2024-10-01T14:58:12-05:00 2024-03-31 141555429 UHY ADVISORS NORTHEAST INC 4 TOWER PLACE EXECUTIVE PARK 7TH FLOOR ALBANY NY 12203 990 2023-04-01 141410842 RESEARCH FOUNDATION FOR MENTAL HYGIENE INC RESE 5184745661 150 BROADWAY 301 MENANDS NY 122042726 ROBERT E BURKE MANAGING DIRECTOR 5184745661 2024-09-30 1 1 JAMES DANIELS P00603621 5184493166 2024-09-30 2023 2024-10-15 13:58:12Z ROBERT E BURKE 150 BROADWAY 301 MENANDS NY 122042726 253055407 0 X HTTP://CORPORATE.RFMH.ORG X 1952 NY CONDUCT OF STUDIES, TEACHING, TRAINING AND RESEARCH INTO THE CAUSES, NATURE AND TREATMENT OF DISEASES, DISORDERS AND DEFECTS AFFECTING THE MIND, BRAIN AND NERVOUS SYSTEMS AND TO DISCOVER AND APPLY MORE EFFICIENT MEASURES OF PREVENTION, TREATMENT AND CURE OF NERVOUS AND MENTAL HYGIENE DISORDERS. 23 20 1624 23 0 0 247658597 243885170 0 0 309206 2782609 0 0 247967803 246667779 0 0 0 0 102252161 112427165 0 0 0 147578263 137534031 249830424 249961196 -1862621 -3293417 153923115 155721238 72847311 75723960 81075804 79997278 X PLEASE SEE DESCRIPTION FOR FORM 990, PART I, LINE 1 ON SCHEDULE O. 0 0 72374646 SUBSTANCE ABUSE AND MENTAL HEALTH SERVICES ADMINISTRATION ("SAMHSA") - STATE OPIOD RESPONSE: DRUG ABUSE AND ADDICTION RESPONSE GRANT OBJECTIVES ARE TO SUPPORT EPIDEMIOLOGIC, BASIC, CLINICAL AND APPLIED RESEARCH TO DEVELOP NEW KNOWLEDGE AND APPROACHES RELATED TO THE PREVENTION, TREATMENT, ETIOLOGY AND CONSEQUENCES OF OPIOID DRUG ADDICTION. 37201406 NATIONAL INSTITUTES OF HEALTH ("NIH") MENTAL HEALTH RESEARCH GRANT OBJECTIVES ARE TO INCREASE KNOWLEDGE OF BASIC BIOLOGICAL AND BEHAVORIAL PROCESSES THAT UNDERLIE MENTAL AND BEHAVORIAL DISORDERS, AND OF PROCESSES THAT CONTRIBUTE TO MAINTAINING MENTAL HEALTH; TO IMPROVE METHODS OF RESEARCH RELEVANT TO THESE DISORDERS AND TO CONDUCT RESEARCH ON MENTAL HEALTH SERVICES. AREAS OF RESEARCH SUPPORT ARE: NEUROSCIENCES INCLUDING MOLECULAR GENETICS, BEHAVIORIAL SCIENCES, EPIDEMIOLOGY, CLINICAL ASSESSMENT, ETIOLOGICAL STUDIES, TREATMENT, PREVENTION AND RESERACH ON HIV/AIDS BEHAVIOR. 13575196 NATIONAL INSTITUTES OF HEALTH ("NIH") DRUG ABUSE AND ADDITION RESEARCH GRANT OBJECTIVES ARE TO SUPPORT EPIDEMIOLOGIC, BASIC, CLINICAL AND APPLIED RESEARCH TO DEVELOP NEW KNOWLEDGE AND APPROACHES RELATED TO THE PREVENTION, TREATMENT, ETIOLOGY AND CONSEQUENCES OF DRUG ADDICTION. 98404803 NUMEROUS ADDITIONAL RESEARCH PROJECTS, CONDUCT OF STUDIES, TEACHING, TRAINING AND RESEARCH INTO THE CAUSES, NATURE AND TREATMENT OF DISEASES, DISORDERS AND DEFECTS AFFECTING THE MIND, BRAIN AND NERVOUS SYSTEMS AND TO DISCOVER AND APPLY MORE EFFICIENT MEASURES OF PREVENTION, TREATMENT AND CURE OF NERVOUS AND MENTAL HYGIENE DISORDERS. 