2024-05-15T14:51:32-05:00 2023-12-31 221478099 COHNREZNICK LLP 350 CHURCH STREET 12TH FLOOR HARTFORD CT 06103 990PF 2023-01-01 133766226 SMBC GLOBAL FOUNDATION INC SMBC 2122244118 277 PARK AVENUE 5TH FLOOR NEW YORK NY 10172 ERIC ECKHOLDT PRESIDENT 2122244592 2024-05-15 1 ERIC ECKHOLDT 999009999 1 LORI ROTHE YOKOBOSKY CPA P01273422 9592007000 2024-05-13 2 AAL1 IAL1 2023 2023-04-26 12:10:37Z X 15540867 X 700000 489370 489370 -585 35146 0 1188785 489370 0 0 0 32870 3287 29583 58598 37491 21107 6235 0 0 21319 0 21319 119022 40778 72009 1200846 1560230 1319868 40778 1632239 -131083 448592 446551 195076 195076 23865 17630 17630 9095187 10647119 10647119 4371359 4681042 4681042 13936962 15540867 15540867 50287 35044 17130 359384 67417 394428 X 13869545 15146439 13869545 15146439 13936962 15540867 13869545 -131083 1407977 15146439 0 15146439 VANGUARD FUNDS P 35146 35731 -585 -585 -585 6235 0 6235 0 6235 15615 0 0 0 15615 X 0 9380 9380 0 0 0 0 0 0 0 0 0 0 0 1 1 NY DE 1 0 1 0 0 1 WWW.SMBCGROUP.COM ERIC ECKHOLDT 2122244915 277 PARK AVENUE 5TH FLOOR NEW YORK NY 10172 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AABHA SHARMA C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 ASSISTANT SECRETARY 0.50 0 0 0 LYNN ZILKA C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 ASSISTANT SECRETARY 0.25 0 0 0 PETER STURZINGER C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 ASSISTANT SECRETARY 0.25 0 0 0 WILLIAM GOUGHERTY C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 ASSISTANT SECRETARY 0.25 0 0 0 CARL ADAMS C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 DIRECTOR 0.25 0 0 0 KATSUYUKI KUBO C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 DIRECTOR 0.25 0 0 0 LISETTE LIEBERMAN C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 DIRECTOR 0.25 0 0 0 ROBIN MILBERG C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 DIRECTOR 0.25 0 0 0 STEPBANIE BOWKER C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 DIRECTOR 0.50 0 0 0 HIRO OSHIMA C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 DIRECTOR/CHAIRPERSON 0.50 0 0 0 DEBBIE FREER C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 OUTGOING DIRECTOR 0.25 0 0 0 NATSUHIRO SAMEJIMA C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 OUTGOING DIRECTOR/CHAIRPERSON 0.25 0 0 0 ERIC ECKHOLDT C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 PRESIDENT 4.00 0 0 0 LEANNE MADER C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 SECRETARY 0.50 0 0 0 KUO-CHANG KC LU C/O SUMITOMO MITSUI BANKING CORP 277 PARK AVENUE NEW YORK NY 10172 NEW YORK NY 10172 TREASURER 0.25 0 0 0 NONE 0 NONE 0 0 14278832 367738 0 14646570 0 0 14646570 219699 14426871 721344 721344 