2024-02-16T15:59:59-06:00 2023-06-30 410746749 CLIFTONLARSONALLEN LLP 8215 GREENWAY BOULEVARD SUITE 600 MIDDLETON WI 53562 990 2022-07-01 390806297 LAWRENCE UNIVERSITY OF WISCONSIN LAWR 9208327000 711 E BOLDT WAY APPLETON WI 54911 SAMIR DATTA VP FOR FINANCE AND ADMINISTRATION 9208327000 2024-02-08 1 SAMIR DATTA 999009999 1 KIMBERLY ANDERSON CPA P00188889 6086628600 2024-02-08 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z SAMIR DATTA 711 E BOLDT WAY APPLETON WI 54911 136120494 0 X WWW.LAWRENCE.EDU X 1847 WI TO PROVIDE A HIGH QUALITY, LIBERAL ARTS EDUCATION AND SOUND CAREER PREPARATION TO ITS STUDENTS. 36 35 1752 544 300384 279301 14168300 10767043 93269302 95031219 46021760 9504759 463943 497230 153923305 115800251 52502694 52355657 0 0 43862996 47413808 0 0 3221067 32293133 36448390 128658823 136217855 25264482 -20417604 581558284 593158843 68047498 79382947 513510786 513775896 X LAWRENCE UNIVERSITY OF WISCONSIN, THROUGH ITS UNDERGRADUATE RESIDENTIAL COLLEGE AND CONSERVATORY OF MUSIC, EDUCATES STUDENTS IN THE LIBERAL ARTS AND SCIENCES. THE UNIVERSITY IS DEVOTED TO EXCELLENCE AND INTEGRITY IN ALL OF ITS ACTIVITIES AND COMMITTED TO THE DEVELOPMENT OF INTELLECT AND TALENT, THE PURSUIT OF KNOWLEDGE AND UNDERSTANDING, THE CULTIVATION OF SOUND JUDGMENT, AND RESPECT FOR THE PERSPECTIVES OF OTHERS. LAWRENCE PREPARES STUDENTS FOR LIVES OF ACHIEVEMENT, RESPONSIBLE AND MEANINGFUL CITIZENSHIP, LIFELONG LEARNING, AND PERSONAL FULFILLMENT. AS A LEARNING COMMUNITY OF SCHOLARS AND ARTISTS WE ENGAGE EACH OTHER IN A TRANSFORMATIVE PROCESS THAT EMPHASIZES INDIVIDUALIZED LEARNING, SUPPORTED BY AN ENVIRONMENT OF RICH EDUCATIONAL OPPORTUNITIES IN A RESIDENTIAL CAMPUS SETTING. 0 0 84021185 52355657 78064960 PROVIDE LIBERAL ARTS INSTRUCTION TO APPROXIMATELY 1500 UNIVERSITY STUDENTS. LAWRENCE CURRICULUM PROMOTES EXPOSURE TO A WIDE RANGE OF SUBJECT MATTERS AND INTELLECTUAL APPROACHES. IT ALSO CALLS FOR THE FOCUSED STUDY OF A SINGLE AREA OF KNOWLEDGE. WITHIN THIS GENERAL FRAMEWORK, THE STUDENT EXERCISES WIDE LATITUDE IN BUILDING A COURSE OF STUDY. A LAWRENCE EDUCATION, THEN, RESULTS FROM CONSIDERED CHOICES. THE COLLEGE PROVIDES AMPLE ROOM FOR SUCH CHOICES AND ENCOURAGES STUDENTS TO EXERCISE THEM BOLDLY. THE LAWRENCE UNIVERSITY CONSERVATORY OF MUSIC, NOW IN ITS SECOND CENTURY OF EDUCATING STUDENTS FOR CAREERS IN MUSIC, IS A NATIONALLY RECOGNIZED CONSERVATORY DEVOTED EXCLUSIVELY TO THE EDUCATION OF UNDERGRADUATES WITHIN A DISTINGUISHED COLLEGE OF THE LIBERAL ARTS AND SCIENCES. THE LAWRENCE COMMUNITY MUSIC SCHOOL PROVIDES MUSICAL OPPORTUNITIES FOR CITIZENS OF THE FOX VALLEY FROM BIRTH TO ADULTHOOD AND OFFERS LAWRENCE CONSERVATORY MUSIC EDUCATION STUDENTS GUIDED OPPORTUNITIES TO HONE THEIR TEACHING SKILLS. A SUPERB FACULTY OF PERFORMERS, COMPOSERS, SCHOLARS, AND TEACHERS PRIDE THEMSELVES ON THE INDIVIDUAL ATTENTION GIVEN TO MUSIC MAJORS WHO PURSUE THEIR UNDERGRADUATE DEGREES AT LAWRENCE. 