNIVERSITY 216 MONTANA HALL BOZEMAN MT 59717 816010045 501(C)(3) 7000 0 ACADEMIC APPT. STIPENDS ROBERT W WOODRUFF LIBRARY 111 JAMES P BRAWLEY DR ATLANTA GA 303144207 200267588 501(C)(3) 10250 0 ACADEMIC APPT. STIPENDS SCOTTSDALE MUSEUM OF THE WEST 3830 NORTH MARSHALL WAY SCOTTSDALE AZ 852515594 208862731 501(C)(3) 7000 0 ACADEMIC APPT. STIPENDS THE LAW OFFICE OF GOSS & ASSOC 456 HANOVER STREET BOSTON MA 02113 464279421 6510 0 ACADEMIC APPT. STIPENDS THE WHITNEY INSTITUTE 5099 HIGHWAY 18 WALLACE LA 700492803 474417039 501(C)(3) 20500 0 ACADEMIC APPT. STIPENDS UNIVERSITY OF CONNECTICUT 438 WHITNEY RD EXT U-1133 STORRS CT 062691133 060772160 501(C)(3) 14796 0 ACADEMIC APPT. STIPENDS UNIVERSITY OF KANSAS 1 UNIVERSITY OF KANSAS LAWRENCE KS 660443155 481124839 501(C)(3) 55107 0 ACADEMIC APPT. STIPENDS 22 4 RESEARCH FELLOWSHIPS AND ACADEMIC APPOINTMENTS 1297 13238423 ACADEMIC STIPENDS PART I, LINE 2: THE SMITHSONIAN PROGRAMS OF RESEARCH FELLOWSHIPS AND OTHER ACADEMIC APPOINTMENTS FOR UNDERGRADUATE, GRADUATE STUDENTS, POSTDOCTORAL AND SENIOR SCHOLARS. THE SMITHSONIAN INSTITUTION FELLOWSHIP PROGRAM IS A COMPETITIVE FELLOWSHIP PROGRAM FOR GRADUATE AND POSTDOCTORAL FELLOWS, WHO APPLY TO CONDUCT RESEARCH AT THE INSTITUTION WITH RESEARCH STAFF SERVING AS ADVISORS. THE REVIEW PROCESS IS MADE UP OF DISCIPLINARY COMMITTEES COMPRISED OF THE INSTITUTION'S RESEARCH STAFF WHO EVALUATE THE CANDIDATES AND THEN SELECT THE FELLOWS. THERE ARE OTHER COMPETITIVE AND NON-COMPETITIVE FELLOWSHIPS FOR VISITING SCHOLAR AND STUDENT APPOINTEES SELECTED THROUGH THE SMITHSONIAN UNITS THAT GO THROUGH A VARIETY OF OTHER SELECTIONS PROCESSES BEFORE AN AWARD IS MADE. AN OFFICIAL LETTER/AGREEMENT IS PROVIDED TO EACH AWARD RECIPIENT IDENTIFYING THE AWARD TITLE, DATES OF TENURE, STIPEND ALLOWANCES, AND REQUIRED RESPONSIBILITIES FOR HOLDING THIS POSITION. ALL RECIPIENTS EITHER WILL IDENTIFY A FINANCIAL INSTITUTION FOR RECEIPT OF THEIR MONETARY AWARD OR THEY WILL RECEIVE US TREASURY CHECKS. DEPENDING ON THE TENURE OF THE APPOINTMENT, PAYMENTS MAY BE MADE IN A LUMP SUM OR IN PERIODIC PAYMENTS. MOST FELLOWSHIP APPOINTMENTS ARE AWARDED FOR ONE TO TWO YEARS. AT THE END OF TENURE, A FINAL REPORT OF THEIR RESEARCH ACCOMPLISHMENTS IS PROVIDED FOR OUR RECORDS. SMITHSONIAN RESEARCH STAFF WHO SERVE AS ADVISORS TO THESE FELLOWS, STUDENTS AND SCHOLARS ARE USUALLY IN THE FIELD DURING THEIR TENURE. THE INDIVIDUAL SMITHSONIAN RESEARCH CENTERS MONITOR THE PROGRESS OF THEIR FELLOWS, AND THE FUNDS ARE MANAGED THROUGH THE INSTITUTION'S CENTRAL ADMINISTRATION TO ENSURE ACCOUNTABILITY. SIMILAR PROCESSES ARE FOLLOWED FOR AWARDS MADE TO ORGANIZATIONS WHOSE ACADEMIC STAFF PERFORM THE RELATED RESEARCH. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 AMY CHEN CHIEF INVESTMENT OFFICER 431578 0 673880 0 5334 0 44500 0 2020 0 1157312 0 0 0 MR LONNIE G BUNCH III SECRETARY OF THE SMITHSONIAN 827727 0 25000 0 8652 0 44500 0 23891 0 929770 0 0 0 JEFFREY SMITH INVESTMENT OFFICER 267171 0 412500 0 421 0 40587 0 37327 0 758006 0 0 0 RYAN DOTSON INVESTMENT OFFICER 240992 0 371250 0 249 0 36229 0 36641 0 685361 0 0 0 MICHAEL GIOVENCO INVESTMENT OFFICER 253671 0 371250 0 573 0 36228 0 11763 0 673485 0 0 0 MEROE PARK DEPUTY SECRETARY & COO 563963 0 15000 0 1806 0 44500 0 1788 0 627057 0 0 0 MELISSA CHIU DIR, HIRSHHORN MUSEUM & SCULPTURE GA 431762 0 3000 0 1095 0 44500 0 35402 0 515759 0 0 0 ROBERT SPILLER ASSISTANT SECRETARY FOR ADVANCEMENT 415557 0 10000 0 1806 0 44500 0 38213 0 510076 0 0 0 JOSHUA TEWKSBURY DIRECTOR, STRI 324648 0 130000 0 773 0 43500 0 10863 0 509784 0 0 0 KEVIN GOVER UNDER SEC FOR HISTORY & CULTURE 411943 0 5000 0 5700 0 44500 0 25688 0 492831 0 0 0 ELLEN STOFAN UNDER SEC FOR