2024-05-15T09:23:08-05:00 2023-06-30 410746749 CLIFTONLARSONALLEN LLP TWO INTERNATIONAL PLACE 22ND FLOOR BOSTON MA 02110 990 2022-07-01 060731360 UNIVERSITY OF HARTFORD UNIV 8607685691 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 JAMIE SKOWYRA VP OF FINANCE & CFO 8607685691 2024-05-15 1 JAMIE SKOWYRA 999009999 0 LAURA J KENNEY P00202198 6177170831 2024-05-14 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z STEPHEN MULREADY 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 323962438 0 X WWW.HARTFORD.EDU X 1957 CT THE UNIVERSITY PROVIDES A LEARNING ENVIRONMENT IN WHICH STUDENTS MAY TRANSFORM THEMSELVES INTELLECTUALLY, PERSONALLY AND SOCIALLY. 30 24 3047 74 -15808 0 20669411 13709437 233665408 242333316 7839243 8065673 7822648 5237579 269996710 269346005 103819669 103015000 0 0 99884224 101429158 0 0 3783659 86326719 87090710 290030612 291534868 -20033902 -22188863 412314341 426310606 203173630 223210715 209140711 203099891 DEDICATED TO LEARNING, PERSONAL GROWTH, KNOWLEDGE CREATION, AND THE BETTERMENT OF SOCIETY. THE UNIVERSITY ENGAGES STUDENTS IN AQUIRING THE KNOWLEDGE, SKILLS, AND VALUES NECESSARY TO THRIVE IN AND CONTRIBUTE TO A PLURALISTIC, COMPLEX WORLD. 0 0 248747106 103015000 242333316 THE UNIVERSITY OF HARTFORD IS AN INDEPENDENT, CO-EDUCATIONAL, NON-SECTARIAN INSTITUTION THAT CURRENTLY ENROLLS APPROXIMATELY 5,916 FULL AND PART-TIME STUDENTS THAT REPRESENT 48 US STATES AND 53 FOREIGN COUNTRIES. THE UNIVERSITY PROVIDES INSTRUCTION THROUGH SEVEN SCHOOLS, OFFERING 8 ASSOCIATE DEGREE PROGRAMS, 86 UNDERGRADUATE MAJORS, 47 GRADUATE-LEVEL DEGREE PROGRAMS, AND 6 DOCTORATE DEGREES, AS WELL AS SEVERAL UNDERGRADUATE AND GRADUATE CERTIFICATES AND DIPLOMAS. 248747106 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 1 0 0 0 1 641 0 1 3047 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 30 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK CO CT DC KY MD MA MI NV NH NJ NY OH OK OR SC WA X JAMIE SKOWYRA 8607685708 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 X GREGORY WOODWARD PRESIDENT 40.00 0.00 X X 563877 0 131953 JEROME KATRICHIS FACULTY REGENT 40.00 0.00 X 133435 0 28442 NATALIE POLITIKOS FACULTY REGENT 40.00 0.00 X 119975 0 37917 DONALD ALLAN REGENT - CHAIR 2.00 0.00 X 0 0 0 TANYA TAUPIER REGENT - VICE CHAIR 2.00 0.00 X 0 0 0 PETER TEDONE REGENT - VICE CHAIR 2.00 0.00 X 0 0 0 DAVID THOMPSON REGENT - VICE CHAIR 2.00 0.00 X 0 0 0 KATHLEEN BEHRENS REGENT 2.00 0.00 X 0 0 0 MARCY CAMPBELL REGENT 2.00 0.00 X 0 0 0 MICHAEL DAGLIO REGENT 2.00 0.00 X 0 0 0 MARGARET PEARL DOUGLAS REGENT 2.00 0.00 X 0 0 0 NICHOLAS GALLUCCIO REGENT 2.00 0.00 X 0 0 0 KENNETH GLUECK REGENT 2.00 0.00 X 0 0 0 DAVID GORDON REGENT 2.00 0.00 X 0 0 0 KEVIN GRANT REGENT 2.00 0.00 X 0 0 0 RYAN SPEEDO GREEN REGENT 2.00 0.00 X 0 0 0 RANDY JACOBS REGENT 2.00 0.00 X 0 0 0 MARTIN JOHN REGENT 2.00 0.00 X 0 0 0 MICHELLE KING REGENT 2.00 0.00 X 0 0 0 DEBORAH KOLTENUK REGENT 2.00 0.00 X 0 0 0 MARK LIEB REGENT 2.00 0.00 X 0 0 0 GLENN