16331902 0 668625 PROVIDE STUDENTS WITH SERVICES SUCH AS MUSIC, ATHLETICS, COMMUNITY INVOLVEMENT, RESIDENTIAL LIFE, COUNSELING, HEALTH CENTER, AND MULTICULTURAL AFFAIRS. 11407287 0 15445863 TRADITIONALLY PROVIDE FOOD SERVICE AND HOUSING TO APPROXIMATELY 1500 UNIVERSITY STUDENTS. 6854717 0 1304920 PROVIDE ACADEMIC SUPPORT TO APPROXIMATELY 1500 STUDENTS THROUGH LIBRARY FACILITIES AND INSTRUCTIONAL COMPUTER SERVICE AND PROVIDE PUBLIC SERVICE THROUGH OUR BJORKLUDEN CAMPUS IN DOOR COUNTY AND THE LAWRENCE COMMUNITY MUSIC SCHOOL. 6854717 0 1304920 118615091 1 1 0 0 0 0 0 1 1 1 1 1 0 0 1 1 1 0 1 1 1 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 1 306 0 1 1752 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 36 35 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 WI X AMY FRIEDEL 9208327164 1025 E SOUTH RIVER STREET APPLETON WI 54915 LAURIE CARTER PRESIDENT 40.00 X X 482591 0 100330 LOUIS B BUTLER JR TRUSTEE 1.00 X 0 0 0 LYDIA HOWARTH TRUSTEE 1.00 X 0 0 0 MANSCO PERRY III TRUSTEE 1.00 X 0 0 0 MARTHA J OLSON TRUSTEE 1.00 X 0 0 0 PETER M MUSSER TRUSTEE 1.00 X 0 0 0 KATY SCHWARTZ STREI TRUSTEE 1.00 X 0 0 0 ROBERT PERILLE TRUSTEE 1.00 X 0 0 0 SACHIN SHIVARAM TRUSTEE 1.00 X 0 0 0 SARA QUANDT TRUSTEE 1.00 X 0 0 0 SARAH E SCHOTT TRUSTEE, VICE CHAIR 1.00 X X 0 0 0 SCOTT D MYERS TRUSTEE 1.00 X 0 0 0 SHELLEY A DAVIS TRUSTEE 1.00 X 0 0 0 SID AYABE TRUSTEE 1.00 X 0 0 0 SUSAN HALL TRUSTEE 1.00 X 0 0 0 TAMIKA FRANKLIN TRUSTEE 1.00 X 0 0 0 RICHARD G FESSLER TRUSTEE 1.00 X 0 0 0 WILLIAM J BAER TRUSTEE, SECRETARY 1.00 X X 0 0 0 JON STELLMACHER TRUSTEE 1.00 X 0 0 0 IRENE STROHBEEN TRUSTEE 1.00 X 0 0 0 ANTON R VALUKAS TRUSTEE 1.00 X 0 0 0 BARBARA LAWTON TRUSTEE 1.00 X 0 0 0 BREANNA SKEETS TRUSTEE 1.00 X 0 0 0 CHERYL KOPECKY TRUSTEE 1.00 X 0 0 0 CHRISTOPHER ANZALONE TRUSTEE 1.00 X 0 0 0 CHRISTOPHER MURRAY TRUSTEE 1.00 X 0 0 0 CORY L NETTLES TRUSTEE, CHAIR 1.00 X X 0 0 0 DAVID BLOWERS TRUSTEE 1.00 X 0 0 0 DAVID KNAPP TRUSTEE 1.00 X 0 0 0 DEAN DUMONTHIER TRUSTEE 1.00 X 0 0 0 DENNIS KLAESER TRUSTEE 1.00 X 0 0 0 EVAN BRAVOS TRUSTEE 1.00 X 0 0 0 FRANCESCA ROMERO SIEKMAN TRUSTEE 1.00 X 0 0 0 FREDERICK FISHER TRUSTEE 1.00 X 0 0 0 DANIEL T BUSIEL TRUSTEE 1.00 X 0 0 0 WILLIAM O HOCHKAMMER TRUSTEE 1.00 X 0 0 0 ANNA PONDER VP