2024-02-12T09:22:52-06:00 2023-03-31 420714325 RSM US LLP 1250 H STREET SUITE 700 WASHINGTON DC 20005 990 2022-04-01 521974904 TOBACCO-FREE KIDS ACTION FUND TOBA 2022965469 1400 I STREET NW 1200 WASHINGTON DC 20005 YOLONDA C RICHARDSON PRESIDENT 2022965469 2024-02-09 1 YOLONDA RICHARDSON XXX-XX-XXXX 0 MEREDITH BELL P01696827 2022932200 2024-02-09 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z YOLONDA C RICHARDSON 1400 I STREET NW 1200 WASHINGTON DC 20005 59149279 0 X WWW.TOBACCOFREEACTION.ORG X 1996 DC WE PASSIONATELY CHAMPION & ADVOCATE FOR EVIDENCE-BASED POLICIES THAT PROTECT CHILDREN , IMPROVE HEALTH AND SAVE THE MOST LIVES. 16 15 139 15 0 0 46988981 57336512 0 0 83447 861329 0 0 47072428 58197841 12337359 11409855 0 0 7712271 8174746 0 0 115515 28831909 36804978 48881539 56389579 -1809111 1808262 65428376 68535680 50964212 52249176 14464164 16286504 WE PASSIONATELY CHAMPION & ADVOCATE FOR EVIDENCE-BASED POLICIES THAT PROTECT CHILDREN , IMPROVE HEALTH AND SAVE THE MOST LIVES. 0 0 33656976 639976 (DOMESTIC) ADVOCACY/ COMMUNICATIONS/ RESEARCH/ YOUTH SERVICES:SUPPORTED THE U.S. DEPARTMENT OF JUSTICE'S CIVIL LAWSUIT AGAINST THE MAJOR TOBACCO COMPANIES; ADVOCATED FOR FUNDING FOR TOBACCO PREVENTION AND TOBACCO CESSATION PROGRAMS AS WELL AS EXPANDED INSURANCE COVERAGE FOR CESSATION SERVICES; CONTINUED TO SUPPORT IMPLEMENTATION OF THE FOOD AND DRUG ADMINISTRATION'S AUTHORITY OVER TOBACCO PRODUCTS; PLANNED AND IMPLEMENTED STATE-WIDE ADVOCACY CAMPAIGNS THAT HOLD ELECTED OFFICIALS ACCOUNTABLE FOR TOBACCO ISSUES, PROMOTE THE PROVEN SOLUTIONS THAT REDUCE TOBACCO USE AND GENERATE VOTER SUPPORT FOR INITIATIVES THAT ADVANCE TOBACCO-CONTROL. 20565778 10743379 INTERNATIONAL PROGRAMS:MANAGED AN INTERNATIONAL PROGRAM TO SUPPORT THE ADOPTION OF STRATEGIES TO REDUCE THE CONSUMPTION OF TOBACCO GLOBALLY; STAFF MANAGE AN INTERNATIONAL GRANT PROGRAM THAT PROVIDES FUNDS TO ORGANIZATIONS IN LOW AND MIDDLE-INCOME COUNTRIES TO ADOPT AND IMPLEMENT TOBACCO CONTROL LAWS, REGULATIONS, POLICIES AND PROGRAMS, INCLUDING TAX AND PRICE MEASURES, ADVERTISING BANS, CONSUMER WARNINGS AND SMOKE-FREE WORKPLACES AND PUBLIC PLACES LAWS; AND PROVIDED ASSISTANCE TO GRANTEE AND PARTNER ORGANIZATIONS IN STRATEGY DEVELOPMENT, CAMPAIGN IMPLEMENTATION, COMMUNICATIONS AND MEDIA OUTREACH, POLICY RESEARCH AND LEGAL DRAFTING AND ANALYSIS. 1160864 26500 GLOBAL ADVOCACY INCUBATOR:AN INTERNATIONAL PROGRAM THAT MANAGES A UNIT THAT TRAINS AND ADVISES OTHER ORGANIZATIONS ON THE CONDUCT OF HEALTH POLICY CAMPAIGNS IN LOW AND MIDDLE INCOME COUNTRIES. 55383618 0 1 1 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 X 128 0 1 139 1 0 1 CH 0 0 1 1 0 0 0 X 16 15 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL GA HI IL KS KY MD MA MN MS MO NH NJ NM NY NC OK OR PA RI SC TN UT VA WV WI X JACQUELINE M BOLT 2022965469 1400 I STREET NW 1200 WASHINGTON DC 20005 MATTHEW MYERS PRESIDENT 16.00 24.00 X X 130580 200651 55780 WILLIAM D NOVELLI BOARD CHAIR 1.00 1.00 X X 0 0 0 CHRISTOPHER CONLEY FINANCE COMMITTEE CHAIR 1.00 1.00 X 0 0 0 JONAH SHACKNAI DEVELOPMENT COMMITTEE CHAIR 1.00 1.00 X 0 0 0 BEVERLY MAY DEVELOPMENT COMMITTEE 1.00 1.00 X 0 0 0 MILTON NGUYEN DIRECTOR 1.00 1.00 X 0 0 0 DOUG ULMAN DIRECTOR 1.00 1.00 X 0 0 0 EILEEN HOWARD BOONE DIRECTOR 1.00 1.00 X 0 0 0 DR BECHARA CHOUCAIR MD DIRECTOR 1.00 1.00 X 0 0 0 TIM RIESTER DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL MOORE DIRECTOR 1.00 1.00 X 0 0 0 PATRICE A HARRIS MD DIRECTOR 1.00 1.00 X 0 0 0 LISA A LACASSE DIRECTOR 1.00 1.00 X 0 0 0 AGAMROOP KAUR DIRECTOR 1.00 1.00 X 0 0 0 NANCY BROWN DIRECTOR 1.00 1.00 X 0 0 0 MELISSA SCHULMAN DIRECTOR 1.00 1.00 X 0 0 0 JACQUELINE BOLT VP, FINANCE & ADMIN., TREASURER 17.00 23.00 X 114159 139775 47769 YOLONDA RICHARDSON EVP, GLOBAL PROGRAMS, SECRETARY 8.00 32.00 X 50235 273758 64733 VINCENT WILLMORE VP, COMMUNICATIONS 16.00 24.00 X 101764 152784 41230 LAURIE RUBINER EXECUTIVE PRESIDENT THRU 6/8/22 17.00 23.00 X 65206 85104 15780 ANNE FORD VP, FEDERAL RELATIONS 18.00 22.00 X 108291 132764 50457 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 