2024-11-04T12:25:36-06:00 2023-12-31 420714325 RSM US LLP 201 FIRST ST SE STE 800 CEDAR RAPIDS IA 524011425 990 2023-01-01 474959497 ERIC AND KELLY SCHWARTZ CHARITABLE TRUST ERIC 6414721500 1776 PLEASANT PLAIN RD FAIRFIELD IA 525568757 ERIC SCHWARTZ TRUSTEE 6414721500 2024-10-31 1 1 SHAWNA HULS P01315330 3192985333 2024-10-31 2023 2024-10-15 13:58:12Z ERIC SCHWARTZ 1776 PLEASANT PLAIN RD FAIRFIELD IA 525568757 99678800 0 X N/A X 2015 IA TO SUPPORT THE SANTA BARBARA FOUNDATION. 5 3 0 5 0 0 2090411 99654351 0 0 1006699 24449 0 0 3097110 99678800 870157 2124956 0 0 0 0 0 0 0 198998 193899 1069155 2318855 2027955 97359945 126690369 249210076 0 0 126690369 249210076 TO SUPPORT THE SANTA BARBARA FOUNDATION. 0 0 2124956 2124956 TO SUPPORT THE SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION OF THE ERIC AND KELLY SCHWARTZ CHARITABLE TRUST. 2124956 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 3 1 0 0 0 0 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 IA X CINDY LOWE 6414721500 1776 PLEASANT PLAIN RD FAIRFIELD IA 525568757 X ERIC SCHWARTZ TRUSTEE, PRINCIPAL OFFICER 1.00 0.00 X X 0 0 0 KELLY SCHWARTZ TRUSTEE 1.00 0.00 X 0 0 0 JACQUELINE CARRERA TRUSTEE 1.00 40.00 X 0 401076 81727 AMY WEBBER TRUSTEE 1.00 0.00 X 0 0 0 TODD YUBA TRUSTEE 1.00 40.00 X 0 266785 50186 0 667861 131913 0 0 1 0 0 99654351 99654351 99654351 24449 24449 99678800 0 0 24449 2124956 2124956 193767 193767 132 132 2318855 2124956 193899 0 422994 1379416 126267375 247830660 126690369 249210076 0 0 X 0 0 0 0 126690369 249210076 126690369 249210076 126690369 249210076 97359945 25159762 0 X 0 0 0 X X X 1 SANTA BARBARA FOUNDATION 951866094 7 1 193768 0 1 193768 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 PART IV, SECTION A, LINE 9B: THE ERIC AND KELLY SCHWARTZ CHARITABLE TRUST HOLDS STOCK IN CAMBRIDGE INVESTMENT GROUP, INC., AN IOWA CORPORATION ("CAMBRIDGE"). CAMBRIDGE IS A CLOSELY-HELD CORPORATION WHOSE SHARES ARE NOT REGISTERED FOR TRADING ON ANY EXCHANGE. ERIC SCHWARTZ, DIRECTLY OR INDIRECTLY, OWNS A MAJORITY INTEREST IN CAMBRIDGE. ERIC SCHWARTZ IS THE FOUNDER AND CHAIRMAN OF THE BOARD OF CAMBRIDGE. IN ADDITION, ERIC SCHWARTZ IS EMPLOYED BY CAMBRIDGE AS THE EXECUTIVE CHAIRMAN OF THE BOARD AND RECEIVES COMPENSATION FOR SUCH POSITION. THE CHARITABLE TRUST IS A MINORITY SHAREHOLDER OF CAMBRIDGE. SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION, IS ENTITLED TO APPOINT, REPLACE AND REMOVE A MAJORITY OF THE BOARD OF TRUSTEES. SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION, HAS APPOINTED THREE (3) OF THE CURRENT FIVE (5) TRUSTEES AND CONTROLS THE GOVERNANCE OF THE FILING ORGANIZATION. PART IV, SECTION A, LINE 9C: SEE EXPLANATION FOR LINE 9B ABOVE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 247830660 F 247830660 1 MAHARISHI INTERNATIONAL UNIVERSITY FOUNDATION 1000 NORTH 4TH STREET FAIRFIELD IA 52557 391896290 501(C)(3) 550000 0 DHAMMACHARINEE WITTAYA FOUNDATION OPERATIONAL EXPENSES MAY - AUGUST 2023 MAHARISHI INTERNATIONAL UNIVERSITY DREIER BUILDING FAIRFIELD IA 52556 421315493 501(C)(3) 637855 0 TO DEVELOP EXECUTIVE LEADERSHIP, DIGITAL DELIVERY AND INFRASTRUCTURE. MAHARISHI INTERNATIONAL UNIVERSITY DREIER BUILDING FAIRFIELD IA 52556 421315493 501(C)(3) 437101 0 OPERATIONAL EXPENSES. PROTECT OUR WATER JACKSON HOLE PO BOX 1014 WILSON WY 83014 465538680 501(C)(3) 500000 0 GENERAL SUPPORT. 