2024-08-08T15:13:46-05:00 2023-09-30 593070669 MSL PA 255 S ORANGE AVENUE SUITE 600 ORLANDO FL 32801 990 2022-10-01 851356625 EMPATH-STRATUM INC EMPA 9415525900 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 SAIDA BOUHAMID CHIEF FINANCIAL OFFICER 7275864432 2024-08-08 1 1 VICKI L HINZ CPA P00356696 4077405400 2022 2024-08-08 14:25:15Z X JONATHAN FLEECE 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 41587527 0 X WWW.EMPATHHEALTH.ORG X 2020 FL THE MISSION OF EMPATH-STRATUM, INC. IS TO PROMOTE AND SUPPORT THE CHARITABLE MISSION OF EACH OF ITS AFFILIATES. 10 9 0 0 0 0 0 69496 0 41488503 0 -297904 6853 29528 6853 41289623 0 0 0 0 0 0 0 0 0 1515923 53486651 1515923 53486651 -1509070 -12197028 337557524 406078871 15004825 24389875 322552699 381688996 THE MISSION OF EMPATH-STRATUM, INC. IS TO PROMOTE AND SUPPORT THE CHARITABLE MISSION OF EACH OF ITS AFFILIATES. 0 0 12671400 41518031 EMPATH STRATUM , INC. PROVIDES LEADERSHIP AND STRATEGIC GUIDANCE FOR ITS AFFILIATES: EMPATH HOSPICE DIVISION, EMPATH COMPLETE CARE DIVISION, EMPATH HOME HEALTH DIVISION, EMPATH COMMUNITY SERVICES DIVISION, AND RELATED FOUNDATIONS. 12671400 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 663 0 1 0 0 0 0 0 0 0 0 0 0 0 X 10 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 FL X SAIDA BOUHAMID 9415525900 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 RAFAEL J SCIULLO FORMER PRESIDENT 1.00 46.00 X 0 694975 72264 JONATHAN FLEECE PRESIDENT/CEO 1.00 46.00 X 0 624034 60277 SAIDA BOUHAMID CFO 1.00 46.00 X 0 452197 50184 CHRISTY HENDRICKS CHIEF LEGAL OFFICER 1.00 46.00 X X 0 180995 16558 BENJAMIN HAYES CHAIR 1.00 3.00 X X 0 0 0 JAN MILLER VICE CHAIR 1.00 3.00 X X 0 0 0 CHARLES WHETSTONE TREASURER 1.00 3.00 X X 0 0 0 MARY JEAN ETTEN DIRECTOR 1.00 2.00 X 0 0 0 LINDA DE MELLO DIRECTOR 1.00 2.00 X 0 0 0 DEBORAH NICKLAUS DIRECTOR 1.00 1.00 X 0 0 0 LINDA PLASTER DIRECTOR 1.00 1.00 X 0 0 0 THOMAS STUHLEY DIRECTOR 1.00 3.00 X 0 0 0 MICHAEL USELTON DIRECTOR 1.00 2.00 X 0 0 0 0 1952201 199283 0 1 1 0 SOURCE 1 SOLUTIONS INC 4904 CREEKSIDE DR CLEARWATER FL 33760 IT SERVICES 924363 CONNECTIVITY MARKETING & MEDIA AGENCY 715 FRANKLIN ST TAMPA FL 33602 MARKETING SERVICES 381853 MSL PA 255 S ORANGE AVE ORLANDO FL 32801 AUDIT SERVICES 183569 UXC ECLIPSE USA INC 1775 TYSON BLVD TYSONS VA 22102 BUSINESS SOFTWARE CONSULTING 142214 JORDAN JOHNSON INC 4443 AMANDAS COVE SAN ANTONIO TX 78247 BUSINESS CONSULTING 134591 5 69496 75 69496 MANAGEMENT FEE REVENUE 561000 41488503 41488503 41488503 297904 -297904 -297904 -297904 MISCELLENEOUS INCOME 561499 29528 29528 29528 41289623 41518031 0 -297904 X 810932 810932 920855 319365 601490 119624 119624 42090 42090 36591997 9781534 26810463 1613650 10422 1603228 4639059 111090 4527969 1495069 18760 1476309 3297337 702677 2594660 8642 4908 3734 193611 151252 42359 289 289 1063508 1063508 294752 37509 257243 RECRUITING 913546 749371 164175 TRAINING 703862 593588 110274 MISCELLANEOUS 465789 465789 