SCIENCE & RESEARCH 414952 0 5000 0 2963 0 44500 0 21902 0 489317 0 0 0 RONALD CORTEZ UNDER SEC FOR FIN/ADMIN & CFO 414114 0 0 0 2970 0 44500 0 25816 0 487400 0 0 0 RICHARD KURIN THRU 93019 FMR, ACT UNDER SEC MUSEUMS & RESEARC 344574 0 13000 0 7459 0 51460 0 16969 0 433462 0 0 0 CAROL LEBLANC PRESIDENT, SMITHSONIAN ENTERPRISES 387874 0 0 0 0 0 44500 0 0 0 432374 0 0 0 JULISSA MARENCO ASST SEC. FOR COMM/EXT AFFAIRS & CMO 262737 0 10000 0 404 0 39146 0 25449 0 337736 0 0 0 JUDITH LEONARD GENERAL COUNSEL 270740 0 10000 0 5548 0 39146 0 11889 0 337323 0 0 0 ROGER BRISSENDEN THRU 31321 FMR, ACTING UNDER SEC. FOR SCI & RSC 282111 0 17000 0 0 0 2334 0 284 0 301729 0 0 0 JANICE LAMBERT CHIEF FINANCIAL OFFICER 243250 0 4000 0 546 0 35771 0 3901 0 287468 0 0 0 ZULLY DORR THRU 093019 FMR, ACTING ASST SEC. FOR ADVANCEMEN 228070 0 3000 0 0 0 33282 0 22378 0 286730 0 0 0 PORTER WILKINSON CHIEF OF STAFF TO THE REGENTS 241122 0 10000 0 239 0 33682 0 1279 0 286322 0 0 0 DERON BURBA FMR, CHIEF INFORMATION OFFICER 214269 0 4000 0 907 0 30870 0 29627 0 279673 0 0 0 ERA MARSHALL THRU 93018 FMR, DIR OF EQUAL EMPLOYMENT & MINOR 195319 0 46374 0 0 0 0 0 21154 0 262847 0 0 0 CATHY HELM INSPECTOR GENERAL 233481 0 0 0 0 0 0 0 24631 0 258112 0 0 0 JOHN LAPIANA THRU 93018 FMR, ACTING ASST SEC. FOR COMM/EXT A 210577 0 2000 0 1305 0 28902 0 11664 0 254448 0 0 0 NANCY BECHTOL DIRECTOR, SMITHSONIAN FACILITIES 210562 0 3749 0 1282 0 28445 0 974 0 245012 0 0 0 FARLEIGH EARHART GENERAL COUNSEL (ACTING) 199443 0 10000 0 0 0 10142 0 14271 0 233856 0 0 0 DOUGLAS HALL FMR, ACTING UNDER SEC. FOR ADMINISTR 192469 0 5000 0 0 0 10142 0 24290 0 231901 0 0 0 JOAN MOCKERIDGE INSPECTOR GENERAL (ACTING) 187538 0 10000 0 0 0 9845 0 24451 0 231834 0 0 0 CHARLES ALCOCK THRU 123120 FMR DIR, HARVARD-SMITHSONIAN CENTER 169517 0 3500 0 2987 0 21468 0 801 0 198273 0 0 0 PART I, LINE 1A CHARTERED TRAVEL FOR BONA-FIDE BUSINESS PURPOSES WAS AUTHORIZED FOR TWO KEY EMPLOYEES WHEN THE CIRCUMSTANCES OF THEIR TRAVEL MET THE REQUIREMENTS OF THE SMITHSONIAN'S POLICY FOR SUCH TRAVEL. CHARTERED CLASS TRAVEL WAS APPROVED IN EACH INSTANCE BY THAT INDIVIDUAL'S DESIGNATED "APPROVING OFFICIAL" FOR TRAVEL. THE SMITHSONIAN'S TRAVEL POLICY IS GUIDED BY THE FEDERAL TRAVEL REGULATIONS AS SUPPLEMENTED BY THE SMITHSONIAN'S TRAVEL HANDBOOK. THE ACCOUNTABLE PLAN FOR TRAVEL REIMBURSEMENTS MAINTAINED BY THE SMITHSONIAN MEETS IRS REQUIREMENTS, THEREFORE NO PORTION OF THIS TRAVEL WAS TREATED AS TAXABLE COMPENSATION. PART I, LINE 7 OFFICE OF INVESTMENTS INCENTIVE PLAN: THE INCENTIVE PLAN PAYOUT IS BASED ON PRE-DETERMINED GOALS. QUANTITATIVE GOALS COMPARE OUR PORTFOLIO PERFORMANCE TO A POLICY BENCHMARK OVER A THREE YEAR PERIOD, AND QUALITATIVE GOALS ARE ESTABLISHED ANNUALLY FOR EACH EMPLOYEE. A SET FORMULA IS USED TO CALCULATE THE FINAL PAYOUT, AND QUANTITATIVE RESULTS ARE AUDITED BEFORE REGENT APPROVAL. PART II: COMPENSATION FROM AN UNRELATED ORGANIZATION OR INDIVIDUAL NAME: CHARLES ALCOCK COMPENSATION FROM UNRELATED ORGANIZATION: 177,482 NAME OF UNRELATED ORGANIZATION: HARVARD UNIVERSITY A FAIRFAX COUNTY ECONOMIC DEVELOPMENT AUTHORITY 540787833 30382ECZ5 2003-12-03 77545000 NEW CONSTRUCTION 0 0 0 B DISTRICT OF COLUMBIA 536001131 2548397S6 2010-04-29 33825749 REFUNDING OF 1997 BONDS 0 0 0 A 77545000 530475 6161 77008364 2003 0 0 1 1 B 33825749 612994 33212755 2010 1 0 1 1 A 0 0 0 0 0.00000 0.00000 0 0 1 B 0 0 1 1 0 0.01940 0.01940 0 0 1 A 0 0 1 0 1 0 0 0 1 B 0 0 1 0 1 0 0 0 1 A 1 B 1 SCHEDULE K, PART III, LINE 5 THE PERCENTAGE OF FINANCED PROPERTY USED IN PRIVATE BUSINESS USE AS A RESULT OF UNRELATED TRADE OR BUSINESS ACTIVITY IS BASED ON THE PERCENTAGE OF UNRELATED REVENUE IN THE GIFT SHOP WITHIN THE SPACE