98404803 221556051 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 421 0 1 1624 1 0 0 0 0 0 0 0 0 0 0 0 0 X 23 20 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X JEFFREY BLACKBURN CONTROLLER 5184745661 150 BROADWAY STE 301 MENANDS NY 12204 X KELLY POSNER RESEARCH SCIENTIST 40.00 X 649301 0 37225 PAUL MARGOLIES PROJECT MANAGER 40.00 X 188591 0 37719 JANELLE DIERKENS MPH VP/DIRECTOR OF RESEARCH 40.00 X X 184033 0 36807 NANCY COVELL RESEARCH SCIENTIST 40.00 X 181417 0 36284 ROBERT BURKE MANAGING DIRECTOR 40.00 X 171458 0 34292 KENNETH MORT PROJECT MANAGER 40.00 X 163135 0 32627 MARLON NIETO DIVISION ADMINISTRATOR 40.00 X 157864 0 31573 COLLEEN CORCORAN DEPUTY MANAGING DIRECTOR 40.00 X 155809 0 31161 JEFFREY BLACKBURN CONTROLLER / DEPUTY TREASURER 40.00 X 117851 0 23571 ANN BUREK OFFICE MGMT / ASSISTANT SECRETARY 40.00 X 75242 0 15048 MICHAEL KOHN PHD SECRETARY (TO MAY) 40.00 X X 47352 0 9471 KATHERINE ELKINGTON PHD RSCH SCI/DIRECTOR 10.00 X 37906 0 7581 PAUL MATTHEWS PHD DIRECTOR 0.20 X 2958 0 0 KAREN AMBLE LMSW DIRECTOR 0.20 X 0 0 0 CONSTANCE BURKE DESIGNATED EX OFFICIO DIR 0.20 X 0 0 0 CHINAZO CUNNINGHAM MD MS EX OFFICIO DIRECTOR 0.20 X 0 0 0 THOMAS CUNNINGHAM DIRECTOR 0.20 X 0 0 0 SUSAN DELANO DIRECTOR 0.20 X 0 0 0 LISA DIXON MD MPH DIRECTOR 0.20 X 0 0 0 CRISTIANE DUARTE PHD MPH DIRECTOR 0.20 X 0 0 0 DONALD GOFF MD DIRECTOR 0.20 X 0 0 0 JEFFREY GOODMAN PHD DIRECTOR 0.20 X 0 0 0 SHERRY GRENZ DIRECTOR 0.20 X 0 0 0 STEWART HUGHES DIRECTOR 0.20 X 0 0 0 GHOLSON LYON MD PHD DIRECTOR 0.20 X 0 0 0 EDWARD NUNES MD PHD DIRECTOR 0.20 X 0 0 0 KARYA OTTEY PHD DESIGNATED DIRECTOR 0.20 X 0 0 0 JILL PETTINGER PSYD EX OFFICIO DIRECTOR 0.20 X 0 0 0 BARBARA RICCI DIRECTOR 0.20 X 0 0 0 CAROLYN SALAFIA MD MSCI DIRECTOR 0.20 X 0 0 0 BLAIR SIMPSON MD PHD DIRECTOR (TO AUG) 0.20 X 0 0 0 THOMAS SMITH MD EX OFFICIO DIRECTOR 0.20 X 0 0 0 JEREMY VEENSTRA-VANDERWEELE DIRECTOR (FROM AUG) 0.20 X 0 0 0 THOMAS O'HARA PRESIDENT 0.50 X X 0 0 0 RAEMEL PASCUAL TREASURER 1.00 X X 0 0 0 HENRY SERSHEN PHD SECRETARY (FROM MAY) 0.20 X X 0 0 0 2132917 0 333359 139 0 1 0 COLUMBIA UNIVERSITY 615 WEST 131ST ST NEW YORK NY 10019 RESEARCH CONTRACTS 13624636 UNIVERSITY EMERGENCY MEDICAL SERVICES 462 GRIDER ST BUFFALO NY 14215 MEDICAL SUPPLIES 10752607 HEALTH RESEARCH INC 150 BROADWAY STE 560 MENANDS NY 12204 RESEARCH CONTRACTS 4038295 SAMARTITAN DAYTOP VILLAGE 362 EAST 148TH STREET BRONX NY 10455 RESEARCH CONTRACTS 3482724 OPAD MEDIA SOLUTIONS 275 MADISON AVENUE NEW YORK NY 10016 ADVERTISING 3308982 224 211263496 32621674 243885170 2855033 2855033 6315204 6387628 -72424 -72424 -72424 246667779 0 0 2782609 X 930170 930170 84397062 68343746 16053316 4525269 3624562 900707 16397258 13297289 3099969 6177406 4947858 1229548 1611179 1501502 109677 124880 29500 95380 137399 137399 25970068 25402890 567178 3443073 3442693 380 229638 110172 119466 1976052 823512 1152540 1959172 1959172 612770 34753 578017 1757261 1727522 29739 710905 641123 69782 754159 754159 257455 -41166 298621 CONTRACTUAL & SUB AWARD 86345846 86345846 LAB & MEDICAL SUPPLIES 5704736 5704736 SUBJECT FEES & OTHER SE 1194245 1194245 RESEARCH EQUIPMENT 1120940 1120940 3624253 1345156 2279097 249961196 221556051 28405145 0 56991478 52324352 23659734 25145479 1265932 36175594 35151702 1415032 1023892 69917596 75149224 673343 2078291 153923115 155721238 26004573 21413781 44017319 49229770 2825419 5080409 72847311 75723960 X 70694482 70351015 10381322 9646263 81075804 79997278 153923115 155721238 -3293417 2214891 0 X 0 