MEDICAL AND SMALL EQUIP 90385 40040 50345 221654 150884 70770 53486651 12671400 40815251 0 1343018 922192 177 116796 1700403 2060074 32002457 10300614 0 21701843 325899232 381260796 8614694 17170 337557524 406078871 15004825 18902357 0 5487518 15004825 24389875 X 305426465 363162612 17126234 18526384 322552699 381688996 337557524 406078871 X -12197028 71333325 X X 0 1 X 1 0 X X 2 EMPATH HEALTH INC 263605761 10 1 0 0 STRATUM HEALTH SYSTEM INC 472508009 10 1 0 0 2 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3101585 3101585 16473285 228796 16244489 6085 4508 1577 12092519 10067310 2025209 328983 328983 21701843 INVESTMENT IN AFFILIATES 339847606 C INVESTMENT IN HMC 41413190 C 381260796 DUE TO AFFILIATES 5487518 5487518 X 126060135 84832289 84832289 41227846 42090 19687 61777 41289623 66923838 13498964 13498964 53424874 42090 19687 61777 53486651 PART X, LINE 2: WITH THE EXCEPTION OF SOLUTIONS WHICH HAS NO CURRENT OPERATIONS, ALL THE EMPATH HEALTH ENTITIES ARE EXEMPT FROM INCOME TAXES ON INCOME FROM ACTIVITIES IN FURTHERANCE OF THEIR CHARITABLE MISSIONS UNDER SECTION 501(C)(3) AND 501(C)(2) OF THE U.S. INTERNAL REVENUE CODE AND CORRESPONDING STATE TAX LAW. EMPATH HEALTH HAS RECEIVED DETERMINATION LETTERS FROM THE INTERNAL REVENUE SERVICE ("IRS") THAT IT IS EXEMPT FROM FEDERAL INCOME TAX AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE ("IRC"). IT IS ALSO EXEMPT FROM STATE INCOME TAX PURSUANT TO FLORIDA LAW. FURTHER, EMPATH HEALTH IS NOT A PRIVATE FOUNDATION FOR FEDERAL TAX PURPOSES AND QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER IRC SECTION 170 AS WELL AS TAX DEDUCTIBLE BEQUESTS, DEVISES, TRANSFERS OR GIFTS UNDER SECTION 2055, 2106, OR 2522. EMPATH HEALTH IS ANNUALLY REQUIRED TO FILE RETURNS OF ORGANIZATIONS EXEMPT FROM INCOME TAX (FORM 990) WITH THE IRS. IN ADDITION, EMPATH HEALTH IS POTENTIALLY SUBJECT TO INCOME TAX ON NET INCOME DERIVED FROM ACTIVITIES THAT ARE UNRELATED TO ITS EXEMPT PURPOSES, IF ANY. EMPATH HEALTH HAD NO UNRELATED BUSINESS INCOME TAX DURING THE YEARS ENDED SEPTEMBER 30, 2023 AND 2022. SOLUTIONS HAS A SIGNIFICANT NET OPERATING LOSS CARRYFORWARD, AND THE RESULTING DEFERRED TAX ASSET HAS BEEN FULLY RESERVED AS IT IS UNLIKELY TO EVER BE REALIZED. ACCORDINGLY, THESE FINANCIAL STATEMENTS INCLUDE NO PROVISION OR LIABILITY FOR FEDERAL AND STATE INCOME TAXES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN INVESTMENT IN AFFILIATES 519,048. NET ASSET TRANSFER -3,603,110. CHANGE IN BENEFICIAL INTEREST IN NET ASSETS HELD BY OTHERS 1,629,824. CHANGE IN REVENUE OF AFFILIATES INCLUDED IN DIVISION 25,298,467. RECLASS FOR ACQUISITION OF HMC 60,988,060. PART XI, LINE 4B - OTHER ADJUSTMENTS: OTHER NONOPERATING 19,687. PART XII, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN EXPENSES OF AFFILIATES INCLUDED IN DIVISION 13,498,964. PART XII, LINE 4B - OTHER ADJUSTMENTS: OTHER NONOPERATING 19,687. X X X X X 0 0 0 0 0 0 0 0 0 RAFAEL J SCIULLO FORMER PRESIDENT 0 549338 0 