4.00 36.00 X 21177 190704 48170 ANNIE TEGAN VP, STATE ISSUES 20.00 20.00 X 85443 85691 56211 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 16.00 24.00 X 113483 170328 40697 PATRICIA SOSA DIR, LATIN AFFAIRS 9.00 31.00 X 50667 174925 44760 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 21.00 19.00 X 110104 104297 43873 VANDANA AGARWAL REGIONAL DIRECTOR 18.00 22.00 X 98346 116415 43376 DENNIS HENIGAN VP, LEGAL REG AFFAIRS 6.00 34.00 X 32150 182322 59384 1081605 2009518 612220 8 0 1 0 BULLY PULPIT INTERACTIVE LLC 1445 NEW YORK AVE NW 5TH FL WASHINGTON DC 20005 ADVOCACY SERVICES 11343488 DP STRATEGIES LLC 1203 K STREET NW WASHINGTON DC 20005 ADVOCACY SERVIVES 4313533 SKDKNICKERBOCKER LLC 1150 18TH ST NW STE 800 WASHINGTON DC 20036 ADVOCACY SERVICES 2870722 ESPOUSAL STRATEGIES LLC 101 SW MADISON 8274 PORTLAND OR 97207 ADVOCACY SERVICES 551500 BUCK DESIGN LLC 2630 LACY STREET LOS ANGELES CA 90031 ADVOCACY SERICES 391259 20 57336512 57336512 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PO BOX 42304 PORTLAND OR 97242 204689019 10000 0 MILLS FOR MAINE PO BOX 94 AUGUSTA ME 04332 842213980 1725 0 MAINE DEMOCRATIC STATE COMMITTEE PO BOX 5258 AUGUSTA ME 04332 010227304 15000 0 DP STRATEGIES LLC DBA BROWN STRATEGY GROUP 1230 K STREET NW WASHINGTON DC 20005 814341794 9532 0 1 0 0 PART I-A, LINE 1: TFKAF ENGAGES IN POLITICAL CAMPAIGN ACTIVITY ONLY TO THE EXTENT PERMITTED BY FEDERAL LAW AND THE APPLICABLE STATE OR LOCAL LAWS. IN 2022, TFKAF ENGAGED IN POLITICAL ACTIVITIES FOR CANDIDATES FOR ELECTED OFFICE 9570 5742 3828 3828 DUE TO AFFILIATE 1035092 1035092 58201479 14078 14078 58187401 10440 10440 58197841 56379139 0 56379139 10440 10440 56389579 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 520408 EAST ASIA AND THE PACIFIC 1 6 GRANTS TO RECIPIENTS LOCATED IN REGION 2891592 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOACTED IN REGION 88701 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 396729 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 338616 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 3721628 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 1741289 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 1070916 1 6 0 0 1 6 10769879 0 10769879 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 20271 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 120743 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN TOBACCO CONTROL GRANT 62000 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 274671 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 14400 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 28323 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TOBACCO CONTROL GRANT 88701 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 70182 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 38958 WIRE 0 RUSSIA AND NEIGHBORING STATES GLOBAL HEALTH GRANT 40913 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 44900 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 11992 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCIO CONTROL GRANT 186666 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 15187 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 21090 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 80000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 25000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 80883 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 84000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 222593 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 147447 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 36000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 67500 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 96266 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 46341 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 121250 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 53333 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 25000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 