FOR ADVANCEMENT 40.00 X 0 0 0 KENNY YARBROUGH VP FOR DEI/ANTIRACISM 40.00 X 0 0 0 MARY ALMA NOONAN VP FOR FINANCE & ADMINISTRATION 40.00 X 225734 0 17115 PETER BLITSTEIN PROVOST AND DEAN OF FACULTY 40.00 X 134859 0 22107 PHIL BETZ VP FOR ENROLLMENT MANAGEMENT 40.00 X 0 0 0 SAMIR DATTA VP FOR FINANCE & ADMINISTRATION 40.00 X 175057 0 0 CALVIN HUSMAN VP FOR ALUMNI AND DEVELOPMENT 40.00 X 206505 0 54536 CHRIS CLARKE VP FOR STUDENT LIFE 40.00 X 144879 0 39831 CHRISTOPER CARD VP FOR STUDENT LIFE 40.00 X 116587 0 30237 ERIC MAYES VP FOR DEI 40.00 X 168114 0 53161 KURT KREBSBACH PROFESSOR OF COMPUTER SCIENCE 40.00 X 123777 0 41447 BRIAN PERTL DEAN OF THE CONSERVATORY OF MUSIC 40.00 X 184026 0 51752 CHRISTYN ABARAY ASSISTANT TO THE PRESIDENT 40.00 X 143682 0 45023 JEFFREY STANNARD ASSOC DEAN OF CONSERVATORY 40.00 X 124180 0 13658 ERIC SCHACHT UNIVERSITY COUNSEL 40.00 X 126720 0 14202 MARK BURSTEIN FORMER PRESIDENT 40.00 X 201145 0 35835 CATHERINE KODAT FORMER PROVOST AND DEAN OF FACULTY 40.00 X 352505 0 10267 2910361 0 529501 32 1 1 0 BON APPETIT PO BOX 37613 BOONE ID 50037 MEALS/FOOD SERVICE 4993874 NORTHEAST ASPHALT INC PO BOX 1632 WAUKESHA WI 53187 CONSTRUCTION 2520928 BASSETT MECHANICAL 1215 HYLAND AVENUE KAUKAUNA WI 54130 CONSTRUCTION 1843975 THE BOLDT COMPANY 100 W LAWRENCE ST APPLETON WI 54912 CONSTRUCTION 1387885 FAITH TECHNOLOGIES PO BOX 88529 MILWAUKEE WI 53288 CONSTRUCTION 922091 33 12909 2670364 8083770 875086 10767043 TUITION AND FEES 611710 78064960 78064960 ROOM AND BOARD 611710 15445863 15445863 AUXILIARY ENTERPRISES 611710 1304920 1304920 SUMMER CAMPS AND EVENTS 611710 144949 144949 CONSERVATORY 611710 70527 70527 95031219 5445972 300384 5145588 13001 13001 15161 0 15161 15161 15161 24368407 20309620 4058787 4058787 4058787 6291 12909 7532 -1241 -1241 20251 3091 17160 17160 MISC REVENUE 900099 453149 453149 453149 115800251 95484368 300384 9248456 52355657 52355657 1933299 320675 1360906 251718 683849 88884 594965 34041850 27946602 4182073 1913175 2002912 1792492 83431 126989 6269185 4491728 1773989 3468 2482713 1950591 383416 148706 84118 1879 82239 87147 87147 3332727 1883292 1235314 214121 453940 43342 410078 520 2011112 1766293 173056 71763 1038099 102498 935601 2472276 2199894 272382 2779450 2164578 255441 359431 155382 94361 50642 10379 1691011 1427569 263442 8826949 8370256 456693 1003562 1003562 DINING 4891450 4883165 8285 REPAIRS AND MAINTENANCE 2268022 2152141 103924 11957 TUITION EXPENSES 2005093 2005093 LIBRARY BOOKS 806121 806121 2541931 1767980 665111 108840 136217855 118615091 14381697 3221067 47807 69030 45053044 