6235 6235 715109 0 715109 0 715109 1632239 0 1632239 715109 10728 0 0 1632239 10728 0 0 715109 906402 0 0 906402 0 0 0 0 0 0 0 906402 906402 PRESIDENT SMBC GLOBAL FOUNDATIONINC 277 PARK AVENUE NEW YORK NY 10172 2122244440 APPLICATIONS. GRANT REQUESTS SHOULD INCLUDE THE FOLLOWING INFORMATION: A DESCRIPTION OF THE ORGANIZATION, ITS HISTORY AND OVERALL PURPOSES; THE SPECIFIC PURPOSE FOR THE GRANT REQUEST, EXPLANATION OF NEED AND AMOUNT OF CASH REQUESTED; AND EVIDENCE OF THE ORGANIZATION'S TAX-EXEMPT STATUS. ADDITIONAL INFORMATION MAY BE REQUESTED BASED ON THE PROGRAM FOR WHICH THE GRANT IS BEING APPLIED. DEADLINES FOR GRANT SUBMISSIONS VARY BASED ON PROGRAM AND ARE DETERMINED AT THE TIME OF APPLICATION. SMBC GLOBAL FOUNDATION, INC. DOES NOT RESTRICT GRANTS BY GEOGRAPHICAL AREAS. THE FOUNDATION ONLY GIVES TO INSTITUTIONS WITHIN THE UNITED STATES WHICH ARE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE U.S. INTERNAL REVENUE CODE, AND ONLY FOR 501(C)(3) PURPOSES OUTSIDE THE UNITED STATES. IT PROVIDES GRANTS TO PROGRAMS THAT PROVIDE SCHOLARSHIPS AND OTHER EDUCATIONAL ASSISTANCE TO AID DESERVING INDIVIDUALS IN FURTHERING THEIR EDUCATIONAL GOALS; TO PROVIDE FINANCIAL ASSISTANCE TO SCHOOLS, COLLEGES, UNIVERSITIES AND OTHER EDUCATIONAL ORGANIZATIONS; TO ASSIST THEM IN CARRYING OUT THEIR EDUCATIONAL ACTIVITIES; TO AID COMMUNITIES IN MEETING CREDIT NEEDS; TO ASSIST ORGANIZATIONS DEDICATED TO PUBLIC HEALTH; TO ASSIST ORGANIZATIONS COMMITTED TO COMMUNITY SERVICE AND TO THE PROVISION OF SOCIAL SERVICES TO THOSE IN NEED, AND TO ENCOURAGE INDIVIDUALS TO SERVE THEIR COMMUNITY; AND TO PROMOTE THE ARTS BY PROVIDING FINANCIAL ASSISTANCE TO ORGANIZATIONS DEDICATED TO ADVANCING CULTURE AND THE ARTS. PRESIDENT SMBC GLOBAL FOUNDATIONINC 277 PARK AVENUE NEW YORK NY 10172 2122244440 A REGISTRATION FORM IS REQUIRED. THERE ARE TWO PARTS TO THE REGISTRATION FORM. THE FIRST PART IS COMPLETED BY THE EMPLOYEE NOTIFYING THE FOUNDATION OF THE AMOUNT OF THE DONATION, THE NAME OF THE 501(C)(3) CHARITABLE ORGANIZATION AND THE TAX DEDUCTIBLE PORTION OF THE DONATION. THE FORM IS THEN MAILED TO THE ORGANIZATION. THE SECOND PART IS COMPLETED BY CHARITABLE ORGANIZATION THAT RECEIVED THE DONATION. THE CHARITABLE ORGANIZATION CONFIRMS THAT IT RECEIVED THE EMPLOYEE'S DONATION AND RETURNS IT TO THE FOUNDATION. THE RECIPIENT CHARITY MUST HAVE TAX-EXEMPT STATUS AS RECOGNIZED BY THE IRC SECTION 501(C)(3) IN ORDER TO BE ELIGIBLE TO RECEIVE A MATCHING DONATION AND MUST PROVIDE PROOF OF TAX-EXEMPT STATUS. SET ANNUALLY IN DECEMBER TO BE MADE WITHIN THE CALENDAR YEAR. THE MAXIMUM AMOUNT DONATED PER EMPLOYEE PER YEAR IS LIMITED TO $1,000, AND THE MINIMUM FOR MATCHING FUNDS IS $25. IN 2023, THE FOUNDATION MADE DONATIONS TOTALING $133,096 RELATING TO THIS PROGRAM. THE FOUNDATION RESERVES THE RIGHT TO REFUSE TO MATCH EMPLOYEE DONATIONS GIVEN TO A NON 501(C)(3) TAX-EXEMPT CHARITIES, ADVOCACY, RELIGIOUS AND POLITICAL GROUPS, OR ORGANIZATIONS THAT SUPPORT BIASED OR DISCRIMINATORY POLICIES. PAYMENTS TO AN ORGANIZATION OR INSTITUTION THAT ARE MADE IN CONSEQUENCE OF, OR LEAD TO, A DIRECT MATERIAL BENEFIT (SUCH AS GOODS AND SERVICES OF MORE THAN A NOMINAL VALUE) TO THE DONOR OR A MEMBER OF HIS OR HER FAMILY, OR AN INDIVIDUAL DESIGNATED BY THE DONOR, ARE NOT ELIGIBLE TO BE MATCHED BY GRANTS FROM THE FOUNDATION. AMERICA'S CHARITIES 14200 PARK MEADOW DRIVE SUITE 330S CHANTILLY VA 20151 PC GENERAL OPERATING 133096 ADLER PLANETARIUM 1300 S DUSABLE LAKE SHORE DR CHICAGO IL 60605 PC GENERAL OPERATING 15000 AMERICAN CAMP ASSOCIATION 5000 STATE ROAD 67 NORTH MARTINSVILLE IN 46151 PC CAMP-SCHOOL PARTNERSHIPS AND CAMPER SCHOLARSHIPS 225000 AMERICAN RED CROSS 520 W 49TH ST NEW YORK NY 10019 PC DISASTER RELIEF 50000 BEAR BE A RESOURCE 3572 E T C JESTER BLVD HOUSTON TX 77018 PC GENERAL OPERATING 3750 BILLION OYSTER PROJECT 10 SOUTH ST SLIP 7 NEW YORK NY 100041921 PC GENERAL OPERATING 7500 BREAK A DIFFERENCE 1100 NEW JERSEY AVE SE SUITE 710 WASHINGTON DC 20003 PC GENERAL OPERATING 16500 CAL STATE FULLERTON PHILANTHROPIC FOUNDATION 800 N STATE COLLEGE BOULEVARD SGMH 5323 FULLERTON CA 92831 PC GENERAL OPERATING 6000 CATALYST INC 120 WALL ST 15TH FL NEW YORK NY 10005 PC GENERAL OPERATING 10000 CHANGE SUMMER 119 W 72ND ST SUITE 187 NEW YORK NY 10023 PC NYC YOUTH OVERNIGHT CAMP 175000 CITY HARVEST INC 150 52ND ST BROOKLYN NY 11232 PC GENERAL OPERATING 20000 COLUMBIA BUSINESS SCHOOL - CENTER ON JAPANESE ECONOMY AND BUSINESS 645 WEST 130 ST GEFFEN HALL 6TH FLOOR NEW YORK NY 10027 PC GENERAL OPERATING 50000 COMMUNITY FOOD BANK OF NEW JERSEY 31 EVANS TERMINAL HILLSIDE NJ 07205 PC GENERAL OPERATING 11850 FEED MY STARVING CHILDREN 401 93RD AVE NW COON RAPIDS MN 55433 PC GENERAL OPERATING 4950 FREDERICK DOUGLASS ACADEMY 2581 ADAM CLAYTON POWELL BLVD NEW YORK NY 10039 PC STUDENT TRIP TO JAPAN 35000 GIGI'S PLAYHOUSE 106 W 117TH ST NEW YORK NY 10026 PC GENERAL OPERATING 2550 GOD'S LOVE WE DELIVER INC 166 AVENUE OF THE AMERICAS NEW YORK NY 10013 PC GENERAL OPERATING 6000 GOOD PLUS FOUNDATION 306 W 37TH STT 8TH FL NEW YORK NY 10018 PC GENERAL OPERATING 11500 GUIDING EYES FOR THE BLIND INC 611 GRANITE SPRINGS RD YORKTOWN HEIGHTS NY 10598 PC GENERAL OPERATING 8100 HAMILTON MADISON HOUSE INC 253 SOUTH ST NEW YORK NY 10002 PC JAPANESE BEHAVIORAL HEALTH CLINIC 10000 ISAMU NOGUCHI FOUNDATION AND MUSEUM 32-37 VERNON BLVD LONG ISLAND CITY NY 11106 