2024-02-15T16:03:52-06:00 2022-12-31 341874260 CBIZ MHM LLC 700 WEST 47TH STREET SUITE 1100 KANSAS CITY MO 64112 990 2022-01-01 261710999 GUY HARVEY OCEAN FUND INC GUYH 8002881227 757 SE 17TH ST SUITE 217 FORT LAUDERDALE FL 33316 JESSICA HARVEY CEO 8002881227 2024-02-15 1 JESSICA HARVEY XXX-XX-XXXX 1 LISA BURKE P00220718 8169455500 2024-02-15 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z GUY HARVEY FOUNDATION JESSICA HARVEY 757 SE 17TH ST SUITE 217 FORT LAUDERDALE FL 33316 2703775 0 X HTTP://GUYHARVEYFOUNDATION.ORG X 2008 FL SCIENTIFIC RESEARCH AND EDUCATIONAL PROGRAMS AIMED AT CONSERVING THE MARINE ENVIRONMENT. 14 13 11 15 0 0 4290410 2183551 0 0 20019 10637 287898 241873 4598327 2436061 231125 314124 0 0 414402 1022732 0 0 24680 1860211 1678386 2505738 3015242 2092589 -579181 3952649 2525544 3174551 2491680 778098 33864 X TO CONSERVE THE MARINE ENVIRONMENT, NOW AND FOR GENERATIONS TO COME, THROUGH SCIENTIFIC RESEARCH AND EDUCATION. (CONTINUED ON SCHEDULE O)THE GUY HARVEY FOUNDATION (GHF) CONDUCTS SCIENTIFIC RESEARCH AND HOSTS EDUCATIONAL PROGRAMS AIMED AT CONSERVING THE MARINE ENVIRONMENT. THE GHF WILL HELP ENSURE THAT FUTURE GENERATIONS CAN ENJOY AND BENEFIT FROM A NATURALLY BALANCED OCEAN ECOSYSTEM.THE GHF ALSO FUNDS INSPIRED SCIENTIFIC RESEARCH AND INNOVATIVE EDUCATIONAL PROGRAMS DEVELOPED BY UNIVERSITIES, COLLEGES, INSTITUTES, AND NONPROFIT ORGANIZATIONS THAT PROMISE TO BRING NEW IDEAS AND INITIATIVES TO MARINE CONSERVATION AND THAT ENCOURAGE CONSERVATIONS AND BEST MANAGEMENT PRACTICE FOR SUSTAINABLE MARINE ENVIRONMENT. 0 0 1155570 265004 SCIENCE AND RESEARCH: THE GUY HARVEY FOUNDATION (GHF) RESEARCH PROGRAMS ARE DEDICATED TO EXPANDING THE SCIENTIFIC KNOWLEDGE NECESSARY FOR EFFECTIVE CONSERVATION OF FISH POPULATIONS AND MAINTENANCE OF FISH BIODIVERSITY. THE HIGH-QUALITY SCIENTIFIC INFORMATION PROVIDED BY GHF IS CRITICAL TO THE UNIVERSALLY RECOGNIZED URGENT NEED TO DEVELOP AND IMPLEMENT EFFECTIVE MEASURES FOR THE CONSERVATION AND ENHANCEMENT OF FISH RESOURCES WORLDWIDE. RESEARCH PROGRAMS INCLUDE: (1) SATELLITE TAGGING SHORTFIN MAKO SHARKS, (2) SATELLITE AND CONVENTIONAL TAGGING DOLPHINFISH IN THE NW ATLANTIC OCEAN, CARIBBEAN SEA, AND EASTERN TROPICAL PACIFIC, (3) TAGGING AND TRACKING BILLFISH IN THE EASTERN TROPICAL PACIFIC OCEAN, AND (4) SATELLITE TAGGING OF WHALE SHARKS OFF THE YUCATN PENINSULA. (CONTINUED ON SCHEDULE O)1. SATELLITE TAGGING SHORTFIN MAKO SHARKS IN THE NW ATLANTIC OCEAN AND WESTERN CARIBBEAN / GULF OF MEXICO. THE GUY HARVEY FOUNDATION AND GUY HARVEY RESEARCH INSTITUTE (GHRI) AT NOVA SOUTHEASTERN