FINANCED BY THIS BOND ISSUE. THE PRIVATE BUSINESS USE FOR THE CURRENT YEAR WAS LESS THAN 5%. THE PRIVATE BUSINESS IS BEING MONITORED AND WILL REMAIN UNDER 5% FOR THE ENTIRE MEASUREMENT PERIOD (1998-2028). MARIA MARABLE-BUNCH WIFE OF L. BUNCH SECRETARY OF THE SMITHSONIAN INSTITUTION 199977 ANNUAL COMPENSATION 0 KIM BURBA WIFE OF DERON BURBA 115712 ANNUAL COMPENSATION 0 X 1232 MARKET VALUE X 1 X 294 79266303 MARKET VALUE X 1150 MARKET VALUE X 1 MARKET VALUE X 1944 MARKET VALUE X 68418 MARKET VALUE X GOODS 1 240000 MARKET VALUE X ARCHIVAL CUBIC FT. 1761 0 MARKET VALUE X ARCHIVAL GIGABYTES 1199 0 MARKET VALUE X ARCHIVAL ITEMS 239 0 MARKET VALUE 57 0 1 1 PART I, COLUMN (B): THIS COLUMN REPRESENTS THE NUMBER OF CONTRIBUTIONS, NOT THE NUMBER OF ITEMS RECEIVED. PART I, LINE 32B: ITEMS ARE SOLD THROUGH COMMERCIAL GALLERIES AND AUCTIONS HOUSES. INDIVIDUALS AND FIRMS ARE HIRED ON A CONTRACTUAL BASIS TO PROCESS ACQUISITIONS. ALTHOUGH THE SMITHSONIAN ACQUIRES COLLECTION ITEMS AND OBJECTS WITH THE GOOD FAITH INTENTION OF RETAINING THEM FOR AN INDEFINITE PERIOD OF TIME, PRUDENT COLLECTIONS MANAGEMENT INCLUDES JUDICIOUS CONSIDERATION OF APPROPRIATE DEACCESSIONING AND DISPOSAL TO REFINE AND IMPROVE THE QUALITY AND RELEVANCE OF THE COLLECTIONS WITH RESPECT TO THE SMITHSONIAN'S MISSION AND PURPOSE. WHEN OBJECTS ARE DEACCESSIONED FOR DISPOSAL BY SALE, THE SMITHSONIAN CONTRACTS WITH COMMERCIAL GALLERIES OR AUCTION HOUSES TO SELL THE OBJECTS IN ORDER TO ASSURE THE BEST RETURN FROM THE SALE. PART I, LINE 33: IN ACCORDANCE WITH PROFESSIONAL PRACTICE, AS ALLOWED BY SFAS 116, THE SMITHSONIAN DOES NOT ASSIGN VALUE TO COLLECTION ITEMS ACQUIRED BY DONATION. FORM 990, PAGE 1, LINE K THE SMITHSONIAN INSTITUTION IS A TRUST INSTRUMENTALITY OF THE U.S., CREATED BY CONGRESS; ORGANIZED PURSUANT TO 20 U.S.C. SEC. 41 ET SEQ. FORM 990, PAGE 1, LINE M STATE OF LEGAL DOMICILE: AS A TRUST INSTRUMENTALITY OF THE UNITED STATES, THE SMITHSONIAN INSTITUTION IS A FEDERAL ENTITY THAT IS NOT DOMICILED IN ANY STATE. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS: EDUCATION, PUBLIC PROGRAMS AND EXHIBITIONS: THE SMITHSONIAN'S COLLECTIONS OF NEARLY 157 MILLION OBJECTS (ART, ARTIFACTS AND SCIENTIFIC SPECIMENS) ARE THE HEART OF THE INSTITUTION. RESEARCH, PUBLIC PROGRAMS AND EXHIBITIONS ARE BASED ON THESE COLLECTIONS, WHICH ADDITIONALLY INCLUDE MORE THAN 33 MILLION DIGITAL RECORDS OF ONLINE MATERIAL. CARE OF THE COLLECTIONS INVOLVES THE WORK OF REGISTRARS, CONSERVATORS, MUSEUM SPECIALISTS, DESIGNERS, CURATORS AND EDITORS. APPROXIMATELY 148 MILLION OBJECTS AND SPECIMENS ARE PART OF THE NATIONAL MUSEUM OF NATURAL HISTORY COLLECTIONS AND ARE PRIMARILY USED FOR RESEARCH BY BOTH SMITHSONIAN SCIENTISTS AND RESEARCHERS FROM AROUND THE WORLD. IN SOME CASES, THE MUSEUM HAS THE DEFINITIVE, IRREPLACEABLE COLLECTION OF A CERTAIN SPECIES WHICH IS ESSENTIAL FOR COMPARATIVE STUDIES. IN NOVEMBER 2022, THE SMITHSONIAN LAUNCHED THE "LIFE ON A SUSTAINABLE PLANET" CLIMATE CHANGE INITIATIVE TO EXPLORE AND SHARE STRATEGIES FOR ADAPTING TO AND MITIGATING THE IMPACTS OF CLIMATE CHANGE WITH THE PUBLIC. UNDER THIS PROGRAM, THE SMITHSONIAN'S NATIONAL ZOO AND CONSERVATION BIOLOGY INSTITUTE (NZCBI) EXPANDED ITS SMITHSONIAN BIRD FRIENDLY CERTIFICATION PROGRAM TO INCLUDE STANDARDS FOR COCOA FARMING - THE ONLY CERTIFICATION THAT GUARANTEES 100% OF THE COCOA PRODUCED COMES FROM FARMS THAT CONSERVE BIRDS AND OTHER WILDLIFE BY PROTECTING FORESTS AND NATIVE SHADE TREES. SCIENTISTS AT NZCBI CONTINUED TO PLAY A LEADING ROLE IN THE SMITHSONIAN'S GLOBAL EFFORTS TO SAVE WILDLIFE SPECIES FROM EXTINCTION AND TRAIN FUTURE GENERATIONS OF CONSERVATIONISTS. IN NOVEMBER 2022, TWO ANDEAN BEAR CUBS (VULNERABLE STATUS) WERE