1 X 1 1 1 X 220830913 205926489 272577506 247658597 243885170 1190878675 220830913 205926489 272577506 247658597 243885170 1190878675 1190878675 1636623 1045865 1679109 1807919 2855033 9024549 1199903224 0.99250 0.99340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 27187529 26792563 394966 8988065 8359139 628926 1023892 PROVISION FOR FRINGE BENEFIT RATE ADJUSTMENT 5080409 5080409 X 248882670 2214891 2214891 246667779 0 246667779 249961196 0 249961196 0 249961196 PART X, LINE 2: FIN 48 (ASC 740) FINANCIAL STATEMENTS FOOTNOTE RELATED TO UNCERTAIN TAX POSITIONS: THE FOUNDATION FOLLOWS GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ('FASB") REGARDING ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS GUIDANCE CLARIFIES THE ACCOUNTING FOR INCOME TAXES BY PRESCRIBING THE MINIMUM RECOGNITION THRESHOLD AN INCOME TAX POSITION IS REQUIRED TO MEET BEFORE BEING RECOGNIZED IN THE FINANCIAL STATEMENTS AND APPLIES TO ALL INCOME TAX POSITIONS. EACH INCOME TAX POSITION IS ASSESSED USING A TWO STEP PROCESS. A DETERMINATION IS FIRST MADE AS TO WHETHER IT IS MORE LIKELY THAN NOT THAT THE INCOME TAX POSITION WILL BE SUSTAINED, BASED UPON TECHNICAL MERITS, UPON EXAMINATION BY THE TAXING AUTHORITIES. IF THE INCOME TAX POSITION IS EXPECTED TO MEET THE MORE LIKELY THAN NOT CRITERIA, THE BENEFIT RECORDED IN THE FINANCIAL STATEMENTS EQUALS THE LARGEST AMOUNT THAT IS GREATER THAN 50% LIKELY TO BE REALIZED UPON ITS ULTIMATE SETTLEMENT. THE PRIMARY INCOME TAX POSITION TAKEN BY THE FOUNDATION FOR ANY YEARS OPEN UNDER THE VARIOUS STATUTES OF LIMITATIONS ARE THAT THE FOUNDATION CONTINUES TO BE EXEMPT FROM INCOME TAXES AND DOES NOT HAVE UNRELATED BUSINESS INCOME THAT WOULD BE SUBJECT TO INCOME TAXES. THE FOUNDATION BELIEVES THAT THERE ARE NO OTHER TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD SIGNIFICANTLY INCREASE OR DECREASE UNRECOGNIZED TAX BENEFITS WITHIN 12 MONTHS OF THE REPORTING DATE. NONE OF THE FOUNDATION'S FEDERAL OR STATE INCOME TAX RETURNS ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE ("IRS") OR STATE AUTHORITIES. X X 0 0 0 0 0 0 0 0 0 KELLY POSNER RESEARCH SCIENTIST 186124 0 0 0 463177 0 27919 0 9306 0 686526 0 0 0 PAUL MARGOLIES PROJECT MANAGER 188591 0 0 0 0 0 28289 0 9430 0 226310 0 0 0 JANELLE DIERKENS MPH VP/DIRECTOR OF RESEARCH 184033 0 0 0 0 0 27605 0 9202 0 220840 0 0 0 NANCY COVELL RESEARCH SCIENTIST 181417 0 0 0 0 0 27213 0 9071 0 217701 0 0 0 ROBERT BURKE MANAGING DIRECTOR 171458 0 0 0 0 0 25719 0 8573 0 205750 0 0 0 KENNETH MORT PROJECT MANAGER 163135 0 0 0 0 0 24470 0 8157 0 195762 0 0 0 MARLON NIETO DIVISION ADMINISTRATOR 157864 0 0 0 0 0 23680 0 7893 0 189437 0 0 0 COLLEEN CORCORAN DEPUTY MANAGING DIRECTOR 155809 0 0 0 0 0 23371 0 7790 0 186970 0 0 0 SCHEDULE J, PART II, LINE B III OTHER REPORTABLE COMPENATION: OTHER REPORTABLE COMPENSATION REPRESENTS ROYALTIES PAID TO INVENTORS/AUTHORS PURSUANT TO THE FOUNDATION'S PATENT AND INVENTION POLICY. FORM 990, PART VI, SECTION A, LINE 6 DESCRIPTION OF MEMBERSHIP: THE FOUNDATION HAS APPROXIMATELY 800 MEMBERS WHO ARE CLASSIFIED AS FOLLOWS: A. ACTIVE