135000 0 10637 0 47500 0 24764 0 767239 0 0 JONATHAN FLEECE PRESIDENT/CEO 0 549965 0 50000 0 24069 0 27000 0 33277 0 684311 0 0 SAIDA BOUHAMID CFO 0 396809 0 32522 0 22866 0 27000 0 23184 0 502381 0 0 CHRISTY HENDRICKS CHIEF LEGAL OFFICER 0 155009 0 5626 0 20360 0 5917 0 10641 0 197553 0 0 FORM 990, PART VI, SECTION B, LINE 11B UPON COMPLETION AND BEFORE SUBMISSION, THE FORM 990 IS PROVIDED TO EACH BOARD MEMBER ALONG WITH A SUMMARY OF IMPORTANT HIGHLIGHTS, NOTING THE PAGE NUMBERS AND LINES FOR ITEMS OF PARTICULAR IMPORTANCE TO REVIEW. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, DIRECTORS, TRUSTEES, KEY EMPLOYEES, AND HIGHEST PAID EMPLOYEES (INTERESTED PERSONS) OF THE ORGANIZATION HAVE A DUTY TO AVOID CONFLICTS OF INTEREST, BOTH REAL AND PERCEIVED, WHICH MAY NEGATIVELY IMPACT THE ORGANIZATION OR THOSE IT SERVES. THE ORGANIZATION'S INTERESTED PERSONS ARE TO BE GUIDED BY THE ORGANIZATION'S MISSION, VISION AND VALUES, AND TO SERVE PATIENTS, FAMILIES, AND THE GENERAL PUBLIC WITHOUT NEED FOR ANY PERSONAL FAVOR OR GAIN. THE ORGANIZATION'S ETHICS AND COMPLIANCE PLAN EMPHASIZES THE DUTY INTERESTED PERSONS HAVE TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST THAT MAY BENEFIT THEIR PRIVATE INTERESTS OR RESULT IN A POSSIBLE EXCESS BENEFIT TRANSACTION. CONFLICTS ARE DISCLOSED ANNUALLY ON A CONFLICT OF INTEREST QUESTIONNAIRE THAT IS DISTRIBUTED TO THE OFFICERS, DIRECTORS, KEY EMPLOYEES, AND HIGHEST COMPENSATED EMPLOYEES. IN THE EVENT OF ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST, INTERESTED PERSONS MUST DISLOSE THE EXISTENCE OF THEIR FINANCIAL INTEREST AND DISCLOSE ALL MATERIAL FACTS TO THE BOARD CHAIR, CEO, OR OTHER DESIGNATED PERSONS. IF IT IS DETERMINED THAT AN ACTUAL CONFLICT OF INTEREST EXISTS BETWEEN THE ORGANIZATION AND AN INTERESTED PERSON, THE PARTY WITH A CONFLICT OF INTEREST MUST ABSTAIN FROM ANY DISCUSSION OR VOTING ON THE TRANSACTION OR ARRANGEMENT INVOLVING THE CONFLICT OF INTEREST. AT EACH BOARD MEETING, BOARD MEMBERS ARE REMINDED THAT THEY HAVE SIGNED A CONFLICT OF INTEREST DISCLOSURE AND ARE ASKED TO REVIEW THE AGENDA. AT THAT TIME, FOR THE RECORD, THEY ARE TO DISCLOSE ANY ITEMS WITH WHICH THEY MAY HAVE A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION'S TOP MANAGEMENT OFFICIAL IS THE PRESIDENT AND CEO OF EMPATH HEALTH, INC. (EHI), A RELATED ORGANIZATION. THE CEO'S COMPENSATION IS DETERMINED BY AND PAID FOR BY EHI. THE EXECUTIVE COMMITTEE OF THE EHI BOARD MEETS ANNUALLY TO REVIEW AND APPROVE THE COMPENSATION OF THE PRESIDENT AND CEO. THE EXECUTIVE COMMITTEE'S REVIEW OF CEO COMPENSATION INCLUDES INFORMATION PROVIDED IN THE MOST RECENT EXTERNAL COMPENSATION REVIEW. THE COMPENSATION OF THE ORGANIZATION'S OTHER OFFICERS IS ALSO DETERMINED BY EHI. THE COMPENSATION OF OTHER OFFICERS IS REVIEWED ON AN ANNUAL BASIS BY THE CEO OF EHI. AFTER REVIEWING OFFICER COMPENSATION, THE CEO'S RECOMMENDATIONS ARE THEN APPROVED BY EHI'S BOARD OF DIRECTORS. THESE REVIEWS ARE DOCUMENTED