33333 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 180000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 80001 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 16828 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 45375 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 60000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 121692 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 72303 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 32077 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 7832 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 49049 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRAANT 30274 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTOL GRANT 40926 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 125439 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 105003 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 19430 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 57623 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 105278 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 84714 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 25625 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 115000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 38095 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 22500 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 197089 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 105000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 31000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 75608 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 101735 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 117500 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 78912 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 48850 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 183539 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 56823 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 27778 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 52031 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 5140 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 155000 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 38000 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 30070 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 130500 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 51175 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 242467 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 202736 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 891412 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 62738 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 21501 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 767789 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 128277 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 26500 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 410386 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 84043 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 142034 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 30000 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 269000 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 38000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 83834 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 74105 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 56273 WIRE 0 SOUTH ASIA TOBACCO CONTROL 46895 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 42232 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 73500 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 35282 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 50588 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 26500 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 14997 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 31485 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 28917 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 24386 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 45020 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 208500 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 104000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 40000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 72981 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 11910 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 38018 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 82500 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 100500 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 50000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 7200 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 25870 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 27030 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 61137 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 95491 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 32908 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 74997 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 65824 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 8409 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 134106 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 192441 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 50529 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 6874 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 120000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 49000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 40000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 40000 WIRE 0 0 123 0 0 0 0 0 0 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) INTERNATIONAL GRANTS SUPPORT NON-LOBBYING AND LOBBYING ACTIVITIES OF NON-GOVERNMENTAL AND CIVIL SOCIETY ORGANIZATIONS WORKING TO HELP PASS, IMPLEMENT AND ENFORCE TOBACCO CONTROL POLICIES IN LOW- AND MIDDLE-INCOME FOREIGN COUNTRIES. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND MAINTAINS THE FOLLOWING POLICIES & PROCEDURES: - THE ACTION FUND DOES A CAREFUL PROGRAMMATIC AND FINANCIAL REVIEW OF ALL GRANT APPLICANTS AND PROPOSALS TO ENSURE THAT PROJECT OBJECTIVES AND ACTIVITIES ARE IN LINE WITH TFKAF GOALS AND FIT WITHIN THE APPLICANT ORGANIZATION'S CAPACITY AND EXPERIENCE. - THE ACTION FUND DOES NOT FUND ANY GRANT ACTIVITIES THAT MIGHT INCLUDE SUPPORTING OR OPPOSING CANDIDATES FOR ELECTED OFFICE. - THE ACTION FUND REQUIRES DETAILED INFORMATION FROM EACH GRANT APPLICANT SO THAT IT CAN FOLLOW THE U.S. DEPARTMENT OF THE TREASURY ANTI-TERRORIST FUNDING GUIDELINES REGARDING CHARITABLE GRANTS TO FOREIGN ENTITIES OR INDIVIDUALS. AMONG OTHER THINGS, THE ACTION FUND ENSURES, PRIOR TO ISSUING ANY GRANT, THAT NEITHER THE RECIPIENT ORGANIZATION NOR ANY OF ITS DIRECTORS, TOP EXECUTIVE STAFF, MAJOR FUNDERS OR MAJOR RECIPIENTS OF ORGANIZATION GRANTS ARE LISTED ON ANY OF THE MAJOR DATABASES OF PERSONS AND ORGANIZATIONS LINKED WITH TERRORISM. - THE INTERNATIONAL GRANT AGREEMENTS, THEMSELVES, CONTAIN SPECIFIC PROVISIONS TO PROTECT AGAINST GRANT FUNDS BEING USED TO SUPPORT TERRORIST ORGANIZATIONS OR ACTIVITIES, TO SUPPORT OR OPPOSE ANY CANDIDATES FOR POLITICAL OFFICE, OR IN VIOLATION OF ANY APPLICABLE LAWS. - EXCEPT FOR SOME RELATIVELY SMALL GRANTS WITH SHORT TIME FRAMES, THE ACTION FUND BREAKS UP ITS PAYMENT OF THE TOTAL GRANT AMOUNTS INTO INSTALLMENT PAYMENTS TO HELP ENSURE COMPLIANCE WITH THE GRANT AGREEMENTS AND SO THAT THE ENTIRE GRANT AMOUNTS ARE NEVER AT RISK OF IMPROPER USE OR DIVERSION. THE ACTION FUND ALSO REQUIRES INTERIM REPORTS, INCLUDING FINANCIAL REPORTING, THAT MUST BE RECEIVED AND APPROVED TO ENSURE PROPER USE OF RECEIVED GRANT FUNDS BEFORE ADDITIONAL INSTALLMENT PAYMENTS ARE MADE. AS PART OF THE FINANCIAL REPORTING, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT ANNUAL FINANCIAL STATEMENTS AND/OR AUDIT DOCUMENTS. - FOR LARGER GRANTS, THE ACTION FUND UNDERTAKES SITE VISITS, AS WELL, TO ENSURE THE PROPER USE OF GRANT FUNDS, TO CHECK THE INTERNAL FINANCIAL CONTROL SYSTEMS OF THE