PC GENERAL OPERATING 10000 IUC (INTER-UNIVERSITY CENTER FOR JAPANESE STUDIES - STANFORD UNIVERSITY) ENCINA HALL C334 616 JANE STANFORD WAY REDWOOD CITY CA 943056055 PC STUDENT SCHOLARSHIPS 20000 JAPAN DAY INC 1650 BROADWAY SUITE 1210 NEW YORK NY 10019 PC GENERAL OPERATING 10000 JCC FUND 145 WEST 57TH STREET NEW YORK NY 10019 PC 90TH ANNIVERSARY EVENT 4000 JAPANESE EDUCATIONAL INSTITUTE (JEI) 56 HARRISON ST SUITE 505 NEW ROCHELLE NY 10801 PC GENERAL OPERATING AND SCHOLARSHIPS 30000 JUNIOR ACHIEVEMENT OF NEW YORK 200 WEST 41ST ST -- SUITE 800 NEW YORK NY 10036 PC GENERAL OPERATING 1200 JUNIOR ACHIEVEMENT OF SOUTHERN CALIFORNIA 6250 FOREST LAWN DR LOS ANGELES CA 900681016 PC GENERAL OPERATING 300 LITTLE TOKYO SERVICE CENTER 231 E 3RD ST STE G106 LOS ANGELES CA 90013 PC GENERAL OPERATING 2250 MUDDY PAWS RESCUE 821 9TH AVENUE FRNT 1 NEW YORK NY 10019 PC GENERAL OPERATING 3300 NATIONAL MUSEUM OF WOMEN IN THE ARTS 1250 NEW YORK AVE NW WASHINGTON DC 20005 PC GENERAL OPERATING 3000 NEW YORK CARES 65 BROADWAY - 19TH FLOOR NEW YORK NY 10006 PC COMMUNITY SERVICE 50000 OPERATION GRATITUDE PO BOX 260257 ENCINO CA 91426 PC GENERAL OPERATING 16500 OUTWARD BOUND USA 1133 ROUTE 55 SUITE 10 LAGRANGEVILLE NY 12540 PC CAPACITY BUILDING & WILDERNESS EXPEDITIONS FOR NYC YOUTH 175000 PROJECT SUNSHINE 211 EAST 43RD ST SUITE 401 NEW YORK NY 10017 PC GENERAL OPERATING 3450 RONALD MCDONALD HOUSE OF NEW YORK INC 405 EAST 73RD ST NEW YORK NY 10021 PC GENERAL OPERATING 50000 SECOND HARVEST FOOD BANK OF METROLINA 500-B SPRATT ST CHARLOTTE NC 28206 PC GENERAL OPERATING 1650 ST JUDE CHILDREN'S RESEARCH HOSPITAL 501 ST JUDE PLACE MEMPHIS TN 381053678 PC GENERAL OPERATING 1950 TABLE FOR TWO USA PO BOX 1103 NEW YORK NY 10163 PC GENERAL OPERATING 10000 TOY LOAN ADVISORY BOARD (LADPSS) 2200 NORTH HUMBOLDT ST LOS ANGELES CA 90031 PC GENERAL OPERATING 2850 YOUTH BUSINESS ALLIANCE 8200 WILSHIRE BLVD SUITE 200 BEVERLY HILLS CA 90211 PC GENERAL OPERATING 3600 1200846 AMERICA'S CHARITIES 14200 PARK MEADOW DRIVE SUITE 330S CHANTILLY VA 20151 PC GENERAL OPERATING 75284 ADLER PLANETARIUM 1300 S DUSABLE LAKE SHORE DR CHICAGO IL 60605 PC GENERAL OPERATING 15000 AMERICAN CAMP ASSOCIATION 5000 STATE ROAD 67 NORTH MARTINSVILLE IN 46151 PC CAMP SCHOOL PARTNERSHIPS AND CAMPER SCHOLARSHIPS 225000 BILLION OYSTER PROJECT 10 SOUTH ST SLIP 7 NEW YORK NY 100041921 PC GENERAL OPERATING 7500 BREAK A DIFFERENCE 1100 NEW JERSEY AVE SE SUITE 710 WASHINGTON DC 20003 PC GENERAL OPERATING 16500 JUNIOR ACHIEVEMENT OF SOUTHERN CALIFORNIA 6250 FOREST LAWN DR LOS ANGELES CA 900681016 PC GENERAL OPERATING 300 MUDDY PAWS RESCUE 821 9TH AVENUE FRNT 1 NEW YORK NY 10019 PC GENERAL OPERATING 3300 OPERATION