BORN AND WENT ON VIEW IN MARCH. THE MAJORITY OF WHAT SCIENTISTS KNOW ABOUT ANDEAN BEARS COMES FROM ZOOS LIKE NZCBI THAT STUDY ANDEAN BEAR BEHAVIOR, HEALTH AND REPRODUCTION. IN MAY, THE PRIMATE STAFF WELCOMED THE BIRTH OF A WESTERN LOWLAND GORILLA - A CRITICALLY ENDANGERED SPECIES. AND FIVE MORE CHEETAH CUBS (VULNERABLE STATUS) WERE BORN IN SEPTEMBER AT THE FRONT ROYAL, VIRGINIA, CAMPUS AS PART OF THE CHEETAH BREEDING CENTER COALITION. AT THE END OF SEPTEMBER, THE ZOO CELEBRATED THE GIANT PANDA CONSERVATION AND BREEDING PROGRAM'S SUCCESS DURING THE WEEK-LONG FAREWELL, PANDA PALOOZA, BEFORE THE THREE GIANT PANDAS RETURNED TO CHINA AT THE END OF THE YEAR. THE CENTER FOR ASTROPHYSICS | HARVARD & SMITHSONIAN LAUNCHED THE TROPHOSPHERIC EMISSIONS: MONITORING OF POLLUTION SATELLITE, CALLED TEMPO, AFTER A DECADE OF SPACEFLIGHT PREPARATION. TEMPO TRANSMITTED ITS FIRST IMAGES OF AIR POLLUTION OVER NORTH AMERICA IN AUGUST AND PROVIDES HOURLY MEASUREMENTS OF AIR POLLUTION DATA, ALLOWING FOR BETTER MONITORING OF AIR QUALITY AND SAFETY FOR COMMUNITIES AND ENVIRONMENTS AROUND THE WORLD. THE SMITHSONIAN FORMED AND CONVENED A HUMAN REMAINS TASK FORCE TO DEVELOP A POLICY FOR THE APPROPRIATE HANDLING, SHARED STEWARDSHIP OR ETHICAL RETURN OF HUMAN REMAINS IN THE SMITHSONIAN'S COLLECTION, INCLUDING NATIVE AND NON-NATIVE REMAINS, AND FURTHER PROMOTE RESPECTFUL ENGAGEMENT WITH DESCENDANTS AND DESCENDANT COMMUNITIES. IN JANUARY, THE NATIONAL MUSEUM OF AMERICAN HISTORY ADDED FIRST LADY JILL BIDEN'S INAUGURAL ENSEMBLES TO ITS HISTORIC FIRST LADIES COLLECTION, CONTINUING THE 100-YEAR LONG TRADITION. NMAH ALSO ACCEPTED THE ROBERT "MACK" MCCORMICK BLUES AND FOLKLORE ARCHIVAL COLLECTION, A FOUNDATIONAL SOURCE FOR UNDERSTANDING AMERICAN MUSIC, INTO ITS ARCHIVE CENTER FOR SCHOLARLY ACCESS. FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: RESEARCH AND COLLECTIONS: IN JULY, THE SMITHSONIAN HOSTED A FREE, TWO-DAY NATIONAL EDUCATION SUMMIT IN WASHINGTON, D.C. THE SUMMIT BROUGHT TOGETHER THOUSANDS OF TEACHERS, MUSEUM EDUCATORS, CURRICULUM SPECIALISTS, LIBRARIANS AND EDUCATION AGENCIES FROM ACROSS THE NATION TO DISCUSS KEY ISSUES IN EDUCATION AND EXPLORE LEARNING STRATEGIES WITH SMITHSONIAN EXPERTS AND COLLABORATORS. THIS YEAR'S THEME "TOGETHER WE THRIVE: FOSTERING A SENSE OF BELONGING" EXPLORED PRESSING ISSUES AND TOPICS THAT SHAPE PEOPLE'S SHARED FUTURE IN EDUCATION: LIFE ON A SUSTAINABLE PLANET, STEAM EDUCATION, AND RECKONING WITH OUR RACIAL PAST. THE CENTER FOR ENVIRONMENTAL JUSTICE AT THE ANACOSTIA COMMUNITY MUSEUM LAUNCHED ON EARTH DAY, SEEKING TO CREATE A FUTURE IN WHICH ENVIRONMENTALISM IS A CORNERSTONE OF CIVIC ENGAGEMENT. UNDER THE "LIFE ON A SUSTAINABLE PLANET" INITIATIVE, THE CENTER WILL ORGANIZE PROGRAMMING, SUCH AS PANELS, ACADEMIES, AND COMMUNITY GARDENING TO PLACE SCIENTIFIC DATA IN THE CONTEXT OF DAILY LIFE WHICH RESIDENTS CAN USE TO DEVELOP HEALTHY, EQUITABLE COMMUNITIES. THE NATIONAL MUSEUM OF AMERICAN HISTORY OPENED "ENTERTAINMENT NATION"/"NACIN DEL ESPECTACULO," A 7,200-SQUARE-FOOT, MULTIMEDIA EXHIBITION WITH AROUND 200 OBJECTS ON VIEW INCLUDING THE RUBY SLIPPERS, PRINCE'S GUITAR, AND ALI'S BOXING ROBE. THIS WAS THE SMITHSONIAN'S FIRST DEDICATED EXPLORATION OF ENTERTAINMENT HISTORY, AND IT IS THE LARGEST LONG-TERM BILINGUAL EXHIBITION ON THE NATIONAL MALL. IN OCTOBER 2022, THE NATIONAL AIR AND SPACE MUSEUM OPENED EIGHT NEW AND RENOVATED GALLERIES IN THE WEST WING OF THE NATIONAL MALL BUILDING. THE EXHIBITIONS FEATURE HUNDREDS OF NEW ARTIFACTS AND LONGTIME FAVORITES IN DYNAMIC, IMMERSIVE, AND TECHNOLOGICALLY UPGRADED SPACES. THE GALLERIES ALSO IMPLEMENTED NEW INTERACTIVES ACCESSIBLE TO VISITORS WITH VISION, HEARING AND MOBILITY