2024-05-14T08:43:39-07:00 2023-06-30 990 2022-07-01 160743900 ALFRED UNIVERSITY ALFR 6078712966 ONE SAXON DRIVE ALFRED NY 14802 Jodi Howe Deputy CFO 6078712966 2024-05-14 Jodi Howe 999009999 1 1 11 1 AAL2 X 2022 2023-04-26 12:10:37Z Mark Zupan One Saxon Drive Alfred NY 14802 121526753 0 X www.alfred.edu X 1857 NY The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 34 34 1640 0 0 0 35868317 36955635 65208120 63242615 19722833 2783994 2173721 3036154 122972991 106018398 33285030 32993181 0 0 39542389 43113659 0 0 1711139 38663658 36256621 111491077 112363461 11481914 -6345063 361589551 368832192 44252989 39819506 317336562 329012686 The mission of Alfred University is to provide excellent quality and enduring value through academic and co-curricular programming that is both intellectually challenging and practically relevant. We are culturally diverse and student-centered, and aim to serve an ever-changing student population. We seek students with the aspiration and dedication to do well for themselves and for their greater communities. Thus, we prepare our students with the knowledge, skills and life-habits that will enable them to succeed, and to live lives of continuous personal growth and service to others. These outcomes are achieved through a commitment, by the entire AU community, to teaching and research, the pursuit of scientific and technical expertise, artistic creativity, and humanistic learning. 0 0 99000763 32993181 66278770 HIGHER EDUCATION: ALFRED UNIVERSITY IS A COEDUCATIONAL INSTITUTION COMPRISED OF THE PRIVATELY ENDOWED COLLEGES OF LIBERAL ARTS AND SCIENCES, ENGINEERING AND BUSINESS, AND THE SCHOOL OF GRADUATE AND CONTINUING STUDIES, AS WELL AS TWO STATUTORY UNITS - THE SCHOOL OF ART AND DESIGN AND SELECTED PROGRAMS WITHIN THE SCHOOL OF ENGINEERING. WE OFFER BOTH UNDERGRADUATE AND GRADUATE DEGREES ALONG WITH UNDERGRADUATE AND GRADUATE RESEARCH OPPORTUNITIES TO APPROXIMATELY 2,000 STUDENTS. 0 0 0 99000763 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 0 0 1 1 0 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 375 0 1 1640 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 34 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X Amanda Azzi 6078712128 ONE SAXON DRIVE ALFRED NY 14802 Mark Zupan President 50 0 X 440492 0 38590 Scott Misture Professor, School of Engineering 50 0 X 226777 0 43731 Gabrielle G Gaustad Dean, School of Engineering 50 0 X 232144 0 37239 Giovina Lloyd VP Business/Finance & CFO 50 0.2 X 230610 0 20941 Elizabeth Dobie Vice President & Provost 50 0.2 X 220420 0 24424 Erin Martinovich VP for Advancement 50 0 X 213854 0 13642 Jonathan Kent VP of Enrollment Management 50 0 X 193263 0 27375 SK Sundaram Professor, School of Engineering 50 0 X 168213 0 39590 John Cerio Dean, School of Graduate & Continuing Studies 50 0 X 165816 0 22323 Mark Lewis Dean, College of Business 50 0 X 156279 0 11000 Mary McAllister Secretary 40 0.2 X 73898 0 5450 Carolyn S Clark Chair 1.5 0.2 X X 0 0 0 Stephen K Heine Vice Chair 1.5 0.2 X X 0 0 0 AN Sreeram Trustee 1.5 0.2 X 0 0 0 Bryan Hill Trustee 1.5 0.2 X 0 0 0 Cheryl R Blanchard Trustee 1.5 0.2 X 0 0 0 Christine E Heckle Trustee 1.5 0.2 X 0 0 0 Craig J Peretz Trustee 1.5 0.2 X 0 0 0 Dennis Kessler Trustee 1.5 0.2 X 0 0 0 Dwight Gertz Trustee 1.5 0.2 X 0 0 0 Eric M Bershad Trustee 1.5 0.2 X 0 0 0 Eric M Zuckerman Trustee 1.5 0.2 X 0 0 0 Frederick A George Trustee 1.5 0.2 X 0 0 0 Gene M Bernstein Trustee 1.5 0.2 X 0 0 0 Gregory R Connors Trustee 1.5 0.2 X 0 0 0 James M Jordan Trustee 1.5 0.2 X 0 0 0 John A Edmond Trustee 1.5 0.2 X 0 0 0 Joseph Cesarano III Trustee 1.5 0.2 X 0 0 0 Kathleen A Richardson Trustee 1.5 0.2 X 0 0 0 Kevin H Livingston Trustee 1.5 0.2 X 0 0 0 Kristen M Klabin Trustee 1.5 0.2 X 0 0 0 Marianne Gaige Trustee 1.5 0.2 X 0 0 0 Matthew Washington Trustee 1.5 0.2 X 0 0 0 Michael P Carey Trustee 1.5 0.2 X 0 0 0 Michele R Cohen Trustee 1.5 0.2 X 0 0 0 Neal Miller Trustee 1.5 0.2 X 0 0 0 Patricia St George Trustee 1.5 0.2 X 0 0 0 Russell Cesari Trustee 1.5 0.2 X 0 0 0 Terry A Michalske Trustee 1.5 0.2 X 0 0 0 Terry Montgomery Trustee 1.5 0.2 X 0 0 0 Terry S Galanis Jr Trustee 1.5 0.2 X 0 0 0 Thomas R Hinman Trustee 1.5 0.2 X 0 0 0 William Giles Trustee 1.5 0.2 X 0 0 0 William Pullman Trustee 1.5 0.2 X 0 0 0 William Rice Trustee 1.5 0.2 X 0 0 0 2321766 0 284305 34 0 1 0 AVI Foodsystems Inc 2590 Elm Road NE Warren OH 44483 Food Service Vendor 4546954 Universal Builders 97 Depot Street Canisteo NY 14823 