8635126 13150620 10354339 349918 531454 223531 248353 161559 1058730 315198778 188300284 115642690 126898494 184652391 205268281 219091956 237380274 1781815 1286603 1402953 1428159 581558284 593158843 6930273 9534345 1807205 1865142 44065263 51211446 1882927 1397334 5092465 6837573 8269365 8537107 68047498 79382947 X 100728344 96038140 412782442 417737756 513510786 513775896 581558284 593158843 X -20417604 19794893 887821 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 X X X X 0 0 1 X 440838808 4765806 28580073 13720768 16957576 443506343 487034820 7472399 -30497581 11112947 12057883 440838808 361079910 11083779 133468727 9193628 9403968 487034820 356957659 9944858 13361517 9474187 9709937 361079910 339831165 14710902 19407150 8351317 8640241 356957659 0.11340 0.59200 0.29460 1 0 3149876 3149876 218362772 114953065 103409707 77429179 67779945 9649234 16256951 5567274 10689677 126898494 ALTERNATIVE INVESTMENTS 237380274 F 237380274 POSTRETIREMENT OBLIGATIONS 1666770 ANNUITIES PAYABLE 2634530 ASSET RETIREMENT OBLIGATIONS 4235807 8537107 X 84127308 19794893 -51467836 -31672943 115800251 0 115800251 83862198 0 83862198 52355657 52355657 136217855 PART III, LINE 1A: THE UNIVERSITY DOES NOT ASSIGN OR RECORD A VALUE FOR ART AND OTHER COLLECTIONS RECEIVED AS GIFTS. ACCORDINGLY, THE VALUE OF CERTAIN ART AND OTHER COLLECTIONS HAS BEEN EXCLUDED FROM THE STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: THE UNIVERSITY'S COLLECTIONS SUPPORT ITS INSTRUCTION, RESEARCH AND PUBLIC OUTREACH MISSIONS. PART IV, LINE 2B: AMOUNTS HELD FOR PERKINS LOANS PAYABLE AND STUDENT GROUP AGENCY ACCOUNTS ARE REPORTED ON PART X, LINE 21. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAXES. ACCORDINGLY, THE UNIVERSITY IS NOT SUBJECT TO FEDERAL INCOME TAXES EXCEPT TO THE EXTENT IT DERIVES INCOME FROM CERTAIN ACTIVITIES NOT SUBSTANTIALLY RELATED TO ITS TAX-EXEMPT PURPOSE (UNRELATED TRADE OR BUSINESS ACTIVITIES). THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2023 AND 2022. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: TUITION DISCOUNTS -52,355,657. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT -150,858. CHANGE IN VALUE OF BENEFICIAL INTEREST IN TRUSTS 284,254. CHANGE IN VALUE OF INTEREST RATE SWAP 718,287. CHANGE IN CASH SURRENDER VALUE 36,138. PART XII, LINE 4B - OTHER ADJUSTMENTS: TUITION DISCOUNTS 52,355,657. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 GENERAL POLICY IS INCLUDED IN ALL SUBSTANTIVE PUBLICATIONS DISTRIBUTED. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL STUDENT AID FROM THE U.S. DEPARTMENT OF EDUCATION INCLUDING PELL GRANTS, FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANTS, FEDERAL WORK-STUDY GRANTS, DIRECT STUDENT LOANS, ACADEMIC COMPETITIVENESS GRANT AND NATIONAL SCIENCE AND MATHEMATICS ACCESS TO RETAIN TALENT GRANTS. EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 9 PROGRAM SERVICES OFF CAMPUS EDUCATIONAL EXPERIENCE 566010 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS FOREIGN INVESTMENTS DOMICILED IN THE CAYMAN ISLANDS AND VIRGIN ISLANDS 94409020 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 INVESTMENTS FOREIGN INVESTMENTS DOMICILED IN SCOTLAND AND LUXEMBOURG 4102803 NORTH AMERICA 0 0 INVESTMENTS FOREIGN INVESTMENTS DOMICILED IN CANADA 9996340 1 9 0 0 1 9 109074173 0 109074173 1 0 1 1 1 0 PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F): THE ACCOUNTING METHOD USED IS ACCRUAL. X X X X X X X 0 CAMPBELL AND COMPANY ONE EAST WACKER DR SUITE 2100 CHICAGO IL 60601 CAMPAIGN COUNSEL 0 0 90011 -90011 90011 -90011 GOLF OUTING 19200 12909 6291 500 1827 4464 741 19200 12909 6291 500 1827 4464 741 7532 -1241 20251 2900 191 0 20251 2900 191 3091 17160 WI 1 0 1 0 1.00000 0.00000 AMY FRIEDEL 1025 E SOUTH RIVER ST APPLETON WI 54915 0 AMY FRIEDEL 0 RECORDKEEPING OF GAMING OPERATIONS. X 0 1 SCHOLARSHIPS TO STUDENTS 1494 52355657 0 N/A N/A PART I, LINE 2: SCHOLARSHIP AMOUNTS ARE APPLIED DIRECTLY TO STUDENT ACCOUNTS AFTER A THOROUGH REVIEW OF ELIGIBILITY AND SELECTION CRITERIA. THE UNIVERSITY HAS AN EXPERIENCED FINANCIAL AID DEPARTMENT THAT MONITORS THE USE OF GRANT FUNDS. X X 1 1 X X X X X X 1 1 0 0 0 0 0 0 0 LAURIE CARTER PRESIDENT 434917 0 44000 0 3674 0 54400 0 45930 0 582921 0 0 0 CATHERINE KODAT FORMER PROVOST AND DEAN OF FACULTY 129145 0 1000 0 222360 0 10267 0 0 0 362772 0 0 0 CALVIN HUSMAN VP FOR ALUMNI AND DEVELOPMENT 196159 0 1000 0 9346 0 16454 0 38082 0 261041 0 0 0 MARY ALMA NOONAN VP FOR FINANCE & ADMINISTRATION 119734 0 1000 0 105000 0 9772 0 7343 0 242849 0 0 0 MARK BURSTEIN FORMER PRESIDENT 0 0 1000 0 200145 0 20849 0 14986 0 236980 0 0 0 BRIAN PERTL DEAN OF THE CONSERVATORY OF MUSIC 162726 0 1000 0 20300 0 13870 0 37882 0 235778 0 0 0 ERIC MAYES VP FOR DEI 167114 0 1000 0 0 0 14340 0 38821 0 221275 0 0 0 CHRISTYN ABARAY ASSISTANT TO THE PRESIDENT 109769 0 1000 0 32913 0 9541 0 35482 0 188705 0 0 0 CHRIS CLARKE VP FOR STUDENT LIFE 144879 0 0 0 0 0 9754 0 30077 0 184710 0 0 0 SAMIR DATTA VP FOR FINANCE & ADMINISTRATION 175057 0 0 0 0 0 0 0 0 0 175057 0 0 0 KURT KREBSBACH PROFESSOR OF COMPUTER SCIENCE 122327 0 1450 0 0 0 10450 0 30997 0 165224 0 0 0 PETER BLITSTEIN PROVOST AND DEAN OF