UNIVERSITY DEPLOYED FIVE SATELLITE TRACKING TAGS (SPOT TAGS) ON SHORTFIN MAKO SHARKS IN THE NW ATLANTIC OCEAN AND WESTERN CARIBBEAN / GULF OF MEXICO AS PART OF A MULTIYEAR STUDY TO UNDERSTAND THE MIGRATION PATTERNS AND FISHING MORTALITY FOR THIS SPECIES. THIS RESEARCH PROJECT PROVIDED THE FIRST FISHERIES-INDEPENDENT FISHING MORTALITY RATE FOR THIS ECONOMICALLY AND ECOLOGICALLY IMPORTANT SPECIES, WHICH WAS 10 TIMES HIGHER THAN PREVIOUSLY THOUGHT. THIS DISCOVERY LED THE INTERNATIONAL ORGANIZATION THAT MANAGES MAKO SHARKS TO DOWNGRADE THEIR STATUS TO OVERFISHED WITH OVERFISHING OCCURRING. THIS CHANGE OF STATUS, IN TURN, PROMPTED THE U.S. GOVERNMENT (NOAA) TO INCREASE PROTECTIONS FOR MAKO SHARKS IN FEDERAL WATERS, INCLUDING MANDATING THE RELEASE OF LIVE MAKO SHARKS IN THE COMMERCIAL FISHERY AND AN INCREASED MINIMUM SIZE IN THE RECREATIONAL FISHERY.2. SATELLITE AND CONVENTIONAL TAGGING DOLPHINFISH IN THE NW ATLANTIC OCEAN, CARIBBEAN SEA, AND EASTERN TROPICAL PACIFIC. THE FOUNDATION PARTNERED WITH THE DOLPHINFISH RESEARCH PROGRAM TO DEPLOY POP-UP SATELLITE TRACKING TAGS (PSAT TAGS) AND GEOLOCATING TAGS ON ATLANTIC AND PACIFIC DOLPHINFISH AND TO ENGAGE RECREATIONAL ANGLERS IN A TAG AND RECAPTURE CITIZEN SCIENCE STUDY. THIS HIGHLY REPRODUCTIVE FISH HAS LONG BEEN THOUGHT TO BE IMMUNE TO OVERFISHING BUT ANECDOTAL EVIDENCE IS SHOWING A DECLINE IN THE NUMBERS AND SIZE OF DOLPHINFISH AROUND THE WORLD AND SPECIFICALLY IN THE SOUTHEAST UNITED STATES. THE SATELLITE TAGGING STUDY IS HELPING RESEARCHERS BETTER UNDERSTAND THE SEASON MIGRATIONS OF THESE FISH WHILE THE TAG AND RECAPTURE STUDY IS PROVIDING INVALUABLE DATA ABOUT THE INCREDIBLY FAST GROWTH RATE OF THESE FISH AND HOW OFTEN THEY ARE CAUGHT. THESE DATA ARE FUNDAMENTAL TO CONSERVING THIS COMMERCIALLY AND RECREATIONALLY IMPORTANT SPECIES.3. TAGGING AND TRACKING BILLFISH IN THE EASTERN TROPICAL PACIFIC OCEAN. THE FOUNDATION PARTNERED WITH NOVA SOUTHEASTERN UNIVERSITY AND TROPIC STAR LODGE IN PANAMA ON A COMPREHENSIVE STUDY OF THE BILLFISH AND OTHER LARGE VERTEBRATES THAT INHABIT THE EASTERN TROPICAL PACIFIC OCEAN. THIS IS THE FOURTH YEAR OF A FIVE-YEAR STUDY TO DEPLOY SATELLITE POP-UP TAGS AND ACCELEROMETER TAGS ON BLUE MARLIN, BLACK MARLIN, AND SAILFISH TO BETTER UNDERSTAND THEIR MIGRATION PATTERNS AND HOW THESE SPECIES RECOVER FROM THE CATCH AND RELEASE PROCESS. THERE IS A SIGNIFICANT AMOUNT OF COMMERCIAL FISHING IN THIS REGION SO FISHERIES MANAGERS NEED TO KNOW WHERE THESE BILLFISH ARE TRAVELLING. ADDITIONALLY, THE RECREATIONAL FISHERY IS VERY VALUABLE TO THE REGION SO IT IS