MESSEMER REGENT 2.00 0.00 X 0 0 0 CHARLES PAGANO REGENT 2.00 0.00 X 0 0 0 ESTHER PRYOR REGENT 2.00 0.00 X 0 0 0 LINDA SHANLEY REGENT 2.00 0.00 X 0 0 0 PAUL SITTARD REGENT 2.00 0.00 X 0 0 0 JEFFREY SHOHAM REGENT (UNTIL 06/23) 2.00 0.00 X 0 0 0 DEVERELL SMITH REGENT 2.00 0.00 X 0 0 0 JOSEPH SYLVESTRO REGENT 2.00 0.00 X 0 0 0 ORIN WOLF REGENT 2.00 0.00 X 0 0 0 BRIAN SMITH REGENT 2.00 0.00 X 0 0 0 MARK BOXER COO (UNTIL 04/2023) 40.00 0.00 X 440099 0 54741 LAURA WHITNEY CFO (UNTIL 07/2022) 40.00 0.00 X 282546 0 22370 KATHRYN PENDERGAST VP DEVELOPMENT 40.00 0.00 X 274330 0 37226 MOLLY POLK VP MARKETING & COMM 40.00 0.00 X 270587 0 26961 AARON ISAACS DEAN OF STUDENTS 40.00 0.00 X 258563 0 25836 JAMIE SKOWYRA VP OF FINANCE AND CFO (AS OF 02/23) 40.00 0.00 X 0 0 0 KATE DION SECRETARY 2.00 0.00 X 0 0 0 STEPHEN M MULREADY DEAN BARNEY 40.00 0.00 X 313648 0 0 SHARON BEVERLY VP ATHLETICS & RECREATION 40.00 0.00 X 307607 0 22800 HISHAM ALNAJJAR DEAN CETA 40.00 0.00 X 248603 0 22669 DATE MERRILL DEAN HARTT SCHOOL 40.00 0.00 X 239191 0 35750 CESARINA THOMPSON DEAN ENHP 40.00 0.00 X 234497 0 21476 KATHERINE BLACK DEAN A&S 40.00 0.00 X 230405 0 52103 NANCY STUART DEAN ART SCHOOL 40.00 0.00 X 191319 0 46466 DAVID GOLDENBERG DEAN HILLYER 40.00 0.00 X 190677 0 50596 H FREDERICK SWEITZER PROVOST 40.00 0.00 X 164983 0 36001 SEBASTIAN SORRENTINO VP OF OPERATIONS 40.00 0.00 X 171709 0 29551 JOHN GALLAGHER MEN'S BASKETBALL COACH 40.00 0.00 X 297992 0 53752 RAYMOND MCGIVNEY AVP, GRADUATE & PROFESSIONAL STUDIES 40.00 0.00 X 218129 0 53637 CARMEN COTEI PROFESSOR 40.00 0.00 X 200664 0 19271 CHRISTOPHER DUPUIS AVP CAPITAL PLANNING & MANAGEMENT 40.00 0.00 X 176579 0 42608 5529415 0 852126 120 0 1 0 ARAMARK FOOD & SUPPORT SERVICES INC ACCT 7423 WEST HARTFORD CT 06117 DINING & FACILITIES 22470221 CONSIGLI CONSTRUCTION COMPANY INC 72 SUMNER STREET MILFORD MA 01757 CONSTRUCTION 14646156 WHITING-TURNER CONTRACTING COMPANY 300 E JOPPA ROAD TOWSON MD 21286 CONSTRUCTION 7193235 CAPITAL EDUCATION 200 SOUTH WACKER DRIVE SUITE 1600 CHICAGO IL 60606 EDUCATION 1846790 ELLUCIAN SUPPORT INC 4 COUNTRY VIEW ROAD MALVERN PA 19355 IT SERVICES 1547513 86 4871503 8837934 335070 13709437 TUITION AND FEES 611710 195944278 195944278 ROOM, BOARD, AND AUXILIARY 721310 40983201 40983201 ORGANIZED ACTIVITIES 711190 3737326 3737326 OTHER AUXILLIARY 900099 1668511 1668511 242333316 5537477 -15808 5553285 57144629 54616433 2528196 2528196 2528196 REBATES/STUDENT CONVENIENCE FEES 900099 5237579 5237579 5237579 269346005 242333316 -15808 13319060 101176422 101176422 1838578 1838578 4753215 2408957 2119155 225103 174593 174593 74629948 64270192 7543549 2816207 4294996 3635825 538821 120350 12010958 9617592 2101054 292312 5565448 4612117 842022 111309 1123051 1123051 348897 348897 692853 692853 10682345 10682345 1181864 686135 495729 4590815 3112790 1338117 139908 4148235 806940 3341295 26853 26853 6962890 6609339 353551 3822041 3214675 607366 463048 317496 145552 5992286 5289400 702886 