2024-08-14T09:49:35-05:00 2023-09-30 111986323 MARCUM LLP 555 LONG WHARF DRIVE NEW HAVEN CT 06511 990 2022-10-01 061526642 THE GREENWICH HOSPITAL ENDOWMENT FUND INC GREE 4758974155 5 PERRYRIDGE ROAD GREENWICH CT 06830 ARTHUR MARTINEZ PRESIDENT 4758974155 2024-05-15 1 1 MARY ANTONETTI P00431862 2037819600 2024-08-08 2022 2024-08-08 14:25:15Z ARTHUR MARTINEZ 5 PERRYRIDGE ROAD GREENWICH CT 06830 36252047 0 X N/A X 1998 CT TO SOLICIT, RECEIVE, MAINTAIN, HOLD, MANAGE AND ADMINISTER ENDOWMENT FUNDS OF GREENWICH HOSPITAL. 7 7 0 7 -10057 0 170281 84258 0 0 7233473 3046304 -286583 -8750 7117171 3121812 5525000 6025000 0 0 0 0 0 0 0 371456 377689 5896456 6402689 1220715 -3280877 110731873 116413167 0 0 110731873 116413167 SUPPORTING ORGANIZATION OF GREENWICH HOSPITAL 0 0 6025000 6025000 THE GREENWICH HOSPITAL ENDOWMENT'S FUNCTION IS TO SOLICIT, RECEIVE, MAINTAIN, HOLD, AND MANAGE AND ADMINISTER FUNDS, INCLUDING, WITHOUT LIMITATION, ENDOWMENT FUNDS OF GREENWICH HOSPITAL. 6025000 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 7 7 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 X MARIA MASSIMI 4758974155 5 PERRYRIDGE ROAD GREENWICH CT 06830 X PETER DAPUZZO TRUSTEE 1.00 X 0 0 0 HANNAH STRASSER TRUSTEE 1.00 X 0 0 0 GREG MARTINEZ TRUSTEE 1.00 X 0 0 0 ANNE JUGE TRUSTEE, TREASURER & SECRETARY 1.00 X X 0 0 0 ARTHUR MARTINEZ TRUSTEE, PRESIDENT & CHAIR 1.00 X X 0 0 0 MICHAEL ANGELINI TRUSTEE 1.00 X 0 0 0 ROB BERKLEY TRUSTEE 1.00 X 0 0 0 0 0 0 0 0 0 0 MONTICELLO ASSOCIATES 1800 LARIMER STREET SUITE 2100 DENVER CO 80202 INVESTMENT MANAGEMENT 125000 1 84258 84258 849568 849568 33783241 1543730 31586505 1543730 2196736 0 2196736 2196736 STATE TAX REFUND 900099 1307 1307 INCOME FROM PARTNERSHIP INVESTMEN 523000 -10057 -10057 -8750 3121812 0 -10057 3047611 6025000 6025000 93844 93844 210604 210604 72691 72691 550 550 6402689 6025000 377689 0 6168517 825785 2927253 1776511 22598581 19171465 79037522 94639406 110731873 116413167 0 0 X 76656734 81266949 34075139 35146218 110731873 116413167 110731873 116413167 -3280877 9062171 -100000 0 X X 0 1 X 1 0 X X X 1 GREENWICH HOSPITAL 060646659 3 1 6025000 0 1 6025000 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X 1 1 PART IV, SECTION E, LINE 2A: THE FILING ORGANIZATION WAS ESTABLISHED TO SOLICIT, RECEIVE, MAINTAIN, HOLD, MANAGE AND ADMINISTER FUNDS, INCLUDING, WITHOUT LIMITATION, ENDOWMENT FUNDS OF GREENWICH HOSPITAL AND TO USE, APPLY AND DISTRIBUTE THE WHOLE OR ANY PART OF THE INCOME AND PRINCIPAL EXCLUSIVELY TO, OR FOR THE BENEFIT OF, GREENWICH HOSPITAL. THE FILING ORGANIZATION'S BOARD INCLUDES MEMBERS OF GREENWICH HOSPITAL'S BOARD PROVIDING FOR THE FILING ORGANIZATION TO BE RESPONSIVE TO THE NEEDS OF GREENWICH HOSPITAL. PART IV, SECTION E, LINE 2B: WITHOUT THE FILING ORGANIZATION'S INVOLVEMENT, GREENWICH HOSPITAL WOULD NEED TO UNDERTAKE THESE INVESTING ACTIVITIES ITSELF WERE THE FILING ORGANIZATION NOT MANAGING THESE INVESTMENTS. 