IMPORTANT TO UNDERSTAND THE EFFECTS THAT THE CATCH AND RELEASE PROCESS HAS ON THESE ANIMALS. DATA COLLECTED FROM THE DEPLOYMENT OF BAITED REMOTE UNDERWATER VIDEO (BRUV) CAMERAS IS IN THE PROCESS OF BEING SCIENTIFICALLY PUBLISHED.4. SATELLITE TAGGING OF WHALE SHARKS OFF THE YUCATN PENINSULA. THE FOUNDATION PARTNERED WITH CH'OOJ AJAUIL AND THE GUY HARVEY RESEARCH INSTITUTE TO DEPLOY SMART POSITION AND TEMPERATURE (SPOT) TRANSMITTING TAGS ON WHALE SHARKS IN A LONG-TERM MOVEMENT ECOLOGY STUDY. WHALE SHARKS ARE A COSMOPOLITAN SPECIES THAT AGGREGATE ANNUALLY IN LARGE NUMBERS OFF MEXICO ATTRACTING NATURALISTS, SCIENTISTS, AND TOURISTS TO THE SITE. WHALE SHARKS ARE THREATENED BY POLLUTION, BOAT STRIKES AND THE SHARK FIN TRADE. THEIR ANNUAL MIGRATION SUPPORTS AN IMPORTANT SEASONAL ECO-TOURISM ATTRACTION AND ALLOWS ABILITY TO STUDY MULTIPLE SHARKS OVER MULTI YEAR PERIODS TO BETTER UNDERSTAND THEIR MIGRATORY BEHAVIOR OUTSIDE OF THE ANNUAL AGGREGATION PERIOD. THEIR TRACKS ARE MADE PUBLICLY AVAILABLE TO SUPPORT EDUCATIONAL AWARENESS OF THIS IMPORTANT SPECIES AND OVERALL AID IN THEIR CONSERVATION. 571832 49120 EDUCATION: THE GUY HARVEY FOUNDATION (GHF) OFFERS SCHOLARSHIPS TO UNIVERSITY STUDENTS STUDYING MARINE SCIENCE AND WORKING TO BECOME FUTURE LEADERS OF OCEAN CONSERVATION. GHF, IN CONJUNCTION WITH THE GUY HARVEY ENDOWED SCHOLARSHIP PROGRAM, OFFERS FOUR (4) 4-YEAR FLORIDA UNIVERSITY PLAN SCHOLARSHIPS TO GRADUATING HIGH SCHOOL SENIORS WHO PLAN TO ATTEND NOVA SOUTHEASTERN UNIVERSITY. IN ADDITION, SCHOLARSHIPS ARE FUNDED BY THE GUY HARVEY FOUNDATION AND ADMINISTERED BY THE FLORIDA SEA GRANT COLLEGE PROGRAM. (CONTINUED ON SCHEDULE O)FLORIDA SEA GRANT COLLEGE PROGRAM: THESE SCHOLARSHIPS ARE FUNDED BY THE GUY HARVEY FOUNDATION AND ADMINISTERED BY THE FLORIDA SEA GRANT COLLEGE PROGRAM. THE GUY HARVEY SCHOLARSHIP AWARDS SUPPORT UNDERGRADUATE AND GRADUATE STUDENTS WHO ARE ENROLLED FULL TIME AT FLORIDA INSTITUTIONS OF HIGHER EDUCATION WHO ARE CONDUCTING RESEARCH RELATED TO THE BIOLOGY, ECOLOGY, HABITAT, OR MANAGEMENT OF FISH IN FLORIDA'S MARINE ENVIRONMENT. UP TO EIGHT SCHOLARSHIPS WILL BE GIVEN THIS YEAR TO OUTSTANDING FLORIDA STUDENTS. THE SCHOLARS WILL RECEIVE A CERTIFICATE DESIGNED AND SIGNED BY GUY HARVEY AND $5,000 TO SUPPORT THEIR ACADEMIC PROGRAM. THE FOUNDATION AWARDED 8 SCHOLARSHIPS OF $5,000 EACH DURING 2022. 