14418895 10431431 3908994 78470 2135343 16477 2118866 DINING 14367109 14367109 FACILITIES SERVICES 10990568 10990568 ROOM & BOARD 1852489 1852489 TUITION ABATEMENT 1806978 1806978 1484150 1484150 291534868 248747106 39004103 3783659 3258808 1629333 16872559 22875741 8789256 9264173 8261006 8214083 2342658 1104047 6467480 8321487 443331399 267300857 177178934 176030542 87033599 87944464 81642106 90038778 20467935 20887958 412314341 426310606 36634517 23598796 13507952 20950564 140331260 167417425 12699901 11243930 203173630 223210715 X 28399409 19930589 180741302 183169302 209140711 203099891 412314341 426310606 X -22188863 14609186 1538857 X 1 1 X 1 1 1 X 12148046 19425477 24501520 20669411 13709437 90453891 12148046 19425477 24501520 20669411 13709437 90453891 3002901 87450990 2912532 2634753 4063284 3942776 5553285 19106630 7500 250 7750 937186 683538 605968 7822398 5237579 15286669 124854940 1240043359 0.70040 0.74540 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 937,186. 2019 AMOUNT: $ 683,538. 2020 AMOUNT: $ 605,968. 2021 AMOUNT: $ 7,822,398. 2022 AMOUNT: $ 5,237,579. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 2263 2263 0 PART II-B, LINE 1: THE UNIVERSITY OF HARTFORD PAYS MEMBERSHIP DUES TO A MEMBERSHIP ORGANIZATION. A PORTION OF THOSE DUES IS ALLOCATED TO LOBBYING AND REPORTED ON SCHEDULE C, PART II-B. X X X X 0 191364483 3751564 20432053 3660339 28387478 183500283 232738324 1996262 -33345779 2490058 7534266 191364483 176055351 4260968 59788754 7366749 232738324 182811990 1422818 -1358877 6820580 176055351 178755292 3869197 6696435 6508934 182811990 0.11000 0.89000 0.00000 0 0 6542915 6542915 380762083 218976738 161785345 51209482 44405074 6804408 4816919 3919045 897874 176030542 US AND NON-US EQUITIES 46168125 F FIXED INCOME 9268841 F PRIVATE EQUITY FUNDS 21544117 F HEDGED MULT-STRAT. FUNDS 10947372 F REAL ASSETS 2110323 F 90038778 ACCRUED POST RETIREMENT BENEFIT 6737589 FED GOVT STUDENT LOAN ADVANCES 1984996 ASSET RETIREMENT OBLIGATIONS 2521345 11243930 X 181719876 14609186 1538857 16148043 165571833 692853 103081319 103774172 269346005 187760696 0 187760696 692853 103081319 103774172 291534868 PART III, LINE 1A: IT IS THE UNIVERSITY'S POLICY NOT TO CAPITALIZE LIBRARY AND ARTS COLLECTIONS. PURCHASES OF SUCH COLLECTIONS ARE RECORDED AS DECREASES IN UNRESTRICTED NET ASSETS IN THE PERIOD IN WHICH ITEMS ARE ACQUIRED. CONTRIBUTED COLLECTION ITEMS ARE NOT REFLECTED IN THE FINANCIAL STATEMENTS. PROCEEDS FROM THE SALE OF COLLECTION ITEMS OR INSURANCE RECOVERIES ARE REFLECTED AS INCREASES IN THE APPLICABLE NET ASSET CLASS. PART III, LINE 4: COLLECTIONS ARE SUPPORTED BY INTERLIBRARY RESOURCE-SHARING SERVICES FOR BOTH BORROWING AND LENDING MATERIALS. THE HARRISON LIBRARIES COLLECTIONS HAVE HOLDINGS OF MORE THAN 535,000 BOOKS, JOURNALS, MUSIC SCORES, MICROFILMS, VIDEOS, AND DVDS. THE MILDRED P. ALLEN MEMORIAL LIBARARY HOLDS A COLLECTION OF MORE THAN 85,000 BOOKS, SCORES AND PERFORMING EDITIONS, AND MORE THAN 