110731873 84258 11845189 6248153 116413167 137715157 170281 -21422217 5731348 110731873 118804129 4994 24101371 5195337 137715157 98624871 10435560 14685698 4942000 118804129 102653551 160150 1087170 5276000 98624871 0.69809 0.27512 0.02679 0 0 0 OTHER SECURITIES 94639406 F 94639406 X 11904447 9062171 -125000 8937171 2967276 153229 1307 154536 3121812 6223153 -1307 -1307 6224460 153229 25000 178229 6402689 PART V, LINE 4: THE ENDOWED FUNDS' INTENDED USE IS TO GENERATE INCOME TO SUPPORT GREENWICH HOSPITAL PROGRAM SERVICE FUNCTIONS AND OTHER OPERATIONS. PART X, LINE 2: THE GHEF IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE CODE) AND IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME PURSUANT TO SECTION 501(A) OF THE CODE. UNDER U.S. GAAP, THE GHEF IS REQUIRED TO EVALUATE TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN THE COURSE OF PREPARING TAX RETURNS TO DETERMINE WHETHER THE TAX POSITIONS ARE "MORE LIKELY THAN NOT" OF BEING SUSTAINED BY THE APPLICABLE TAX AUTHORITY BASED UPON THE TECHNICAL MERITS OF THE POSITION. THERE ARE CURRENTLY NO EXAMINATIONS PENDING OR IN PROGRESS. THE GHEF RECOGNIZES THE EFFECT OF TAX POSITIONS ONLY IF THEY ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THIS EVALUATION HAD NO IMPACT ON THE OPERATIONS OF THE GHEF AS OF AND FOR THE YEARS ENDED SEPTEMBER 30, 2023 AND 2022. PART XI, LINE 2D - OTHER ADJUSTMENTS: GRANT EXPENSE NETTED AGAINST CONTRIBUTIONS ON THE FINANCIAL STATEMENTS -25,000. PRIOR PERIOD ADJUSTMENT -100,000. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECLASS OF MISCELLANEOUS INCOME FROM STATEMENT OF FUNCATIONAL EXPENSES 1,307. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASS OF MISCELLANEOUS INCOME FROM STATEMENT OF FUNCATIONAL EXPENSES -1,307. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANT EXPENSE NETTED AGAINST CONTRIBUTIONS ON THE FINANCIAL STATEMENTS 25,000. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENT 47689012 0 0 0 0 0 0 47689012 0 47689012 1 0 1 1 1 0 PART III ACCOUNTING METHOD: PART 1, LINE 3: THE AMOUNT OF INVESTMENTS REPORTED IN PART I ARE REPORTED AT FAIR MARKET VALUE. 1 GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 060646659 501(C)(3) 6025000 0 SUPPORT ORGANIZATION 1 0 PART I, LINE 2: THE ORGANIZATION IS A SUPPORTING ORGANIZATION TO GREENWICH HOSPITAL. GRANTS ARE MADE TO GREENWICH HOSPITAL ON AN ANNUAL BASIS IN ACCORDANCE WITH SUPPORT TO GREENWICH HOSPITAL'S MISSION. RECORDS ARE MAINTAINED TO SUBSTANTIATE THE AMOUNT OF THE GRANTS PAID. FORM 990, PART VI, SECTION A, LINE 1A THE ORGANIZATION SOUGHT TO CONFIRM THE INDEPENDENCE OF EACH VOTING MEMBER OF ITS GOVERNING BODY BY REQUESTING THAT EACH SUCH VOTING MEMBER RESPOND TO A QUESTIONNAIRE CONTAINING THE PERTINENT INSTRUCTIONS AND DEFINITIONS AND DESIGNED TO ELICIT THE INFORMATION NECESSARY