1727402 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 1 0 0 1 0 0 0 0 1 0 0 0 1 21 0 1 11 1 0 0 0 0 0 1 1 0 0 0 0 X 14 13 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 FL X STEVE RODEN 6782968222 757 SE 17TH ST SUITE 217 FT LAUDERDALE FL 33316 STEVE RODEN CO-CHAIR 1.00 X X 0 0 0 JESSICA HARVEY CO-CHAIR 1.00 X X 0 0 0 DEAN KLEVAN TREASURER 0.50 X X 0 0 0 RICH ANDREWS DIRECTOR 0.50 X 0 0 0 RODNEY BARRETO DIRECTOR 0.50 X 0 0 0 PAUL CASTRONOVO DIRECTOR 0.50 X 0 0 0 RICH DAVIES DIRECTOR 0.50 X 0 0 0 JEFF HARKAVY DIRECTOR 0.50 X 0 0 0 ROB KORNAHRENS DIRECTOR 0.50 X 0 0 0 JODI LEWIS DIRECTOR 0.50 X 0 0 0 BOB OSBORN DIRECTOR 0.50 X 0 0 0 CHRIS PETERSON DIRECTOR 0.50 X 0 0 0 GEORGE SCHELLENGER DIRECTOR 0.50 X 0 0 0 ROBERT THOMAS DIRECTOR 0.50 X 0 0 0 PATXI PASTOR CEO (VACATED 9/16/22) 40.00 X 156369 0 17156 156369 0 17156 1 0 1 0 OCEAN FIRST EDUCATION 3015 BLUFF ST BOULDER CO 80301 EDUCATION LICENSING AND CREATION 158026 1 34100 1125081 1024370 161020 2183551 10637 10637 261940 261940 243786 34100 267714 -23928 -23928 1240 0 1240 1240 2621 2621 2621 2436061 0 0 252510 X 257220 257220 40000 40000 16904 16904 173525 89611 83508 406 745708 318115 427593 23787 4373 19414 17678 17678 62034 36507 25350 177 19289 19289 92493 92493 39000 39000 344670 274302 61533 8835 43367 38033 239 5095 126629 75490 50114 1025 24657 1546 23111 765 735 30 188328 113900 65451 8977 1628 104 1359 165 188 188 68090 40410 27680 EXPEDITIONS AND RESEARC 302932 302932 LICENSING FEES 300000 300000 GUY HARVEY MAGAZINE 57575 57575 EDUCATION 41967 41967 26808 26808 3015242 1727402 1263160 24680 2379542 2155883 10905 10905 915425 240466 363434 0 290 290 108000 108000 175053 10000 3952649 2525544 544818 326589 2629733 2165091 3174551 2491680 X 608098 -365602 170000 399466 778098 33864 3952649 2525544 X -579181 -165053 0 X 0 1 X 0 0 X 1192244 1447373 1022186 4290410 2183551 10135764 1192244 1447373 1022186 4290410 2183551 10135764 2178924 7956840 1128 13762 19163 379469 272577 686099 66087 6150 88973 1240 162450 10984313 3496 0.72440 0.70930 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 1 64000 0 0 0 64000 0 PART II-B, LINE 1: THE GUY HARVEY FOUNDATION SUPPORTS THE CENTER FOR SPORTFISHING POLICY. THE CENTER FOR SPORTFISHING POLICY IS THE NATION'S LEADING ADVOCATE FOR SALTWATER RECREATIONAL ANGLERS. THE CENTER ORGANIZES, FOCUSES, AND ENGAGES RECREATIONAL FISHING STAKEHOLDERS TO SHAPE FEDERAL MARINE FISHERIES MANAGEMENT POLICIES. THE FOUNDATION ALSO ENGAGED AN ADVOCACY FIRM TO DEVELOP RELATIONSHIPS WITH STAKEHOLDERS, ADVOCATE FOR STATE APPROPRIATIONS, AND ADVANCE THE FOUNDATION'S EDUCATION INITIATIVES. 