400 ONLINE PRINT JOURNAL AND TITLES. THE UNIVERSITY'S ART COLLECTION IS A MAJOR RESOURCE FOR EDUCTION IN THE VISUAL ARTS FOR STUDENTS, FACULTY, STAFF AND PUBLIC AUDIENCES THROUGHOUT THE REGION WITH SIGNIFICANT EXHIBITIONS BY NOTED ARTISTS AND REGULARLY SCHEDULE PUBLIC PROGRAMS. EXHIBITIONS ARE PRESENTED IN THE JOSELOFF AND SILPE GALLERIES, AND THE HARRY JACK GRAY CENTER WITHIN THE HARTFORD ART SCHOOL. ARTWORKS FROM THE UNIVERSITY'S COLLECTIONS ARE DISPERSED THROUGHOUT CAMPUS. PART V, LINE 4: BOARD DESIGNATED ENDOWMENT FUNDS ARE TO BE USED AS NEEDED TO FUND SCHOLARSHIPS, CAPITAL EXPENDITURES, GENERAL EXPENDITURES, AND PROVIDE PROGRAM SUPPORT. ENDOWED FUNDS WITH DONOR RESTRICTIONS ARE TO BE RETAINED ACCORDING TO DONOR STIPULATIONS. PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE, AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(A) OF THE CODE AND APPLICABLE STATE LAWS, EXCEPT FOR UNRELATED BUSINESS INCOME. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2023 AND 2022, AND THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL CHANGE IN POST-RETIREMENT BENEFITS -180,873. CHANGE IN REMEDIATION LIABILITY -119,352. CHANGE IN VALUE OF PERPETUAL TRUST (HASE, INC.) 1,839,082. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 103,081,319. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 103,081,319. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S RACIALLY NON-DISCRIMINATORY POLICY IS PUBLICIZED IN THE UNIVERSITY'S WEBSITE WITHIN THE TITLE IX PORTION OF THE WEBSITE, ACCESSIBLE VIA THE UNIVERSITY'S HOMEPAGE. ADDITIONALLY, THE UNIVERSITY INCLUDES A SUMMARIZED VERSION OF THE POLICY DIRECTLY ON THE UNIVERSITY'S HOMEPAGE. THE POLICY IS ALSO PUBLICIZED IN THE EMPLOYMENT MANUAL AND THE FACULTY POLICY MANUAL. THE POLICY IS ALSO POSTED ON EMPLOYEE AND STUDENT COMMUNICATION CENTERS LOCATED IN THE AUERBACH COMPUTER AND ADMINISTRATION CENTER, HANDEL PERFORMANCE ARTS CENTER, AND THE FACILITIES BUILDING. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OFFERS NEED-BASED STUDENT FINANCIAL ASSISTANCE TO ELIGIBLE STUDENTS TO HELP DEFRAY THEIR EDUCATIONAL EXPENSES. THE UNIVERSITY CANNOT GUARANTEE EACH APPLICANT THAT HIS OR HER NEED WILL BE MET IN FULL, AS FINANCIAL AID IS CONTINGENT UPON THE TIMELINESS OF THE STUDENT'S APPLICATION, FEDERAL REGULATIONS, AND INSTITUTIONAL POLICIES COVERING FINANCIAL AID AND THE AVAILABILITY OF FUNDS. 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 9922704 EUROPE 0 0 INVESTMENTS 796757 CENTRAL AMERICA AND THE CARIBBEAN 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 131 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 50457 EUROPE 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 117396 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 1150 NORTH AMERICA 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 9688 SOUTH ASIA 0 0 PROGRAM SERVICES EDUCATION/RESEARCH 803 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 68248 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 