DISABILITIES. FOR THE FIRST TIME SINCE 2020, THE ANNUAL MOTHER TONGUE FILM FESTIVAL RETURNED TO THE NATIONAL MALL FOR IN-PERSON EVENTS IN FEBRUARY. THE FESTIVAL, HOSTED BY THE SMITHSONIAN'S RECOVERING VOICES INITIATIVE, CENTERS AROUND THE INTERNATIONAL MOTHER LANGUAGE DAY TO CELEBRATE CULTURAL AND LINGUISTIC DIVERSITY. THE FESTIVAL FEATURED 27 FILMS IN 23 LANGUAGES FROM REGIONS ACROSS THE GLOBE. IN DECEMBER 2022, "OUR SHARED FUTURE: RECKONING WITH OUR RACIAL PAST," THE SMITHSONIAN'S RACE INITIATIVE, HOSTED THE FIRST PANEL AT THE NATIONAL MUSEUM OF AFRICAN AMERICAN HISTORY AND CULTURE, BRINGING TOGETHER DIVERSE GROUPS OF INDIVIDUALS TO DISCUSS RACE AND RACISM IN HISTORICAL, CULTURAL, AND CONTEMPORARY CONTEXTS. IN ADDITION TO THE NATIONAL DISCUSSIONS, THE SMITHSONIAN BEGAN PREPARATIONS FOR LOCAL COMMUNITY CONVERSATIONS AROUND RACE IN CITIES AND TOWNS ACROSS THE U.S. THESE COMMUNITY CONVERSATIONS, CO-HOSTED BY LOCAL ORGANIZATIONS, WILL HELP FACILITATE OPEN DIALOGUE ABOUT ISSUES RELATED TO RACE IN THEIR COMMUNITIES. THE NATIONAL MUSEUM OF THE AMERICAN LATINO (NMAL) AND THE SMITHSONIAN AMERICAN WOMEN'S HISTORY MUSEUM (SAWHM) CONTINUED TO GROW AND TAKE SHAPE THIS YEAR, ALTHOUGH THEY DO NOT HAVE BUILDINGS YET. NMAL OPENED A LATINO MUSEUM STUDIES PROGRAM FOR UNDERGRADUATE STUDENTS NATIONWIDE, TO BOOST THE REPRESENTATION OF LATINOS IN THE MUSEUM FIELD AND THE WOMEN'S HISTORY MUSEUM LAUNCHED A DIGITAL CAMPAIGN, SHARE YOUR STORY, TO COLLECT STORIES FROM THE PUBLIC THAT WILL HELP SHAPE THE FUTURE OF THE MUSEUM. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: MEMBERSHIP: THE NATIONAL ASSOCIATE PROGRAM IS THE INSTITUTION'S LARGEST AND MOST BASIC MEMBERSHIP PROGRAM. THE PROGRAM PROVIDES MEMBERS WITH SMITHSONIAN MAGAZINE, WHICH IS PUBLISHED 11 TIMES A YEAR. THE PRINT AND ONLINE PUBLICATION PROVIDES IN-DEPTH COVERAGE OF HISTORY, SCIENCE, NATURE, ART AND WORLD CULTURES. "FRIENDS OF THE SMITHSONIAN" IS A HIGHER-LEVEL MEMBERSHIP PROGRAM FOR PEOPLE INTERESTED IN A DEEP PHILANTHROPIC CONNECTION TO THE SMITHSONIAN. FRIENDS RECEIVE SMITHSONIAN MAGAZINE, PLUS THEY ARE INVITED TO VARIOUS EVENTS AND ARE GIVEN THE OPPORTUNITY TO LEARN ABOUT AND SUPPORT THE INSTITUTION'S EXHIBITIONS AND RESEARCH. THE SMITHSONIAN ASSOCIATES IS A SELF-SUPPORTING MEMBERSHIP PROGRAM WHICH PRODUCES INFORMATIVE, ENLIGHTENING, ENTERTAINING, AND INSIGHTFUL PROGRAMS INSPIRED BY AND GOING BEYOND SMITHSONIAN RESEARCH, COLLECTIONS AND EXHIBITIONS. PROGRAMS ENGAGE AUDIENCES FROM PRE-K TO POST-RETIREMENT WHO HAVE KEEN INTEREST IN FURTHERING THEIR UNDERSTANDING OF THE ARTS AND SCIENCES, THE PAST, PRESENT, AND FUTURE OF WORLD CULTURES. THE LARGEST MUSEUM-BASED EDUCATIONAL PROGRAM IN THE WORLD, SMITHSONIAN ASSOCIATES ANNUALLY PRODUCES MORE THAN 1,000 ONLINE AND IN-PERSON SEMINARS AND LECTURES, MULTI-PART COURSES, STUDIO ARTS CLASSES, STUDY TOURS, CONCERTS AND CHILDREN'S PROGRAMS. NOTABLE GUESTS INCLUDED SCIENTIST AND TV PERSONALITY BILL NYE, JOURNALIST ANDERSON COOPER, TRAVEL EXPERT RICK STEVES, EMMY-NOMINATED MEXICAN CHEF PATI JINICH, MASTER CHEF JACQUES PEPIN AND CELEBRITY CHEF CARLA HALL, AND CHIEF MEDICAL OFFICER OF WEBMD JOHN WHYTE. FORM 990, PART IV, LINE 12B THE SMITHSONIAN'S AUDITED FINANCIAL STATEMENTS ARE INCLUDED IN THE UNITED STATES GOVERNMENT'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS. FORM 990, PART VI, SECTION A, LINE 1A THE BYLAWS OF THE ORGANIZATION DELEGATE AUTHORITY TO THE EXECUTIVE COMMITTEE TO ACT ON BEHALF OF THE BOARD OF REGENTS WHEN THE BOARD OF REGENTS IS NOT IN SESSION. THE BOARD OF REGENTS ELECTS FROM ITS MEMBERS AN EXECUTIVE COMMITTEE CONSISTING OF THREE MEMBERS. THE EXECUTIVE COMMITTEE HAS AND MAY EXERCISE ALL POWERS OF THE BOARD OF