2024-05-15T09:13:35-05:00 2023-06-30 135565207 KPMG LLP 500 W 5TH ST STE 800 WINSTONSALEM NC 27101 990 2022-07-01 421672476 DUKE CORPORATE EDUCATION DUKE 9196805000 310 BLACKWELL STREET DURHAM NC 27701 BARBARA FRICK SEC/DIR OF REG COMP 9196805000 2024-05-15 1 BARBARA FRICK 999009999 0 SHAWN HUTCHINSON P01048557 3362753394 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z BARBARA FRICK 310 BLACKWELL STREET DURHAM NC 27701 31836967 0 X WWW.DUKECE.COM X 2000 NC THE ORGANIZATION PROVIDES EDUCATIONAL SERVICES TO CORPORATIONS IN SUPPORT OF ITS AND DUKE UNIVERSITY'S MISSION OF PROVIDING EDUCATION. 3 0 65 0 0 0 0 0 27687903 29373708 366173 400410 2019989 1716483 30074065 31490601 0 0 0 0 8709281 8315001 0 0 0 17240062 21025961 25949343 29340962 4124722 2149639 33808412 33489038 13143078 10608582 20665334 22880456 X THE PURPOSES FOR WHICH THIS CORPORATION IS FORMED ARE FOR SCIENTIFIC, EDUCATIONAL, LITERARY AND CHARITABLE PURPOSES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (HEREINAFTER THE "CODE"), AND FOR THE SPECIFIC AND EXCLUSIVE PURPOSE OF THE PROMOTION OF THE WELFARE OF DUKE UNIVERSITY (OR ANY OF DUKE UNIVERSITY'S SUPPORT OR AFFILIATED CORPORATIONS); AND TO ACQUIRE, RETAIN AND OPERATE PROPERTY OR PROPERTIES, REAL OR PERSONAL, TANGIBLE OR INTANGIBLE, TO BE HELD EXCLUSIVELY FOR THE BENEFIT OR AT THE DIRECTION OF DUKE UNIVERSITY (OR ANY OF DUKE UNIVERSITY'S SUPPORT OR AFFILIATED CORPORATIONS); AND TO ENGAGE IN ANY LAWFUL ACT OR ACTIVITY FOR WHICH CORPORATIONS MAY BE ORGANIZED UNDER THE NONPROFITCORPORATION ACT OF NORTH CAROLINA. DUKE UNIVERSITY IS A NORTH CAROLINA CORPORATION WHICH IS AN ORGANIZATION DESCRIBED IN SECTIONS 501(C)(3) AND 509(A)(1) OF THE CODE. 0 0 23251278 30892223 SEE SCHEDULE ODUKE CORPORATE EDUCATION IS A GLOBAL PROVIDER OF CUSTOM CORPORATE EDUCATION SERVICES THAT HELPS ORGANIZATIONS ADDRESS THEIR BUSINESS CHALLENGES. THE ORGANIZATION WAS CREATED TO PROVIDE INTENSIVELY CUSTOMIZED CORPORATE EDUCATION SERVICES FOCUSED ON ADDRESSING BUSINESS CHALLENGES. THE ORGANIZATION'S CLIENTS TEND TO BE LARGE GLOBAL ENTERPRISES. THE ORGANIZATION HELPS ITS CLIENTS IMPLEMENT THEIR STRATEGY THROUGH DEVELOPMENT OF THEIR PEOPLE. THE ORGANIZATION FOCUSES EDUCATION ON WHAT THE CLIENT'S PEOPLE NEED TO KNOW, DO AND BELIEVE IN ORDER TO ADDRESS CURRENT OR ANTICIPATED CHALLENGES, AND ATTAIN SPECIFIC BUSINESS OBJECTIVES. THE ORGANIZATION DIFFERS FROM A TRADITIONAL BUSINESS SCHOOL OR PROFESSIONAL SERVICES FIRM IN THAT THE ORGANIZATION IS NOT DEPENDENT ON THE ORGANIZATION'S OR THE UNIVERSITY'S FACULTY. TO MEET THE BROAD RANGE OF NEEDS THE ORGANIZATION'S CLIENTS BRING TO IT, THE ORGANIZATION DRAWS ON QUALITY FACULTY FROM NUMEROUS BUSINESS SCHOOLS. THE ORGANIZATION ALSO LEVERAGES NON-FACULTY EDUCATORS SUCH AS COACHES, FACILITATORS, INDUSTRY EXPERTS, RETIRED EXECUTIVES, ACTORS