0 X 2529497 106694 106694 2422803 13258 13258 2436061 3121936 106694 106694 3015242 0 3015242 PART X, LINE 2: GUY HARVEY OCEAN FOUNDATION, INC. HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS A TAX-EXEMPT ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986. INCOME EARNED IN FURTHERANCE OF THE ORGANIZATION'S TAX-EXEMPT PURPOSE IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE FOUNDATION'S TAX-EXEMPT PURPOSE IS SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. GUY HARVEY OCEAN FOUNDATION, INC. IS TREATED AS A PUBLICLY SUPPORTED ORGANIZATION, AND NOT AS A PRIVATE FOUNDATION. GUY HARVEY OCEAN FOUNDATION, INC. HAS ADOPTED THE PROVISIONS OF ASC TOPIC 740, INCOME TAXES, AND DOES NOT BELIEVE IT HAS ANY MATERIAL INCOME TAX EXPOSURE RELATING TO UNCERTAIN TAX POSITIONS. THE FOUNDATION'S INCOME TAX FILINGS FOR PERIODS AFTER THE YEAR ENDED DECEMBER 31, 2019 REMAIN SUBJECT TO EXAMINATION. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES NET WITH REVENUE ON FORM 990 106,694. PART XI, LINE 4B - OTHER ADJUSTMENTS: OTHER INCOME SEPARATELY STATED IN FINANCIAL STATEMENTS 13,258. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES NET WITH REVENUE ON FORM 990 106,694. 1 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION, RESEARCH, AND SCIENTIFIC STUDY 67190 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION, RESEARCH, AND SCIENTIFIC STUDY 211990 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS 16904 0 0 0 0 0 0 296084 0 296084 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, EDUCATION & RESEARCH 16904 ELECTRONIC TRANSFER 0 N/A N/A 1 0 0 0 0 0 0 PART III ACCOUNTING METHOD: PART I, GENERAL INFORMATION ON ACTIVITIES OUTSIDE THE UNITED STATES: THE GUY HARVEY FOUNDATION PARTNERS WITH LEADING ORGANIZATIONS TO CONDUCT CUTTING-EDGE SCIENTIFIC RESEARCH AIMED AT BETTER UNDERSTANDING THE MARINE ENVIRONMENT AND PROVIDING THE INFORMATION NECESSARY TO HELP ENSURE PROPER FISHERIES MANAGEMENT. THE FOUNDATION'S EDUCATIONAL AND SCIENTIFIC RESEARCH PROGRAMS CONDUCTED IN FOREIGN REGIONS INCLUDE SATELLITE TAGGING, DOLPHINFISH RESEARCH, SHARK GENOME RESEARCH, GRAND CAYMAN STINGRAY SURVEYS, EASTERN TROPICAL PACIFIC SEASCAPE, AND CORAL REEF RESTORATION. SEE FORM 990, PART III, LINE 4A. GALA 277886 34100 243786 166720 60871 11485 28638 277886 34100 243786 166720 60871 11485 28638 267714 -23928 1 NOVA SOUTHEASTERN UNIVERSITY 3301 COLLEGE AVE FT LAUDERDALE FL 33314 591083502 501(C)(3) 200000 0 N/A N/A SCHOLARSHIP FUND OCEAN EXCHANGE 221 SW 3RD AVE FT LAUDERDALE FL 33312 272691376 501(C)(3) 11000 0 N/A N/A COLLEGIATE INNOVATION AWARD AND STUDENT TRAVEL WILDLIFE FOREVER 5350 HWY 61 N STE 7 WHITE BEAR LAKE MN 55110 363566121 501(C)(3) 5000 0 N/A N/A GUY HARVEY SHARK AWARD PROGRAM CENTER FOR