REGENTS WHEN THE BOARD OF REGENTS IS NOT IN SESSION, EXCEPT THOSE EXPRESSLY RESERVED TO ITSELF BY THE BOARD OF REGENTS, PROVIDED THAT ALL SUCH PROCEEDINGS ARE REPORTED TO THE GOVERNANCE AND NOMINATING COMMITTEE AND THE BOARD OF REGENTS ON A REGULAR BASIS. THE CHAIR OF THE BOARD SERVES AS CHAIR OF THE EXECUTIVE COMMITTEE. THE VICE CHAIR OF THE BOARD SERVES AS A MEMBER OF THE EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION A, LINE 2 REGENT FRANKLIN RAINES AND REGENT STEVEN CASE HAD A BUSINESS RELATIONSHIP DURING THE TAX YEAR. FORM 990, PART VI, SECTION A, LINE 7A PURSUANT TO FEDERAL STATUTE, THE BOARD OF REGENTS CONSISTS OF THE VICE PRESIDENT OF THE UNITED STATES, THE CHIEF JUSTICE OF THE UNITED STATES, THREE MEMBERS OF THE U.S. SENATE, THREE MEMBERS OF THE U.S. HOUSE OF REPRESENTATIVES, AND NINE ADDITIONAL CITIZEN REGENTS. THE THREE SENATORS ARE APPOINTED BY THE PRESIDENT PRO TEMPORE OF THE U.S. SENATE, AND THE THREE MEMBERS OF THE HOUSE OF REPRESENTATIVES ARE APPOINTED BY THE SPEAKER OF THE HOUSE OF REPRESENTATIVES. THEIR APPOINTMENT TERMS COINCIDE WITH THE TERMS FOR WHICH THEY ARE ELECTED, AND THEY MAY BE REAPPOINTED IF RE-ELECTED. THE CITIZEN REGENTS ARE NOMINATED BY THE BOARD OF REGENTS, AND APPOINTED BY A JOINT RESOLUTION OF CONGRESS WHICH IS SIGNED BY THE PRESIDENT OF THE UNITED STATES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM AND IS REVIEWED BY THE OFFICE OF GENERAL COUNSEL, THE OFFICE OF THE UNDER SECRETARY FOR FINANCE AND ADMINISTRATION, AND BY AN INDEPENDENT OUTSIDE COUNSEL FIRM. AFTER THIS REVIEW PROCESS, THE 990 IS REVIEWED AND AFFIRMED BY THE AUDIT AND REVIEW COMMITTEE OF THE BOARD OF REGENTS. THE 990 IS THEN MADE AVAILABLE TO THE FULL BOARD OF REGENTS FOR REVIEW AND COMMENT PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, KEY EMPLOYEES, AND CERTAIN OTHER EMPLOYEES ARE REQUIRED TO COMPLETE AND FILE ANNUALLY A CONFIDENTIAL FINANCIAL DISCLOSURE REPORT. THESE REPORTS - WHICH REQUIRE DISCLOSURE OF CERTAIN ASSETS, EARNED INCOME, LIABILITIES, OUTSIDE POSITIONS, OUTSIDE CONTRACTS AND AGREEMENTS, GIFTS, HOSPITALITY, REIMBURSEMENTS, AND OTHER INTERESTS RELATED TO THE EMPLOYEE'S SMITHSONIAN POSITION - ARE REVIEWED BY THE INSTITUTION'S OFFICE OF GENERAL COUNSEL FOR COMPLIANCE WITH APPLICABLE CONFLICT OF INTEREST POLICIES AND LAWS. IN ADDITION TO THIS REQUIRED REPORTING, ALL KEY EMPLOYEES ARE REQUIRED TO COMPLY WITH THE INSTITUTION'S STANDARDS OF CONDUCT, WHICH, AMONG OTHER THINGS, REQUIRES THAT EMPLOYEES NOT ENGAGE IN PRIVATE OR PERSONAL ACTIVITIES THAT MIGHT CONFLICT OR APPEAR TO CONFLICT WITH SMITHSONIAN INTERESTS, REQUIRES THAT EMPLOYEES OBTAIN OFFICE OF GENERAL COUNSEL APPROVAL BEFORE ENGAGING IN AN OUTSIDE ACTIVITY FOR COMPENSATION, AND REQUIRES EMPLOYEES TO CONSULT WITH THE OFFICE OF GENERAL COUNSEL WHENEVER A DOUBT EXISTS AS TO WHETHER AN ACTIVITY OR PLANNED ACTIVITY VIOLATES THE STANDARDS. ALL MEMBERS OF THE SMITHSONIAN'S GOVERNING BODY ARE REQUIRED TO COMPLETE AND FILE ANNUALLY THE BOARD OF REGENTS ANNUAL DISCLOSURE STATEMENT. THESE STATEMENTS - WHICH REQUIRE REPORTING BY MEMBERS (INCLUDING ANY REPORTABLE INTERESTS HELD BY IMMEDIATE FAMILY MEMBERS) ON OUTSIDE POSITIONS AND SUBSTANTIAL SHAREHOLDING IN FOR-PROFIT BUSINESS ENTITIES, OUTSIDE POSITIONS IN NON-PROFIT ENTITIES, AND INTERESTS AND AFFILIATIONS OF THE MEMBER THAT HAVE OR SOUGHT TO HAVE A RELATIONSHIP TO THE SMITHSONIAN - ARE REVIEWED BY THE INSTITUTION'S GENERAL COUNSEL FOR COMPLIANCE WITH APPLICABLE CONFLICT OF INTEREST POLICIES AND LAWS. IN ADDITION TO THIS REQUIRED REPORTING, ALL MEMBERS OF THE SMITHSONIAN'S GOVERNING BODY ARE REQUIRED TO COMPLY WITH THE BOARD OF REGENTS ETHICS GUIDELINES, WHICH, AMONG OTHER THINGS, DEFINE