115137 EUROPE 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 289056 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 93246 NORTH AMERICA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 251608 SOUTH ASIA 0 0 GRANTMAKING INTERNATIONAL SCHOLARSHIPS 3090 0 0 0 0 0 0 10899086 820385 11719471 FINANCIAL AID AND SCHOLARSHIP FUNDS CENTRAL AMERICA AND THE CARIBBEAN 1 108003 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS EAST ASIA AND THE PACIFIC 6 496879 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS EUROPE INCLUDING ICELAND AND GREENLAND 6 455073 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS MIDDLE EAST AND NORTH AFRICA 2 154502 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS NORTH AMERICA 5 224898 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS SOUTH ASIA 1 307271 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS SOUTH AMERICA 6 89952 CHECK FINANCIAL AID AND SCHOLARSHIP FUNDS SUB-SAHARAN AFRICA 1 2000 CHECK 1 0 1 1 1 0 PART I, LINE 2: THE UNIVERSITY HAS SIGNED AGREEMENTS WITH COOPERATING INSTITUTIONS TO ENSURE THAT GRANT PAYMENTS RECEIVED FROM THE UNIVERSITY WILL BE PROPERLY CREDITED TO THE STUDENT ACCOUNTS AT THE FOREIGN UNIVERSITIES. PART I, LINE 3: THE AMOUNTS REPORTED IN COLUMN (F), TOTAL EXPENDITURES FOR EDUCATION AND RESEARCH, PRESENT OTHER FOREIGN ACTIVITY EXPENSES SEPARATELY IDENTIFIABLE BY REGION AND ACTIVITY IN THE UNIVERSITY'S ACCOUNTING SYSTEM. PART III ACCOUNTING METHOD: PART II, LINE 1: INVESTMENTS ARE ACCOUNTED FOR AT FAIR MARKET VALUE. PROGRAM SERVICES AND GRANTMAKING ARE ACCOUNTED FOR USING THE ACCRUAL METHOD OF ACCOUNTING. 1 FINANCIAL AID SCHOLARSHIP FUNDS 3923 101055649 0 PART I, LINE 2: THE UNIVERSITY OFFERS NEED-BASED AND MERIT-BASED FINANCIAL AWARDS. NEED-BASED AWARDS ARE BASED ON THE FAFSA SUBMITTED BY THE STUDENT, AND AWARDED ACCORDING TO THEIR FINANCIAL NEED. MERIT-BASED AWARDS ARE BASED ON A VARIETY OF DIFFERENT FACTORS. UNIVERSITY AWARDS ARE CREDITED TO STUDENT ACCOUNTS. THE UNIVERSITY AWARDS INSTITUTIONAL FUNDS TO STUDENTS ACCORDING TO UNIVERSITY POLICIES. FUNDS ARE MANAGED BY THE OFFICE OF STUDENT FINANCIAL AID AND THE BURSAR'S OFFICE TO COMPLY WITH ALL APPLICABLE COMPLIANCE REGULATIONS. SCHOLARSHIPS AND GRANTS ARE AWARDED IN AN OBJECTIVE AND NONDISCRIMINATORY MANNER. X X X 1 1 X X X X X 1 1 0 0 0 0 0 0 0 GREGORY WOODWARD PRESIDENT 513543 0 0 0 50334 0 27300 0 104653 0 695830 0 45000 0 MARK BOXER COO (UNTIL 04/2023) 437327 0 0 0 2772 0 21150 0 33591 0 494840 0 0 0 JOHN GALLAGHER MEN'S BASKETBALL COACH 297441 0 0 0 551 0 19966 0 33786 0 351744 0 0 0 SHARON BEVERLY VP ATHLETICS & RECREATION 302273 0 0 0 5334 0 22800 0 0 0 330407 0 0 0 STEPHEN M MULREADY DEAN BARNEY 307287 0 0 0 6361 0 0 0 0 0 313648 0 0 0 KATHRYN PENDERGAST VP DEVELOPMENT 273700 0 0 0 630 0 25178 0 12048 0 311556 0 0 0 LAURA WHITNEY CFO (UNTIL 07/2022) 146568 0 0 0 135978 0 13364 0 9006 0 304916 0 0 0 MOLLY POLK VP MARKETING & COMM 270167 0 0 0 420 0 24482 0 