2024-05-15T11:40:39-05:00 2023-06-30 273858252 DEAN DORTON ALLEN FORD PLLC 250 W MAIN STREET STE 1400 LEXINGTON KY 40507 990 2022-07-01 237116528 NORTHERN KENTUCKY UNIVERSITY FOUNDATION INC NORT 8595725129 LUCAS ADMINISTRATIVE CENTER STE 822 HIGHLAND HEIGHTS KY 41099 ERIC C GENTRY EXECUTIVE DIRECTOR 8595725129 2024-05-14 1 ERIC GENTRY 999009999 0 ALLISON C CARTER P01242412 8592552341 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z THOMAS WIEDEMANN LUCAS ADMINISTRATIVE CENTER STE 822 HIGHLAND HEIGHTS KY 41099 18568036 0 X FOUNDATION.NKU.EDU X 1970 KY SUPPORT NORTHERN KENTUCKY UNIVERSITY THROUGH PROVISION OF SCHOLARSHIPS, FINANCIAL AID, AND OTHER SUPPORT PROGRAMS 34 34 0 67 316430 161698 7174299 5610276 0 0 35297467 1311624 1335044 601877 43806810 7523777 5475353 6484922 0 0 0 0 0 0 59619 3260044 3930685 8735397 10415607 35071413 -2891830 145851936 151402720 15693869 15796406 130158067 135606314 X THE MISSION OF NORTHERN KENTUCKY UNIVERSITY FOUNDATION IS TO SECURE, INVEST, STEWARD, AND DISTRIBUTE PRIVATE RESOURCES IN SUPPORT OF NORTHERN KENTUCKY UNIVERSITY, TO ADVOCATE FOR THE UNIVERSITY'S BEST INTERESTS, AND TO BUILD LASTING RELATIONSHIPS WITH ALUMNI AND FRIENDS. 0 0 3373767 3373767 STUDENT FINANCIAL AID 1304449 760782 INSTITUTIONAL SUPPORT 1260608 413446 STUDENT SERVICES 3196515 1936928 INSTRUCTION, PUBLIC SERVICE, UNIVERSITY FACILITIES AND EQUIPMENT ACQUISITION, LIBRARIES, ACADEMIC SUPPORT, RESEARCH 3196515 1936928 9135339 1 1 0 0 0 1 0 0 0 1 1 1 0 0 1 0 0 1 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 153 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 X 34 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 KY X X ERIC C GENTRY 8595725129 AC822 NUNN DRIVE HIGHLAND HEIGHTS KY 41099 X TOM WIEDEMANN PRESIDENT 2.00 X X 0 0 0 KAREN FINAN VICE PRESIDENT 2.00 X X 0 0 0 MARTY BUTLER TREASURER 2.00 X X 0 0 0 KEVIN GESSNER SECRETARY 2.00 X X 0 0 0 MARY ZALLA AT LARGE 2.00 X X 0 0 0 ERIC GENTRY EXECUTIVE DIRECTOR 10.00 X X 0 0 0 BONITA BROWN NKU INTERIM PRESIDENT 2.00 X X 0 0 0 RICH BOEHNE NKU REGENT DESIGNEE 2.00 X X 0 0 0 KARA WILLIAMS NKU REGENT DESIGNEE 2.00 X X 0 0 0 TODD BEST MEMBER 0.50 X 0 0 0 GARREN COLVIN MEMBER 0.50 X 0 0 0 BRENT COOPER MEMBER 0.50 X 0 0 0 MICHELE HARGIS MEMBER 0.50 X 0 0 0 BARB JOHNSON MEMBER 0.50 X 0 0 0 ERIC KEARNEY MEMBER 0.50 X 0 0 0 JACK KENKEL MEMBER 0.50 X 0 0 0 JOHN LUCAS MEMBER 0.50 X 0 0 0 FRED MACKE MEMBER 0.50 X 0 0 0 HEATHER QUINLEY MEMBER 0.50 X 0 0 0 MAC RILEY MEMBER 0.50 X 0 0 0 JT ROBERTS MEMBER 0.50 X 0 0 0 TIM SCHIGEL MEMBER 0.50 X 0 0 0 ROSEMARY SCHLACHTER MEMBER 0.50 X 0 0 0 TRACY SCHWEGMANN MEMBER 0.50 X 0 0 0 CHAD SCOTT MEMBER 0.50 X 0 0 0 NATHAN SMITH MEMBER 0.50 X 0 0 0 B CHARLES ALEXANDER EMERITUS MEMBER 0.10 X 0 0 0 J DAVID BENDER ESQ EMERITUS MEMBER 0.10 X 0 0 0 DR HERBERT R BOOTH EMERITUS MEMBER 0.10 X 0 0 0 DR LEON BOOTHE EMERITUS MEMBER 0.10 X 0 0 0 EMERSON L BRUMBACK EMERITUS MEMBER 0.10 X 0 0 0 PAUL W CHELLGREN EMERITUS MEMBER 0.10 X 0 0 0 THOMAS C DONNELLY ESQ EMERITUS MEMBER 0.10 X 0 0 0 ERIC A ERNST EMERITUS MEMBER 0.10 X 0 0 0 ROBERT R FITZPATRICK JR EMERITUS MEMBER 0.10 X 0 0 0 JAMES L FLOOD EMERITUS MEMBER 0.10 X 0 0 0 JUDITH H GIBBONS EMERITUS MEMBER 0.10 X 0 0 0 PAUL A GIBSON EMERITUS MEMBER 0.10 X 0 0 0 MERWIN GRAYSON EMERITUS MEMBER 0.10 X 0 0 0 DANIEL R