2024-05-13T13:10:19-05:00 2023-06-30 205991824 SC&H GROUP INC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2022-07-01 521277262 ALLIANCE INC ALLI 4102825900 1925 GREENSPRING DRIVE TIMONIUM MD 21093 KELLY SAVOCA SVP AND CFO 4102825900 2024-05-07 1 KELLY SAVOCA 999009999 1 LORI S BURGHAUSER P00370694 4104031500 2024-05-07 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z KELLY SAVOCA 6501 NORTH CHARLES ST TOWSON MD 21204 23691042 0 X HTTPS://WWW.SHEPPARDPRATT.ORG/ X 1982 MD PROVIDING COMMUNITY-BASED OUTPATIENT BEHAVIORAL HEALTH, RESIDENTIAL REHABILITATION AND SOCIAL SERVICES AS PART OF SHEPPARD PRATT CONTINUUM OF CARE. 5 1 472 1 0 0 5935583 4544682 17799185 18928854 0 4207 222531 213299 23957299 23691042 0 0 0 0 14898080 16540220 0 0 0 6078643 8179008 20976723 24719228 2980576 -1028186 20231517 19774267 4725596 5215834 15505921 14558433 X ALLIANCE, INC., A SUBSIDIARY OF SHEPPARD PRATT, A NOT-FOR-PROFIT BEHAVIORAL HEALTH SYSTEM, IS DEDICATED TO IMPROVING THE QUALITY OF LIFE OF INDIVIDUALS AND FAMILIES BY COMPASSIONATELY SERVING THEIR MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION, AND COMMUNITY SUPPORT NEEDS. 0 0 18619631 17254761 BUSINESS SERVICES - OUR BUSINESS SERVICES DIVISION PROVIDES EMPLOYMENT THROUGH DIRECT CONTRACTED SERVICES. THESE CONTRACTS ARE THROUGH TWO SPECIAL SET ASIDE PROGRAMS. THESE PROGRAMS HAVE A REQUIREMENT THAT 75% OF THE DIRECT LABOR IS PROVIDED BY PEOPLE WITH DISABILITIES. 2336468 1886582 SUPPORTIVE SERVICES TO VETERANS FAMILIES (SSVF) - ALLIANCE'S SSVF PROGRAM IS DESIGNED TO HELP VETERAN FAMILIES ADDRESS ISSUES SUCH AS JOBLESSNESS, LIMITED INCOME, DISABILITIES, MENTAL ILLNESS, AND SUBSTANCE USE THAT HAVE AN EFFECT ON HOUSING STABILITY. SSVF PROVIDES A PERIOD OF SHORT-TERM INTENSIVE CASE MANAGEMENT TO FAMILIES TO BENEFIT AND PROVIDE TEMPORARY FINANCIAL ASSISTANCE WITH HOUSING OR MOVING EXPENSES. 20956099 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 376 0 472 1 0 0 0 0 0 0 0 0 0 0 0 0 X 5 1 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 0 0 0 MD X KELLY SAVOCA 4109385401 6501 NORTH CHARLES STREET TOWSON MD 21204 HARSH K TRIVEDI MD MBA PRESIDENT AND CEO 1.00 40.00 X 0 1334367 52907 KELLY SAVOCA SVP AND CFO 1.00 40.00 X X 0 597885 27828 GREG GATTMAN VP AND COO HOSPITALS 1.00 40.00 X 0 520882 52872 JEFFREY RICHARDSON VP AND COO COMMUNITY SERVICES 1.00 40.00 X X 0 482590 55394 ANTONIO SIMPKINS BOARD MEMBER 1.00 1.00 X 0 0 0 0 2935724 189001 0 0 1 0 MAINTENANCE SOLUTIONS INC PO BOX 5119 CAPITOL HEIGHTS MD 20791 REPAIRS/SUPPLIES 314777 MARYLAND WORKS INC 10270 OLD COLUMBIA ROAD SUITE 100 COLUMBIA MD 210461854 EMPLOYEE WORK PROGRAM 296175 MACS WC SELF INSURED GROUP 8835 COLUMBIA 100 PKWY SUITE P COLUMBIA MD 21044 SOCIAL SERVICES 220621 BLIND INDUSTRIES AND SERVICES OF MD 3345 WASHINGTON BLVD BALTIMORE MD 21227 REHAB SERVICES 185874 ABOVE ALL HORIZONS CENTER INC 807 MONROE ST BALTIMORE MD 21217 SOCIAL SERVICES 110978 6 4544567 115 4544682 COMMUNITY DEVELOPMENT SERVICES 624100 17254761 17254761 REHAB & RECOVERY SERVICES 624100 1588471 1588471 RENTAL HOUSING REVENUE 624100 85622 85622 18928854 4207 4207 INTERCORPORATE REVENUE 900099 212489 212489 FUEL TAX CREDIT 900099 810 810 213299 23691042 19141343 0 5017 13644378 13632134 12244 194734 194417 317 1624379 1616489 7890 1076729 1075786 943 539766 292643 247123 1541 1541 735442 722960 12482 114858 98459 16399 482998 236093 246905 141329 141329 176606 166511 10095 329409 326036 3373 INTERCORPORATE CHARGES 3203377 3203377 CLIENT SERVICES 2252126 2251728 398 VEHICLE REPAIR AND MAIN 117732 117732 MISCELLANEOUS 36250 35841 409 47574 46400 1174 24719228 20956099 3763129 0 11250406 7689410 5221367 4339898 225992 130233 6972979 3831337 3028782 3141642 504970 4473084 20231517 19774267 1222359 502671 561238 1392392 657581 608681 2284418 2712090 4725596 5215834 X 11493544 10546056 4012377 4012377 15505921 14558433 20231517 19774267 X -1028186 80698 X X 0 1 X 1 1 1 X 2856638 2451429 4392196 5935583 4544682 20180528 2856638 2451429 4392196 5935583 4544682 20180528 20180528 45 4207 4252 192746 8308 810 201864 20386644 90108612 0.98990 0.98920 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: WORKERS COMPENSATION - 2019 AMOUNT: $ 181,543. 2022 AMOUNT: $ 0. FUEL TAX CREDIT UBIT REFUND - 2019 AMOUNT: $ 11,203. 2021 AMOUNT: $ 8,308. 2022 AMOUNT: $ 810. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 254100 254100 3869033 1411094 2457939 51056 41813 9243 2767025 2378430 388595 31765 31765 3141642 DUE FROM AFFILIATE 3746278 501C UNEMPLOYMENT TRUST 214974 ESCROW HOLDINGS 11140 OPERATING LEASE RIGHT OF USE ASSET 500565 REFUNDABLE ADVANCES 127 4473084 PARTICIPATION LIABILITY 191231 DUE TO AFFILIATE 1441762 LONG TERM CAPITAL ADVANCES 572234 OPERATING LEASE- RIGHT OF USE, PAYABLE 506863 2712090 0 1 0 0 0 0 0 0 0 HARSH K TRIVEDI MD MBA PRESIDENT AND CEO 0 1140833 0 0 0 193534 0 52850 0 57 0 1387274 0 150000 KELLY SAVOCA SVP AND CFO 0 498322 0 0 0 99563 0 27771 0 57 0 625713 0 73522 GREG GATTMAN VP AND COO HOSPITALS 0 439945 0 0 0 80937 0 27850 0 25022 0 573754 0 73282 JEFFREY RICHARDSON VP AND COO COMMUNITY SERVICES 0 475833 0 0 0 6757 0 27176 0 28218 0 537984 0 0 PART I, LINE 3 THE TOP MANAGEMENT OFFICIALS ARE UNCOMPENSATED BY THE REPORTING ORGANIZATION. THE REPORTING ORGANIZATION RELIES ON SHEPPARD PRATT HEALTH SYSTEM, INC., A RELATED ORGANIZATION, TO ESTABLISH COMPENSATION FOR THE TOP MANAGEMENT OFFICIALS. PART I, LINE 4B DURING CALENDAR YEAR 2022, THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S 457(F) PLAN: HARSH TRIVEDI $50,000 GREG GATTMAN $25,000 KELLY SAVOCA $25,000 JEFFREY RICHARDSON $25,000 DURING THE CALENDAR YEAR, THE FOLLOWING INDIVIDUALS RECEIVED PAYMENTS AS PART OF THEIR PARTICIPATION IN SHEPPARD PRATT'S 457(F) PLAN: HARSH TRIVEDI $167,678 GREG GATTMAN $73,282 KELLY SAVOCA $73,522 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS AN OPERATING SUBSIDIARY OF MOSAIC COMMUNITY SERVICES, INC. FORM 990, PART VI, SECTION A, LINE 7A MOSAIC COMMUNITY SERVICES, INC. HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B