AND OTHERS COMMITTED TO HIGH QUALITY CUSTOMIZED EDUCATION. THE ORGANIZATION CAN DELIVER SMALL OR VERY LARGE SCALE PROGRAMS, IN MANY ITERATIONS, IN SEVERAL LANGUAGES, COVERING A FEW TO THOUSANDS OF PARTICIPANTS, WITH COMPLEX LOGISTICAL REQUIREMENTS, ANYWHERE IN THE WORLD. THE ORGANIZATION USES ITS GLOBAL LEARNING RESOURCE NETWORK AND ITS AFFILIATIONS WITH UNIVERSITIES TO PROVIDE ITS CLIENTS A LOCAL DELIVERABLE WITH GLOBAL CONSISTENCY. 23251278 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 1 X 130 0 1 65 1 0 1 IN SF SN UK 0 0 0 0 0 0 0 0 0 0 0 X 3 0 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 0 1 0 X X BARBARA M FRICK 9196805000 310 BLACKWELL STREET DURHAM NC 27701 SALLY KORNBLUTH DIRECTOR 0.10 61.30 X 0 976169 49629 WILLIAM BOULDING DIRECTOR/CHAIRMAN 2.00 64.00 X X 0 802456 52435 DANIEL G ENNIS DIRECTOR 0.10 40.20 X 0 1287344 69119 THAYANAYAGEE CHETTY DIRECTOR/CEO 2.00 38.00 X X 0 494300 95224 BARBARA FRICK SECRETARY/DIR. OF REG. COM 40.00 X 223629 0 28668 CHRISTINE ROBERS CMO 40.00 X 257067 0 21256 PAUL MATHEWS CFO 40.00 X 375317 0 37728 PRAKASH RADHAKEESOON MANAGING DIRECTOR 40.00 X 212515 0 32697 ED BARROWS MANAGING DIRECTOR 40.00 X 267973 0 23724 DAVID WELSH REGIONAL MANAGING DIRECTOR 40.00 X 356315 0 39552 VISHAL PATEL PRESIDENT GLOBAL MARKETS 40.00 X 561068 0 27100 JASON KULASINGAM MANAGING DIRECTOR 40.00 X 222163 0 8697 MICHAEL A CHAVEZ JR FORMER DIRECTOR/CEO 40.00 X 409558 0 27100 2885605 3560269 512929 23 1 1 0 VELOSIO LLC PO BOX 933191 CLEVELAND OH 44193 EDUCATIONAL SERVICES 1134673 NEUROBUSINESS GROUP ONE MIFFLIN PLACE CAMBRIDGE MA 02138 EDUCATIONAL SERVICES 379613 PERFORMANCE OF A LIFETIME 41 MADISON AVENUE 31ST FLOOR NEW YORK NY 10010 EDUCATIONAL SERVICES 285010 PREHYPE LLC 221 CANAL STREET 5TH FLOOR NEW YORK NY 10013 EDUCATIONAL SERVICES 254575 RYAN MCMANUS 120 S CRAIG PLACE LOMBARD IL 60148 EDUCATIONAL SERVICES 219395 16 DESIGN AND DELIVERY 611600 29233318 29233318 SUPPORTING SERVICES 611710 140390 140390 29373708 400410 400410 544334 346366 197968 197968 197968 CORPORATE SUPPORT 900099 1504582 1504582 OTHER INCOME 900099 13933 13933 1518515 31490601 30892223 0 598378 X 908790 273207 635583 437784 437784 5574477 3495772 2078705 232847 142037 90810 731011 445917 285094 430092 262356 167736 36946 12510 24436 231654 231654 838672 86514 752158 11225252 11225252 991181 636617 354564 926842 828163 98679 1739344 1287115 452229 2162544 2162544 613654 455771 157883 1462255 1066171 396084 89443 89443 67 67 247608 183230 64378 59340 59340 MAINTENANCE EXPENSE 316569 221597 94972 TAXES & LICENSES 58123 58123 CURRENCY CONVERSION 28721 28721 ALL OTHER -2254 -2254 29340962 23251278 6089684 0 4668403 1685815 7973567 7851617 279802 293358 8834380 8407119 516333 427261 20370307 23230987 33808412 33489038 4237642 4960130 2256984 0 6648452 5648452 