GRONECK EMERITUS MEMBER 0.10 X 0 0 0 MICHAEL J HAMMONS EMERITUS MEMBER 0.10 X 0 0 0 KENNETH F HARPER EMERITUS MEMBER 0.10 X 0 0 0 GARY L HERFEL ESQ EMERITUS MEMBER 0.10 X 0 0 0 MARCIA L HOSEA EMERITUS MEMBER 0.10 X 0 0 0 JAMES H HUFF EMERITUS MEMBER 0.10 X 0 0 0 JASON JACKMAN EMERITUS MEMBER 0.10 X 0 0 0 BARRY KIENZLE EMERITUS MEMBER 0.10 X 0 0 0 THE HONORABLE KENNETH R LUCAS EMERITUS MEMBER 0.10 X 0 0 0 DARLENE MARTIN EMERITUS MEMBER 0.10 X 0 0 0 DR ROGER C MEADE EMERITUS MEMBER 0.10 X 0 0 0 C ANDREW NEAGLE EMERITUS MEMBER 0.10 X 0 0 0 JAMES R POSTON JR ESQ EMERITUS MEMBER 0.10 X 0 0 0 JAMIE M RAMSEY ESQ EMERITUS MEMBER 0.10 X 0 0 0 DR ROGERS REDDING EMERITUS MEMBER 0.10 X 0 0 0 THOMAS SAELINGER EMERITUS MEMBER 0.10 X 0 0 0 RUTH M SELIGMAN DOERING EMERITUS MEMBER 0.10 X 0 0 0 KEVIN M SHEEHAN EMERITUS MEMBER 0.10 X 0 0 0 GREGORY S SHUMATE ESQ EMERITUS MEMBER 0.10 X 0 0 0 HENRY L STEPHENS JR ESQ EMERITUS MEMBER 0.10 X 0 0 0 DIANE H STICKLEN-JORDAN EMERITUS MEMBER 0.10 X 0 0 0 DR CAROL J SWARTS EMERITUS MEMBER 0.10 X 0 0 0 WILLIAM C VERMILLION EMERITUS MEMBER 0.10 X 0 0 0 DR JAMES C VOTRUBA EMERITUS MEMBER 0.10 X 0 0 0 ANDRA R WARD EMERITUS MEMBER 0.10 X 0 0 0 BRENDA L WILSON EMERITUS MEMBER 0.10 X 0 0 0 RICHARD L MURGATROYD EMERITUS MEMBER 0.10 X 0 0 0 KRIS KNOCHELMANN EX-OFFICIO MEMBERS 0.10 X 0 0 0 GARY MOORE EX-OFFICIO MEMBERS 0.10 X 0 0 0 STEVEN PENDERY EX-OFFICIO MEMBERS 0.10 X 0 0 0 0 0 0 0 0 0 0 010 273 CORPORATE DR PORTSMOUTH NH 03801 INVESTMENT CONSULTING 133221 1 107723 10000 5492553 31268 5610276 3065375 316430 2748945 145276 0 145276 145276 145276 9121000 10874751 -1753751 -1753751 -1753751 112670 107723 169508 -56838 -56838 MISCELLANEOUS REVENUE 900099 513439 513439 513439 7523777 0 316430 1597071 6484922 6484922 6485 1173 5312 45125 45125 1086175 1086175 269040 259552 9288 200 94341 91615 2726 757024 717687 19217 20120 15002 15002 45934 42759 3175 555258 547047 3279 4932 17948 858 17090 MISCELLANEOUS 1038353 974724 35163 28466 10415607 9135339 1220649 59619 12861083 6566913 6969698 5991910 557632 211467 72119 203237 210019 126917 531209 208028 323181 323181 78728946 87803698 46129258 50175397 145851936 151402720 323919 333572 938600 513612 14431350 14949222 15693869 15796406 X 6509131 6975416 123648936 128630898 130158067 135606314 145851936 151402720 -2891830 8340077 0 X 0 1 X 1 0 X 5682804 9504172 4892851 7174299 5717999 32972125 5682804 9504172 4892851 7174299 5717999 32972125 2412094 30560031 3066903 3099663 3773971 5754062 2894221 18588820 122835 122835 565478 500625 351103 1190798 405882 3013886 54697666 0.55870 0.55600 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 0 0 12500 1 1 105337000 2029000 8335000 3229000 1037000 111435000 114081000 1454000 -6364000 2955000 879000 105337000 88010000 2167000 27921000 3168000 849000 114081000 92799000 2243000 -3182000 3022000 828000 88010000 91841000 1215000 3384000 2850000 791000 92799000 0.03020 0.51056 0.45924 0 0 323181 323181 208028 208028 0 323181 REMAIND INT REAL PROP & OTHER 1190000 F PUBLIC NATURAL RESOURCES MLP 2531582 F PRIVATE EQUITY 27351133 F PRIVATE DEBT 5555342 F NATURAL RESOURCES 8291808 F PRIVATE REAL ESTATE 5255532 F 50175397 FUNDS HELD IN TRUST FOR NKU 14936801 AGENCY FUNDS 12421 14949222 PART V, LINE 4: ENDOWMENT IS TO BE USED PRIMARILY FOR STUDENT FINANCIAL