MOSAIC COMMUNITY SERVICES, INC. HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT AND REMOVE BOARD MEMBERS. THEY ALSO HOLD THE RIGHT TO APPROVE CERTAIN SELECT TRANSACTIONS OF ITS SUBSIDIARIES. FORM 990, PART VI, SECTION B, LINE 10A: THE POLICIES DESCRIBED IN PART VI, SECTION B, LINES 10A-16B APPLY TO ALLIANCE, INC. AND ITS AFFILIATES AS LISTED BELOW: ALLIANCE REAL ESTATE HOLDINGS FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES OF THE SHEPPARD AND ENOCH PRATT FOUNDATION, INC. REVIEWS THE FORM 990 AT THE APRIL MEETING. FOLLOWING FINANCE COMMITTEE REVIEW OF THE FORM 990, THE FORM 990 IS POSTED TO THE SHEPPARD PRATT WEBSITE PORTAL FOR THE BOARD OF DIRECTORS REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL TRUSTEES AND KEY EXECUTIVE PERSONNEL TO COMPLETE A CONFLICT-OF-INTEREST QUESTIONNAIRE ANNUALLY. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE CFO WHO SUMMARIZES THE REPORTED CONFLICTS. THIS INFORMATION IS THEN PRESENTED TO THE CEO AND THE CHAIRMAN OF THE BOARD FOR REVIEW. IF IN THE NORMAL COURSE OF CONDUCTING A BOARD MEETING, AN AGENDA TOPIC IS DETERMINED TO PRESENT A CONFLICT OF INTEREST, THE INTERESTED BOARD MEMBER IS REQUIRED TO DISQUALIFY HIM OR HERSELF FROM ANY FURTHER DISCUSSION ON THE MATTER. THE CHAIRPERSON WILL SELECT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION THAT POSES THE POTENTIAL CONFLICT. IF AFTER EXERCISING DUE DILIGENCE THE BOARD DETERMINES THAT IT'S UNABLE TO SECURE A MORE ADVANTAGEOUS TRANSACTION WITH AN ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD WILL DETERMINE WHETHER OR NOT TO ENTER INTO THE TRANSACTION, IF IT IS IN THE BEST INTEREST OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15: SALARIES OF THE CEO AND TOP MANAGEMENT ARE REVIEWED BY THE EMPLOYEE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES OF SHEPPARD AND ENOCH PRATT FOUNDATION, INC. THIS COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE TRUSTEES REVIEW COMPENSATION FOR REASONABLENESS. THEY USE COMPARATIVE INDUSTRY DATA AND FORM 990S OF OTHER ORGANIZATIONS IN THEIR REVIEW PROCESS. THE PROCESS FOR EMPLOYEE COMPENSATION INCLUDES DEVELOPMENT OF COMPENSATION RECOMMENDATIONS BASED ON MARKET SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA AS WELL AS WRITTEN EMPLOYMENT CONTRACTS. THE SALARY INFORMATION FOR THIS GROUP IS OBTAINED BY A CONSULTANT THAT IS ENGAGED BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS CONSULTANT USES CURRENT MARKET COMPENSATION SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA TO MAKE RECOMMENDATIONS, THAT ARE THEN PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE FOR APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE REPORTS THAT COMPENSATION WAS APPROVED TO THE FULL BOARD. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING FOR DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND OTHER POLICIES INCLUDING THE CONFLICT-OF-INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNRESTRICTED TRANSFERS TO AFFILIATES 80,698. PART XII LINE 2C: THE PARENT ENTITY, SHEPPARD AND ENOCH PRATT FOUNDATION, INC., HAS A FINANCE COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. ALLIANCE REAL ESTATE HOLDINGS 8003 CORPORATE DRIVE NOTTINGHAM MD 21236 205264634 REAL ESTATE HOLDINGS MD 0 1231515 ALLIANCE INC SHEPPARD & ENOCH PRATT FOUNDATION INC PO BOX 6815 BALTIMORE MD 21285 521357109 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT AFFILIATED ORGANIZATIONS MD 501(C)(3) 7 N/A 0 SHEPPARD PRATT HEALTH SYSTEM INC PO BOX 6815 BALTIMORE MD 21285 520591684 PROVIDES INPATIENT/OUTPATIENT CARE, EDUC. SVCS & RESID. SVCS MD 501(C)(3) 3 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 SHEPPARD PRATT INVESTMENT INC PO BOX 6815 BALTIMORE MD 21285 521388935 HOLD AND MANAGE ENDOWMENT FUNDS OF RELATED NONPROFIT ENTITIES MD 501(C)(3) 12A SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 MOSAIC COMMUNITY SERVICES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521338141 PROVIDES THERAPEUTIC RESIDENTIAL., REHAB, & SUPPORT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 WAY STATION INC PO BOX 3826 FREDERICK MD 21705 521162749 PROVIDES REHABILIATION AND TREATMENT SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 FAMILY SERVICES INC 610 EAST DIAMOND AVENUE GAITHERSBURG MD 20877 520730225 FOSTER HEALTHY FAMILIES THROUGH EDUCATION, BEHAVIORAL HEALTH SERVICES MD 501(C)(3) 7 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 REVISIONS COMMUNITY DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521849336 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 0 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 020650286 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 0 SHEPPARD PRATT PHYSICIANS PA PO BOX 6815 BALTIMORE MD 21285 521392214 PROVIDE BEHAVIORAL HEALTH CARE & RESIDENCY TRAINING TO MEDICAL PROFESSIONALS MD 501(C)(3) 10 SHEPPARD AND ENOCH PRATT FOUNDATION INC 0 WAY STATION FOUNDATION INC 230 W PATRICK ST PO BOX 3826 FREDERICK MD 21705 521857765 SOLICIT AND ACCEPT FUNDS AND PROPERTY TO SUPPORT AFFILIATED ORGANIZATION MD 501(C)(3) 7 WAY STATION INC 0 BEHAVIORAL HEALTH PARTNERS OF FREDERICK INC PO BOX 6815 BALTIMORE MD 21285 522125435 OUTPATIENT PSYCHIATRIC AND BEHAVIORAL MEDICINE MD 501(C)(3) 3 MOSAIC COMMUNITY SERVICES INC 0 SHEPPARD PRATT PREFERRED RESOURCES INC 6501 N CHARLES STREET TOWSON MD 21285 521757742 INACTIVE MD N/A C 0 SHEPPARD PRATT ASSURANCE COMPANY LLC CARIBBEAN PLAZA 2ND FLOOR NORTH B GEORGE TOWN CJ KYL-1102 981668282 INSURANCE CJ N/A C 0 OMNI HOUSE INC 7440 BALTIMORE ANNAPOLIS BLVD GLEN BURNIE MD 21061 521226449 MENTAL HEALTH, PSYCHIATRIC REHAB, AND RESIDENTIAL MD N/A C 0 0 0 0 1 1 0 0 0 0 0 1 1 0 0 1 1 0 0 0 SCHEDULE R, PART II: WAY STATION INC., MOSAIC COMMUNITY SERVICES INC. AND FAMILY SERVICES INC. WORK WITH NUMEROUS HUD ENTITIES TO CARRY OUT THEIR EXEMPT PURPOSES. WHILE THERE IS BOARD OVERLAP, THE ULTIMATE CONTROL RESIDES WITH HUD. HUD ENTITIES ARE REFLECTED ON THE SCHEDULE R OF WAY STATION INC., MOSAIC COMMUNITY SERVICES INC. AND FAMILY SERVICES INC