2024-05-15T14:33:55-05:00 2023-06-30 135565207 KPMG LLP 60 SOUTH STREET TWO FINANCIAL CENTER BOSTON MA 02111 990 2022-07-01 042103552 BRANDEIS UNIVERSITY BRAN 7817362000 PO BOX 9110 WALTHAM MA 024549110 SAMUEL SOLOMON CFO AND TREASURER 7817368539 2024-05-14 1 SAMUEL SOLOMON 999009999 1 SHYAMALEE JOSEPH P01085371 6179881000 2024-05-13 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z RONALD LIEBOWITZ PO BOX 9110 WALTHAM MA 024549110 653039661 0 X WWW.BRANDEIS.EDU X 1947 MA SEE SCHEDULE O 46 43 5395 1510 4257294 2794125 61842603 42854023 409533327 421920365 2679148 7633059 5475323 6285752 479530401 478693199 123391531 122135163 0 0 230290737 235453211 0 0 12757668 154433151 158701867 508115419 516290241 -28585018 -37597042 1727722407 1729108819 354884854 338267424 1372837553 1390841395 AS A RESEARCH UNIVERSITY, BRANDEIS UNIVERSITY IS DEDICATED TO THE ADVANCEMENT OF THE HUMANITIES, ARTS AND SOCIAL, NATURAL AND PHYSICAL SCIENCES. AS A LIBERAL ARTS COLLEGE, BRANDEIS AFFIRMS THE IMPORTANCE OF A BROAD AND CRITICAL EDUCATION IN ENRICHING THE LIVES OF STUDENTS. 0 0 345463314 116963305 305647611 INSTRUCTIONAL AND ACADEMIC SUPPORT:BRANDEIS UNIVERSITY IS A RARE COMBINATION OF A LIBERAL ARTS COLLEGE AND A GLOBAL RESEARCH UNIVERSITY. OUR STUDENT BODY NUMBERS 5,300, INCLUDING UNDERGRADUATES AND GRADUATE STUDENTS. WE HAVE A GRADUATE SCHOOL OF ARTS AND SCIENCES AND TWO PROFESSIONAL SCHOOLS, THE HELLER SCHOOL FOR SOCIAL POLICY AND MANAGEMENT AND THE INTERNATIONAL BUSINESS SCHOOL. THE RABB SCHOOL OF CONTINUING STUDIES OFFERS GRADUATE PROFESSIONAL PROGRAMS FOR PART-TIME STUDENTS. MANY ACADEMIC PROGRAMS ARE ENRICHED BY MYRIAD INTERACTIONS WITH THE NUMEROUS OTHER LEADING UNIVERSITIES IN THE AREA. WE WORK TO CONNECT THEORY AND PRACTICE THROUGH FIELD WORK AND EXPERIENTIAL LEARNING. 59412439 5171858 68000011 SPONSORED PROGRAMS INCLUDE VARIOUS RESEARCH AND INSTRUCTIONAL PROGRAMS FUNDED BY EXTERNAL PARTIES, INCLUDING THE FEDERAL GOVERNMENT, FOREIGN AND STATE GOVERNMENTS AND PRIVATE FOUNDATIONS AND CORPORATIONS. BRANDEIS RESEARCH IS AT THE HEART OF MANY SOCIETAL, ARTISTIC, INTELLECTUAL AND SCIENTIFIC ADVANCES. RESEARCH AT BRANDEIS IS INTERDISCIPLINARY, BOLD AND COLLABORATIVE. IT'S AN APPROACH THAT ENABLES THE FACULTY TO LEVERAGE THE RELATIVELY SMALL SIZE OF THE UNIVERSITY TO ACHIEVE AN IMPACT WELL BEYOND THE SUM OF ITS PARTS. BRANDEIS IS WHOLLY COMMITTED TO THE PROPOSITION THAT BASIC RESEARCH IS THE ENGINE OF INNOVATION IN HUMAN HEALTH AND WELL-BEING. 43226339 50334008 AUXILIARY ENTERPRISES: BRANDEIS UNIVERSITY SERVES THE NEEDS AND INTERESTS OF STUDENTS AND HAS BROAD RESPONSIBILITY FOR THE SERVICES AND ACTIVITIES THAT ENHANCE THE QUALITY OF STUDENT LIFE OUTSIDE THE CLASSROOM. THESE SERVICES AND ACTIVITIES INCLUDE BUT ARE NOT LIMITED TO COMMUNITY LIVING, DINING SERVICES, HEALTH CENTER, PSYCHOLOGICAL COUNSELING CENTER, AND INTERFAITH CHAPLAINCY. 448102092 1 1 0 1 0 1 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 0 0 1 7046 0 1 5395 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 X 46 43 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ CA FL MD MA NJ NY CT X X X SAMUEL SOLOMON CFO AND TREASURER 7817362000 415 SOUTH STREET WALTHAM MA 02454 RONALD LIEBOWITZ PRESIDENT 60.00 0.00 X X 1217024 0 77275 LISA R KRANC TRUSTEE - CHAIR 2.00 0.00 X X 0 0 0 DANIEL J JICK TRUSTEE - VICE CHAIR 2.00 0.00 X X 0 0 0 CYNTHIA D SHAPIRA TRUSTEE - VICE CHAIR 2.00 0.00 X X 0 0 0 CURTIS H TEARTE TRUSTEE - VICE CHAIR 2.00 0.00 X X 0 0 0 LESLIE M ARONZON TRUSTEE - SECRETARY 2.00 0.00 X X 0 0 0 CYNTHIA L BERENSON TRUSTEE 1.00 0.00 X 0 0 0 STEPHEN L BERGER TRUSTEE 1.00 0.00 X 0 0 0 DEBORAH BIAL TRUSTEE 1.00 0.00 X 0 0 0 DANIEL H BLUMENTHAL TRUSTEE 1.00 0.00 X 0 0 0 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TRUSTEE 1.00 0.00 X 0 0 0 CAROL R SAIVETZ TRUSTEE 1.00 0.00 X 0 0 0 BARBARA Z SANDER TRUSTEE 1.00 0.00 X 0 0 0 MINDY L SCHNEIDER TRUSTEE 1.00 0.00 X 0 0 0 BRAM SHAPIRO TRUSTEE 1.00 0.00 X 0 0 0 MALCOM L SHERMAN TRUSTEE 1.00 0.00 X 0 0 0 TODD E SOLOWAY TRUSTEE 1.00 0.00 X 0 0 0 MARK A SURCHIN TRUSTEE 1.00 0.00 X 0 0 0 BARTON J WINOKUR TRUSTEE 1.00 0.00 X 0 0 0 LEWIN C WRIGHT TRUSTEE 1.00 0.00 X 0 0 0 BING-LE WU TRUSTEE 1.00 0.00 X 0 0 0 LAN XUE TRUSTEE 1.00 0.00 X 0 0 0 XIRU ZHANG TRUSTEE 1.00 0.00 X 0 0 0 ORLA O'BRIEN ASSISTANT SECRETARY 50.00 0.00 X 128045 0 17850 CAROL FIERKE PROVOST, EVP ACADEMIC AFFAIRS 50.00 0.00 X 623080 0 60438 STEWART URETSKY EVP FINANCE & ADMINISTRATION 50.00 0.00 X 558337 0 30500 SAMUEL SOLOMON CFO, TREASURER 50.00 0.00 X 349481 0 66030 NICHOLAS WARREN CHIEF INVESTMENT OFFICER (THRU 3/22) 50.00 0.00 X 243221 0 23013 STEVEN LOCKE SVP, GENERAL COUNSEL 50.00 0.00 X 272619 0 61173 JAMES LA CRETA CHIEF