FACULTY 133526 0 1333 0 0 0 10966 0 11141 0 156966 0 0 0 PART I, LINE 1A THE FOLLOWING INDIVIDUALS RECEIVED HOUSING ALLOWANCES INCLUDED IN THEIR 2022 CALENDAR TAXABLE COMPENSATION - - ERIC SCHACHT - BRIAN PERTL THE FOLLOWING INDIVIDUALS ARE REQUIRED TO LIVE ON UNIVERSITY PROPERTY AND RECEIVED HOUSING ALLOWANCES NOT INCLUDED IN THEIR 2022 CALENDAR TAXABLE COMPENSATION - - LAURIE CARTER - CHRISTOPHER CARD THE FOLLOWING INDIVIDUALS RECEIVED PERSONAL SERVICES FOR HANDYMAN AND LANDSCAPER SERVICES NOT INCLUDED IN THEIR 2022 CALENDAR TAXABLE COMPENSATION - - LAURIE CARTER PART I, LINES 4A-B LAWRENCE UNIVERSITY ESTABLISHED A 457(F) PLAN FOR THE PRESIDENT. LAURIE CARTER (CURRENT PRESIDENT) HAD EMPLOYER CONTRIBUTIONS TO THE 457(F) PLAN OF $30,000 FOR CALENDAR YEAR ENDED DECEMBER 31, 2022. MARK BURSTEIN RECEIVED SEVERANCE PAYMENTS OF $199,037 AS PART OF A TERMINAL SABBATICAL ARRANGEMENT FOR CALENDAR YEAR ENDED DECEMBER 31, 2022. CATHERINE KODAT RECEIVED SEVERANCE PAYMENTS OF $222,200 FOR CALENDAR YEAR ENDED DECEMBER 31, 2022. MARY ALMA NOONAN RECEIVED SEVERANCE PAYMENTS OF $105,000 FOR CALENDAR YEAR ENDED DECEMBER 31, 2022. CATHERINE KODAT RECEIVED VACATION PAYOUT OF $8,077 FOR CALENDAR YEAR ENDED DECEMBER 31, 2022. MARY ALMA NOONAN RECEIVED VACATION PAYOUT OF $8,456 FOR CALENDAR YEAR ENDED DECEMBER 31, 2022. A WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 97712D6E1 2020-03-11 16055088 CURRENT REFUND OF BOND ISS 8/29/12 AND $10M OF BOND ISS 11/3/14 AND $2M NEW 0 0 0 B WISCONSIN HEALTH AND EDUCATIONAL FACILITIES AUTHORITY 391337855 2023-02-01 43385000 CURRENT REFUND OF BONDS ISSUED 11-3-14 AND NEW MONEY FOR CAPITAL PROJECTS 0 0 0 A 3240000 16056398 226333 2010678 13819387 2022 1 0 0 1 B 43385000 160693 8340699 25185000 9698608 1 0 0 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 1 1 JPMORGAN CHASE BANK 10.000000000000 1 0 0 0 1 A 1 B 1 DISCLOSURE SUBJECT TO FERPA LAW 32900 INSTITUTIONAL GRANT EDUCATION X 262 X 20 300086 FMV X 1 575000 APPRAISAL 1 0 1 1 PART I, COLUMN (B): THE NUMBER OF CONTRIBUTIONS IS BEING REPORTED. PART I, LINE 32B: THE UNIVERSITY WILL RETAIN AN ATTORNEY FOR NONCASH REAL ESTATE GIFTS AND A BROKER FOR PUBLICLY TRADED SECURITIES. SCHEDULE M, LINE 33 THE UNIVERSITY DOES NOT ASSIGN OR RECORD A VALUE FOR ART AND OTHER COLLECTIONS RECEIVED AS GIFTS. ACCORDINGLY, THE VALUE OF CERTAIN ART AND OTHER COLLECTIONS HAS BEEN EXCLUDED FROM THE STATEMENTS OF FINANCIAL POSITION. SUBSEQUENTLY NO AMOUNT IS REPORTED IN COLUMN (C). FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE HAS AUTHORITY TO ACT FOR THE BOARD OF TRUSTEES ON