TO DETERMINE INDEPENDENCE. IN THE EVENT THAT THE ORGANIZATION DOES NOT RECEIVE A RESPONSE FROM ANY SUCH VOTING MEMBER, THE ORGANIZATION REVIEWS OTHER INFORMATION KNOWN TO IT REGARDING THE VOTING MEMBER AND MAKES A REASONABLE ASSESSMENT OF INDEPENDENCE BASED ON THAT INFORMATION. FORM 990, PART VI, SECTION A, LINE 2 ARTHUR MARTINEZ (FATHER) AND GREG MARTINEZ (SON) BOTH SERVE AS DIRECTORS OF THE GREENWICH HOSPITAL ENDOWMENT FUND, INC. BOARD. CERTAIN OF THE ORGANIZATION'S CURRENT OFFICERS AND/OR TRUSTEES MAY SERVE AS OFFICERS AND/OR DIRECTORS OF TAX-EXEMPT AND TAXABLE AFFILIATES WITHIN THE ORGANIZATION'S CORPORATE SYSTEM OR JOINT VENTURES IN WHICH THE ORGANIZATION'S CORPORATE SYSTEM HAS AN OWNERSHIP INTEREST. THE INDIVIDUAL OFFICERS AND/OR TRUSTEES DO NOT HAVE PERSONAL FINANCIAL INTERESTS IN SUCH AFFILIATES AND SERVE ONLY AS A FUNCTION OF THEIR ROLES WITH THE ORGANIZATION OR WITHIN THE ORGANIZATION'S CORPORATE SYSTEM. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION DOES NOT HAVE MEMBERS. HOWEVER, PURSUANT TO THE ORGANIZATION'S BYLAWS, YALE NEW HAVEN HEALTH SERVICES CORPORATION (YNHHS) HAS THE RIGHT TO DESIGNATE ONE REPRESENTATIVE OF YNHHS TO SERVE AS A DIRECTOR OF THE ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7B PURSUANT TO THE ORGANIZATION'S BYLAWS, THE ORGANIZATION'S CERTIFICATE OF INCORPORATION AND BYLAWS MAY ONLY BE AMENDED UPON APPROVAL OF GREENWICH HOSPITAL AND YNHHS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 AND ATTACHED SCHEDULES ARE PREPARED BY THE ORGANIZATION'S INDEPENDENT ACCOUNTANT, MARCUM LLP. A COMPLETE COPY OF THE RETURN IS REVIEWED BY THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, OFFICERS AND KEY EMPLOYEES, IF ANY, ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT UPON TAKING OFFICE AND ANNUALLY THEREAFTER. THEY ARE ALSO REQUIRED TO PROMPTLY REPORT CHANGES TO THEIR MOST RECENTLY COMPLETED DISCLOSURE. THE DISCLOSURE STATEMENTS ARE REVIEWED WITH THE CHAIR OF THE BOARD. IF A POTENTIAL CONFLICT ARISES THE BOARD CHAIR, WITH ADVICE OF COUNSEL IF APPROPRIATE, WOULD DEVELOP A PLAN TO MITIGATE ANY ACTUAL CONFLICT OF INTEREST. FOR EXAMPLE, A VOTING BOARD MEMBER WOULD BE REQUIRED TO RECUSE HIM OR HERSELF FROM VOTING ON MATTERS WITH WHICH SHE OR HE HAS AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND THE ACTUAL OR POTENTIAL CONFLICT OF INTEREST WOULD BE DISCLOSED TO THE OTHER VOTING MEMBERS. FORM 990, PART VI, SECTION C, LINE 19 COPIES OF ALL DOCUMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART VI, LINE 15: THE ORGANIZATION HAS NO EMPLOYEES. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. GREENWICH HOSPITAL 5 PERRYRIDGE ROAD GREENWICH CT 06830 060646659 HEALTHCARE SERVICES CT 501(C)(3) LINE 3 YALE NEW HAVEN HEALTH SERVICES CORP 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 GREENWICH HOSPITAL B 6025000 CASH GREENWICH HOSPITAL O 50000 CASH