SPORTFISHING POLICY PO BOX 1388 BATON ROUGE LA 70821 205671250 501(C)(4) 25000 0 N/A N/A ADVOCACY FOR SALTWATER RECREATIONAL ANGLERS 3 1 FLORIDA SEA GRANT SCHOLARSHIPS 8 40000 0 N/A N/A PART I, LINE 2: TO FOSTER FUTURE GENERATIONS OF MARINE CONSERVATIONISTS AND TO HELP INSPIRE STUDENTS TO CONTINUE LEARNING AND RESEARCHING IN THE FIELD, THE FOUNDATION HAS COMMITTED SUPPORT TO THE NOVA GUY HARVEY ENDOWED SCHOLARSHIP FUND AT NOVA SOUTHEASTERN UNIVERSITY (NSU). THE SCHOLARSHIP FUND SUPPORTS GRADUATE STUDENTS AT NSU WHO ARE PURSUING RESEARCH IN MARINE SCIENCES. THE FOUNDATION SUPPORTS ONE STUDENT THROUGH THE OCEAN EXCHANGE COLLEGIATE AWARD. OCEAN EXCHANGE ACCELERATES THE ADOPTION OF INNOVATIVE SOLUTIONS FOR HEALTHY OCEANS AND THE SUSTAINABLE BLUE ECONOMY. THE AWARD IS GIVEN TO THE SOLUTION THAT ADVANCES OUR UNDERSTANDING OF THE OCEAN HELPING TO MINIMIZE OUR IMPACT ON THESE RESOURCES WHILE USING THEM FOR HUMAN BENEFIT. ULTIMATELY THIS WILL RESULT IN MORE RESILIENT BODIES OF WATER INCLUDING HEALTHY MARINE LIFE AND COASTLINES. OCEAN EXCHANGE SELECTS THE RECIPIENT IN ACCORDANCE WITH AWARD GUIDELINES. THE FOUNDATION WORKS DIRECTLY WITH WILDLIFE FOREVER IN AWARDING THE GUY HARVEY SHARK AWARD. THE GUY HARVEY AWARD WORKS TO EDUCATE PEOPLE ABOUT ISSUES FACING MARINE LIFE AND HIGHLIGHTS THE WORK DONE BY THE GUY HARVEY FOUNDATION TO ENSURE THAT FUTURE GENERATIONS CAN ENJOY AND BENEFIT FROM A NATURALLY BALANCED OCEAN ECOSYSTEM. APPLICANTS SUBMIT ARTWORK INCLUDING A SALT-WATER OR ANADROMOUS STATE-FISH SPECIES ALONG WITH AN ESSAY ABOUT THE STATE-FISH SPECIES AND ITS ROLE IN A HEALTHY OCEAN ECOSYSTEM. THE GUY HARVEY FOUNDATION ALONG WITH A MIX OF PARTNERS FROM THE FISHING AND CONSERVATION INDUSTRIES ASSIST WITH JUDGING. THE FOUNDATION SUPPORTS THE CENTER FOR SPORTFISHING POLICY. THE CENTER FOR SPORTFISHING POLICY IS THE NATION'S LEADING ADVOCATE FOR SALTWATER RECREATIONAL ANGLERS. THE CENTER ORGANIZES, FOCUSES, AND ENGAGES RECREATIONAL FISHING STAKEHOLDERS TO SHAPE FEDERAL MARINE FISHERIES MANAGEMENT POLICIES. SCHOLARSHIPS ARE COORDINATED AND MONITORED BY THE FLORIDA SEA GRANT PROGRAM OFFERED THROUGH THE UNIVERSITY OF FLORIDA. THE SEA GRANT PROGRAM CHOOSES THE RECIPIENTS AND TRACKS THE PROGRESS OF THE RECIPIENTS IN ACCORDANCE WITH SCHOLARSHIP GUIDELINES. X X X 1 0 0 0 0 0 0 0 0 PATXI PASTOR CEO (VACATED 9/16/22) 140732 0 0 0 15637 0 4222 0 12934 0 173525 0 0 0 PART I, LINE 4A THE FOUNDATION AND CEO MUTUALLY AGREED UPON TERMINATION OF THE CEO'S EMPLOYMENT DURING THE YEAR. IN ACCORDANCE WITH THE SEPARATION AGREEMENT, SEVERANCE PAY OF $15,637 WAS