IN EACH EMPLOYEE'S FILE. THE REVIEW OF OTHER OFFICERS' COMPENSATION INCLUDES INFORMATION PROVIDED IN THE MOST RECENT EXTERNAL COMPENSATION REVIEW. EXTERNAL COMPENSATION REVIEWS ARE PERFORMED ACCORDING TO THE FOLLOWING PROCESS: EVERY 3-5 YEARS HUMAN RESOURCES WILL EMPLOY A WELL-RECOGNIZED, INDEPENDENT COMPENSATION CONSULTANT TO REVIEW THE MARKET RANGES FOR THE CEO OF EHI. THE REVIEW WILL INCLUDE A NATIONAL COMPARISON OF SIMILAR JOBS AT SIMILARLY SITUATED COMPANIES IN ORDER TO MAKE CERTAIN THAT THESE KEY EMPLOYEES ARE PAID WITHIN A REASONABLE AND APPROPRIATE RANGE. THE RESULTING RECOMMENDATIONS WILL BE REVIEWED BY THE EXECUTIVE COMMITTEE TO RECOMMEND ANY MARKET-BASED CHANGES OR TO ENSURE THAT THE CURRENT COMPENSATION OF THESE INDIVIDUALS ARE CORRECT. DURING THIS REVIEW, HUMAN RESOURCES WILL ALSO GIVE THE EXECUTIVE COMMITTEE A BROAD OVERVIEW OF THE STRUCTURE OF THE FULL ORGANIZATION'S COMPENSATION SYSTEM, INCLUDING THE PHILOSOPHY AND SYSTEMS SET IN PLACE TO MANAGE IT. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND CONFLICT OF INTEREST POLICIES ARE NOT REQUIRED DISCLOSURES PURSUANT TO IRC SECTION 6104. THESE DOCUMENTS ARE NOT AVAILABLE TO THE PUBLIC AT THIS TIME. FORM 990, PART IX, LINE 11G SALARIES AND BENEFITS ALLOCATION: PROGRAM SERVICE EXPENSES 9,006,488. MANAGEMENT AND GENERAL EXPENSES 21,895,544. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 30,902,032. CONTRACT LABOR: PROGRAM SERVICE EXPENSES 684,469. MANAGEMENT AND GENERAL EXPENSES 4,245,143. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,929,612. CONSULTING: PROGRAM SERVICE EXPENSES 19,000. MANAGEMENT AND GENERAL EXPENSES 23,677. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 42,677. PROFESSIONAL FEES: PROGRAM SERVICE EXPENSES 68,736. MANAGEMENT AND GENERAL EXPENSES 646,099. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 714,835. PATIENT CARE: PROGRAM SERVICE EXPENSES 2,841. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,841. FORM 990, PART XI, LINE 9: CHANGE IN INVESTMENT IN AFFILIATES 2,148,872. NET ASSET TRANSFER -3,603,110. CHANGE IN BENEFICIAL INTEREST IN NET ASSETS HELD BY OTHERS 11,799,503. NET ASSET TRANSFER DUE TO ACQUISITION OF HMC 60,988,060. FORM 990, PART XII, LINE 2C THE BOARD OF DIRECTORS IS RESPONSIBLE FOR THE OVERSIGHT OF THE ORGANIZATION'S FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THERE WAS NO CHANGE IN THIS PROCESS FROM THE PRIOR YEAR. STRATUM HEALTH SYSTEM INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 472508009 PROVIDE A COMPREHENSIVE CONTINUUM OF SERVICES FL 501(C)(3) LINE 12A, I EMPATH-STRATUM INC 0 THE HOSPICE FOUNDATION OF THE FLORIDA SUNCOAST INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 592252045 FUNDRAISING FL 501(C)(3) LINE 7 EMPATH HEALTH INC 0 TIDEWELL HOSPICE INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 591911861 PROVIDE HOSPICE CARE FL 501(C)(3) LINE 7 STRATUM HEALTH SYSTEM INC 0 EMPATH HEALTH INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 