RECIPIENT ORGANIZATIONS, AND TO ENGAGE IN OTHER OVERSIGHT AND SUPPORT ACTIVITIES. - AT THE CONCLUSION OF ALL GRANTS, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS, WHICH ARE ANALYZED TO ENSURE THAT ALL GRANT ACTIVITIES HAVE BEEN COMPLETED, ALL FUNDS HAVE BEEN EXPENDED AND EXPENDED IN ACCORDANCE WITH U.S. GOVERNMENT AND LOCAL GOVERNMENT REGULATIONS AND RESTRICTIONS, AND ALL OTHER REQUIREMENTS HAVE BEEN FULFILLED UNDER THE TERMS OF THE GRANT. PART III ACCOUNTING METHOD: 1 PARENTS AGAINST VAPING E-CIGARETTES INC 105 W 86TH STREET 360 NEW YORK NY 10025 832367563 501(C)(4) 394453 0 TOBACCO CONTROL GRANT UNITED STATES FUND FOR UNICEF 125 MAIDEN LANE NEW YORK NY 10038 131760110 501(C)(3) 79455 0 GLOBAL HEALTH GRANT AMERICAN CIVIL LIBERTIES UNION OF PENNSYLANIA INC PO BOX 60173 PHILADELPHIA PA 19102 231742013 501(C)(4) 166068 0 GLOBAL HEALTH GRANT 1 2 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) PROVIDES GRANTS TO 501(C)(3) AND 501(C)(4) NONPROFITS IN THE UNITED STATES THROUGH BOTH GENERAL-PURPOSE AND PROJECT-SPECIFIC GRANTS, AND ALSO SOMETIMES MAKES CONTRIBUTIONS TO STATE OR LOCAL BALLOT MEASURE COMMITTEES. EXCEPT FOR THE CONTRIBUTIONS TO BALLOT MEASURE COMMITTEES, GRANTS ARE GIVEN ONLY TO ORGANIZATIONS THAT TFKAF HAS WORKED WITH IN THE PAST AND WILL CONTINUE TO BE WORKING WITH ON AN ONGOING BASIS. THIS FAMILIARITY WITH GRANT RECIPIENTS, AND THE CONTINUING WORKING RELATIONSHIPS, MAKES GRANT OVERSIGHT MUCH EASIER AND MORE DIRECT. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND ALSO MAINTAINS THE FOLLOWING POLICIES & PROCEDURES. TFKAF GENERALLY MAKES GRANTS TO SECTION 501(C)(3) AND 501(C)(4) NONPROFITS THAT ITS REGIONAL ADVOCACY DIRECTORS HAVE WORKED WITH IN THE PAST AND ANTICIPATE WORKING WITH IN THE FUTURE. MOST OF THE GRANTS DISTRIBUTED TO U.S. SECTION 501(C)(4) ENTITIES HAVE A CLAW-BACK PROCEDURE. EACH FORMAL GRANT PROPOSAL IS SUBMITTED ON FORMS PROVIDED BY TFKAF THAT REQUIRE DETAILED INFORMATION TO ALLOW FOR A CAREFUL EVALUATION OF THE GRANT PROPOSAL AND THE RECIPIENTS ABILITY TO USE THE GRANT FUNDS EFFECTIVELY, AS WELL AS FORMAL CONFIRMATION OF THE APPLICANT'S 501(C)(3) OR 501(C)(4) STATUS. GRANT REQUESTS ARE EVALUATED BY THE REGIONAL ADVOCACY DIRECTORS, THE VICE-PRESIDENT FOR STATE ISSUES AND OTHER RELEVANT TFKAF STAFF, SOMETIMES IN CONSULTATION WITH OTHERS FAMILIAR WITH THE APPLICANT OR THE PROPOSAL'S SUBJECT. AFTER CLARIFYING ANY ISSUES RAISED RELATING TO A PROPOSAL, INCLUDING POSSIBLE REVISIONS TO THE PROPOSAL, THOSE REVIEWING THE PROPOSALS RECOMMEND WHETHER OR NOT THE GRANT SHOULD BE MADE. THE PROPOSALS AND RELATED GRANT DOCUMENTS FOR RECOMMENDED GRANTS ARE REVIEWED BY THE TFKAF VICE PRESIDENT FOR STATE ISSUES, GENERAL COUNSEL, AND VICE PRESIDENT FOR FINANCE & ADMINISTRATION. UPON THEIR APPROVAL, THE GRANT AGREEMENT DOCUMENT IS SUBMITTED TO TFKAF'S PRESIDENT FOR FINAL APPROVAL AND SIGNATURE. AFTER THE CHECK IS DISBURSED, THE RELEVANT ACTION FUND REGIONAL ADVOCACY DIRECTOR WORKS WITH THE GRANTEE ON AN ONGOING BASIS TO CONFIRM THAT THE GRANT FUNDS ARE USED CONSISTENTLY WITH THE GRANT AGREEMENT. THE GENERAL PURPOSE GRANT LETTERS PROVIDE THAT THE FUNDS MAY BE USED ONLY FOR ACTIVITIES 501(C)(4) NONPROFITS MAY LEGALLY ENGAGE IN AND MUST BE USED EITHER FOR GENERAL PURPOSE OF PREVENTING AND REDUCING TOBACCO USE OR ITS HARMS OR FOR ONLY FOR THE SPECIFIED PROJECT. X X X 0 0 0 0 0 0 0 0 0 YOLONDA RICHARDSON EVP, GLOBAL PROGRAMS, SECRETARY 49805 271416 0 0 430 2342 4256 23194 5992 32656 60483 329608 0 0 MATTHEW MYERS PRESIDENT 127169 195410 0 0 3411 5241 10822 16628 11584 17799 152986 235078 0 0 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 112082 168224 0 0 1401 2104 10189 15293 6631 9949 130303 195570 0 0 JACQUELINE BOLT VP, FINANCE & ADMIN., TREASURER 113625 139122 0 0 534 653 10594 12971 13452 16470 138205 169216 0 0 VINCENT WILLMORE VP, COMMUNICATIONS 101289 152072 0 0 475 712 9156 13746 7940 11923 118860 178453 0 0 ANNE FORD VP, FEDERAL RELATIONS 107046 131237 0 0 1245 1527 9852 12079 13427 16464 131570 161307 0 0 DENNIS HENIGAN VP, LEGAL REG