AID AND SCHOLARSHIPS AT NORTHERN KENTUCKY UNIVERSITY. EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS 701526 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 1378298 0 0 0 0 0 0 2079824 0 2079824 1 0 0 1 1 0 PART III ACCOUNTING METHOD: GALA 165163 86850 78313 17200 24659 29195 450 28859 GOLF OUTING 20175 12075 8100 5900 2277 3 35055 8798 26257 892 3874 39613 9150 7439 220393 107723 112670 18092 34433 71085 9600 36298 169508 -56838 1 NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 649945 0 INSTRUCTION NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 104684 0 RESEARCH NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 17924 0 PUBLIC SERVICE NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 766517 0 ACADEMIC SUPPORT NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 413446 0 STUDENT SERVICES NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 760782 0 INSTITUTIONAL SUPPORT NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 63479 0 FACILITIES & EQUIPMENT ACQUISITION NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 334379 0 GENERAL NORTHERN KENTUCKY UNIVERSITY NUNN DRIVE HIGHLAND HEIGHTS KY 41099 611010545 GOVERNMENT 3373766 0 STUDENT FINANCIAL AID 1 0 PART I, LINE 2: THE FOUNDATION MONITORS THE USE OF FUNDS GRANTED TO NKU THROUGH REVIEW OF INVOICES PAID BY NKU. THE FOUNDATION IS ALSO ABLE TO MONITOR THE PROGRESS OF NKU PROJECTS SUPPORTED WITH FOUNDATION FUNDS. SCHEDULE I, PART II, LINE 1, COLUMN (H) SUBGRANT EXPENSES PAID FOR THE BENEFIT OF NORTHERN KENTUCKY UNIVERSITY (NKU) TO HELP PROVIDE FUNDING FOR NKU FACULTY POSITIONS, CONSTRUCTION PROJECTS AND VARIOUS OTHER OPERATING EXPENDITURES. X 5 10308 FMV X VARIOUS 71 20960 0 0 1 1 PART I, COLUMN (B): THE AMOUNT REPORTED IN COLUMN B REPRESENTS THE NUMBER OF CONTRIBUTORS. PART I, LINE 30B: A THIRD PARTY PROCESSOR IS USED FOR THE NORSE GALA SILENT AUCTION ITEMS. FORM 990, PART VI, SECTION A, LINE 1A EXECUTIVE COMMITTEE IS ABLE TO VOTE ON BEHALF OF THE BOARD OF DIRECTORS ON SOME MATTERS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED AND REVIEWED BY A CERTIFIED PUBLIC ACCOUNTING FIRM. THE RETURN IS REVIEWED BY MANAGEMENT AND THE FINANCE AND AUDIT COMMITTEE CHAIR. THE RETURN IS EMAILED TO ALL VOTING BOARD MEMBERS FOR APPROVAL BEFORE A FINAL VERSION IS FILED WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C THE OFFICERS AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST. THIS POLICY IS MONITORED BY THE MEMBERSHIP COMMITTEE CHAIRPERSON IN CONJUNCTION WITH THE BOARD PRESIDENT AND EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15A THE NKU PRESIDENT, WITH SUPPORT BY THE UNIVERSITY'S CHIEF HUMAN RESOURCES OFFICER, CONSULTS WITH THE NKUF PRESIDENT REGARDING PERFORMANCE AND COMPENSATION OF THE EXECUTIVE DIRECTOR. THESE CONVERSATIONS DETERMINE THE EVALUATION AND COMPENSATION WHICH IS THEN SUPPORTED BY THE NKUF FINANCE/AUDIT COMMITTEE IN THE ANNUAL OPERATING BUDGET AND THE NKUF EXECUTIVE COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE FORM 990 IS MADE AVAILABLE UPON REQUEST AND ONLINE VIA THE FOUNDATION'S WEBSITE. THE GOVERNING DOCUMENTS, FORM 1023 AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE UPON REQUEST AND AT THE DISCRETION OF THE BOARD OF DIRECTORS AND MANAGEMENT. 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