INFORMATION OFFICER 50.00 0.00 X 364893 0 49775 DANIAL KIM SVP COMMUNICATIONS (THRU 5/23) 50.00 0.00 X 276026 0 61366 LOIS STANLEY VP CAMPUS OPERATIONS 50.00 0.00 X 288937 0 56324 ROBIN SWITZER VP HR 50.00 0.00 X 265728 0 26244 HANNAH PETERS SVP INSTITUTIONAL ADVANCEMENT 50.00 0.00 X 374984 0 30500 TAREK SAGHIR CHIEF INVESTMENT OFFICER (AS OF 2/22) 50.00 0.00 X 468733 0 62670 STEVEN KAREL VICE PROVOST FOR RESEARCH 50.00 0.00 X 234994 0 22993 JON CHILINGERIAN FACULTY 50.00 0.00 X 355223 0 53252 KATHRYN APPLEBY DEAN 50.00 0.00 X 449813 0 61381 IRVING EPSTEIN FACULTY 50.00 0.00 X 340053 0 31098 LISA LYNCH FACULTY 50.00 0.00 X 362673 0 60438 ANNA SCHERBINA FACULTY 50.00 0.00 X 379055 0 26648 WILLIAM O'REILLY CHIEF OF STAFF (THRU 6/22) 50.00 0.00 X 134458 0 11848 ZAMIRA KORFF SVP ADVANCEMENT (THRU 10/21) 0.00 0.00 X 144282 0 12459 7831659 0 903275 475 1 1 0 SODEXO INC 9801 WASHINGTONIAN BOULEVARD GAITHERSBURG MD 20878 FOOD SERVICE 12294739 ARAMARK SERVICES INC GROUP DALLAS LOCKBOX PO BOX 9788 DALLAS TX 753978839 FOOD SERVICE 10368327 ELAINE CONSTRUCTION COMPANY INC 90 WELLS AVENUE NEWTON MA 02459 CONSTRUCTION 4362117 BIGELOW & FLEMING LLC 14 NORFOLK AVENUE SOUTH EASTON MA 02375 CONSTRUCTION 2866228 BOND CIVIL & UTILITY CONSTRUCTION INC 100 CEDAR STREET STE 100 PROVIDENCE RI 02903 CONSTRUCTION 1982632 213 312620 97233 42444170 5892519 42854023 TUITION & FEES 611710 296830670 296830670 SPONSORED PROGRAMS 611710 68000011 68000011 AUXILIARY SERVICES 721000 50334008 50210618 123390 BRANDEIS NATIONAL COMMITTEE 900099 549409 549409 BRANDEIS OSHER LIFETIME LEARNING 611710 360873 360873 5845394 5795826 49568 421920365 4549559 -2570714 7120273 690 690 2558786 2558786 1665701 0 1665701 1665701 1100693 565008 177272556 174189746 3082810 3082810 5554357 -2471547 156716 97233 156716 0 MISCELLANEOUS INCOME 900099 2061265 2061265 2061265 478693199 423808672 4257294 7773210 5171859 5171859 115782091 115782091 1181213 1181213 6402576 897936 4805459 699181 325576 325576 183006417 158091222 16870587 8044608 11718326 10239426 977066 501834 21735412 18198908 2540140 996364 12264904 10499051 1214388 551465 1444741 495447 949294 382567 382567 12978 12978 3130558 3130558 6020512 3970824 1708254 341434 4186534 1666415 2448239 71880 14089646 10702172 2697567 689907 12052575 6712362 5050919 289294 22421065 18838405 3552609 30051 4741372 4288385 245061 207926 1846393 1754374 58632 33387 11157113 8284741 2872372 28365976 26375418 1990558 2540076 2540076 DINING SERVICES 19629376 19418965 115065 95346 STIPENDS AND FELLOWSHIP 9013311 8922448 90863 LIBRARY 4667265 4603199 63865 201 STUDY ABROAD PAYMENTS 2760320 2760320 10239489 8908357 1126342 204790 516290241 448102092 55430481 12757668 1259632 11019716 53976198 35722326 18526021 18651176 25003653 20937479 4727748 3749668 611845 948776 22892421 25442335 918482087 567201087 351861101 351281000 120855927 113309618 1107905243 1125501652 20102618 22545073 1727722407 1729108819 35569834 31316004 25363564 23277652 241697875 229839045 27000000 26325000 25253581 27509723 354884854 338267424 X 190662088 196332513 1182175465 1194508882 1372837553 1390841395 1727722407 1729108819 X -37597042 58049253 -2448369 X 0 1 X 1 1 1 X 41754856 54711068 27153598 61842603 42854023 228316148 41754856 54711068 27153598 61842603 42854023 228316148 6089229 222226919 13175283 6228097 9560732 -546250 10244757 38662619 0 0 0 4510443 0 4510443 131890 140306 2822 77141 156716 508875 271998085 1968958418 0.81700 0.79210 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: EVENT REVENUE AND OTHER MISCELLANEOUS INCOME - 2018 AMOUNT: $ 131,890. 2019 AMOUNT: $ 140,306. 2020 AMOUNT: $ 2,822. 2021 AMOUNT: $ 77,141. 2022 AMOUNT: $ 156,716. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 1 12978 0 12978 0 PART II-B, LINE 1: THE UNIVERSITY IS A MEMBER OF VARIOUS NATIONAL AND STATE ORGANIZATIONS, SUCH AS ASSOCIATION OF AMERICAN UNIVERSITIES, ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES IN MASSACHUSETTS, NEW ENGLAND COMMISSION FOR HIGHER EDUCATION, NATIONAL ASSOCIATION OF COLLEGE AND UNIVERSITY BUSINESS OFFICERS, NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES, WORLD RESOURCE INSTITUTE, THE NEW ENGLAND COUNCIL, INC. AND SOCIETY FOR HUMAN RESOURCE MANAGEMENT. MEMBERSHIP FEES TO THESE ORGANIZATIONS ALLOCABLE TO LOBBYING ACTIVITIES AMOUNTED TO $12,978. 