PAID TO THE CEO. DR GUY HARVEY - GUY HARVEY INC FOUNDER AND FORMER DIRECTOR 300000 SEE PART IV 0 SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: PART IV, LINE (1), COLUMN (D): ANNUAL LICENSING - THE FOUNDATION ENTERED INTO A SERVICE MARK LICENSE AGREEMENT EFFECTIVE JANUARY 1, 2019, WHICH ALLOWS THE FOUNDATION TO USE THE LICENSED INTELLECTUAL PROPERTY OF GUY HARVEY INC FOR THE PURPOSE OF PROMOTING PUBLIC AWARENESS OF MARINE AND OCEAN WILDLIFE CONSERVATION. THE LICENSED PROPERTY HAS BEEN CREATED, PROMOTED, COMMERCIALIZED, AND USED BY GUY HARVEY INC, IN THE UNITED STATES AND AROUND THE WORLD, IN WAYS THAT ATTACH MATERIAL VALUE TO THE PROPERTY. UNDER THE TERMS OF THE AGREEMENT, ROYALTY FEES OF $300,000 ARE DUE ANNUALLY. X AUCTION ITEMS 123 161020 FAIR MARKET VALUE 0 0 1 1 PART I, COLUMN (B): COLUMN (B) REPRESENTS THE NUMBER OF ITEMS CONTRIBUTED. PART I, LINE 32B: THE FOUNDATION USES A PLATFORM PROVIDED BY AN UNRELATED THIRD PARTY TO STREAMLINE THE SALE OF AUCTION ITEMS AT ITS ANNUAL GALA. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED IN DETAIL WITH MANAGEMENT PRIOR TO FILING. THE FORM 990 IS THEN MADE AVAILABLE TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 12C ALL MEMBERS OF THE BOARD OF DIRECTORS ARE REQUIRED TO ANNUALLY ACKNOWLEDGE THEIR UNDERSTANDING OF AND AGREEMENT TO GUY HARVEY FOUNDATION'S CONFLICT OF INTEREST POLICY. THIS CONFLICT OF INTEREST POLICY IS DESIGNED TO HELP DIRECTORS, OFFICERS, AND EMPLOYEES OF THE GUY HARVEY FOUNDATION IDENTIFY SITUATIONS THAT PRESENT POTENTIAL CONFLICTS OF INTEREST AND TO PROVIDE GUY HARVEY FOUNDATION A PROCEDURE THAT, IF OBSERVED, WILL ALLOW A TRANSACTION TO BE TREATED AS VALID AND BINDING EVEN THOUGH A DIRECTOR, OFFICER, OR EMPLOYEE HAS OR MAY HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE TRANSACTION. IN THE EVENT THERE IS AN INCONSISTENCY BETWEEN THE REQUIREMENTS AND PROCEDURES PRESCRIBED BY THE POLICY AND THOSE IN FEDERAL OR STATE LAW, THE LAW SHALL CONTROL. AS SET FORTH IN THE BYLAWS, DIRECTORS SHALL BE RESPONSIBLE FOR ENSURING THAT NO INTERESTED PERSON, AS DEFINED IN THE CONFLICT OF INTEREST POLICY, OR ANY FAMILY MEMBER OF THE INTERESTED PERSON, WHO HAS A CONFLICT OF INTEREST WITH REGARDS TO ANY BUSINESS DEALINGS OR CONTRACTS OF GUY HARVEY FOUNDATION EXERCISES INFLUENCE AND/OR PARTICIPATES IN DECISIONS RELATED TO THOSE BUSINESS DEALINGS OR CONTRACTS. FURTHER, ANY FINANCIAL ARRANGEMENTS, BUSINESS DEALINGS AND CONTRACTS ENTERED INTO BY GUY HARVEY FOUNDATION WILL BE ON "FAIR MARKET" TERM AS DETERMINED BY INDUSTRY STANDARDS AND LOCAL CONVENTION. THE