CONFLICTS OF INTEREST AND ESTABLISH PROCEDURES FOR DISCLOSING AND REPORTING OF CONFLICTS AND RECUSAL FROM DECISION-MAKING. FORM 990, PART VI, SECTION B, LINE 15 THE SMITHSONIAN ENSURES THAT COMPENSATION PAID TO OFFICERS AND OTHER KEY EMPLOYEES IS REASONABLE AND COMPARABLE TO SIMILAR ORGANIZATIONS. EMPLOYEES OF THE SMITHSONIAN MAY BE PAID WITH FEDERALLY APPROPRIATED FUNDS OR WITH NONFEDERAL ("TRUST") FUNDS. MOST TRUST FUNDED (NONFEDERAL) OFFICER AND KEY EMPLOYEE POSITIONS ARE SUBJECT TO MARKET-BASED COMPENSATION, AND THE BOARD OF REGENTS' COMMITTEE ON COMPENSATION AND HUMAN RESOURCES ENGAGES AN INDEPENDENT CONSULTANT TO DEVELOP AND ASSEMBLE COMPARABILITY DATA FOR ITS CONSIDERATION AND TO INFORM ITS DECISIONS. THE COMMITTEE'S ANNUAL DELIBERATIONS AND DECISIONS ARE DOCUMENTED AS PART OF THE FINAL RECOMMENDATION MATERIALS SUBMITTED TO THE BOARD OF REGENTS. SALARIES FOR FEDERAL EMPLOYEES ARE DETERMINED BY STATUTORILY ESTABLISHED PAY RANGES FOR CIVIL SERVICE EMPLOYEES. AS A MATTER OF POLICY, THE SMITHSONIAN HAS ESTABLISHED SIMILAR RANGES FOR CERTAIN TRUST FUNDED OFFICER AND KEY EMPLOYEE POSITIONS AND MAINTAINS THOSE RANGES IN PROPORTION TO THE APPROPRIATE FEDERAL PAY RANGES. FORM 990, PART VI, SECTION C, LINE 19 THE SMITHSONIAN MAKES ITS GOVERNING DOCUMENTS, STATEMENT OF VALUES AND CODE OF ETHICS, AND AUDITED FINANCIAL STATEMENTS AVAILABLE ON ITS PUBLIC WEBSITE (WWW.SI.EDU). DOCUMENTS MAY ALSO BE VIEWED AT THE OFFICE OF FINANCE AND ACCOUNTING OR MAILED. FORM 990, PART IX, LINE 11G ADVSRY & ASSISTNC SRVCS PSC: PROGRAM SERVICE EXPENSES 420,125. MANAGEMENT AND GENERAL EXPENSES 132,505. FUNDRAISING EXPENSES 1,089. TOTAL EXPENSES 553,719. ADVISORY AND ASST SVCS NON PSC: PROGRAM SERVICE EXPENSES 1,777,167. MANAGEMENT AND GENERAL EXPENSES 141,402. FUNDRAISING EXPENSES 303,632. TOTAL EXPENSES 2,222,201. CENTRAL ENGINEERING SERVICES: PROGRAM SERVICE EXPENSES 11,561,870. MANAGEMENT AND GENERAL EXPENSES 42. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,561,912. TECH/ADMIN SVCS - 1099 VENDORS: PROGRAM SERVICE EXPENSES 347,365. MANAGEMENT AND GENERAL EXPENSES 11,211. FUNDRAISING EXPENSES 852. TOTAL EXPENSES 359,428. NON-BENEFIT POOL TUITION: PROGRAM SERVICE EXPENSES 33,622. MANAGEMENT AND GENERAL EXPENSES 153. FUNDRAISING EXPENSES 1. TOTAL EXPENSES 33,776. SAO MACHINE SHOP SERVICES: PROGRAM SERVICE EXPENSES 149,821. MANAGEMENT AND GENERAL EXPENSES -35. FUNDRAISING EXPENSES 110. TOTAL EXPENSES 149,896. INSTITUTIONAL MEMBERSHIP&FEES: PROGRAM SERVICE EXPENSES 786,119. MANAGEMENT AND GENERAL EXPENSES 210,449. FUNDRAISING EXPENSES 78,820. TOTAL EXPENSES 1,075,388. SUPPORT EXTERNAL ORGANIZATIONS: PROGRAM SERVICE EXPENSES 136,668. MANAGEMENT AND GENERAL EXPENSES 23,871. FUNDRAISING EXPENSES 2,061. TOTAL EXPENSES 162,600. TEMP EMPLOYMENT SVCS: PROGRAM SERVICE EXPENSES 2,983,081. MANAGEMENT AND GENERAL EXPENSES 3,904,593. FUNDRAISING EXPENSES 495,252. TOTAL EXPENSES 7,382,926. OTHER PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 86,828,505. MANAGEMENT AND GENERAL EXPENSES 11,348,211. FUNDRAISING EXPENSES 11,978,961. TOTAL EXPENSES 110,155,677. AUDIO VISUAL SERVICES: PROGRAM SERVICE EXPENSES 2,175,557. MANAGEMENT AND GENERAL EXPENSES -251,514. FUNDRAISING EXPENSES 386,760. TOTAL EXPENSES 2,310,803. LECTURES HONORARIA: PROGRAM SERVICE EXPENSES 2,520,662. MANAGEMENT AND GENERAL EXPENSES 25,557. FUNDRAISING EXPENSES 51,667. TOTAL EXPENSES 2,597,886. EXHIBIT SERVICES: PROGRAM SERVICE EXPENSES 8,673,346. MANAGEMENT AND GENERAL EXPENSES 59,388. FUNDRAISING EXPENSES 13,811. TOTAL EXPENSES 8,746,545. OTHER PURCH G&S GOVT: PROGRAM SERVICE EXPENSES -19,766. MANAGEMENT AND GENERAL EXPENSES -297,144. FUNDRAISING EXPENSES -82. TOTAL EXPENSES -316,992. IAT IN-HOUSE CONSULTANT: PROGRAM SERVICE EXPENSES -4,727. MANAGEMENT AND GENERAL EXPENSES -33,729. FUNDRAISING EXPENSES 630. TOTAL EXPENSES -37,826. SAO CENTRAL ENG. SERV-ACCR: PROGRAM SERVICE EXPENSES 29,355. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 8. TOTAL EXPENSES 29,363. SAO MACHINE SHOP SERV-ACCR: PROGRAM SERVICE EXPENSES 8,439. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,439. REIMB GOVERNMENT AGENCIES: PROGRAM SERVICE EXPENSES -5,806. MANAGEMENT AND GENERAL EXPENSES -1,393. FUNDRAISING EXPENSES -15. TOTAL EXPENSES -7,214. OPERATION & MAINT FACILITIES: PROGRAM SERVICE EXPENSES 31,488,545. MANAGEMENT AND GENERAL EXPENSES 16,252,059. FUNDRAISING EXPENSES 70,410. TOTAL EXPENSES 47,811,014. WASTE REMOVAL: PROGRAM SERVICE EXPENSES 373,101. MANAGEMENT AND GENERAL EXPENSES 79,520. FUNDRAISING EXPENSES 883. TOTAL EXPENSES 453,504. GUARD SERVICES: PROGRAM SERVICE EXPENSES 22,093,100. MANAGEMENT AND GENERAL EXPENSES 4,973,529. FUNDRAISING EXPENSES 535,720. TOTAL EXPENSES 27,602,349. CUSTODIAL SERVICES: PROGRAM SERVICE EXPENSES 3,024,569. MANAGEMENT AND GENERAL EXPENSES 686,848. FUNDRAISING EXPENSES 248,090. TOTAL EXPENSES 3,959,507. MEDICAL CARE: PROGRAM SERVICE EXPENSES 305,773. MANAGEMENT AND GENERAL EXPENSES 503. FUNDRAISING EXPENSES 5. TOTAL EXPENSES 306,281. EQUIP. NON IT MAINT & REPAIR: PROGRAM SERVICE EXPENSES 5,735,218. MANAGEMENT AND GENERAL EXPENSES 825,833. FUNDRAISING EXPENSES 12,950. TOTAL EXPENSES 6,574,001. CATERING: PROGRAM SERVICE EXPENSES 6,445,021. MANAGEMENT AND GENERAL EXPENSES 385,992. FUNDRAISING EXPENSES 2,388,976. TOTAL EXPENSES 9,219,989. COST OF SHARING EXPENSE: PROGRAM SERVICE EXPENSES 3,201,971. MANAGEMENT AND GENERAL EXPENSES 100. FUNDRAISING EXPENSES 437,256. TOTAL EXPENSES 3,639,327. COST SHARING CENTRAL SERVICE: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 104. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 104. STAFF/BUSINESS EXPENSE: PROGRAM SERVICE EXPENSES 506,492. MANAGEMENT AND GENERAL EXPENSES 90,066. FUNDRAISING EXPENSES 276,526. TOTAL EXPENSES 873,084. PEST CONTROL SERVICES: PROGRAM SERVICE EXPENSES 114,616. MANAGEMENT AND GENERAL EXPENSES 8,674. FUNDRAISING EXPENSES 94. TOTAL EXPENSES 123,384. FORM 990, PART XI, LINE 9: CHANGE IN NET ASSETS OF RELATED ORGS -4,196. PROCEEDS FROM SALES OF COLLECTIONS 144,300. FORM 990, PART XII, LINE 2B THE SMITHSONIAN INSTITUTION IS SEPARATELY AUDITED. THE SMITHSONIAN INSTITUTION'S AUDITED FINANCIAL STATEMENTS ARE INCLUDED IN THE UNITED STATES GOVERNMENT'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS. CLAY FELLOWSHIPS CHARITABLE TRUST 10 MEMORIAL BOULEVARD PROVIDENCE RI 02903 043560268 SUPPORT OF SMITHSONIAN ASTROPHYSICAL OBSERVATORY MA 501(C)(3) 12 TYPE III-O N/A 0 BLACKBIRD 1846 ENERGY FUND LP 10000 MEMORIAL DRIVE SUITE 550 HOUSTON TX 77024 473887280 INVESTMENTS DE BLACKBIRD 1846 ENERGY FUND GP LP EXCLUDED -3718 816322 0 0 1.00000 CHARITABLE REMAINDER TRUSTS (2) 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 CHARITABLE REMAINDER TRUST DC N/A T 1 CHARITABLE REMAINDER TRUSTS (2) 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 CHARITABLE REMAINDER TRUST MA N/A T 1 CHARITABLE REMAINDER TRUSTS (1) 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 CHARITABLE REMAINDER TRUST MI N/A T 1 CHARITABLE REMAINDER TRUSTS (5) 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 CHARITABLE REMAINDER TRUST NY N/A T 1 CHARITABLE REMAINDER TRUSTS (3) 1000 JEFFERSON DRIVE SW WASHINGTON DC 20560 CHARITABLE REMAINDER TRUST VA N/A T 1 FOUNDATION CREDIT OPPORTUNITIES OFFSHORE LTD PO BOX 309 UGLAND HOUSE GRAND CJ KY1-1104 INVESTMENTS CJ N/A T 1.00000 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1