13143078 10608582 X 20665334 22880456 20665334 22880456 33808412 33489038 2149639 65483 0 X 0 1 X 0 0 X X X 1 DUKE UNIVERSITY 560532129 2 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 893972 673243 220729 4834521 4732687 101834 3105887 3001189 104698 427261 INVESTMENT IN DCE LTD 16 INVESTMENT IN DCE INDIA PRIV 1967935 INVESTMENT IN DCE RSA 14 INVESTMENT IN DCE LS INC 3731728 INVESTMENT IN SEA CORP 81 LT DEPOSIT 123189 INTERCOMPANY RECEIVABLES 17187521 INVESTMENT IN LS INVESTOR, LLC 220503 23230987 DUE TO RELATED PARTY 5648452 5648452 X FORM SCH D PART VI LAND, BUILDINGS, AND EQUIPMENT LAND, BUILDINGS, AND EQUIPMENT ARE STATED AT COST AT THE DATE OF ACQUISITION. BUILDINGS AND EQUIPMENT ARE DEPRECIATED USING THE STRAIGHT-LINE METHOD OVER THE ESTIMATED USEFUL LIVES OF THE RESPECTIVE ASSETS. DEPRECIATION (INCLUDING AMORTIZATION) EXPENSE FOR THE FISCAL YEAR ENDED 06/30/2023 WAS $247,608. FORM SCH D PART X LINE 2 FASB ASC 740 DISCLOSURE THE FOLLOWING FIN 48 DISCLOSURE COMES FROM THE AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WITHIN WHOSE FINANCIAL STATEMENTS THE ACTIVITIES OF DUKE CORPORATE EDUCATION ARE CONSOLIDATED. DUKE IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED (THE CODE). AS SUCH, DUKE IS EXEMPT FROM FEDERAL INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501 OF THE CODE. AS OF JUNE 30, 2023 AND 2022 THERE WERE NO MATERIAL UNCERTAIN TAX POSITIONS. FORM SCH D PART XI FINANCIAL STATEMENTS AUDIT DUKE CORPORATE EDUCATION IS INCLUDED IN THE CONSOLIDATED FINANCIAL STATEMENT AUDIT OF DUKE UNIVERSITY. EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES CUSTOM CORP EDU SERVICE 642000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES CUSTOM CORP EDU SERVICE 603000 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES CUSTOM CORP EDU SERVICE 330000 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES CUSTOM CORP EDU SERVICE 67000 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM SERVICES CUSTOM CORP EDU SERVICE 1000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES CUSTOM CORP EDU SERVICE 47000 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 INVESTMENTS 14 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 16 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 INVESTMENTS 1967935 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 INVESTMENTS 81 0 0 0 0 0 0 1690030 1968016 3658046 0 0 1 0 0 1 PART III ACCOUNTING METHOD: FORM SCH F PART I OFFICES AND EMPLOYEES PER REGION DUKE CORPORATE EDUCATION (DCE) DOES NOT MAINTAIN OFFICES OR EMPLOYEES IN REGIONS OUTSIDE THE UNITED STATES. WHILE DCE DOES NOT MAINTAIN OFFICES OR EMPLOYEES IN REGIONS OUTSIDE THE UNITED STATES, DCE DOES HAVE EMPLOYEES AND CONTRACTORS THAT PERFORM PROGRAM SERVICES IN REGIONS OUTSIDE THE UNITED STATES PERIODICALLY ON TEMPORARY ASSIGNMENTS. DCE'S WHOLLY OWNED SUBSIDIARIES DO MAINTAIN OFFICES AND EMPLOYEES IN REGIONS OUTSIDE THE UNITED STATES, INCLUDING: A) ONE OFFICE AND 27 EMPLOYEES IN EUROPE; B) ONE OFFICE AND 26 EMPLOYEES IN SUB-SAHARAN AFRICA; C) ONE OFFICE AND 0 EMPLOYEES IN SOUTH ASIA; AND D) ONE OFFICE AND 8 EMPLOYEES IN EAST ASIA AND THE PACIFIC. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 DANIEL G ENNIS DIRECTOR 0 1195314 0 71530 0 20500 0 37164 0 35848 0 1360356 0 0 SALLY KORNBLUTH DIRECTOR 0 955669 0 0 0 20500 0 37164 0 15418 0 1028751 0 0 WILLIAM BOULDING DIRECTOR/CHAIRMAN 0 802456 0 0 0 0 0 37164 0 17860 0 857480 0 0 THAYANAYAGEE CHETTY DIRECTOR/CEO 0 448993 0 0 0 45307 0 86695 0 11720 0 592715 0 0 VISHAL PATEL PRESIDENT GLOBAL MARKETS 540568 0 0 0 20500 0 18300 0 10503 0 589871 0 0 0 MICHAEL A CHAVEZ JR FORMER DIRECTOR/CEO 382558 0 0 0 27000 0 18300 0 11622 0 439480 0 0 0 PAUL MATHEWS CFO 348317 0 0 0 27000 0 16286 0 30740 0 422343 0 0 0 DAVID WELSH REGIONAL MANAGING DIRECTOR 335815 0 0 0 20500 0 18093 0 29669 0 404077 0 0 0 ED BARROWS MANAGING DIRECTOR 251773 0 0 0 16200 0 16200 0 10807 0 294980 0 0 0 CHRISTINE ROBERS CMO 236567 0 0 0 20500 0 12780 0 10885 0 280732 0 0 0 BARBARA FRICK SECRETARY/DIR. OF REG. COM 196629 0 0 0 27000 0 16238 0 22893 0 262760 0 0 0 PRAKASH RADHAKEESOON MANAGING DIRECTOR 185515 0 0 0 27000 0 15230 0 29675 0 257420 0 0 0 JASON KULASINGAM MANAGING DIRECTOR 222163 0 0 0 0 0 0 0 11277 0 233440 0 0 0 PART I, LINE 1A GROSS-UP PAYMENTS THE FOLLOWING INDIVIDUALS RECEIVED A TAX GROSS-UP PAYMENT FOR A PARKING ALLOWANCE WHICH HAS BEEN INCLUDED IN TAXABLE INCOME. PAUL MATHEWS, BARBARA FRICK, AND CHRISTINE ROBERS. PART I, LINE 3 COMPENSATION OF CEO THE SALARY FOR THE CEO WAS REVIEWED AND APPROVED BY THE BOARD, ACTING AS THE COMPENSATION COMMITTEE, WITH THE ASSISTANCE OF AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING A COMPENSATION SURVEY, PROPRIETARY DATABASE, AND FORM 990 OF OTHER ORGANIZATIONS. FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS WILLIAM BOULDING, SALLY KORNBLUTH, AND DANIEL G ENNIS HAVE A BUSINESS RELATIONSHIP. ALL THE ABOVE LISTED INDIVIDUALS ARE EMPLOYED BY DUKE UNIVERSITY, AND SALLY KORNBLUTH AND DANIEL G ENNIS ARE OFFICERS OF DUKE UNIVERSITY. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS OF THE GOVERNING BODY DUKE CORPORATE EDUCATION'S BOARD CONSISTS OF THE CHIEF ACADEMIC OFFICER OF DUKE UNIVERSITY, THE CHIEF BUSINESS OFFICER OF DUKE UNIVERSITY, THE DEAN OF THE DUKE UNIVERSITY FUQUA SCHOOL OF BUSINESS, THE CHIEF EXECUTIVE OFFICER OF DUKE CORPORATE EDUCATION AND THREE ADDITIONAL DIRECTORS, ONE NOMINATED BY THE BOARD OF DIRECTORS OF DUKE CORPORATE EDUCATION AND ELECTED BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY, ONE NOMINATED BY THE DEAN OF THE DUKE UNIVERSITY FUQUA SCHOOL OF BUSINESS AND ELECTED BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY, AND ANOTHER NOMINATED BY THE CHIEF EXECUTIVE OFFICER OF DUKE CORPORATE EDUCATION AND ELECTED BY THE BOARD OF THE TRUSTEES OF DUKE UNIVERSITY. A VACANCY OCCURRING IN THE BOARD OF DIRECTORS RESULTING FROM AN INCREASE IN THE NUMBER OF DIRECTORS SHALL BE FILLED BY A PERSON NOMINATED BY THE BOARD OF DIRECTORS AND ELECTED BY THE BOARD OF TRUSTEES OF DUKE UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B PROVIDING 990 TO GOVERNING BODY DUKE CORPORATE EDUCATION'S INDEPENDENT ACCOUNTANT PREPARED THE CURRENT YEAR TAX RETURN AND THIS WAS REVIEWED PRIOR TO FILING BY DUKE CORPORATE EDUCATION'S MANAGEMENT AND BOARD. A COPY OF THE FINAL FORM 990 WAS PROVIDED TO DUKE CORPORATE EDUCATION BOARD OF DIRECTORS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST COMPLIANCE DUKE CORPORATE EDUCATION HAS A WRITTEN CONFLICT OF INTEREST POLICY AND REQUESTS ALL OFFICERS, DIRECTORS, KEY EMPLOYEES, AND BOARD MEMBERS TO ANNUALLY DISCLOSE ANY POSSIBLE CONFLICTS OF INTEREST. ANY INSTANCES OF POSSIBLE CONFLICT OF INTERESTS ARE REVIEWED AND RESOLVED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 13: WHISTLEBLOWER POLICY DUKE CORPORATE EDUCATION DOES HAVE A WHISTLEBLOWER POLICY, WHICH IS AVAILABLE ON THE ORGANIZATION'S INTERNAL WEBSITE. FORM 990, PART VI, SECTION B, LINE 14: DOCUMENT RETENTION AND DESTRUCTION DUKE CORPORATE EDUCATION DOES HAVE A WRITTEN RECORDS RETENTION POLICY. FORM 990, PART VI, SECTION B, LINE 15A COMPENSATION REVIEW & APPROVAL THE SALARIES FOR THE CEO, KEY EMPLOYEES, AND OFFICERS WERE REVIEWED AND APPROVED BY THE BOARD, ACTING AS THE COMPENSATION COMMITTEE, WITH THE ASSISTANCE OF AN INDEPENDENT COMPENSATION CONSULTANT, UTILIZING A COMPENSATION SURVEY PROPRIETARY DATABASE, AND FORM 990 OF OTHER ORGANIZATIONS. FORM 990, PART VI, SECTION B, LINE 16A: JOINT VENTURE DUKE CORPORATE EDUCATION HAS ANNUAL STATUTORY AUDITS OF AFFILIATED TAXABLE ENTITIES IN AN EFFORT TO ENSURE THAT THE ACTIVITIES OF THE AFFILIATES FURTHER THE DUKE CORPORATE EDUCATION'S EXEMPT PURPOSE AND DO NOT JEOPARDIZE THE ORGANIZATION'S EXEMPT STATUS. FORM 990, PART VI, SECTION C, LINE 18 IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM. FORM 990, PART VI, SECTION C, LINE 19 DISCLOSURE TO THE PUBLIC DUKE CORPORATE EDUCATION'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE CORPORATE EDUCATION MAKES ITS CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC UPON REQUEST. DUKE CORPORATE EDUCATION IS INCLUDED IN THE CONSOLIDATED, INDEPENDENTLY AUDITED FINANCIAL STATEMENTS OF DUKE UNIVERSITY, WHICH ARE AVAILABLE AT HTTPS://FINANCE.DUKE.EDU/RESOURCES/DOCS. FORM 990, PART IX, LINE 11G EDUCATORS: PROGRAM SERVICE EXPENSES 11,225,252. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 11,225,252. 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