4 PART I, LINE 2: SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION, IS RESPONSIBLE FOR GRANT ADMINISTRATION AND MAINTAINS DETAILED RECORDS OF THE AMOUNTS AND USE OF GRANT FUNDS. 0 0 0 0 0 0 0 0 0 JACQUELINE CARRERA TRUSTEE 0 401076 0 0 0 0 0 55500 0 26227 0 482803 0 0 TODD YUBA TRUSTEE 0 266785 0 0 0 0 0 27607 0 22579 0 316971 0 0 PART I, LINE 3 TRUSTEES ARE NOT COMPENSATED FOR SERVICES PROVIDED TO THE FILING ORGANIZATION. JACQUELINE CARRERA, TRUSTEE, IS PRESIDENT AND CEO OF, AND RECEIVES COMPENSATION FROM, SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION. SANTA BARBARA FOUNDATION UTILIZES THE FOLLOWING METHODS TO ESTABLISH CEO COMPENSATION: - FORM 990 OF OTHER ORGANIZATIONS - COMPENSATION SURVEY OR STUDY - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE X 1 99654351 APPRAISAL 0 0 0 PART I, COLUMN (B): THE ORGANIZATION TRACKS THE NUMBER OF CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 2 ERIC SCHWARTZ, TRUSTEE, AND KELLY SCHWARTZ, TRUSTEE, HAVE A FAMILY RELATIONSHIP. ERIC SCHWARTZ, TRUSTEE, AND AMY WEBBER, TRUSTEE, HAVE A BUSINESS RELATIONSHIP. JACQUELINE CARRERA, TRUSTEE, AND TODD YUBA, TRUSTEE, HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION OF THE FILING ORGANIZATION, IS ENTITLED TO APPOINT, REPLACE, AND REMOVE A MAJORITY OF THE BOARD OF TRUSTEES. THE SUPPORTED ORGANIZATION HAS APPOINTED THREE (3) OF THE CURRENT FIVE (5) TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B CERTAIN BOARD ACTIONS DESCRIBED IN THE BYLAWS MAY BE TAKEN ONLY WITH PRIOR CONSENT OF SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION OF THE FILING ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 11B THE ORGANIZATION PROVIDES A COPY OF FORM 990 TO ALL TRUSTEES BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY WHICH REQUIRES ALL INTERESTED PERSONS TO DISCLOSE POTENTIAL CONFLICTS OF INTEREST. THIS CONFLICT OF INTEREST POLICY IS REGULARLY MONITORED AND ENFORCED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART VII, SECTION A: JACQUELINE CARRERA, TRUSTEE, IS THE PRESIDENT AND CEO OF, AND RECEIVES COMPENSATION FROM, SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION. TODD YUBA, TRUSTEE, IS VICE PRESIDENT OF FINANCE AND ADMINISTRATION OF, AND RECEIVES COMPENSATION FROM, SANTA BARBARA FOUNDATION, THE SUPPORTED ORGANIZATION. TRUSTEES ARE NOT COMPENSATED FOR SERVICES PROVIDE TO THE FILING ORGANIZATION. SANTA BARBARA FOUNDATION 1111 CHAPALA STREET STE 100 SANTA BARBARA CA 93101 951866094 COMMUNITY FOUNDATION CA 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0