11 140933 894842 1 1 X X X X 0 1205167449 21025735 55987632 22486018 37801376 5676853 1216216569 1286001704 24278329 -42017382 21306264 35820108 5968830 1205167449 1073589245 7267347 271284958 20762020 35678107 9699722 1286001701 1073525864 18320825 39388112 21432479 34429939 1783138 1073589245 1046386224 19978652 58779655 21139541 30479126 1073525864 0.09251 0.61324 0.29426 0 0 49703435 49703435 436196499 225556440 210640059 238514562 213744415 24770147 166094209 127900232 38193977 27973382 27973382 351281000 GLOBAL EQUITY 78591675 F NON-U.S. EQUITY 222555355 F PRIVATE EQUITY 298858937 F HEDGE FUND/CREDIT 354471118 F REAL ASSETS 156575230 F CASH EQUIVALENTS AND OTHER 14449337 F 1125501652 ESTIMATED LIABILITY TO ANNUITANTS 9235670 ENVIRONMENTAL LIABILITY 6159835 REFUNDABLE STUDENT LOAN ADVANCES 1361839 CAPITAL LEASE LIABILITY 10075764 DEFERRED COMPENSATION AND SEVERANCE 142713 ENERGY EFFICIENCY LIABILITY 533902 27509723 X 414200220 58049253 -119411674 -61362421 475562641 3130558 3130558 478693199 396196378 0 396196378 3130558 116963305 120093863 516290241 PART III, LINE 1A: COLLECTIONS OF ART COLLECTIONS AT BRANDEIS UNIVERSITY ARE PROTECTED AND PRESERVED FOR PUBLIC EXHIBITION, EDUCATION, RESEARCH AND THE FURTHERANCE OF PUBLIC SERVICE. COLLECTIONS ARE NOT CAPITALIZED; SALES AND PURCHASES OF COLLECTION ITEMS ARE RECORDED AS NON-OPERATING REVENUE AND EXPENSES IN THE UNIVERSITY'S FINANCIAL STATEMENTS IN THE PERIOD IN WHICH THE ITEMS ARE SOLD OR ACQUIRED, RESPECTIVELY. PART III, LINE 4: FOUNDED IN 1961, THE ROSE ART MUSEUM (THE ROSE) IS AN INTEGRAL PART OF BRANDEIS UNIVERSITY. THE ROSE IS AN EDUCATIONAL AND CULTURAL MUSEUM DEDICATED TO COLLECTING, PRESERVING AND EXHIBITING THE FINEST OF MODERN AND CONTEMPORARY ART. THE PROGRAMS OF THE ROSE ADHERE TO THE OVERALL MISSION OF THE UNIVERSITY, EMBRACING ITS VALUES OF ACADEMIC EXCELLENCE, SOCIAL JUSTICE, AND FREEDOM OF EXPRESSION. THE ROSE IS ACTIVE IN THE ACADEMIC, CULTURAL, AND SOCIAL LIFE OF BRANDEIS. THE ROSE SEEKS TO STIMULATE PUBLIC AWARENESS AND DISSEMINATE KNOWLEDGE OF MODERN AND CONTEMPORARY ART TO ENRICH EDUCATIONAL, CULTURAL, AND ARTISTIC COMMUNITIES REGIONALLY, NATIONALLY, AND INTERNATIONALLY. IT PROMOTES LEARNING AND UNDERSTANDING OF THE EVOLVING MEANINGS, IDEAS, AND FORMS OF VISUAL ART RELEVANT TO CONTEMPORARY SOCIETY. PART V, LINE 4: ENDOWMENT FUNDS BRANDEIS UNIVERSITY'S ENDOWMENT AND QUASI-ENDOWMENT CONSISTS OF APPROXIMATELY 2,000 INDIVIDUAL ENDOWMENT ACCOUNTS ESTABLISHED FOR A VARIETY OF PURPOSES IN ACCORDANCE WITH THE APPLICABLE LAW AND DONOR INTENT AND FUNDS DESIGNATED BY THE UNIVERSITY'S BOARD TO OPERATE AS ENDOWMENT (QUASI-ENDOWMENT). A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL AID ASSISTANCE TO UNDERGRADUATE AND GRADUATE STUDENTS. OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF ENDOWED CHAIRS AND PROFESSORSHIPS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S ENDOWMENT INVESTMENT OBJECTIVES ARE TO MAXIMIZE RISK-ADJUSTED RETURNS FOR A LONG-TERM HORIZON. THE ENDOWMENT INTENDS TO ACHIEVE ITS OBJECTIVES BY INVESTING IN MULTIPLE ASSET CLASSES. IN ORDER TO MEET THE PRIMARY INVESTMENT GOALS FOR ENDOWMENT FUNDS, THE AVERAGE ANNUAL NET TOTAL RETURN OVER AN EXTENDED PERIOD, AFTER ADJUSTING FOR INFLATION, IS DEEMED SUFFICIENT TO SUPPORT THE SPENDING RATE AS DETERMINED BY THE UNIVERSITY'S BOARD OF TRUSTEES. TO HAVE A REASONABLE PROBABILITY OF ACHIEVING THE ENDOWMENT'S PRIMARY INVESTMENT GOAL AT AN ACCEPTABLE RISK LEVEL, THE INVESTMENT COMMITTEE HAS ADOPTED A LONG-TERM ASSET ALLOCATION POLICY. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AS AMENDED (THE CODE), AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE CODE. THE UNIVERSITY IS REQUIRED TO ASSESS UNCERTAIN TAX POSITIONS AND HAS DETERMINED THAT THERE WERE NO SUCH POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: FINANCIAL AID -116,963,305. CHANGE IN VALUE OF SPLIT INTEREST -2,448,369. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 116,963,305. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SEE SUPPLEMENTAL INFO PART I, LINE 3 NONDISCRIMINATION POLICY THE UNIVERSITY'S NON-DISCRIMINATION AND HARASSMENT POLICY IS PUBLICIZED IN THE STUDENT HANDBOOK AND HUMAN RESOURCE AND EMPLOYEE RELATIONS POLICY AND PROCEDURES MANUAL ON THE BRANDEIS WEBSITE. THE POLICY APPLIES TO ALL BRANDEIS STUDENTS, FACULTY AND STAFF. NOTICE OF NONDISCRIMINATION POLICY IS ALSO AVAILABLE ON BRANDEIS UNIVERSITY'S HOMEPAGE. BRANDEIS UNIVERSITY IS COMMITTED TO AND STRIVES TO CREATE AN EDUCATIONAL AND WORK ENVIRONMENT FREE OF DISCRIMINATION, HARASSMENT & SEXUAL VIOLENCE. BRANDEIS PROHIBITS DISCRIMINATION AND HARASSMENT AGAINST STUDENTS, STAFF, AND FACULTY ON THE BASIS OF RACE, COLOR, NATIONAL ORIGIN, ETHNICITY, CASTE, SEX, PREGNANCY, SEXUAL ORIENTATION, GENDER IDENTITY/EXPRESSION, INCLUDING TRANSGENDER IDENTITY, RELIGION, DISABILITY, AGE, GENETICS, ACTIVE MILITARY OR VETERAN STATUS AND ANY OTHER CHARACTERISTICS PROTECTED UNDER APPLICABLE FEDERAL OR MASSACHUSETTS LAW, KNOWN AS "PROTECTED CATEGORIES." BRANDEIS ALSO PROHIBITS SEXUAL VIOLENCE AGAINST STUDENTS, STAFF