Contracted Services 2061796 Center for Integrated Teacher Education 50 Court Street Suite 1111 Brooklyn NY 11201 Professional Services 1624335 Carnegie Dartlet LLC 210 Littleton Rd Suite 100 Westford MA 01896 Professional Services 565842 Dell Marketing LP c/o Dell USA LP Box 371964 Pittsburgh PA 15250 Contracted Services 546706 39 0 0 0 0 27991656 8963979 1015785 36955635 Tuition and Fees 611310 49771533 49771533 0 0 Auxiliary Services 611710 13076928 13076928 0 0 Educational Activities 611710 394154 394154 0 0 0 0 0 0 63242615 3336564 0 0 3336564 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 14955785 0 15508355 0 -552570 0 -552570 0 0 -552570 0 Research 541712 939359 939359 0 0 Athletics & Equestrian 711210 308370 308370 0 0 Student Loan Interest 611710 168487 168487 0 0 1619938 1619938 0 0 3036154 106018398 66278769 0 2783994 0 31203022 31203022 1790159 1790159 2379066 0 1569893 809173 0 0 0 0 30491110 26757194 3596886 137030 1983648 1740732 234001 8915 6020096 5282880 710161 27055 2239739 1965462 264211 10066 0 0 0 0 208663 33355 175308 0 166205 4800 161405 0 80611 0 80611 0 0 0 253500 0 223361 30139 8395098 7574755 790587 29756 134157 106466 25646 2045 3621901 3213920 273761 134220 1727150 1727150 0 0 0 0 0 0 2522048 2484745 37303 0 2459721 2094323 248188 117210 0 0 0 0 85572 62767 19721 3084 363218 363218 0 0 0 0 0 0 8411674 7927154 409557 74963 698838 55965 640433 2440 Repairs & Maintenance 1495417 1084781 272025 138611 Small Equipment 1079401 864783 211411 3207 Indirect Costs 900047 900047 0 0 Awards & Honorariums 384459 382797 1662 0 3268941 1380288 1705428 183225 112363461 99000763 11651559 1711139 5442822 3368667 4000000 0 10240486 4537749 2284536 2221347 17211507 13991736 293485 271872 317906 593399 331917658 169405638 154561873 162512020 140460983 156329199 26775953 25006203 361589551 368832192 5515104 6797984 3606799 2660848 12126181 11234958 23004905 19125716 44252989 39819506 X 143125818 146938172 174210744 182074514 317336562 329012686 361589551 368832192 X -6345063 15558835 0 0 0 2462352 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 80611 80611 0 Schedule C, Part II-B, Line 1 Alfred University contracts with a lobbying firm to lobby various federal agencies to facilitate the goals of Alfred University, mainly to obtain federal support of our research programs. 162029568 4978019 17613593 3229726 4865807 0 176525647 181447319 2671271 -14535887 3205827 4347308 0 162029568 136550309 2000643 49961569 2658963 4406239 0 181447319 138253806 4404421 790194 2365174 4532938 0 136550309 129318223 5329507 9106689 2037110 3463503 0 138253806 0.1 0.54 0.36 0 0 0 1421937 1421937 0 266164720 124798711 141366009 0 10284998 8370771 1914227 0 41334136 36236156 5097980 0 12711867 0 12711867 162512020 23768203 F 1238000 C 25006203 Post Retirement Benefit Obligation 14776324 Asset Retirement Obligation 3404389 Annuities Payable 945003 19125716 Schedule D, Part V, Line 4 The long-term objective of the endowment is to maintain the purchasing power with the goal of providing a reasonable, predictive, stable, and sustainable level of income to support scholarship, academic instruction, infrastructure and current operations. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Alfred University has their Discrimination, Harassment, and Sexual Misconduct policy posted on the Alfred University website at my.alfred.edu/student-policies Schedule E, Part I, Line 6 Alfred University received funding from a variety of sources. Some of these sources are governmental agencies providing funding for research projects, student financial aid or general operations. In addition, the New York State College of Ceramics at Alfred University is funded in part by the State of New York and is included in the Alfred University financial statements and reporting. Central America and the Caribbean 0 0 Program Services Conference, Study Abroad 3849 East Asia and the Pacific 0 0 Program Services Research, Conference 10204 Europe (including Iceland and Greenland) 0 0 Program Services Research, Conference 32269 Sub-Saharan Africa 0 0 Program Services Conference 5330 0 0 51652 Scholarship Central America and the Caribbean 4 110444 Student Aid Scholarship East Asia and the Pacific 22 484599 Student Aid Scholarship Europe (including Iceland and Greenland) 2 34015 Student Aid Scholarship Middle East and North Africa 4 71274 Student Aid Scholarship North America (including Canada and Mexico, but not the United States) 3 65425 Student