2479 0 297548 0 0 0 AARON ISAACS DEAN OF STUDENTS 258185 0 0 0 378 0 23400 0 2436 0 284399 0 0 0 KATHERINE BLACK DEAN A&S 229462 0 0 0 943 0 19101 0 33002 0 282508 0 0 0 DATE MERRILL DEAN HARTT SCHOOL 233857 0 0 0 5334 0 21309 0 14441 0 274941 0 0 0 RAYMOND MCGIVNEY AVP, GRADUATE & PROFESSIONAL STUDIES 217172 0 0 0 957 0 20392 0 33245 0 271766 0 0 0 HISHAM ALNAJJAR DEAN CETA 243269 0 0 0 5334 0 22669 0 0 0 271272 0 0 0 CESARINA THOMPSON DEAN ENHP 231725 0 0 0 2772 0 20855 0 621 0 255973 0 0 0 DAVID GOLDENBERG DEAN HILLYER 185607 0 0 0 5070 0 17228 0 33368 0 241273 0 0 0 NANCY STUART DEAN ART SCHOOL 186188 0 0 0 5131 0 17403 0 29063 0 237785 0 0 0 CARMEN COTEI PROFESSOR 200026 0 0 0 638 0 14807 0 4464 0 219935 0 0 0 CHRISTOPHER DUPUIS AVP CAPITAL PLANNING & MANAGEMENT 176053 0 0 0 526 0 15415 0 27193 0 219187 0 0 0 SEBASTIAN SORRENTINO VP OF OPERATIONS 169473 0 0 0 2236 0 14961 0 14590 0 201260 0 0 0 H FREDERICK SWEITZER PROVOST 162041 0 0 0 2942 0 15452 0 20549 0 200984 0 0 0 JEROME KATRICHIS FACULTY REGENT 130722 0 0 0 2713 0 12122 0 16320 0 161877 0 0 0 NATALIE POLITIKOS FACULTY REGENT 119639 0 0 0 336 0 7979 0 29938 0 157892 0 0 0 PART I, LINE 1A AS A CONDITION OF EMPLOYMENT, UNIVERSITY-OWNED HOUSING IS PROVIDED TO THE PRESIDENT FOR THE CONVENIENCE OF THE UNIVERSITY. THIS BENEFIT WAS NOT CONSIDERED TAXABLE, AND THE VALUE OF THE HOUSING BENEFIT OF $86,616 IS INCLUDED IN SCHEDULE J, PART II, COLUMN (D). THE VICE PRESIDENT OF ATHLETICS RECEIVES A DRIVER SERVICE OF $5,850 AS PART OF HER CONTRACT. THE PRESIDENT AND VICE PRESIDENT OF ATHLETICS RECEIVED HEALTH AND SOCIAL CLUB DUES IN THE FORM OF GOLF COURSE MEMBERSHIPS. THE GOLF COURSE MEMBERSHIPS ARE TREATED AS TAXABLE INCOME. PART I, LINE 1B THE PRESIDENT'S BENEFITS DESCRIBED IN LINE 1A ARE GOVERNED BY THE TERMS OF THE PRESIDENT'S EMPLOYMENT CONTRACT, WHICH WAS APPROVED BY THE COMPENSATION COMMITTEE OF THE UNIVERSITY'S GOVERNING BOARD. PART I, LINES 4A-B THE PRESIDENT ENTERED INTO AN EMPLOYMENT CONTRACT WITH A TERM OF JULY 1, 2017 THROUGH JUNE 30, 2020, WHICH INCLUDES A PROVISION FOR DEFERRED COMPENSATION IN THE AMOUNT OF $45,000 FOR EACH CONTRACT YEAR BEGINNING WITH THE CONTRACT YEAR ENDING JUNE 30, 2018, CONTINGENT UPON SATISFACTORY OVERALL PERFORMANCE EACH CONTRACT YEAR AND SATISFACTORY COMPLETION OF HIS CONTRACT TERM, WITH ANY SUCH DEFERRED COMPENSATION ACCRUED ANNUALLY AND PAYABLE WITHIN 30 DAYS OF THE END OF THE PRECEDING CONTRACT YEAR. THE CONTRACT HAS BEEN EXTENDED FOR THREE YEARS. PAYMENTS OF THE CALENDAR YEAR 2022 ARE INCLUDED IN SCHEDULE J, PART II, COLUMNS (B)(III) AND (F). LAURA WHITNEY SEPARATED FROM SERVICE IN JULY 2022 AND WAS PAID $135,000 SEPARATION PAYMENTS PER AGREEMENT WITH THE UNIVERSITY. A ST OF CT HEALTH & FACILITIES AUTH SERIES N 060806186 20775DDY5 2019-12-05 144693712 TO FUND CONSTRUCTION OF THE NEW ACADEMIC BUILDING. 