263605761 PROVIDE A COMPREHENSIVE CONTINUUM OF SERVICES FL 501(C)(3) LINE 12B, II EMPATH-STRATUM INC 0 THE HOSPICE OF THE FLORIDA SUNCOAST INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 591744006 HOSPICE FL 501(C)(3) LINE 10 EMPATH HEALTH INC 0 THE HOSPICE INSTITUTE OF THE FLORIDA SUNCOAST INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 593176721 INACTIVE FL 501(C)(3) LINE 7 EMPATH HEALTH INC 0 SUNCOAST PACE INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 452980257 PACE PROGRAM FL 501(C)(3) LINE 10 EMPATH HEALTH INC 0 TIDEWELL FOUNDATION INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 850729071 PROVIDE FUNDS TO SUPPORT THE MISSION AND PROGRAMS OF TIDEWELL HOSPICE FL 501(C)(3) LINE 7 STRATUM HEALTH SYSTEM INC 0 AIDS SERVICE ASSOCIATION OF PINELLAS INC DBA EMPATH PARTNERS IN CARE (EPIC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 592862537 AIDS PREVENTION FL 501(C)(3) LINE 7 EMPATH HEALTH INC 0 EMPATH HOSPICE DIVISION INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 881853133 INACTIVE FL 501(C)(3) LINE 7 EMPATH-STRATUM INC 0 EMPATH HOME HEALTH DIVISION INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 872762760 HOSPICE FL 501(C)(3) LINE 7 EMPATH-STRATUM INC 0 EMPATH ELDER SERVICES DIVISION INC DBA EMPATH COMPLETE CARE 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 999999999 INACTIVE - APPLIED FOR FL 501(C)(3) LINE 7 EMPATH-STRATUM INC 0 EMPATH COMMUNITY SERVICES DIVISION INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 999999999 INACTIVE - APPLIED FOR FL 501(C)(3) LINE 7 EMPATH-STRATUM INC 0 EMPATH MEDICAL SERVICES DIVISION INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 999999999 INACTIVE - APPLIED FOR FL 501(C)(3) LINE 7 EMPATH-STRATUM INC 0 HOSPICE OF MARION COUNTY FOUNDATION INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 922461222 PROVIDE FUNDS TO SUPPORT THE MISSION AND PROGRAMS OF HOSPICE OF MARION COUNT FL 501(C)(3) LINE 12A, I EMPATH-STRATUM INC 0 HOSPICE OF MARION COUNTY INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 592214796 PROVIDES END-OF-LIFE CARE AND SERVICES FL 501(C)(3) LINE 10 EMPATH-STRATUM INC 0 HEAL AT HOME HEALTHCARE LLC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 471364127 IN HOME HEALTH CARE FL N/A 0 HOSPICE SYSTEMS INC 6310 CAPITAL DRIVE LAKEWOOD RANCH FL 34202 593502780 INACTIVE FL N/A 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 FORM 990, SCHEDULE R, PART V, LINE 1O AS IDENTIFIED ON SCHEDULE R, PART V, LINE 1O, THE ORGANIZATION SHARES PAID EMPLOYEES WITH OTHER RELATED TAX-EXEMPT ORGANIZATIONS. ON FORM 990, PART IX, STATEMENT OF FUNCTIONAL EXPENSES, THE ORGANIZATION REPORTS A TOTAL EXPENSE OF $30,902,032 ON LINE 11G FOR SALARIES AND BENEFITS ALLOCATION. THIS IS THE COST ALLOCATED TO THEM BY THE OTHER TAX-EXEMPT ORGANIZATIONS FOR THE SHARED EMPLOYEES. THE ORGANIZATION HAD A TOTAL OF 318 EMPLOYEES DEDICATED TO THEIR PURPOSE FOR THE YEAR ENDED 09/30/2023.