MEMBERS, B. CONTRIBUTING OR SUPPORTING MEMBERS, C. HONORARY MEMBERS. QUALIFICATIONS OF MEMBERS: A. ACTIVE MEMBERS ARE NEW YORK STATE OR FOUNDATION EMPLOYEES AT RESEARCH INSTITUTES OF THE DEPARTMENT OF MENTAL HYGIENE, WORKING AT LEAST HALF-TIME IN STATE GRADES 22 OR HIGHER, OR THE FOUNDATION EQUIVALENT, WHO ARE ACTIVELY ENGAGED IN CONDUCTING DIRECTLY OR ADMINISTERING MENTAL HYGIENE RESEARCH PROJECTS OR PROGRAMS. B. CONTRIBUTING OR SUPPORTING MEMBERS INCLUDE PERSONS WHO BY CONTRIBUTION, BEQUEST, GIFT, OR OTHER ASSISTANCE HAVE SIGNIFICANTLY CONTRIBUTED TO THE PURPOSES OF THE FOUNDATION. C. HONORARY MEMBERS MAY INCLUDE FORMER MEMBERS OF EITHER OF THE PRECEDING CLASSES, OR ADDITIONAL PERSONS WHOM THE FOUNDATION MAY WISH TO RECOGNIZE OR HONOR BECAUSE OF PERSONAL ACHIEVEMENT OR PROFESSIONAL DISTINCTION. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS' POWERS TO ELECT OR APPOINT TO THE GOVERNING BODY: THE ACTIVE MEMBERS ELECT CONTRIBUTING OR SUPPORTING MEMBERS, HONORARY MEMBERS AND CERTAIN MEMBERS OF THE BOARD OF DIRECTORS. MEMBERS OF THE FOUNDATION ARE RESPONSIBLE FOR ELECTION OF 14 OF THE 19 MEMBERS OF THE BOARD OF DIRECTORS WHO SERVE FOUR-YEAR TERMS. FORM 990, PART VI, SECTION A, LINE 7B GOVERNANCE DECISIONS RESERVED OR SUBJECT TO MEMBERS' APPROVAL: THE ONLY DECISION THAT IS SUBJECT TO THE APPROVAL OF THE MEMBERS IS THE DISSOLUTION OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCEDURES: THE FORM 990 IS PREPARED BY THE MANAGEMENT OF THE FOUNDATION AND REVIEWED BY THE INDEPENDENT AUDITORS. THE FORM IS ALSO PRESENTED TO THE AUDIT COMMITTEE, THE FINANCE COMMITTEE, AND THE BOARD FOR THEIR REVIEW AND MEMBER CERTIFICATION. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: THE FOUNDATION HAS A CONFLICT OF INTEREST POLICY WHEREBY OFFICERS, DIRECTORS AND ALL EMPLOYEES ARE REQUIRED TO DISCLOSE CONFLICTS OF INTEREST. THE ORGANIZATION CONSISTENTLY MONITORS THE POLICY, PROVIDES REMINDERS OF ITS EXISTENCE AND THE OBLIGATION OF THOSE WITH A PERCEIVED OR ACTUAL CONFLICT TO PRESENT IT TO THE PROPER REPORTING AUTHORITY, AS PROVIDED FOR IN THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: THE FINANCE COMMITTEE ANNUALLY REVIEWS THE COMPENSATION OF OFFICERS, DIRECTORS AND ALL EMPLOYEES. THE COMMITTEE USES COMPARABLE SALARY DATA FROM AFFILIATED NEW YORK STATE AGENICES, THE RESEARCH INDUSTRY AND OTHER NON-PROFITS. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY OF CERTAIN ORGANIZATION DOCUMENTS TO THE PUBLIC: THE FOUNDATION FILES ANNUAL REPORTS WITH THE CHARITIES BUREAU OF THE NEW YORK STATE ATTORNEY GENERAL'S OFFICE, ACCOMPANIED BY AUDITED FINANCIAL STATEMENTS WHICH ARE ACCESSIBLE BY THE PUBLIC AT THE BUREAU'S WEBSITE. GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE FOR INSPECTION ON REQUEST. FORM 990, PART VII, SEC. A, NONE OF THE MEMBERS OF THE BOARD OF DIRECTORS ARE COMPENSATED FOR SERVING ON THE BOARD. FORM 990, PART IX, LINE 11G OTHER PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 25,402,890. MANAGEMENT AND GENERAL EXPENSES 567,178. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 25,970,068.