0 0 0 B ST OF CT HEALTH & FACILITIES AUTH SERIES P 060806186 20775DTX0 2022-07-01 25743525 TO FUND CONSTRUCTION OF UNIVERSITY FACILITIES 0 0 0 A 2960000 144693712 1604774 49187377 93077757 823804 2023 1 0 0 1 B 25743525 510000 19111060 6122645 0 0 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 1 1 0 0 0 0 0 1 B 0 1 1 0 0 0 0 0 1 A 1 B 1 SCHEDULE K, PART I, LINE A, COLUMN F PURPOSE OF SERIES N BONDS: PROCEEDS USED TO REFUND PRIOR ISSUES, SERIES H, JULY 1, 2012; SERIES I, JULY 1, 2012; SERIES J, SEPTEMBER 1, 2015; SERIES K, JULY 24, 2015; SERIES L, SEPTEMBER 1, 2015; SERIES M, SEPTEMBER 1, 2015. PROCEEDS USED TO FUND CONSTRUCTION OF THE NEW ACADEMIC BUILDING TO BE USED FOR THE SCHOOLS OF ENHP AND CETA, AND RENOVATIONS TO DANA AND UTC HALLS. SCHEDULE K, PART III, LINE 3A MANAGEMENT AND SERVICE CONTRACTS MANAGEMENT AND SERVICE CONTRACTS IN UNIVERSITY BOND FINANCED SPACE, AS APPLICABLE, FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURES 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. SCHEDULE K, PART VI, LINE 2 ON DECEMBER 5, 2019, THE UNIVERSITY REFINANCED ALL EXISTING BONDS AND ISSUED CHEFA SERIES N FOR $132 MILLION, AT A $12.7 MILLION PREMIUM. IN ADDITION TO RETIRING ALL EXISTING BONDS, THESE FUNDS ARE RESTRICTED FOR THE USE OF CONSTRUCTING A NEW ACADEMIC BUILDING ON CAMPUS. THE UNIVERSITY CONSIDERS THE USE OF THESE FUNDS TO MEET THE 2-YEAR EXCEPTION CONCERNING THE REBATE REQUIREMENT AS PROCEEDS OF THE ISSUANCE ARE BEING SPENT IN ACCORDANCE WITH A 2-YEAR EXPENDITURE SCHEDULE MEASURED FROM THE DATE OF ISSUANCE. JAMES FULLER KEY EMPLOYEE SPOUSE 104625 EMPLOYMENT 0 RYAN POLK OFFICER SPOUSE 69968 EMPLOYMENT 0 X 13 327070 FAIR MARKET VALUE X PIANO 1 8000 DONOR RECEIPTS 0 1 0 PART I, COLUMN (B): IN COLUMN B, THE UNIVERSITY IS REPORTING THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE OF THE BOARD IS AUTHORIZED TO EXERCISE POWERS OF THE BOARD WHEN THE BOARD IS NOT IN SESSION EXCEPT THOSE POWERS EXPLICITLY EXCLUDED IN THE BOARD'S BY-LAWS AND THOSE POWERS WHICH ARE NOT DELEGABLE UNDER STATE LAW. THERE ARE NO MATERIAL DIFFERENCES IN VOTING RIGHTS AMONG MEMBERS OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY INDEPENDENT TAX CONSULTANTS WITH INFORMATION PROVIDED BY MANAGEMENT. SENIOR MANAGEMENT REVIEWED AND PRESENTED THE FORM 990 TO THE AUDIT COMMITTEE, FOR REVIEW PRIOR TO THE FILING DATE. THE FINAL FORM 990 WAS PROVIDED TO THE BOARD MEMBERS BEFORE THE FILING DATE. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY HAS BOARD-APPROVED CONFLICT OF INTEREST POLICIES COVERING ALL BOARD MEMBERS, OFFICERS, AND EMPLOYEES. THE BOARD POLICY IS DISTRIBUTED ANNUALLY TO ALL BOARD MEMBERS. THE POLICY FOR EMPLOYEES AND OFFICERS IS DISTRIBUTED ANNUALLY AND/OR AVAILABLE ON THE UNIVERSITY WEBSITE. ALL OFFICERS, BOARD MEMBERS, AND KEY EMPLOYEES ARE ASKED TO REPORT ANNUALLY ON WHETHER OR NOT THEY HAVE ANY POTENTIAL CONFLICTS. EACH REPORTED CONFLICT AND POTENTIAL CONFLICT IS REVIEWED AND THE RELEVANT POLICY APPLIED. ANY PERSON DETERMINED TO HAVE A CONFLICT IS REMOVED FROM ANY AFFECTED DECISION-MAKING PROCESS. THE OFFICE OF HUMAN RESOURCE DEVELOPMENT