AND FACULTY WHICH INCLUDES SEXUAL ASSAULT, STALKING, DATING VIOLENCE, AND DOMESTIC VIOLENCE. SOME OF THE STATE AND FEDERAL LAWS APPLICABLE TO ISSUES OF DISCRIMINATION, HARASSMENT, AND SEXUAL VIOLENCE INCLUDE TITLE VII OF THE 1964 CIVIL RIGHTS ACT, AND ITS STATE COUNTERPART, M.G.L. C. 151B; TITLE VI OF THE 1964 CIVIL RIGHTS ACT; TITLE IX OF THE 1972 EDUCATION AMENDMENTS; THE VIOLENCE AGAINST WOMEN ACT (VAWA); THE AMERICANS WITH DISABILITY ACT (ADA) AND THE ADA AMENDMENTS ACTS (ADAAA); SECTION 503 AND 504 OF THE REHABILITATION ACT; AND THE AGE DISCRIMINATION IN EMPLOYMENT ACT (ADEA). BRANDEIS UNIVERSITY AFFIRMS ITS COMMITMENT TO EQUAL OPPORTUNITY AND AFFIRMATIVE ACTION AND DOES NOT DISCRIMINATE IN ITS EDUCATIONAL PROGRAMS OR ACTIVITIES, OR IN EMPLOYMENT BASED ON ANY OF THE PROTECTED CATEGORIES. PART I, LINE 6A FUNDS FROM GOVERNMENT AGENCIES THE UNIVERSITY RECEIVED FUNDS FROM VARIOUS GOVERNMENTAL AGENCIES FOR THE PURPOSE OF PROVIDING FINANCIAL ASSISTANCE TO QUALIFIED RECIPIENTS, TO SUPPORT SPONSORED RESEARCH AND THE CONSTRUCTION OF EDUCATIONAL FACILITIES. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES STUDY ABROAD 74662 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDY ABROAD 148118 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES STUDY ABROAD 1834060 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES STUDY ABROAD 95451 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDY ABROAD 179907 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES STUDY ABROAD 31385 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES STUDY ABROAD 44110 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CERN 812676 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES RESEARCH 193629 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES RESEARCH 103875 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES RESEARCH 82632 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES RESEARCH 43146 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 0 0 PROGRAM SERVICES RESEARCH 11561 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES RESEARCH 184801 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES RESEARCH 2730 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES RESEARCH 182486 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 429144167 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 120255 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 INVESTMENTS 3206629 0 0 0 0 0 0 3220369 433275911 436496280 SCHOLARSHIP AND FINANCIAL AID CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 3 36400 SEE PART V SCHOLARSHIP AND FINANCIAL AID EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 9 104155 SEE PART V SCHOLARSHIP AND FINANCIAL AID EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 64 802275 SEE PART V SCHOLARSHIP AND FINANCIAL AID MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 5 47597 SEE PART V SCHOLARSHIP AND FINANCIAL AID SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 9 121908 SEE PART V SCHOLARSHIP AND FINANCIAL AID SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 2 27213 SEE PART V SCHOLARSHIP AND FINANCIAL AID SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 3 41665 SEE PART V 1 0 1 1 1 0 PART I, LINE 2: PROCEDURE OF MONITORING USE OF GRANTS AND ASSISTANCE TO INDIVIDUALS: BRANDEIS UNIVERSITY PROVIDES GRANTS AND SCHOLARSHIPS TO STUDENTS THAT ARE STUDYING ABROAD. THE UNIVERSITY ENSURES THAT SUCH GRANTS AND OTHER ASSISTANCE ARE USED FOR STUDY ABROAD PURPOSES OR ARE NOT OTHERWISE DIVERTED FROM THE INTENDED USE BY DIRECTLY APPLYING THE GRANTS AND ASSISTANCE TO THE STUDY ABROAD INSTITUTIONS. PART III ACCOUNTING METHOD: PART III, COLUMN (E): MANNER OF CASH DISBURSEMENT: STUDENT SCHOLARSHIPS AND FINANCIAL AID TO STUDENTS ARE CREDITED TO EACH STUDENT'S ACCOUNT AND PAID DIRECTLY TO THE INSTITUTIONS AT WHICH THE STUDENT IS STUDYING ABROAD. BOOK & AUTHOR LUNCH 146514 51361 95153 68258 12046 14849 BNC ZOOM SERIES 16968 16968 11 90467 28904 61563 5042 45593 10928 253949 97233 156716 73300 57639 25777 156716 0 1 JOHNS HOPKINS UNIVERSITY 3910 KESWICK ROAD SUITE N4327B BALTIMORE MD 21211 520595110 501(C)(3) 9073 0 RESEARCH TRUSTEES OF BOSTON COLLEGE 140 COMMONWEALTH AVENUE CHESTNUT HILL MA 02467 042103545 501(C)(3) 9584 0 RESEARCH UNIVERSITY OF ILLINOIS 506 SOUTH WRIGHT STREET SUITE 352 URBANA IL 618013620 376000511 501(C)(3) 10337 0 RESEARCH MAGEE WOMENS RESEARCH INSTITUTE & FOUNDATION 3240 CRAFT PLACE SUITE 100 PITTSBURGH PA 152134572 251462312 501(C)(3) 11932 0 RESEARCH UNIVERSITY OF TEXAS 301 UNIVERSITY BOULEVARD GALVESTON TX 77555 746000949 GOV'T 13668 0 RESEARCH THE BROOKINGS INSTITUTE 1175 MASSACHUSETTS AVENUE NW WASHINGTON DC 200362103 