2024-08-14T09:50:22-05:00 2023-09-29 346565596 ERNST & YOUNG US LLP 425 HOUSTON STREET STE 600 FORT WORTH TX 76102 990 2022-10-01 237225476 TOM SLICK MEMORIAL TRUST FOR SWRI TOMS 2106845111 6220 Culebra Rd San Antonio TX 782385166 Adam Hamilton Trustee, Agent and Attorney-in-Fact 2106845111 2024-08-14 0 1 Melva Scott P01207335 8173351900 2022 2024-08-08 14:25:15Z Adam Hamilton 6220 Culebra Rd San Antonio TX 782385166 204764 0 X N/A X 1972 TX Support for Southwest Research Institute's Scientific & Educational Purposes 15 12 0 0 0 0 0 0 0 0 0 0 346954 204764 346954 204764 339957 194563 0 0 0 0 0 0 0 6997 10201 346954 204764 0 0 0 0 0 0 0 0 X The purpose of the Trust is to devote and apply the property of the Trust and the income derived therefrom exclusively for the scientific or educational purposes of the Southwest Research Institute within the State of Texas. See Schedule OThe Trust is organized and at all times hereafter shall be operated exclusively for the benefit of the Institute and the Trust shall be supervised in connection with the Institute. 0 0 194563 194563 Cash Distributed to Southwest Research Institute for scientific and educational purposes of the Institute. The Institute's mission is to benefit Government, Industry, and the Public through innovative science & technology. 194563 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 X 15 12 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X Adam Hamilton 2106845111 6220 Culebra Rd San Antonio TX 78238 Adam Hamilton Trustee 0.10 40.00 X 0 1648848 52903 Walter D Downing Jr Trustee 0.10 40.00 X 0 988403 54707 J Dan Bates Trustee 0.10 3.00 X 0 341231 0 David S Zachry Trustee 0.10 2.00 X 0 0 0 Wayne S Alexander Trustee 0.10 3.00 X 0 36000 0 Eugene L Ames Trustee 0.10 2.00 X 0 33000 0 Milton B Lee II Trustee 0.10 3.00 X 0 43250 0 Phillip J Pfeiffer Trustee 0.10 2.00 X 0 35500 0 Mary Ann Rankin Trustee 0.10 2.00 X 0 31500 0 Ricardo Romo Trustee 0.10 2.00 X 0 31500 0 John C Korbell Trustee 0.10 3.00 X 0 39750 0 Sam G Dawson Trustee 0.10 3.00 X 0 59500 0 Phillip D Green Trustee 0.10 2.00 X 0 37000 0 Kimberly S Lubel Trustee 0.10 2.00 X 0 34500 0 Jan Newton Trustee 0.10 3.00 X 0 40750 0 0 3400732 107610 0 0 1 0 0 204764 204764 204764 0 0 204764 194563 194563 232 232 Ad Valorem Tax 9969 9969 204764 194563 10201 0 0 0 0 0 X 0 0 0 0 0 0 X 0 1 X 1 0 X X 1 SOUTHWEST RESEARCH INSTITUTE 741070544 10 1 194563 0 1 194563 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 X Part X, Line 2: From Southwest Research Institute consolidated financial statements (collectively, the Institute) that include the filing organization: Management has evaluated their material tax positions, which include such matters as the tax exempt status of the entity and various positions relative to potential sources of unrelated business income. As of September 29, 2023 and September 30, 2022, there were no uncertain tax benefits identified and recorded as a liability. 1 Southwest Research Institute 6220 Culebra Rd San Antonio TX 782385166 741070544 501(C)3 194563 0 To be used for scientific or educational purposes 1 Schedule I, Line 2, Part I Funds are used at the direction of the Southwest Research Institute Board of Directors for scientific research and development activities. 0 1 0 0 0 0 0 1 0 Adam Hamilton Trustee 0 1063032 0 555058 0 30758 0 30610 0 22293 0 1701751 0 0 Walter D Downing Jr Trustee 0 726008 0 212926 0 49469 0 30610 0 24097 0 1043110 0 0 J Dan Bates Trustee 0 39250 0 0 0 301981 0 0 0 0 0 341231 0 0 Part I, Line 4b Also referencing Form 990, Part VII, Sec. A., Col. (E) and Schedule J, Part II, Col. (B) regarding J. Dan Bates. Southwest Research Institute, a related organization, has a noncontributory defined benefit pension plan, which is a grandfathered 457 plan, that was granted to Institute officers who were employed as of April 30, 1981. Benefits are provided through a group annuity contract. The last active participant, J. Dan Bates, retired in September, 2014. He will receive a monthly benefit for his lifetime, with a twenty-year guarantee. The actual benefit paid in 2022 was $301,981. Additionally, he received Director's Fees of $39,250. Part I, Line 7 The Institute has Officer and Executive Incentive Compensation Plans which are subject to oversight by the Compensation Committee and the Board of Directors. The plans are based on the Institute's mission and use both strategic and operational performance metrics as the basis for annual nonfixed payments, if any. All amounts paid under the incentive plans are reviewed and approved by the Board Compensation Committee. Amounts paid during calendar year 2022 are shown on Sch. J, Part II, Col. (B)(ii). Form 990, Part VI, Section A, line 2 Sam G. Dawson, Director and Phillip D. Green, Director- Business Relationship. Form 990, Part VI, Section B, line 11b The governing body of the organization and of its single beneficiary are the same individuals. These individuals have approved that all funds received by the organization are paid over to the beneficiary upon receipt. The Form 990 is reviewed by the beneficiary's financial officers and General Counsel. A copy of the final Form 990, including all schedules, is electronically provided to all Board members prior to filing. Form 990, Part VI, Section B, line 12c Trustees of the organization are obligated under the conflict of interest policy to disclose all conflict of interest situations and to disclose all family and business relationships annually when completing the annual disclosure questionnaire. The General Counsel's Office monitors the conflict of interest policy and reviews the annual disclosure questionnaires. Potential conflicts of interest are reviewed by the non-interested directors or committee members. Failure to disclose a conflict of interest will result in appropriate disciplinary and corrective action as determined by the Board or committee. Form 990, Part VI, Section C, line 19 The Governing Documents, the Conflict of Interest Policy and Financial Statements are available to the public upon the request of a member of the public. Southwest Research Institute 6220 Culebra Rd San Antonio TX 782385166 741070544 Benefiting Govt.,Industry & the Public thru Innovative Science & Technology TX 501(C)3 Line 10 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Southwest Research Institute B 194563 GL Transaction Amount