IS CHARGED WITH REVIEWING AND RECOMMENDING ACTION ON CONFLICT OF INTEREST ISSUES INVOLVING EMPLOYEES. VIOLATION OF UNIVERSITY POLICIES, INCLUDING THE CONFLICT OF INTEREST POLICY, IS SUBJECT TO DISCIPLINARY ACTION UP TO AND INCLUDING TERMINATION. POTENTIAL CONFLICTS INVOLVING BOARD MEMBERS ARE REVIEWED AND RESOLVED BY THE BOARD CHAIR OR PRESIDENT AS APPROPRIATE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION OF THE FOLLOWING OFFICERS IS REVIEWED AND SET BY THE COMPENSATION COMMITTEE OF THE BOARD: PRESIDENT, EXECUTIVE VICE PRESIDENT AND CHIEF OPERATING OFFICER, PROVOST, VICE PRESIDENT FOR FINANCE, VICE PRESIDENT FOR DEVELOPMENT AND ALUMNI AFFAIRS, VICE PRESIDENT FOR STUDENT AFFAIRS, VICE PRESIDENT FOR MARKETING AND ENROLLMENT, AND THE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY. THE COMPENSATION COMMITTEE CONSIDERS COMPENSATION COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION IS CONTEMPORANEOUSLY DOCUMENTED IN BOARD MINUTES. COMPENSATION OF COLLEGE DEANS, WHICH INCLUDES ALL KEY EMPLOYEES FOR PURPOSES OF FORM 990, IS REVIEWED AND SET ANNUALLY BY THE PROVOST. AS WITH COMPENSATION WITH OFFICERS, CONSIDERATIONS INCLUDE COMPENSATION COMPARABILITY STUDIES AS WELL AS THE PERFORMANCE OF EACH INDIVIDUAL. THE COMMITTEE APPROVES COMPENSATION CHANGES AS PART OF THE ANNUAL BUDGET PROCESS OR AS NEEDED. THE COMMITTEE LAST MET IN SUMMER OF 2023. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS OF THE UNIVERSITY ARE AVAILABLE UPON REQUEST, AND INCLUDED ON GUIDESTAR. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AS PART OF THE UNIVERSITY'S EMPLOYMENT MANUAL AND IS ALSO AVAILABLE UPON REQUEST. REGARDING GOVERNANCE DOCUMENTS, THE ACT OF AUTHORIZING THE ESTABLISHMENT OF THE UNIVERSITY OF HARTFORD, 1957 CONNECTICUT SPECIAL ACT NO. 3, IS AVAILABLE TO THE PUBLIC AS A PUBLIC DOCUMENT. THE UNIVERSITY MAKES IT CORPORATE BYLAWS AVAILABLE FOR INSPECTION UPON REQUEST. FORM 990, PART VII, SECTION A REGENTS ARE NOT COMPENSATED FOR THEIR SERVICES. FACULTY REGENTS ARE COMPENSATED AS EMPLOYEES OF THE UNIVERSITY OF HARTFORD, NOT FOR SERVICES AS REGENTS. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF PERPETUAL TRUST (HASE, INC.) 1,839,082. ACTUARIAL CHANGE IN POST-RETIREMENT BENEFITS -180,873. CHANGE IN REMEDIATION LIABILITY -119,352. THE WOMEN'S ADVANCEMENT INITIATIVE 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 272560346 EDUCATION CT 501(C)(3) PF UNIVERSITY OF HARTFORD 0 HARTFORD ART SCHOOL ENDOWMENT INC 200 BLOOMFIELD AVENUE WEST HARTFORD CT 06117 061256949 EDUCATION CT 501(C)(3) LINE 12C, III-FI N/A 0 CHARITABLE REMAINDER TRUST(10) INVESTMENT CT N/A T 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 FORM 990, SCHEDULE R, PART II THE UNIVERSITY OF HARTFORD IS THE SOLE MEMBER OF THE WOMEN'S ADVANCEMENT INITIATIVE (WAI); HOWEVER, THE WAI BOARD OF DIRECTORS IS LEGALLY INDEPENDENT FROM THE UNIVERSITY, AND IS COMPOSED OF COMMUNITY LEADERS, HARTFORD COLLEGE FOR WOMEN (HCW) ALUMNAE, AND PROFESSIONALS.