530196577 501(C)(3) 13888 0 RESEARCH THOMAS JEFFERSON UNIVERSITY 1015 WALNUT STREET CURTIS BUILDING SUITE 704 PHILADELPHIA PA 19107 231352651 501(C)(3) 14009 0 RESEARCH WEILL MEDICAL COLLEGE OF CORNELL UNIVERSITY 1300 YORK AVENUE NEW YORK NY 10065 131623978 501(C)(3) 16659 0 RESEARCH UNIVERSITY OF HOUSTON 4800 CALHOUN ROAD HOUSTON TX 77004 746001399 GOV'T 21908 0 RESEARCH THE NEW YORK AND PRESBYTERIAN HOSPITAL 525 EAST 68TH STREET NEW YORK NY 10065 133957095 501(C)(3) 22008 0 RESEARCH THE UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY NE BOX 354965 SEATTLE WA 98105 916001537 GOV'T 30696 0 RESEARCH POLICE ASSISTED ADDICTION AND RECOVERY INITIATIVE INC 12 BROADWAY BEVERLY MA 01915 474235159 501(C)(3) 31153 0 RESEARCH DISABILITY POLICY CONSORTIUM 11 DARTMOUTH STREET SUITE 301 MALDEN MA 02148 043570281 501(C)(3) 32022 0 RESEARCH BOSTON MEDICAL CENTER ONE BOSTON MEDICAL CENTER PLACE BOSTON MA 021182908 043314093 501(C)(3) 34927 0 RESEARCH CLARK UNIVERSITY 950 MAIN STREET WORCESTER MA 016101400 042111203 501(C)(3) 37001 0 RESEARCH UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON STREET SUITE 613 COLUMBIA SC 29208 576001153 GOV'T 40021 0 RESEARCH THE SCRIPPS RESEARCH INSTITUTE 10550 NORTH TORREY PINES ROAD LA JOLLA CA 92037 990435954 501(C)(3) 40656 0 RESEARCH CORNELL UNIVERSITY 377 PINE TREE ROAD ITHACA NY 14850 150532082 501(C)(3) 40973 0 RESEARCH AUTISTIC SELF ADVOCACY NETWORK PO BOX 66122 WASHINGTON DC 20035 261270198 501(C)(3) 41250 0 RESEARCH THE BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON MA 02115 042312909 501(C)(3) 42121 0 RESEARCH OREGON STATE UNIVERSITY 1500 SW JEFFERSON STREET CORVALLIS OR 973318655 611730890 501(C)(3) 44584 0 RESEARCH CAMBRIDGE PUBLIC HEALTH COMMISSION 1035 CAMBRIDGE STREET CAMBRIDGE MA 021391047 043320571 501(C)(3) 51991 0 RESEARCH CHILDREN'S HOSPITAL MEDICAL CENTER 3333 BURNET AVENUE CINCINNATI OH 452293039 310833936 501(C)(3) 53420 0 RESEARCH DETROIT RECOVERY PROJECT 1121 EAST MCNICHOLS ROAD DETROIT MI 48203 432078767 501(C)(3) 56025 0 RESEARCH REGENTS OF THE UNIVERSITY OF MINNESOTA 3 MORRILL HALL 100 CHURCH STREET SE MINNEAPOLIS MN 55455 416007513 GOV'T 56963 0 RESEARCH UNIVERSITY OF COLORADO AT BOULDER 3100 MARINE STREET BOULDER CO 80309 846000555 501(C)(3) 60212 0 RESEARCH UNIVERSITY OF MASSACHUSETTS - WORCESTER 55 NORTH LAKE AVENUE WORCESTER MA 01655 043167352 GOV'T 70772 0 RESEARCH UNIVERSITY OF MARYLAND COLLEGE PARK 4603 CALVERT ROAD COLLEGE PARK MD 20740 522197313 501(C)(3) 72169 0 RESEARCH COMAGINE HEALTH 10700 MERIDIAN AVENUE NORTH 300 SEATTLE WA 981339008 911072875 501(C)(3) 77225 0 RESEARCH KENNELL AND ASSOCIATES INC 3130 FAIRVIEW PARK DRIVE SUITE 450 FALLS CHURCH VA 22042 541771141 CORPORATE 81509 0 RESEARCH DISABILITY RIGHTS EDUC & DEFENSE FUND 3075 ADELINE STREET SUITE 210 BERKELEY CA 94703 942620758 501(C)(3) 83081 0 RESEARCH STANLEY STREET TREATMENT AND RESOURCES INC 386 STANLEY STREET FALL RIVER MA 02720 042604426 501(C)(3) 83137 0 RESEARCH UNIVERSITY OF NEW HAMPSHIRE 9 EDGEWOOD ROAD DURHAM NH 03824 020437506 GOV'T 89640 0 RESEARCH HEBREW SENIOR LIFE 1200 CENTRE STREET ROSLINDALE MA 02131 042104298 501(C)(3) 97903 0 RESEARCH OREGON HEALTH & SCIENCE UNIVERSITY 2020 SW 4TH AVENUE SUITE 900 PORTLAND OR 97201 237083114 501(C)(3) 104391 0 RESEARCH UNIVERSITY OF MASSACHUSETTS - AMHERST CONTROLLERS OFFICE 405 GOODELL BUILDING 140 HICKS WAY AMHERST MA 010039272 043167352 GOV'T 131006 0 RESEARCH NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVENUE BOSTON MA 02115 041679980 501(C)(3) 150418 0 RESEARCH TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 501(C)(3) 173593 0 RESEARCH BROWN UNIVERSITY PO BOX 1839 PROVIDENCE RI 029121839 050258809 501(C)(3) 184682 0 RESEARCH TRUSTEES OF TUFTS COLLEGE 419 BOSTON AVENUE MEDFORD MA 02155 042103634 501(C)(3) 268516 0 RESEARCH REGENTS OF THE UNIVERSITY OF MICHIGAN 500 SOUTH STATE STREET ANN ARBOR MI 48109 386006309 501(C)(3) 298380 0 RESEARCH NORC 55 EAST MONROE STREET 20TH FLOOR CHICAGO IL 60603 362167808 501(C)(3) 359233 0 RESEARCH MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON MA 02114 041564655 501(C)(3) 456075 0 RESEARCH NEW YORK UNIVERSITY 105 EAST 17TH STREET 2ND FLOOR NEW YORK NY 100039580 135562308 501(C)(3) 464441 0 RESEARCH REGENTS OF THE UNIVERSITY OF CALIFORNIA 220 MONTGOMERY STREET SAN FRANCISCO CA 94104 946036493 501(C)(3) 473845 0 RESEARCH PRESIDENT AND FELLOWS OF HARVARD COLLEGE PO BOX 415649 BOSTON MA 022415649 042103580 501(C)(3) 601841 0 RESEARCH 45 1 UNDERGRAD FINANCIAL AID 2390 82205541 MASTERS PROGRAM FINANCIAL AID 813 18882991 DOCTORAL PROGRAM FINANCIAL AID 488 13423119 CONTINUING PROGRAM FINANCIAL AID 25 94265 OTHER FINANCIAL AID 52 703111 TRAINEE TUITION & FEES 15 118148 TUITION DISCOUNT 163 354916 PART I, LINE 2: PROCEDURE OF MONITORING USE OF GRANTS TO GOVERNMENTAL AGENCIES AND GOVERNMENTS: THE UNIVERSITY MAINTAINS ITS GRANT FUNDS IN INDIVIDUAL GRANT ACCOUNTS AND IS REQUIRED TO BE AUDITED ANNUALLY. IN ADDITION, THE UNIVERSITY HAS ESTABLISHED RESEARCH POLICIES AND PROCEDURES AS GUIDELINES TO PRINCIPAL INVESTIGATORS IN MANAGING THEIR GRANT AT BRANDEIS UNIVERSITY. PART III PROCEDURE OF MONITORING USE OF GRANTS AND ASSISTANCE TO INDIVIDUALS: THE UNIVERSITY PROVIDES GRANTS AND SCHOLARSHIPS TO STUDENTS AND APPLIES THE FINANCIAL AID DIRECTLY CREDITING EACH STUDENT'S ACCOUNT. X X X 1 1 X X X X X X 1 1 0 0 0 0 0 0 0 RONALD LIEBOWITZ PRESIDENT 702884 0 0 0 514140 0 30500 0 51924 0 1299448 0 163468 0 CAROL FIERKE PROVOST, EVP ACADEMIC AFFAIRS 583018 0 0 0 40062 0 30500 0 32992 0 686572 0 0 0 STEWART URETSKY EVP FINANCE & ADMINISTRATION 532923 0 0 0 25414 0 30500 0 3165 0 592002 0 0 0 TAREK SAGHIR CHIEF INVESTMENT OFFICER (AS OF 2/22 455164 0 0 0 13569 0 24400 0 41176 0 534309 0 0 0 KATHRYN APPLEBY DEAN 407487 0 0 0 42326 0 30500 0 33647 0 513960 0 0 0 LISA LYNCH FACULTY 353212 0 0 0 9461 0 30500 0 31433 0 424606 0 0 0 SAMUEL SOLOMON CFO, TREASURER 337519 0 0 0 11962 0 30500 0 38044 0 418025 0 0 0 JAMES LA CRETA CHIEF INFORMATION OFFICER 356276 0 0 0 8617 0 26900 0 26132 0 417925 0 0 0 JON CHILINGERIAN FACULTY 348164 0 0 0 7059 0 30500 0 23905 0 409628 0 0 0 HANNAH PETERS SVP INSTITUTIONAL ADVANCEMENT 361782 0 0 0 13202 0 30500 0 2580 0 408064 0 0 0 ANNA SCHERBINA FACULTY 372982 0 0 0 6073 0 24400 0 3536 0 406991 0 0 0 IRVING EPSTEIN FACULTY 335159 0 0 0 4894 0 30500 0 1664 0 372217 0 0 0 LOIS STANLEY VP CAMPUS OPERATIONS 282253 0 0 0 6684 0 29770 0 28768 0 347475 0 0 0 DANIAL KIM SVP COMMUNICATIONS (THRU 5/23) 270482 0 0 0 5544 0 28124 0 35211 0 339361 0 0 0 STEVEN LOCKE SVP, GENERAL COUNSEL 268550 0 0 0 4069 0 27931 0 35307 0 335857 0 0 0 ROBIN SWITZER VP HR 261922 0 0 0 3806 0 26244 0 2469 0 294441 0 0 0 NICHOLAS WARREN CHIEF INVESTMENT OFFICER (THRU 3/22) 169622 0 0 0 73599 0 13892 0 9838 0 266951 0 0 0 STEVEN KAREL VICE PROVOST FOR RESEARCH 229925 0 0 0 5069 0 22993 0 1711 0 259698 0 0 0 ZAMIRA KORFF SVP ADVANCEMENT (THRU 10/21) 0 0 0 0 144282 0 0 0 12459 0 156741 0 0 0 WILLIAM O'REILLY CHIEF OF STAFF (THRU 6/22) 129421 0 0 0 5037 0 11848 0 883 0 147189 0 0 0 PART I, LINE 1A TRAVEL FOR COMPANIONS: DURING CALENDAR YEAR 2022, THE UNIVERSITY REIMBURSED PRESIDENT LIEBOWITZ FOR TRAVEL EXPENSES INCURRED BY HIS FAMILY WHILE CONDUCTING BUSINESS OF THE UNIVERSITY. SUCH REIMBURSEMENTS WERE MADE IN ACCORDANCE WITH UNIVERSITY POLICY. TRAVEL REIMBURSEMENTS FOR THE PRESIDENT'S FAMILY THAT ARE CONSIDERED PERSONAL IN NATURE ARE INCLUDED IN TAXABLE COMPENSATION AND REPORTED ON FORM W-2 AND ON SCHEDULE J, PART II, COLUMN B(III). BUSINESS EXPENSE REIMBURSEMENTS ARE NOT TREATED AS TAXABLE COMPENSATION. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: THE UNIVERSITY PROVIDED PRESIDENT LIEBOWITZ WITH A HOUSING ALLOWANCE AS A CONDITION OF HIS EMPLOYMENT. THE VALUE OF SUCH HOUSING IS INCLUDABLE AS TAXABLE INCOME UNDER IRS CODE SECTION 119 (D). PERSONAL SERVICES: DURING CALENDAR YEAR 2022, THE UNIVERSITY REIMBURSED PRESIDENT LIEBOWITZ FOR PERSONAL LEGAL AND FINANCIAL SERVICE EXPENSES. THE AMOUNT PAID BY THE UNIVERSITY WAS INCLUDED IN THE INDIVIDUAL'S FORM W-2 AND REPORTED ON SCHEDULE J, PART II, COLUMN B(III). OTHER BUSINESS EXPENSES: THE UNIVERSITY REIMBURSES ITS OFFICERS AND KEY EMPLOYEES FOR ORDINARY AND NECESSARY BUSINESS EXPENSES INCURRED WHILE CONDUCTING BUSINESS OF THE UNIVERSITY. SUCH REIMBURSEMENT IS MADE UNDER AN ACCOUNTABLE PLAN AND REQUIRES SUBSTANTIATION USING THE ORIGINAL EXPENSE DOCUMENTATIONS AND APPROVAL BY APPROPRIATE PARTIES AS AUTHORIZED UNDER UNIVERSITY POLICY. PART I, LINES 4A-B PART I, QUESTION 4A: SEVERANCE OR CHANGE OF CONTROL PAYMENT THE UNIVERSITY HAS AN EMPLOYMENT AND SEPARATION POLICY THAT COVERS MEMBERS OF THE SENIOR MANAGEMENT GROUP, WHICH PROVIDES SEVERANCE PROVISION FROM 4 WEEKS TO 20 WEEKS. SOME SENIOR MANAGEMENT MAY HAVE ADDITIONAL SEVERANCE PROVISION AS PART OF THEIR EMPLOYMENT ARRANGEMENT. ZAMIRA KORFF, SVP OF INSTITUTIONAL ADVANCEMENT, LEFT HER POSITION IN OCTOBER 2021. AS PART OF HER SEPARATION AGREEMENT, MS. KORFF RECEIVED SIX MONTHS OF SEVERANCE PAY, WHICH WAS INCLUDED IN HER W-2. PART I, QUESTION 4B: DEFERRED COMPENSATION ARRANGEMENT PRESIDENT LIEBOWITZ PARTICIPATES IN A NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENT UNDER IRS CODE SECTION 457(F). IN ACCORDANCE WITH HIS EMPLOYMENT AGREEMENT, THE UNIVERSITY WILL CREDIT A DEFERRED COMPENSATION ACCOUNT ON JUNE 30TH OF EVERY YEAR BEGINNING ON JUNE 30, 2017. THE DEFERRED COMPENSATION