GRATITUDE PO BOX 260257 ENCINO CA 91426 PC GENERAL OPERATING 16500 359384 14 489370 18 -585 0 488785 0 488785 0 0 0 0 0 0 0 0 0 0 X X 1 SUMITOMO MITSUI BANKING CORPORATION 277 PARK AVENUE NEW YORK NY 10172 700000 X ACCOUNTING FEES 32870 3287 29583 FORM 990 PF, PART XV: ON DECEMBER 12, 2013 THE ORGANIZATION RECEIVED A PRIVATE LETTER RULING FROM THE IRS STATING THAT THE IRS HAS APPROVED THE PROCEDURES THAT THE ORGANIZATION HAS IN PLACE FOR ITS SCHOLARSHIP PROGRAM, AND DETERMINED THAT SUCH EXPENDITURES WILL BE NOT BE CONSIDERED TAXABLE EXPENDITURES. AWARDS MADE UNDER THESE PROCEDURES ARE SCHOLARSHIP OR FELLOWSHIP GRANTS, AND ARE NOT TAXABLE TO THE RECIPIENT IF THEY ARE USED FOR QUALIFIED TUITION AND RELATED EXPENSES. FORM 990 PF, PART VII-B, LINE 1A(3): AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MISUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A). SUMITOMO MITSUI BANKING CORPORATION PROVIDES NOMINAL OFFICE SPACE, OFFICE SUPPLIES, AND FURNISHINGS FOR THE USE OF THE FOUNDATION WHOLLY WITHOUT CHARGE TO THE FOUNDATION. THIS ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION SECTION 53.4941(D)-2(D)(3). SUMITOMO MITSUI BANKING CORPORATION AND ITS WHOLLY-OWNED SUBSIDIARIES ALSO PROVIDE GENERAL BANKING FUNCTIONS TO THE FOUNDATION. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION SECTION 53.4941(D)-2(C)(4). FORM 990 PF, PART VII-B, LINE 1A(4): AS A SUBSTANTIAL CONTRIBUTOR, SUMITOMO MITSUI BANKING CORPORATION IS A DISQUALIFIED PERSON WITH RESPECT TO THE SMBC GLOBAL FOUNDATION, INC. (THE FOUNDATION) WITHIN THE MEANING OF IRC SECTION 4946(A)(1)(A). SUMITOMO MITSUI BANKING CORPORATION PROVIDES, OR ALTERNATIVELY, ENGAGES INDEPENDENT THIRD PARTIES TO PROVIDE, CERTAIN ACCOUNTING, BOOKKEEPING, RECORDKEEPING AND OTHER PERSONAL SERVICES TO THE FOUNDATION, ALL OF WHICH ARE REASONABLE AND NECESSARY TO CARRY OUT THE EXEMPT PURPOSE OF THE FOUNDATION. THESE SERVICES ARE DONATED TO THE FOUNDATION SUMITOMO MITSUI BANKING CORPORATION. THE ACTIVITY IS A PERMISSIBLE ACTIVITY IN ACCORDANCE WITH TREASURY REGULATION 53.4941(D)-3(C). FORM 990 PF, PART XV, LINE 2C: THE SUBMISSION DEADLINE FOR A MATCHING CONTRIBUTION TO BE MADE WITHIN THE CALENDAR YEAR IS SET ANNUALLY IN DECEMBER TO ALLOW SUFFICIENT TIME FOR PROCESSING VANGUARD - BONDS 4681042 4681042 VANGUARD - EQUITY 10647119 10647119 REGISTRATION 1418 0 1418 BOOKS, NEWSPAPERS AND MAGAZINES 171 0 171 BANK FEE 1530 0 1530 IT SUPPORT SERVICES 11000 0 11000 MEMBERSHIP DUES 7200 0 7200 UNREALIZED GAIN/LOSS ON INVESTMENTS 1407977 INVESTMENT FEE 35146 35146 0 MANAGEMENT SERVICE FEE 23452 2345 21107 SUMITOMO MITSUI BANKING CORPORATION 277 PARK AVENUE NEW YORK NY 10172 EXCISE TAX 6235 0 0