Aid Scholarship Russia and Neighboring States 11 419686 Student Aid Scholarship South America 3 94122 Student Aid Scholarship South Asia 7 182389 Student Aid Scholarship Sub-Saharan Africa 11 328205 Student Aid 1 0 1 1 1 0 1 Scholarships 1334 31203022 0 Schedule I, Part I, Line 2 Students receiving scholarships and fellowships are judged worthy by the institution's assessment on a basis of academic achievement, financial need, and other similar standards. X X X 1 1 X X X X 0 0 0 0 0 0 0 0 0 Mark Zupan President 425232 0 0 0 15260 0 21350 0 17240 0 479082 0 0 0 Giovina Lloyd VP Business/Finance & CFO 230610 0 0 0 0 0 20443 0 498 0 251551 0 0 0 Elizabeth Dobie Vice President & Provost 220420 0 0 0 0 0 19435 0 4989 0 244844 0 0 0 Scott Misture Professor, School of Engineering 160702 0 0 0 66075 0 21940 0 21791 0 270508 0 0 0 Gabrielle G Gaustad Dean, School of Engineering 205148 0 0 0 26996 0 18880 0 18359 0 269383 0 0 0 Erin Martinovich VP for Advancement 188462 0 25000 0 392 0 13192 0 450 0 227496 0 0 0 Jonathan Kent VP of Enrollment Management 192109 0 0 0 1154 0 13838 0 13537 0 220638 0 0 0 SK Sundaram Professor, School of Engineering 130228 0 0 0 37985 0 17860 0 21730 0 207803 0 0 0 John Cerio Dean, School of Graduate & Continuing Studies 146513 0 0 0 19303 0 11274 0 11049 0 188139 0 0 0 Mark Lewis Dean, College of Business 145404 0 0 0 10875 0 10530 0 470 0 167279 0 0 0 Schedule J, Part I, Line 1a The University requires the President to live in on-campus housing and provides a custodian to clean the facility. The University maintains a Country Club membership in the President's name for entertainment of donors. It is acceptable that the President's spouse or significant other may accompany him on University business trips/events. During these trips/events, the expense of the spouse or significant other will be paid by the University. A First Niagara Series 2015A Bonds 2015-07-30 8716483 Refinancing 0 0 0 A 4946284 0 8716843 0 8716483 0 0 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 X 45 1015785 Market Value 0 0 1 0 Form 990, Part VI, Section B, Line 11b Form 990 is prepared by the University's Controller and submitted for review to the University's independent auditors, President, Vice President for Business & Finance, and the Chair of the audit committee of the Board of Trustees, who has been delegated this responsibility by the Board of Trustees. The University also makes the draft form available to all board members for their review and comment. Form 990, Part VI, Section B, Line 12c The conflict of interest forms are completed annually by members of the Board and key employees. The disclosure responses are compiled by a third party and provided to the Secretary of the Corporation and the Director of Human Resources. The Secretary of the Corporation provides a copy of all completed disclosure statements to the chair person of the audit committee and ensures that the Board members with a stated conflict of interest abstain from any voting associated with the conflict and is not present for discussion on the matter. The Director of Human Resources provides a copy of potential conflicts of interest to the President who is responsible for determining the proper way to handle corporate decisions which involved unresolved employee conflicts of interest. Form 990, Part VI, Section B, Line 15 The Human resource committee of the Board of Trustees sets the salary for the President. They utilize many sources of comparative data including surveys and Form 990 filings from comparative universities to determine the appropriate compensation. Form 990, Part VI, Section C, Line 19 The University complies with all laws and regulations and provides photocopies of required documents upon request. Form 990, Part XI, Line 9 Post Retirement Benefit Changes Alfred University Housing Corporation One Saxon Drive Alfred NY 14802 166052251 Rental Housing for University Students NY 501 (c) (2) Alfred University 1 Saxon Inn Inc One Saxon Drive Alfred NY 14802 160960711 Provides Services/Sells Beverages NY 501 (c)(7) Alfred University 1 Alfred University Research Fdn Inc One Saxon Drive Alfred NY 14802 161063285 Auxiliary of reporting NY 501 (c)(3) Line 2 Alfred University 1 Foster Lake Inc One Saxon Drive Alfred NY 14802 161000109 Lake Access to Students NY Alfred University C 20000 69100 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 Alfred University Housing Corporation q 150000 Expense Reimbursement