ACCOUNT WILL VEST EVERY THREE YEARS CONTINGENT UPON CONTINUOUS EMPLOYMENT. THE DEFERRED COMPENSATION ACCOUNT WAS CREDITED WITH $142,713 ON JUNE 30, 2022, WHICH ALSO VESTED AND BECAME TAXABLE ON JUNE 30, 2022. A TOTAL OF $306,181 IN DEFERRED COMPENSATION WAS PAID OUT DURING CALENDAR YEAR 2022, WHICH INCLUDES DEFERRED COMPENSATION CREDITED FROM 2020-2022. DEFERRED COMPENSATION PAYOUT IS REPORTED ON SCHEDULE J, PART II, COLUMN B (III). DEFERRED COMPENSATION PAYOUT THAT WAS PREVIOUSLY REPORTED AS DEFERRED COMPENSATION CREDITS IN PRIOR FORMS 990 ARE REPORTED ON SCHEDULE J, PART II, COLUMN F. A MA DEVELOPMENT FINANCE AGENCY 2013 - SERIES P 043431814 000000000 2013-07-18 36500000 CONSTRUCTION, REFUND '04 BOND 0 0 0 B MA DEVELOPMENT FINANCE AGENCY 2017 - SERIES Q 043431814 000000000 2017-06-15 20000000 CONSTRUCTION 0 0 0 C MA DEVELOPMENT FINANCE AGENCY 2018 - SERIES R 043431814 57584YLJ6 2018-08-21 41421007 REFUND '08 BONDS 0 0 0 D MA DEVELOPMENT FINANCE AGENCY 2019 - SERIES S-1 043431814 000000000 2019-07-03 132703346 REFUND '10 BOND 0 0 0 A 9613040 36500000 403050 14951609 21145341 2014 1 0 1 1 B 2175000 20000000 20000000 2019 0 0 1 1 C 4294984 41421007 435572 40985435 1 0 1 1 D 20954944 132703346 815322 131888024 2020 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 1 1 1 0 0.01210 0.00020 0.01230 0 0 1 C 0 0 0 1 0 0.00110 0.00110 0 0 1 D 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, COLUMN F PROCEEDS FROM THE SERIES P BOND WERE USED FOR THE REFUND OF '04 BOND ISSUED ON 01/08/2004. PROCEEDS FROM THE SERIES S-1 BOND WERE USED FOR THE REFUND OF THE '10 BONDS ISSUED ON 03/09/2010. PART III, LINE 3A SERIES 2013, 2018, 2019 (S-1), AND 2019 (S-2) ALL MANAGEMENT AND SERVICE CONTRACTS IN BOND-FINANCED SPACE QUALIFY UNDER A PRIVATE BUSINESS USE SAFE HARBOR OR EXCEPTION OR ARE INCIDENTAL IN NATURE. THEREFORE, NO CONTRACTS RESULT IN PRIVATE BUSINESS USE. SERIES 2017 MANAGEMENT AND SERVICE CONTRACTS EXISTS IN BOND-FINANCED SPACE AND RESULT IN PRIVATE BUSINESS USE. THE PERCENTAGE OF FINANCED PROPRERTY USED IN PRIVATE BUSINESS RELATED TO THESE CONTRACTS IS INCLUDED ON PART III, LINE 4, COLUMN (C). PART IV, LINE 2C: ARBITRAGE REBATE COMPUTATIONS: THE ARBITRAGE REBATE COMPUTATIONS FOR THE SERIES P, Q, R, S-1, AND S-2 BONDS WERE PERFORMED ON JULY 18, 2023, JUNE 30, 2023, SEPTEMBER 30, 2023, SEPTEMBER 30, 2023, AND SEPTEMBER 30, 2023, RESPECTIVELY. A MA DEVELOPMENT FINANCE AGENCY 2019 - SERIES S-2 043431814 575844PM5 2019-03-05 44292634 CONSTRUCTION OF BUILDINGS 0 0 0 A 44292634 263682 44028952 2021 0 0 1 1 A 0 0 0 1 0 0.00030 0.00030 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 ELANAH URETSKY S. URETSKY - EVP 136563 COMP 0 LUCY GOODHART S. KAY - TRUSTEE 59413 COMP 0 JESSICA LIEBOWITZ R. LIEBOWITZ - PRES 71554 COMP 0 MARGOT DAVIS J. DAVIS - TRUSTEE 42944 COMP 0 PART IV: JESSICA LIEBOWITZ (SPOUSE OF UNIVERSITY PRESIDENT RONALD LIEBOWITZ), ELANAH URETSKY (SPOUSE OF UNIVERSITY EXECUTIVE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION STEWART URESTKY), MARGOT DAVIS (SPOUSE OF TRUSTEE JONATHAN DAVIS) AND LUCY GOODHART (DAUGHTER-IN-LAW OF TRUSTEE STEPHEN KAY) ARE EMPLOYEES OF THE UNIVERSITY. NONE OF THE OFFICERS OR TRUSTEES MENTIONED PARTICIPATED IN ESTABLISHING THEIR COMPENSATION. X 32 0 APPRAISAL X 6700 APPRAISAL X 76 5860938 AVERAGE OF HIGH LOW X 38 24880 APPRAISAL X EQUIPMENT 1 1 BOOK VALUE 22 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS THE UNIVERSITY IS REPORTING IN PART 1, COLUMN (B), THE NUMBER OF ITEMS RECEIVED. SCHEDULE M, PART I, LINE 1: A ZERO AMOUNT WAS REPORTED ON FORM 990, PART VIII, LINE 1G, BECAUSE BRANDEIS UNIVERSITY DOES NOT CAPITALIZE ITS COLLECTIONS, AS ALLOWED UNDER FINANCIAL ACCOUNTING STANDARDS BOARD ACCOUNTING STANDARDS CODIFICATION 958-360-25 (ASC 958-360-25) (FORMERLY SFAS 116). SCHEDULE M, PART I, LINE 31: BRANDEIS UNIVERSITY'S GIFT ACCEPTANCE POLICY IS AVAILABLE ONLINE AT WWW.BRANDEIS.EDU. FORM 990, PART I, LINE 1 ORGANIZATION'S MISSION BRANDEIS UNIVERSITY IS A COMMUNITY OF SCHOLARS AND STUDENTS UNITED BY THEIR COMMITMENT TO THE PURSUIT OF KNOWLEDGE AND ITS TRANSMISSION FROM GENERATION TO GENERATION. AS A RESEARCH UNIVERSITY, BRANDEIS IS DEDICATED TO THE ADVANCEMENT OF THE HUMANITIES, ARTS AND SOCIAL SCIENCES, NATURAL AND PHYSICAL SCIENCES. AS A LIBERAL ARTS COLLEGE, BRANDEIS AFFIRMS THE IMPORTANCE OF A BROAD AND CRITICAL EDUCATION IN ENRICHING THE LIVES OF STUDENTS AND PREPARING THEM FOR FULL PARTICIPATION IN A CHANGING SOCIETY. IN THIS MANNER, BRANDEIS SEEKS TO ENSURE ITS STUDENTS ARE CAPABLE OF PROMOTING THEIR OWN WELFARE WHILE REMAINING DEEPLY CONCERNED ABOUT THE WELFARE OF OTHERS. IN A WORLD OF CHALLENGING SOCIAL AND TECHNOLOGICAL TRANSFORMATION, BRANDEIS REMAINS A