AFFAIRS 30853 174967 0 0 1297 7355 2886 16364 6174 35013 41210 233699 0 0 PATRICIA SOSA DIR, LATIN AFFAIRS 50044 172776 0 0 623 2149 4617 15939 5993 20694 61277 211558 0 0 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 21081 189846 0 0 96 858 1948 17542 3017 27164 26142 235410 0 0 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 109608 103827 0 0 496 470 10101 9568 13326 12625 133531 126490 0 0 VANDANA AGARWAL REGIONAL DIRECTOR 97904 115891 0 0 442 524 8971 10619 11518 13633 118835 140667 0 0 ANNIE TEGAN VP, STATE ISSUES 85170 85416 0 0 273 275 8027 8051 20464 20523 113934 114265 0 0 LAURIE RUBINER EXECUTIVE PRESIDENT THRU 6/8/22 64654 84385 0 0 552 719 5898 7697 1584 2069 72688 94870 0 0 PART I, LINE 3 THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE BOARD WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE BOARD EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. PERIODICALLY, HR REVIEWS COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM AND STAFF TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. FORM 990, PART V, LINE 2B: PURSUANT TO A WRITTEN COST-SHARING AGREEMENT, THE TOBACCO-FREE KIDS ACTION FUND SHARES EMPLOYEES WITH THE CAMPAIGN FOR TOBACCO-FREE KIDS ("CFTFK," EIN: 52-1969967), AN IRC SECTION 501(C)(3) ORGANIZATION. UNDER THE AGREEMENT, THE TOBACCO-FREE KIDS ACTION FUND REIMBURSES CFTFK FOR ALL COSTS RELATED TO THE EMPLOYEE'S WORK ON ITS BEHALF, INCLUDING RELATED TAXES. CFTFK, AS THE COMMON PAYMASTER, SUBMITS ALL TAX FILINGS FOR THE SHARED EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES ARE AUTHORIZED TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE & ADMINISTRATION STAFF, IN CONSULTATION WITH OUR OUTSIDE ACCOUNTING FIRM, PREPARES THE 990 FORM EACH YEAR. ONCE IT IS COMPLETED AND APPROVED BY THE VICE-PRESIDENT FOR FINANCE & ADMINISTRATION AND THE PRESIDENT, IT IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS (WHICH INCLUDES THE FINANCE COMMITTEE CHAIR) AND TO THE FULL BOARD OF DIRECTORS ALONG WITH KEY UNDERLYING DATA AND RECORDS. THE FINANCE COMMITTEE AND BOARD ARE GIVEN READY ACCESS TO RELEVANT STAFF AS WELL AS THE ACCOUNTING FIRM IN THE EVENT THAT THE COMMITTEE HAS QUESTIONS OR WANTS TO REVIEW ANY DATA OR RECORDS THAT WERE NOT INITIALLY PROVIDED. FORM 990, PART VI, SECTION B, LINE 12C TOBACCO-FREE KIDS ACTION FUND HAS A FORMAL, WRITTEN CONFLICT OF INTEREST POLICY FOR STAFF AND BOARD THAT IS PERIODICALLY REVIEWED AND, AS NEEDED, UPDATED AND REVISED. THE WRITTEN POLICY IS PERIODICALLY DISTRIBUTED TO ALL STAFF AND BOARD MEMBERS, AND ALWAYS DISTRIBUTED WHEN ANY SIGNIFICANT CHANGES ARE MADE. ALL NEW STAFF MEMBERS AND NEW BOARD MEMBERS ARE GIVEN A COPY OF THE WRITTEN CONFLICTS OF INTEREST POLICY, AND IT IS AVAILABLE ON THE CAMPAIGN'S INTERNAL COMPUTER NETWORK. THE CONFLICT OF INTEREST POLICY CLEARLY STATES THAT STAFF AND BOARD MUST DISCLOSE ANY OF THEIR EXISTING OR PLANNED ACTIVITIES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST AND THAT THE CAMPAIGN RESERVES THE RIGHT TO TAKE ANY REASONABLE ACTION TO RESOLVE A CONFLICT SITUATION, INCLUDING THE POSSIBLE TERMINATION OF AN EMPLOYEE AND/OR BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE BOARD WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE BOARD EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. PERIODICALLY, HR REVIEWS COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM AND STAFF TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THE ORGANIZATION MAKES AVAILABLE THE DOCUMENTS REQUIRED TO BE MADE PUBLICLY AVAILABLE BY SECTION 6104. FORM 990, PART IX, LINE 11G PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 5,832,843. MANAGEMENT AND GENERAL EXPENSES 27,752. FUNDRAISING EXPENSES 4. TOTAL EXPENSES 5,860,599. CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW STE 1200 WASHINGTON DC 20005 521969967 PUBLIC HEALTH SERVICES DC 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 CAMPAIGN FOR TOBACCO FREE KIDS L 226208 FMV CAMPAIGN FOR TOBACCO FREE KIDS O 8192067 FMV CAMPAIGN FOR TOBACCO FREE KIDS P 2192288 FMV