GOVERNING BOARD OF DIRECTORS SHALL SEEK THE ADVICE OF A QUALIFIED CERTIFIED PUBLIC ACCOUNTANT OR OTHER FINANCIAL OR BUSINESS EXPERT TO DETERMINE FAIR MARKET TERMS, AND SAME SHALL BE DOCUMENTED. FORM 990, PART VI, SECTION B, LINE 15 A COMMITTEE OF THE BOARD OF DIRECTORS REVIEWS THE COMPENSATION OF THE PRESIDENT AND EXECUTIVE DIRECTOR. THE COMMITTEE USES ITS OWN OBSERVATIONS OF THE PRESIDENT AND EXECUTIVE DIRECTOR AND RELIES ON COMMENTS AND FEEDBACK FROM STAFF IN ORDER TO EVALUATE OVERALL PERFORMANCE. THE COMMITTEE ALSO REVIEWS COMPARABILITY DATA OF OTHER SIMILAR ORGANIZATIONS TO ENSURE THE COMPENSATION IS WITHIN REASONABLE RANGE. THE COMMITTEE THEN MAKES A RECOMMENDATION TO THE FULL BOARD OF DIRECTORS WHO THEN APPROVE THE COMPENSATION OF THE PRESIDENT AND EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO INTERNAL REVENUE CODE IRC SEC. 6104. THESE DOCUMENTS ARE NOT MADE AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART IX, LINE 11G CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 6,150. MANAGEMENT AND GENERAL EXPENSES 23,738. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 29,888. EDUCATION CONSULTING: PROGRAM SERVICE EXPENSES 110,882. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 110,882. MAGAZINE MANAGEMENT: PROGRAM SERVICE EXPENSES 46,243. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 46,243. MARKETING AND PUBLIC RELATIONS: PROGRAM SERVICE EXPENSES 19,433. MANAGEMENT AND GENERAL EXPENSES 20,575. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 40,008. OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 1,691. MANAGEMENT AND GENERAL EXPENSES 6,475. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 8,166. PAYROLL PROCESSING: PROGRAM SERVICE EXPENSES 47,624. MANAGEMENT AND GENERAL EXPENSES 6,345. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 53,969. VIDEO PRODUCTION: PROGRAM SERVICE EXPENSES 42,279. MANAGEMENT AND GENERAL EXPENSES 4,400. FUNDRAISING EXPENSES 8,835. TOTAL EXPENSES 55,514. PART XI, LINE 8, PRIOR PERIOD ADJUSTMENT: A FINANCIAL STATEMENT AUDIT WAS CONDUCTED FOR THE YEAR ENDED DECEMBER 31, 2021. AS PART OF THE AUDIT, AN ADJUSTMENT WAS MADE TO REMOVE THE ENDOWMENT FROM THE BOOKS SINCE THE FOUNDATION DOES NOT HAVE VARIANCE POWER OVER THE FUNDS. THE 2021 FORM 990 WAS DUE PRIOR TO COMPLETION OF THE AUDIT AND THUS DID NOT REFLECT THIS ADJUSTMENT. GUY HARVEY OCEAN FUND INC 6 EDEN HOUSE ELIZABETHAN SQ 80 S GEORGE TOWN GRAND CAYMAN CJ RESEARCH AND EDUCATION FOR SUSTAINABLE MARINE ENVIRONMENTS CJ 501(C)(3) EQUIVALENT N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0