CENTER OF OPEN INQUIRY AND TEACHING, CHERISHING ITS INDEPENDENCE FROM ANY DOCTRINE OF GOVERNMENT. IT STRIVES TO REFLECT THE HETEROGENEITY OF THE UNITED STATES AND OF THE WORLD COMMUNITY WHOSE IDEAS AND CONCERNS IT SHARES. IN THE BELIEF THAT THE MOST IMPORTANT LEARNING DERIVES FROM THE PERSONAL ENCOUNTER AND JOINT WORK OF TEACHERS AND STUDENTS, BRANDEIS ENCOURAGES UNDERGRADUATES AND POSTGRADUATES TO PARTICIPATE WITH DISTINGUISHED FACULTY IN RESEARCH, SCHOLARSHIP AND ARTISTIC ACTIVITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE OFFICE IS RESPONSIBLE FOR DRAFTING FORM 990. THE COMPLETED DRAFT IS SUBMITTED FOR REVIEW BY THE UNIVERSITY'S TAX ADVISORY FIRM. RECOMMENDED CHANGES ARE DISCUSSED WITH THE FINANCE OFFICE AND INCORPORATED INTO THE RETURN, AS APPROPRIATE. FOR FISCAL YEAR 2023, THE RISK MANAGEMENT AND AUDIT COMMITTEE REVIEWED THE FORM 990 AND DISCUSSED ANY QUESTIONS WITH THE FINANCE OFFICE AND THE UNIVERSITY'S TAX ADVISORY FIRM. AFTER THE RISK MANAGEMENT AND AUDIT COMMITTEE'S REVIEW, AND PRIOR TO FILING THE COMPLETED FORM 990, A COPY OF THE FORM 990 WAS SENT TO EACH MEMBER OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C THE BRANDEIS UNIVERSITY CONFLICT OF INTEREST POLICY FOR TRUSTEES, OFFICERS AND COMMITTEE MEMBERS ESTABLISHES A PROCESS WHEREBY POTENTIAL, APPARENT AND ACTUAL CONFLICTS OF INTEREST OF TRUSTEES, OFFICERS AND NON-TRUSTEE COMMITTEE MEMBERS MAY PROPERLY BE AVOIDED OR MANAGED SO THAT THE BEST INTERESTS OF THE UNIVERSITY ARE PROTECTED. OFFICERS, TRUSTEES AND COMMITTEE MEMBERS COMPLETE AN ANNUAL CONFLICT OF INTEREST DISCLOSURE FORM, WHICH IS CONSISTENT WITH THE POLICY AND THE APPLICABLE REGULATORY AND AUDITING REQUIREMENTS. THE INVESTMENT COMMITTEE MEMBERS COMPLETE AN ANNUAL DISCLOSURE FORM WITH ADDITIONAL QUESTIONS RELATED TO UNIVERSITY'S INVESTMENTS. CERTAIN SENIOR OFFICERS AND FINANCIAL EMPLOYEES ARE ALSO REQUIRED TO COMPLETE AN ANNUAL DISCLOSURE FORM WITH RESPECT TO THE UNIVERSITY'S INVESTMENTS. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WITH THE ASSISTANCE OF THE GENERAL COUNSEL, OVERSEES THE COLLECTION AND REVIEW OF THE DISCLOSURE FORMS. IN THE CASE OF A POTENTIAL, APPARENT, OR ACTUAL RELATED PARTY TRANSACTION OR OTHER SITUATION PRESENTING A POSSIBLE CONFLICT OF INTEREST, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CHAIR IS RESPONSIBLE FOR DECIDING WHETHER TO SUBMIT THE TRANSACTION OR SITUATION TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES OR THE BOARD FOR A DETERMINATION. IN ADDITION, THE UNIVERSITY HAS ESTABLISHED A SEPARATE CONFLICT OF INTEREST POLICY FOR ITS EMPLOYEES. UNDER THIS POLICY, DISCLOSURE FORMS ARE COMPLETED ANNUALLY BY ALL SENIOR OFFICERS, THE PRESIDENT'S CABINET, DEPARTMENT CHAIRS, HEADS OF CENTERS AND INSTITUTES, PRINCIPAL INVESTIGATORS AND OTHER DESIGNATED SENIOR OFFICIALS AND FINANCIAL PERSONNEL. PERSONS WITH A CONFLICT ARE RECUSED FROM DISCUSSIONS AND DO NOT VOTE ON RESOLUTIONS THAT PERTAIN DIRECTLY TO THEIR CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE UNIVERSITY IS COMMITTED TO ATTRACTING, RETAINING AND MOTIVATING QUALIFIED EMPLOYEES, RELATING COMPENSATION TO PERFORMANCE, PROMOTING AN EQUITABLE RELATIONSHIP BETWEEN COMPENSATION AND RESPONSIBILITY AND ENSURING COMPLIANCE WITH LAW AND REGULATION. THIS PROCESS IS THE FOUNDATION OF ALL HIRING, ANNUAL PERFORMANCE EVALUATIONS AND SALARY ADJUSTMENTS. THE BOARD OF TRUSTEES IS RESPONSIBLE FOR APPROVING THE PRESIDENT'S COMPENSATION BASED UPON RECOMMENDATION FROM THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. COMPENSATION PAID TO THE PRESIDENT'S DIRECT REPORTS SHALL BE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES BASED UPON A RECOMMENDATION FROM THE PRESIDENT. COMPENSATION PAID TO THE PRESIDENT'S DIRECT REPORTS SHALL BE REPORTED TO THE BOARD OF TRUSTEES. THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES UTILIZES INDEPENDENT EXTERNAL CONSULTANTS TO ASSIST WITH BOTH THE REVIEW OF COMPENSATION AGREEMENTS AND THE GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION AND COMPLIANCE WITH THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE ONLINE AT WWW.BRANDEIS.EDU/BUSINESS-FINANCE. THE UNIVERSITY'S GOVERNING DOCUMENTS ARE AVAILABLE ONLINE AT WWW.BRANDEIS.EDU. THE ORGANIZATION'S FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO AVAILABLE AT THE WEBSITE OF THE MASSACHUSETTS ATTORNEY GENERAL. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST -2,448,369. PARTNERSHIP 1 INVESTING TX BRANDEIS EXCLUDED -750144 4855320 0 0 0.97380 CHARITABLE REMAINDER TRUSTS (22) PO BOX 9110 WALTHAM MA 024549110 INVESTING MA T 1 CHARITABLE REMAINDER TRUSTS (1) PO BOX 9110 WALTHAM MA 024549110 INVESTING FL T 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0