ALL MATTERS EXCEPT FOR THE FOLLOWING: SELECTION AND TERMINATION OF THE PRESIDENT, ELECTION OF TERM TRUSTEES, RECENT GRADUATE TRUSTEES, EMERITI, NON-TRUSTEE BOARD COMMITTEE MEMBERS, AND BOARD OFFICERS, CHANGES IN THE UNIVERSITY'S INSTITUTIONAL MISSION AND PURPOSES, CHANGES TO THE ARTICLES OF CONSOLIDATION AND ADOPTION OF THE ANNUAL BUDGET. THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE CHAIR OF THE BOARD, THE VICE CHAIR OF THE BOARD, THE IMMEDIATE PAST CHAIR OF THE BOARD, THE PRESIDENT OF THE UNIVERSITY, THE SECRETARY OF THE BOARD, THE CHAIRS OF THE ACADEMIC AND STUDENT AFFAIRS, FINANCE, RECRUITMENT AND RETENTION AND DEVELOPMENT COMMITTEES, IF SUCH BOARD COMMITTEES THEN EXIST, AND UP TO THREE ADDITIONAL TERM TRUSTEES APPOINTED ANNUALLY BY THE CHAIR OF THE BOARD AFTER CONSULTATION WITH THE TRUSTEE GOVERNANCE COMMITTEE AND THE PRESIDENT. THE COMMITTEE SHALL BE NO MORE THAN 12 PERSONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WILL BE POSTED ON THE BOARD TRUSTEE WEBSITE PRIOR TO FILING, WHICH IS CONSISTENT WITH HOW ALL MATERIALS FOR BOARD MEETINGS ARE COMMUNICATED TO BOARD MEMBERS. TO RESPECT THE WISHES OF CERTAIN DONORS TO REMAIN ANONYMOUS, WE HAVE CHOSEN NOT TO PROVIDE A FULL DISCLOSURE COPY OF THE 990 TO THE FULL GOVERNING BOARD OF LAWRENCE UNIVERSITY. A FULL DISCLOSURE COPY, WITH ALL DONOR INFORMATION, WILL BE FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ACCORDING TO THE WRITTEN CONFLICT OF INTEREST POLICY, THE SECRETARY OF THE BOARD OF TRUSTEES SHALL REQUEST EACH PRESENT MEMBER OF THE BOARD OF TRUSTEES AND OFFICERS, AND EACH FUTURE MEMBER OF THE BOARD OF TRUSTEES AND OFFICER PRIOR TO FORMAL ELECTION TO COMPLETE AN APPROPRIATE STATEMENT, SIMILAR TO THE ONE APPENDED, AND TO RENEW THE STATEMENT AT LEAST ONCE EVERY YEAR WHILE SERVING IN ANY OF THESE CAPABILITIES. A CONFIDENTIAL FILE SHALL BE MAINTAINED OF SUCH STATEMENTS. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE REVIEWS AND APPROVES THE PRESIDENT'S CABINET OFFICERS AND ANY OTHER DISQUALIFIED PERSON'S COMPENSATION, WHICH IS THEN REPORTED TO THE BOARD. THE COMPENSATION SUBCOMMITTEE ALSO MONITORS COMPENSATION PHILOSOPHIES FOR THE UNIVERSITY AND STAFF. COMPENSATION SURVEY INFORMATION IS USED FROM COMPARABLE INSTITUTIONS. AN INDEPENDENT CONSULTANT IS USED EVERY FEW YEARS AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE ON ITS WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF INTEREST RATE SWAP 718,287. CHANGE IN VALUE IN SPLIT INTEREST AGREEMENT -150,858. CHANGE IN BENEFICIAL INTEREST IN TRUSTS 284,254. CHANGE IN CASH SURRENDER VALUE 36,138.